Granting of Request for Early Termination of the Waiting Period Under the
|
|
|
- Eric Ellis
- 5 years ago
- Views:
Transcription
1 This document is scheduled to be published in the Federal Register on 12/17/2015 and available online at and on FDsys.gov BILLING CODE: S FEDERAL TRADE COMMISSION Granting of Request for Early Termination of the Waiting Period Under the Premerger Notification Rules Section 7A of the Clayton Act, 15 U.S.C. 18a, as added by Title II of the Hart-Scott- Rodino Antitrust Improvements Act of 1976, requires persons contemplating certain mergers or acquisitions to give the Federal Trade Commission and the Assistant Attorney General advance notice and to wait designated periods before consummation of such plans. Section 7A(b)(2) of the Act permits the agencies, in individual cases, to terminate this waiting period prior to its expiration and requires that notice of this action be published in the Federal Register. The following transactions were granted early termination -- on the dates indicated -- of the waiting period provided by law and the premerger notification rules. The listing for each transaction includes the transaction number and the parties to the transaction. The grants were made by the Federal Trade Commission and the Assistant Attorney General for the Antitrust Division of the Department of Justice. Neither agency intends to take any action with respect to these proposed acquisitions during the applicable waiting period. 1
2 Early Terminations Granted 11/02/ G Suncor Energy Inc. ; Canadian Oil Sands Limited ; Suncor Energy Inc G Leeds Equity Partners V, ; Higher One Holdings, Inc. ; Leeds Equity Partners V, G Allergan plc ; Mimetogen Pharmaceuticals Inc. ; Allergan plc 11/03/ G Mylan N.V. ; Perrigo Company plc ; Mylan N.V G Carl C. Icahn ; American International Group, Inc. ; Carl C. Icahn G DSV A/S ; UTi Worldwide Inc. ; DSV A/S G Calpine Corporation ; Granite Ridge Holdings LLC ; Calpine Corporation 11/04/ G SS&C Technologies, Inc. ; Carlyle U.S. Growth Fund III, ; SS&C Technologies, Inc G Mr. Patrick Drahi ; Cablevision Systems Corporation ; Mr. Patrick Drahi G Mr. Patrick Drahi ; Comcast Corporation ; Mr. Patrick Drahi G H&F EFS AIV I, ; Lee Equity Partners Fund Summer AIV LP ; H&F EFS AIV I, G Benchmark Electronics, Inc. ; Vance Street Capital LLC ; Benchmark Electronics, Inc G Brentwood Associates Private Equity V, ; Sea Island Clothiers Holdings, LLC ; Brentwood Associates Private Equity V, G ServiceMaster Global Holdings, LLC ; David Royce ; ServiceMaster Global Holdings, LLC 11/05/ G AqGen Island Holdings, Inc. ; C.G. JCF, ; AqGen Island Holdings, Inc. 11/06/ G Tyler Technologies, Inc. ; Larry D. Leinweber ; Tyler Technologies, Inc G Estate of Vincent Camuto ; Estate of Vincent Camuto ; Estate of Vincent Camuto G AEA Investors Small Business Fund II LP ; Quad-C Partners VII, ; AEA Investors Small Business Fund II LP G CCMP Capital Investors III (AV-9), ; PQ Group Holdings Inc. ; CCMP Capital Investors III (AV-9), G PQ Group Holdings Inc. ; Eco Services Group Holdings LLC ; PQ Group Holdings Inc G CCMP Capital Investors III (AV-7), ; PQ Group Holdings Inc. ; CCMP Capital Investors III (AV-7), G Thales Group ; Vormetric, Inc. ; Thales Group G Lake Michigan Credit Union ; United Federal Credit Union ; Lake Michigan Credit Union G Saudi Arabian Oil Company ; LANXESS AG ; Saudi Arabian Oil Company G nexair Holding, Inc. ; Praxair, Inc. ; nexair Holding, Inc G Carlyle Global Financial Services Partners II, LP ; Edgewood Partners Holdings, LLC ; Carlyle Global Financial Services Partners II, LP G Intercontinental Exchange, Inc. ; Interactive Data Holdings Corporation ; Intercontinental Exchange, Inc. 2
3 Early Terminations Granted 11/09/ G Singapore Post Limited ; Genossenschaft Constanter ; Singapore Post Limited G Capita plc ; Xchanging plc ; Capita plc G PBF Energy Inc. ; Exxon Mobil Corporation ; PBF Energy Inc G TransCanada Corp. ; Talen Energy Corporation ; TransCanada Corp G Green Plains Inc. ; Murphy USA Inc. ; Green Plains Inc G Participacoes Industriais do Nordeste, S.A. ; Ball Corporation ; Participacoes Industriais do Nordeste, S.A. 11/10/ G TRC Companies, Inc. ; Willbros Group, Inc. ; TRC Companies, Inc G Blue Mountain Credit Alternatives Fund Ltd. ; Angiotech Pharmaceuticals, Inc. ; Blue Mountain Credit Alternatives Fund Ltd G Mason Capital, Ltd. ; Edgewell Personal