Baird Client Statement Overview

Transcription

1 Baird Client Statement Overview Clear, open communication is essential to a successful, trusting relationship. Because client account statements are a key part of the way we share information with you, we ve built them with your needs in mind. Your Baird Client Statement features: A clear and intuitive design that makes all of your account information easy to find and understand Top-line summaries that provide a straightforward picture of your current account value and activity, as well as changes in your portfolio value Ability to receive statements electronically via Baird Online Statements for all connected accounts with activity mailed in one envelope to the address of your primary account, along with your Master Connect Statement Two-sided printing to conserve paper and reduce the number of pages mailed to you

2 Master Connect Statement provides a comprehensive overview of asset value, unrealized gains and losses, and income for all household accounts those accounts that you and your Financial Advisor have decided to connect. Total Asset Value highlights the total value of all of the accounts within your household. Summary of Connected Accounts lists all of the account names, numbers, types of accounts, and delivery preference within your household. Detail of Connected Accounts displays each account s asset value as well as a combined total value for all accounts within your household. Reinvestment Enhanced Client Statement offers summaries and details of your account investments, includes information on the change in value at an account level and provides cumulative investment return information for mutual funds and unit investment trusts (UITs). Investment Objective/Asset Allocation states your investment objective and asset allocation so you and your Financial Advisor can be sure your portfolio remains consistent with your stated goals. From Your Baird Financial Advisor keeps you informed of investment opportunities and other important information so you can better manage your portfolio. Your Financial Advisor s name and telephone number are always easy to find. Account Summary isolates cash deposits and withdrawals from change in value to provide a detailed overview of the activities that impact asset value changes. Sample statements shown here are for illustrative purposes only and may not reflect the features of the statement you receive.

3 Asset Summary provides a comprehensive view of your portfolio, segregating your assets by investment type. It provides a full picture of your asset allocation and can include holdings outside of Baird for a clear picture of your complete portfolio. Gains and Losses reports total gains and losses both realized and unrealized by investment type to help you evaluate your account and assist with tax planning. Income & Distribution Summary/Tax Information Summary provides summaries of your income and gross proceeds so you can estimate your annual income and anticipate the effect on your taxes. Asset Details highlights totals and subtotals, making it easier to trace the asset details to the summaries and reconcile your statement. It displays unrealized gains/losses for your portfolio, allowing you to closely monitor your individual investments. It also segregates purchases from reinvestments. Cumulative investment return information is displayed (in dollars) for funds and UITs that are being reinvested.

4 Activity Summary summarizes investment activity by type for an easy explanation of the change in your cash balances for both the current period and year-to-date. Activity Details simplifies transaction details by clearly reporting subaccount activity that affects the cash, money market and/or margin balances in your account. Cash Management Account Activity details each type of activity in your Cash Management account, allowing you to track your financial activity. Realized Gains/Losses calculates your realized gains and losses by security and tax lot and determines whether each gain or loss is short-term or long-term.

5 Premier Client Statement is available as an alternative to the Reinvestment Enhanced Client Statement for clients who prefer a simpler summary without account level change in value or reinvestment details. Asset Value replaces the Account Summary section displayed on the Reinvestment Enhanced Client Statement. It provides you with the bottom line first so you can quickly see your portfolio s value as well as changes from your last statement and the prior year-end. Asset Details are a simplified version of the Reinvestment Enhanced Client Statement showing positions consolidated into a single line item. Statements Online Baird Online clients are able to retrieve, save and print their statements, trade confirmations and tax documents directly from our website. Clients also have the ability to opt out of receiving paper statements and confirmations. Baird Online includes many other features and is provided as a complimentary service to all Baird clients. Contact your Financial Advisor about how to sign up. Our Commitment to You Baird strives to provide the best financial advice and service. We work to earn your trust as a financial partner by consistently delivering deep expertise and world-class service. Our customized statements are designed to enhance your understanding of your portfolio and activity with a clear, comprehensive view Robert W. Baird & Co. Incorporated. Member SIPC. First Use: 5/2014. MC