Care Company ; Mason Capital, Ltd G Bristol-Myers Squibb Company ; Five Prime Therapeutics, Inc. ; Bristol-Myers Squibb Company 11/12/ G Dialog Semiconductor Plc ; Atmel Corporation ; Dialog Semiconductor Plc G Project Aurora Parent, Inc. ; SolarWinds, Inc. ; Project Aurora Parent, Inc. 11/13/ G EQUATE Petrochemical Company ; Kuwait Petroleum Corporation ; EQUATE Petrochemical Company G EQUATE Petrochemical Company ; The Dow Chemical Company ; EQUATE Petrochemical Company 11/16/ G WEX Inc. ; Benaissance, LLC ; WEX Inc G Cologix Holdings, Inc. ; NAC Holdings LLC ; Cologix Holdings, Inc G Svenska Cellulosa Aktiebolaget SCA ; Wausau Paper Corp. ; Svenska Cellulosa Aktiebolaget SCA G NorthStar Asset Management Group Inc. ; GTCR Fund X/B LP ; NorthStar Asset Management Group Inc G Securitas AB ; Diebold, Incorporated ; Securitas AB G Shaobo Li ; Nipro Corporation ; Shaobo Li G Blackstone Capital Partners IV ; Arlington Capital Partners III, ; Blackstone Capital Partners IV G Trend Micro, Inc. ; Hewlett Packard Enterprise Company ; Trend Micro, Inc G Navitas Midstream Partners, LLC ; Apache Corporation ; Navitas Midstream Partners, LLC G Envision Healthcare Holdings, Inc. ; QRx Medical Management, LLC ; Envision Healthcare Holdings, Inc G Trilantic Capital Partners IV ; Antero Resources Investment LLC ; Trilantic Capital Partners IV 3
4 11/17/2015 Early Terminations Granted G Schlumberger N.V. ; Cameron International Corporation ; Schlumberger N.V G TCP Antero I-1 Holdco, LLC ; Antero Resources Investment LLC ; TCP Antero I-1 Holdco, LLC G Paul M. Rady ; Antero Resources Investment LLC ; Paul M. Rady G Warburg Pincus Private Equity X O&G, ; Antero Resources Investment LLC ; Warburg Pincus Private Equity X O&G, G Warburg Pincus Private Equity VIII, ; Antero Resources Investment LLC ; Warburg Pincus Private Equity VIII, G Warburg Pincus Private Equity X ; Antero Resources Investment LLC ; Warburg Pincus Private Equity X G BIF III Holtwood Holding (Delaware) LLC ; Talen Energy Corporation ; BIF III Holtwood Holding (Delaware) LLC G Glen C. Warren, Jr. ; Antero Resources Investment LLC ; Glen C. Warren, Jr G Invesco Perpetual UK Investment Series Investment Company ; Biofem LLC ; Invesco Perpetual UK Investment Series Investment Company G Invesco Perpetual UK 2 Investment Series Investment Company ; Biofem LLC ; Invesco Perpetual UK 2 Investment Series Investment Company G Gryphon Partners 3.5, ; Robert W. Fisher ; Gryphon Partners 3.5, G Endologix, Inc. ; TriVascular Technologies, Inc. ; Endologix, Inc G Brooks Automation, Inc. ; BioStorage Technologies, Inc. ; Brooks Automation, Inc G Genstar Capital Partners VII, ; Lee Equity Partners Fund PDR AIV, ; Genstar Capital Partners VII, 11/18/ G CF Woodford Investment Fund ; Biofem LLC ; CF Woodford Investment Fund 11/19/ G CDC Holdings, ; Windstream Holdings, Inc. ; CDC Holdings, G Genstar Capital Partners VII, ; PSG MB Holding Company I, ; Genstar Capital Partners VII, G TPG-Axon Partners, LP ; GNC Holdings, Inc. ; TPG-Axon Partners, LP G TPG-Axon Partners (Offshore), Ltd. ; GNC Holdings, Inc. ; TPG-Axon Partners (Offshore), Ltd. 4
5 11/20/2015 Early Terminations Granted G Blue Cross Blue Shield of Michigan Mutual Insurance Company ; DDDS Holdings, LLC ; Blue Cross Blue Shield of Michigan Mutual Insurance Company G Kinder Morgan Inc. ; BP plc ; Kinder Morgan Inc G Expedia, Inc. ; HomeAway, Inc. ; Expedia, Inc G The Lyme Forest Fund IV LP ; Hawthorne Timber Company, LLC ; The Lyme Forest Fund IV LP G GIP II CPV Holdings Partnership, ; CPV Shore Holdings, LLC ; GIP II CPV Holdings Partnership, G Yorktown Energy Partners VIII, ; Antero Resources Investment LLC ; Yorktown Energy Partners VIII, G American Capital Equity III, LP ; Riverside Micro-Cap, Fund II, ; American Capital Equity III, LP G Yorktown Energy Partners VII, ; Antero Resources Investment LLC ; Yorktown Energy Partners VII, G Toshiba Corporation ; Chicago Bridge & Iron Company N.V. ; Toshiba Corporation G NeuStar, Inc. ; MarketShare Partners, LLC ; NeuStar, Inc G ABRY Partners VIII, ; Directravel Holdings, LLC ; ABRY Partners VIII, G TPG Growth III (A), ; Palladium Equity Partners III, ; TPG Growth III (A), G Brenntag AG ; Ridgemont Equity Partners I-B, ; Brenntag AG G Cisco Systems, Inc. ; Lancope, Inc. ; Cisco Systems, Inc G Alphabet Inc. ; Diane Greene ; Alphabet Inc G FMI Associates, L.L.C. ; Maurice J. Wagener ; FMI Associates, L.L.C G Agnaten SE ; Douglas Zell and Emily Mange ; Agnaten SE G Sammer and Rawa Anabi Family Trust ; Rebel Oil Company, Inc. ; Sammer and Rawa Anabi Family Trust G TA XI ; Dan Randolph ; TA XI G Nexstar Broadcasting Group, Inc. ; West Virginia Media Partners, LP ; Nexstar Broadcasting Group, Inc. 11/23/ G Sola Ltd, Charitable Trust ; Loral Space & Communications Inc. ; Sola Ltd, Charitable Trust G Fairholme Funds, Inc. ; Sears Holdings Corporation ; Fairholme Funds, Inc G Carl C. Icahn ; Chesapeake Energy Corporation ; Carl C. Icahn G FedEx Corporation ; TNT Express N.V. ; FedEx Corporation G Dan T. Montgomery ; A. James Clark Revocable Trust ; Dan T. Montgomery G Boston Scientific Corporation ; Dr. James R. Leininger ; Boston Scientific Corporation G Gryphon Partners IV, ; The Huron Fund III, ; Gryphon Partners IV, G New Flyer Industries Inc. ; Motor Coach Holdings, LP ; New Flyer Industries Inc G Chiyoda Corporation ; Ezra Holdings Limited ; Chiyoda Corporation G Caterpillar Inc. ; Roy D. Sturgeon ; Caterpillar Inc G Bridgestone Corporation ; The Pep Boys - Manny, Moe & Jack ; Bridgestone Corporation 5
6 Early Terminations Granted 11/24/ G FEI Company ; DCG Systems, Inc. ; FEI Company G NeoGenomics, Inc. ; General Electric Company ; NeoGenomics, Inc G General Electric Company ; NeoGenomics, Inc. ; General Electric Company G Elliott Associates, ; Cabela's Incorporated ; Elliott Associates, G Elliott International Limited ; Cabela's Incorporated ; Elliott International Limited G LSF9 Cypress LP ; Gypsum Supply Co. Employee Stock Ownership Plan Trust ; LSF9 Cypress LP G LetterOne Holdings S.A. ; The Huron Fund III, ; LetterOne Holdings S.A G AstraZeneca PLC ; ZS Pharma, Inc. ; AstraZeneca PLC 11/25/ S NXP Semiconductors N.V. ; Freescale Semiconductor, Ltd. ; NXP Semiconductors N.V G Blucora, Inc. ; HDV Holdings LLC ; Blucora, Inc G Pamlico Capital III, ; Chicago Growth Partners II, LP ; Pamlico Capital III, G Johnson & Johnson ; Novira Therapeutics, Inc. ; Johnson & Johnson G Cathay Financial Holding Co., Ltd. ; CCMP Capital Octagon Holdings, LLC ; Cathay Financial Holding Co., Ltd G AutoNation, Inc. ; MWM Real Estate, LLC ; AutoNation, Inc G AutoNation, Inc. ; Allen Samuels Enterprises, Inc. ; AutoNation, Inc. 11/27/ G Endurance International Group, Inc. ; Constant Contact, Inc. ; Endurance International Group, Inc. 11/30/ G Sachem Head Offshore Ltd. ; Autodesk, Inc. ; Sachem Head Offshore Ltd G Sachem Head LP ; Autodesk, Inc. ; Sachem Head LP G Scott D. Ferguson ; Autodesk, Inc. ; Scott D. Ferguson G Johnson & Johnson ; Hanmi Pharmaceutical Co., Ltd. ; Johnson & Johnson G Kinross Gold Corporation ; Barrick Gold Corporation ; Kinross Gold Corporation G AAA Mid-Atlantic Inc. ; AAA Allied Group, Inc. ; AAA Mid-Atlantic Inc G Constellation Brands, Inc. ; Jack White, Jr. ; Constellation Brands, Inc G Targa Resources Corp. ; Targa Resources Partners LP ; Targa Resources Corp G AP VIII DSB Holdings, ; Warburg Pincus Private Equity X, ; AP VIII DSB Holdings, G Arbor Investments III, ; Ornua Co-operative Limited ; Arbor Investments III, G Riverstone Global Energy and Power Fund ; Bonanza Creek Energy, Inc. ; Riverstone Global Energy and Power Fund G Fossil Group, Inc. ; Misfit, Inc. ; Fossil Group, Inc. 6
7 For Further Information Contact: Theresa Kingsberry Program Support Specialist, Federal Trade Commission Premerger Notification Office Bureau of Competition, Room CC-5301, Washington, D.C (202) By direction of the Commission. Donald S. Clark, Secretary. [FR Doc Filed: 12/16/2015 8:45 am; Publication Date: 12/17/2015] 7
Granting of Request for Early Termination of the Waiting Period under the
This document is scheduled to be published in the Federal Register on 09/17/2013 and available online at http://federalregister.gov/a/2013-22333, and on FDsys.gov BILLING CODE: 6750-01 FEDERAL TRADE COMMISSION
Granting of Request For Early Termination of the Waiting Period Under the Premerger Notification Rules
This document is scheduled to be published in the Federal Register on 03/12/2014 and available online at http://federalregister.gov/a/2014-05192, and on FDsys.gov BILLING CODE: 6750-01 FEDERAL TRADE COMMISSION
BILLING CODE: FEDERAL TRADE COMMISSION. Granting of Request for Early Termination of the Waiting Period Under the Premerger Notification Rules
This document is scheduled to be published in the Federal Register on 10/31/2013 and available online at http://federalregister.gov/a/2013-25710, and on FDsys.gov BILLING CODE: 6750-01 FEDERAL TRADE COMMISSION
Granting of Request for Early Termination of the Waiting Period Under the Premerger
This document is scheduled to be published in the Federal Register on 04/29/2016 and available online at http://federalregister.gov/a/2016-10050, and on FDsys.gov [BILLING CODE: 6750-01S] Federal Trade
G Pinnacle West Capital Corporation; Edison International; Pinnacle West Capital Corporation
This document is scheduled to be published in the Federal Register on 08/14/2012 and available online at http://federalregister.gov/a/2012-19686, and on FDsys.gov BILLING CODE: 6750-01 FEDERAL TRADE COMMISSION
Granting of Request for Early Termination of the Waiting Period Under the Premerger
BILLING CODE: 6750-01S FEDERAL TRADE COMMISSION This document is scheduled to be published in the Federal Register on 11/28/2016 and available online at https://federalregister.gov/d/2016-28473, and on
Granting of Request for Early Termination of the Waiting Period under the Premerger Notification Rules
This document is scheduled to be published in the Federal Register on 04/14/2014 and available online at http://federalregister.gov/a/2014-08236, and on FDsys.gov BILLING CODE: 6750-01 FEDERAL TRADE COMMISSION
GRANTING OF Request For Early Termination of The Waiting Period UNDER THE Premerger Notification Rules
This document is scheduled to be published in the Federal Register on 01/15/2015 and available online at http://federalregister.gov/a/2015-00515, and on FDsys.gov BILLING CODE: 6750-01 FEDERAL TRADE COMMISSION
Dodge & Cox Balanced Fund (146) Portfolio Holdings as of December 31, 2017
COMMON STOCKS AEGON NV Netherlands 11,909,591 75,030,423 Alnylam Pharmaceuticals, Inc. United States 751,000 95,414,550 Alphabet, Inc., Class A United States 2,000 2,106,800 Alphabet, Inc., Class C United
Granting of Requests for Early Termination of the Waiting Period Under the
This document is scheduled to be published in the Federal Register on 06/20/2018 and available online at https://federalregister.gov/d/2018-13189, and on FDsys.gov 1 BILLING CODE: 6750-01S FEDERAL TRADE
APFC Private Equity Direct Investments December 31, 2016
APFC Private Equity Direct Investments December 31, 2016 Investment Base Currency Vintage Year Total Investment AC Holdco USD 2015 3,000,000 Onex Yoda Co Investment USD 2014 5,000,000 Thoma Bravo Copper
Credit Suisse Multialternative Strategy Fund Consolidated Schedule of Investments October 31, 2015
Consolidated Schedule of Investments Value LONG POSITIONS (75.3%) COMMON STOCKS (24.8%) BAHAMAS (0.2%) Diversified Consumer Services (0.2%) Steiner Leisure, Ltd. 511 $ 32,377 BELGIUM (0.7%) Food & Staples
Granting of Request for Early Termination of the Waiting Period under the Premerger
This document is scheduled to be published in the Federal Register on 02/16/2016 and available online at http://federalregister.gov/a/2016-03036, and on FDsys.gov [BILLING CODE: 6750-01S] FEDERAL TRADE
Granting of Requests for Early Termination of the Waiting Period under the
This document is scheduled to be published in the Federal Register on 07/27/2018 and available online at https://federalregister.gov/d/2018-16025, and on govinfo.gov 1 BILLING CODE: 6750-01S FEDERAL TRADE
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA UNITED STATES OF AMERICA, United States Department of Justice Antitrust Division 450 Fifth Street, NW, Suite 8000 Washington, DC 20530 v. Plaintiff;
APFC Private Equity Direct Investments June 30, 2017
APFC Private Equity Direct Investments June 30, 2017 Investment Base Currency Vintage Year Total Investment AC Holdco USD 2015 3,000,000 Banca FarmaFactoring S.p.a USD 2015 21,024,450 BSCH Parallel (REM)
Cboe Options Exchange Taiwanese Trading Permit Holder Supplemental Application Form
Cboe Options Exchange Taiwanese Trading Permit Holder Supplemental Application Form The business organization referenced below ( Organization ) certifies the following to Cboe Exchange, Inc. ( Cboe Options
Granting of Request for Early Termination of the Waiting Period Under the
This document is scheduled to be published in the Federal Register on 03/19/2015 and available online at http://federalregister.gov/a/2015-05919, and on FDsys.gov BILLING CODE: 6750-01 FEDERAL TRADE COMMISSION
John Hancock Retirement Income 2040 Fund
621Q3 John Hancock Retirement Income 2040 Fund Quarterly portfolio holdings 9/30/17 Fund s investments As of 9-30-17 (unaudited) Rate (%) Maturity date Par value^ Value U.S. Government and Agency obligations
Shares Description Value
Portfolio of Investments Shares Description Value COMMON STOCKS - 95.0% Aerospace & Defense - 1.4% 30,000 Raytheon Co. (a)... $ 4,083,900 Air Freight & Logistics - 1.9% 32,000 FedEx Corp. (a)... 5,589,760
New Mexico Catalyst Fund, LP. Update to the New Mexico State Investment Council February, 2017
New Mexico Catalyst Fund, LP Update to the New Mexico State Investment Council February, 2017 Catalyst Fund Overview The New Mexico Catalyst Fund was launched in 2016 to help address the lack of seed and
($-million) Corporation
CTJ Citizens for Tax Justice March 11, 2013 For media requests, contact: Anne Singer (202) 299-1066 x 27 Apple, Microsoft and Eight Other Corporations Each Increased Their Offshore Profit Holdings by $5
Investor Say on Pay Discussion
Investor Say on Pay Discussion March 2012 2011 Strong Financial Results Proxy Advisor Outreach 2012 Plan Design Changes Continued Emphasis on Pay for Performance 2 Best Overall Financial Results in Nearly
Statement of Investments July 31, 2015 (Unaudited)
Statement of Investments Nationwide HighMark Balanced Fund Common Stocks 64.9% Shares Aerospace & Defense 1.0% Honeywell International, Inc. 1,407 $ 147,805 Air Freight & Logistics 0.4% United Parcel Service,
Statement of Investments October 31, 2013 (Unaudited)
Statement of Investments Nationwide HighMark Balanced Fund Bank Loan 0.1% Food Products 0.1% HJ Heinz Co., Term Loan, 2.54%, 06/07/19(a) $ 29,925 $ 30,078 Total Bank Loan (cost $29,780) 30,078 Common Stocks
Transamerica Long/Short Strategy
Portfolio Holdings as of 12/31/2014* Transamerica Capital, Inc. Transamerica Long/Short Strategy Time Warner, Inc. 2.42% ACE, Ltd. 2.23% Union Pacific Corp. 2.11% Lowe's Cos., Inc. 2.08% Canadian Pacific
SCHEDULE OF INVESTMENTS COUPON RATE MATURITY DATE
Roche Holdings Inc 1.64 9/30/2019 31,000,000 $31,089,156 0.97% Surgery Center Holdings Inc 8.88 4/15/2021 27,000,000 $29,261,250 0.91% Goldman Sachs Financial Square Funds - Government 0.85 12/31/2049
EDGAR Submission Header Summary. Series / Classes. Documents
EDGAR Submission Header Summary Submission Form Type N-Q Period of Report 09-30-2015 Filer CIK 0000318192 CCC xxxxxxxx Ticker Symbol Selected Exchanges Exchange NONE Confirming Copy Off Investment Company
John Hancock Equity Income Fund
458Q1 John Hancock Equity Income Fund Quarterly portfolio holdings 11/30/18 Fund s investments As of 11-30-18 (unaudited) Common stocks 95.4% $1,427,978,064 (Cost $1,089,264,162) Communication services
Report to Board of Administration
Report to Board of Administration Agenda of: DECEMBER 12, 2017 From: Thomas Moutes, General Manager ITEM: IV-I SUBJECT: DISCLOSURE REPORT OF FEES, EXPENSES, AND CARRIED INTEREST OF ALTERNATIVE INVESTMENT
MainePERS Private Market Investments Summary
MainePERS Private Market Investments Summary Data as of: 9/30/18 ABRY Advanced Securities Fund II $ 20,000 5/4/2011 $ 20,317 $ 27,807 $ 2,679 $ 30,486 14.2% ABRY Advanced Securities Fund III $ 30,000 4/30/2014
THE WALT DISNEY COMPANY
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event
DAVIS NEW YORK VENTURE FUND
Schedule of Investments Shares Value COMMON STOCK (93.80%) CONSUMER DISCRETIONARY (14.14%) Automobiles & Components (1.64%) Adient PLC 2,934,344 $ 179,845,944 Consumer Durables & Apparel (0.65%) Hunter
SECURITIES AND EXCHANGE COMMISSION FORM N-Q. Filing Date: Period of Report: SEC Accession No
SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2014-08-29 Period of Report: 2014-06-30 SEC
First Trust Enhanced Equity Income Fund (FFA) Portfolio of Investments September 30, 2018 (Unaudited)
Portfolio of Investments Shares Description Value COMMON STOCKS 93.0% Aerospace & Defense 1.8% 29,000 Raytheon Co. (a)... $ 5,993,140 Air Freight & Logistics 1.6% 22,000 FedEx Corp. (a)... 5,297,380 Automobiles
The Path Forward Designing the Ideal Defined Contribution Plan
NORTHERN TRUST 2010 INSTITUTIONAL CLIENT CONFERENCE Reaching for the New Gold Standard of Investing The Path Forward Designing the Ideal Defined Contribution Plan Jim Danaher Senior Vice President Northern
restrictions therein in addition to the commitments I have made in this and any other ethics agreement.
January 31, 2017 Janice Kaye Designated Agency Ethics Official Office of the United States Trade Representative 600 1?1h Street NW Washington DC 20508 Re: Ethics Agreement Dear Ms. Kaye: The purpose of
POLICE & FIREFIGHTERS RETIREMENT SYSTEM
POLICE & FIREFIGHTERS RETIREMENT SYSTEM CUSTODIAL REPORT FOR THE MONTH ENDING February 28, 2017 PRESENTED BY: Felecia Ryans DISCLAIMER: This communication is for general informational purposes only and
PORTFOLIO OF INVESTMENTS 1 ST QUARTER USAA AGGRESSIVE GROWTH FUND OCTOBER 31, 2018
PORTFOLIO OF INVESTMENTS 1 ST QUARTER USAA AGGRESSIVE GROWTH FUND OCTOBER 31, 2018 (Form N-Q) 48454-1218 2018, USAA. All rights reserved. PORTFOLIO OF INVESTMENTS USAA Aggressive Growth Fund October 31,
CITY OF MIAMI G.E.S.E
QUARTERLY REPORT Quarter Ending: December 31, 2016 Michael G. Sebesta, CFA Managing Director, Head of Institutional Client Service Seix Investment Advisors LLC 404 845 7664 msebesta@seixadvisors.com CITY
TR-1: Standard form for notification of major holdings
TR-1: Standard form for notification of major holdings 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii : Pearson PLC 1b. Please indicate if
California State Teachers' Retirement System Private Equity Portfolio Performance March 31, 2012
Description Total 38,521,723,753.95 30,725,783,132.26 21,039,189,215.64 12.35 ACON Equity Partners III LP 2011 70,000,000.00 0.00 0.00 N/A Acon-Bastion Partners II, L.P. 2006 40,000,000.00 33,974,793.00
D NONE (No reportable positions.)
Murphy, Ill, Stephen J. AO JO Rev. 1/201J Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. 101-JJ 1) 1. Person Reporting (last name,
Fresno County Employees' Retirement Association Cumulative Performance Comparisons Period Ending: March 31, 2007
Cumulative Performance Comparisons Period Ending: March 31, 2007 Equity Style - Large Value Last Quarter Two Quarters Three Quarters One Year Two Years Three Years Four Years Five Years Return Rank Return
Raptor Pharmaceutical Corp. (Name of Subject Company) Misneach Corporation
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement Under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Raptor Pharmaceutical
Shares Description Value
Portfolio of Investments Shares Description Value COMMON STOCKS - 93.0% Aerospace & Defense - 1.9% 33,000 Raytheon Co. (a)... $ 6,157,140 Air Freight & Logistics - 1.7% 24,500 FedEx Corp. (a)... 5,526,710
FORM DEFM14A. ROHM & HAAS CO - roh. Filed: September 29, 2008 (period: ) Official notification of matters relating to a merger or acquisition
FORM DEFM14A ROHM & HAAS CO - roh Filed: September 29, 2008 (period: ) Official notification of matters relating to a merger or acquisition DEFM14A - DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES
DEPARTMENT OF LABOR. Employment and Training Administration PROCTER AND GAMBLE HAIR CARE LLC A SUBSIDIARY OF PROCTER AND GAMBLE STAMFORD, CONNECTICUT
DEPARTMENT OF LABOR Employment and Training Administration TA-W-64,675 PROCTER AND GAMBLE HAIR CARE LLC A SUBSIDIARY OF PROCTER AND GAMBLE STAMFORD, CONNECTICUT Certification Regarding Eligibility To Apply
Quarterly M&A Report Q2 2017
John Hill Senior Managing Director hill@hydeparkcapital.com (813) 383-0205 John McDonald Senior Managing Director mcdonald@hydeparkcapital.com (813) 383-0206 Keith Hodgdon Managing Director hodgdon@hydeparkcapital.com
POLICE & FIREFIGHTERS RETIREMENT SYSTEM
POLICE & FIREFIGHTERS RETIREMENT SYSTEM CUSTODIAL REPORT FOR THE MONTH ENDING January 31 2016 PRESENTED BY: Felecia Ryans DISCLAIMER: This communication is for general informational purposes only and is
The Dow Jones Sustainability Group Index. A successful investment concept
The Dow Jones Index Signaustrasse 1 CH-8008 Zürich Tel. +41 1 389 11 11 Fax. +41 1 389 11 00 www.sam-group.com - A successful investment concept New Century Enterprises World Resources Institute, Washington
ADAMS NATURAL RESOURCES FUND. Formerly Petroleum & Resources Corporation
ADAMS NATURAL RESOURCES FUND Formerly Petroleum & Resources Corporation FIRST QUARTER REPORT MARCH 31, 2015 L ETTER TO S HAREHOLDERS Dear Fellow Shareholders, Oil prices continued to decline following
[Z NONE (No reportable non-investment income.)
Kyle_Richard_H Page 2of8 Kyle, Richard H. 05/2612009 III. NON-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-14 of filing instructions.) A. Filer's Non-Investment Income [Z NONE (No
Global oil and gas reserves study
Global oil and gas reserves study 2012 Table of contents Study overview 1 Worldwide study results Capital expenditures 4 Revenues and results of operations 6 Oil reserves 8 Gas reserves 10 Performance
Key Crude Oil Production Commentary
CONTACT US John Best Managing Director jbest@criterionrsch.com James Bevan Editor jbevan@criterionrsch.com Key Crude Oil Production Commentary Contango Oil & Gas reported that they were able to accelerate
SURVEY: FORTUNE 100 CRITICAL ACCOUNTING POLICIES DISCLOSURE
SURVEY: FORTUNE 100 CRITICAL ACCOUNTING POLICIES DISCLOSURE 23 INDUSTRIES 65 COMPANIES * Linda C. Quinn Ottilie L. Jarmel Claire E. Horgan Linda C. Quinn is a partner, Ottilie L. Jarmel is counsel and
All Securities Law, Franchise Law, and Take-Over Law Filings for 12/9/2018 through 12/15/2018
Securities Law Registration Filings Made with DFI s Securities Bethel Presbyterian Church Marlborough, MA 12/12/2018 849526-02 Pending Number of Registration Filings: 1 Securities Law Exemption Filings
SELECTED FUNDS. Schedule of Investments
SELECTED AMERICAN SHARES, INC. Shares/Units COMMON STOCK (94.96%) COMMUNICATION SERVICES (14.12%) Media & Entertainment (14.12%) Alphabet Inc., Class A * 53,004 $ 63,980,068 Alphabet Inc., Class C * 91,840
Fresno County Employees' Retirement Association Performance Review Summary Period Ending: September 30, 2005
Performance Review Summary Period Ending: September 30, 2005 Performance & Risk Measures Quarter One Year Three Years Five Years Standard Deviation Sharpe Ratio Beta Return Rank Return Rank Return Rank
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i
For filings with the FSA include the annex For filings with issuer exclude the annex TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i 1. Identity of the issuer or the underlying issuer of existing shares
SunWise. managed by CI Investments Inc. issued by Sun Life Assurance Company of Canada
SunWise II S E G R E G A T E D F U N D S 2008 Semi-Annual Financial Statements as at June 30, 2008 managed by CI Investments Inc. issued by Sun Life Assurance Company of Canada A look inside Overview...1
JOHNSON & JOHNSON. FORM POS AM (Post-Effective Amendment to Registration Statement) Filed 12/23/2005
JOHNSON & JOHNSON FORM POS AM (Post-Effective Amendment to Registration Statement) Filed 12/23/2005 Address ONE JOHNSON & JOHNSON PLZ NEW BRUNSWICK, New Jersey 08933 Telephone 732-524-2454 CIK 0000200406
Vintage Year Commitments Contributions Distributions
The Regents of the University of California Alternative Investment enses, Inception to 6/30/18 (Investments made on or after January 1, 2017) Investment Name Address Vintage Year Commitments Contributions
Carbon Report - Equity, Sample Portfolio
Carbon Report - Equity, Sample Identifier: - Data as of: 23.05.2016 : MSCI World index Currency: USD Industry Classification: ICB Intensity Metrics: Revenue Value: 1'000'000.00 USD Executive Summary Coverage
Transamerica Arbitrage Strategy
Portfolio Holdings as of 09/30/2014* Transamerica Capital, Inc. Transamerica Arbitrage Strategy Security Description Foster Wheeler AG 3.75% tw telecom, Inc., Class A 3.47% Shire PLC, Class B 3.41% DIRECTV
SELECTED FUNDS. Schedule of Investments
SELECTED AMERICAN SHARES, INC. Shares Value COMMON STOCK (94.92%) CONSUMER DISCRETIONARY (15.21%) Automobiles & Components (4.04%) Adient PLC 697,630 $ 58,593,944 Delphi Automotive PLC 353,330 34,767,672
POLICE & FIREFIGHTERS RETIREMENT SYSTEM
POLICE & FIREFIGHTERS RETIREMENT SYSTEM CUSTODIAL REPORT FOR THE MONTH ENDING SEPTEMBER 30, 2014 PRESENTED BY: Felecia Ryans DISCLAIMER: This communication is for general informational purposes only and
FREESCALE SEMICONDUCTOR, LTD. Filed by DBD CAYMAN HOLDINGS, LTD.
FREESCALE SEMICONDUCTOR, LTD. Filed by DBD CAYMAN HOLDINGS, LTD. FORM SC 13G (Statement of Ownership) Filed 2/14/12 Telephone 512-895-2 CIK 1392522 SIC Code 3674 - Semiconductors and Related Devices Industry
PETROLEUM &RESOURCES CORPORATION
PETROLEUM &RESOURCES CORPORATION Board of Directors Enrique R. Arzac 2,3 Roger W. Gale 2,4 Phyllis O. Bonanno 3,4 Thomas H. Lenagh 2,4 Kenneth J. Dale 2,4 Kathleen T. McGahran 1,3,5 Daniel E. Emerson 1,3,5
Fresno County Employees' Retirement Association Performance Review Summary Period Ending: March 31, 2005
Performance Review Summary Period Ending: March 31, 2005 Performance & Risk Measures Quarter One Year Three Years Five Years Standard Deviation Sharpe Ratio Beta Return Rank Return Rank Return Rank Return
John Hancock Global Shareholder Yield Fund
320Q1 John Hancock Global Shareholder Yield Fund Quarterly portfolio holdings 6/30/18 Fund s investments As of 6-30-18 (unaudited) Common stocks 97.1% $2,196,353,246 (Cost $1,945,774,111) Australia 2.6%
City of Jacksonville Police & Fire Pension Fund Investment Performance Review December 31, 2015
Investment Performance Review Table of Contents Executive Summary 1 Total Fund 9 US Equity 18 International Equity 50 Fixed Income 73 Real Estate 85 MLPs/Energy 95 Appendix 99 Benchmark Composition 100
SCHEDULE E - CREDITORS HOLDING UNSECURED PRIORITY CLAIMS
Case -CSS Doc 479 Filed 05/27/15 Page 1 of 5 B6E (Official Form 6E) (4/10) In re Baxano Surgical Inc. Check this box if debtor has no creditors holding unsecured priority claims to report on this Schedule
World Equity Market Performance Top 10 USD Adjusted Returns, 2006
World Equity Market Performance Top 1 USD Adjusted Returns, 26 Percent Change, Year Ago 2 18 16 14 12 1 8 6 4 2 Venezuela Cyprus Botswana Morocco Russia Peru Vietnam China Yugoslavia Croatia Source: Bloomberg
Get Started Workshop. How to Start Trading and Investing in the Stock Market
Get Started Workshop How to Start Trading and Investing in the Stock Market Legal By attending this workshop, you are agreeing to the following: You understand and acknowledge that Simply Put, LLC is not
DAVIS VARIABLE ACCOUNT FUND, INC.
DAVIS VALUE PORTFOLIO Shares Value COMMON STOCK (95.60%) CONSUMER DISCRETIONARY (16.62%) Automobiles & Components (2.49%) Adient PLC 74,443 $ 4,448,714 Aptiv PLC 17,250 1,465,732 5,914,446 Consumer Durables
Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e)
New Entrant Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's
Pioneer pharmaceutical manufacturers routinely collaborate
With permission from FDLI www.fdli.org Licensing in the Pharmaceutical Industry: Strategies and Questions Regarding Antitrust Premerger Notification by Stephen Paul Mahinka and Harry T. Robins Pioneer
Fund Distribution: A Changed Landscape. Independence Commitment Expertise
Fund Distribution: A Changed Landscape Independence Commitment Expertise Welcome Mike Kirby Managing Principal, KB Associates 2 3 International Fund Distribution; Key Trends 2013 Ross Allen Consultant,
THE WALT DISNEY COMPANY
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event
WASTE MANAGEMENT IMPROVES ALL-CASH PROPOSAL FOR REPUBLIC SERVICES. Proposes to Acquire Republic for $37.00 Per Share in Cash
For Further Information: Waste Management, Inc. Analysts: Greg Nikkel - 713.265.1358 Media: Lynn Brown - 713.394.5093 Web site: http://www.wm.com Joele Frank, Wilkinson Brimmer Katcher Dan Katcher / Ed
Univar Inc. (Exact name of registrant as specified in its charter)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event
Go Green Capitalism. Presents: Corporate Knights Inc. Business for a Better World 2016 Case Competition
Presents: Corporate Knights Inc. Business for a Better World 2016 Case Competition Go-Green Team Laurent Sevigny Bhupinder Dulku Dorothy Pan Mukesh Dhatwalia Business Consultant Economist Financial Analyst
GRANTING OF REQUEST FOR EARLY TERMINATION OF THE WAITING PERIOD UNDER THE PREMERGER NOTIFICATION RULES
This document is scheduled to be published in the Federal Register on 12/12/2012 and available online at http://federalregister.gov/a/2012-29906, and on FDsys.gov BILLING CODE: 6750-01 FEDERAL TRADE COMMISSION
Monthly M&A Activity Report. Global Private Equity, August 2016
The following report details global private equity activity in August 2016 using data from the Zephyr database. It focuses on deal activity by target company. Click here to access the raw data in an Excel
Docket
1 of 8 8/14/2015 5:17 PM General Docket United States Court of Appeals for the Sixth Circuit Court of Appeals Docket #: 15-1544 Docketed: 05/08/2015 Nature of Suit: 3410 Antitrust Shane Group, Inc., et
233 S. Wacker Investments LLC Membership interest. CBOE Holdings. Chicago Ventures. EatStreet.com Edo Interactive
Question 1: List the name and instrument of ownership in any entity doing business in the State of Illinois, in which the ownership interest held by the person at the date of filing is in excess of $5,000
DAVIS VARIABLE ACCOUNT FUND, INC.
DAVIS VALUE PORTFOLIO Shares COMMON STOCK (95.23%) COMMUNICATION SERVICES (14.40%) Media & Entertainment (14.40%) Alphabet Inc., Class A * 5,890 $ 7,109,701 Alphabet Inc., Class C * 10,403 12,415,668 Facebook,
Wednesday, 14 January 2009
MARKET ANNOUNCEMENT Wednesday, 14 January 2009 NTA Backing and Portfolio Details as at 31 December 2008 Change Current Month Previous Month NTA Backing for Month Ending: % 31 December 2008 30 November
Technology and Software Industry Insight November 2018
Industry Insight November 2018 M&A Update categories continue to outperform the S&P 500 index In YTD 2018, transactions value has been higher than 2017 and traded at lower multiples compared to 2017. Select
May 2014, Issue 26. Figure 1 Figure 2 - Most Active U.S. Target Industries 3. Prior Month. Inbound Outbound Inbound (11) Outbound
M&A Activity Global +/- From Prior Month Total U.S. +/- From Prior Month Volume (US$B) 431.21 213.27 11.47 99.40 No. of deals 2,99 (126) 874 74 Avg. value of deals (US$mil) 296.0 147.3 468.9 24.7 Avg.
First Trust SSI Strategic Convertible Securities ETF (FCVT) Portfolio of Investments January 31, 2018 (Unaudited) Stated. Principal.
Portfolio of Investments Principal Coupon CONVERTIBLE CORPORATE BONDS 80.9% Aerospace & Defense 1.5% $ 463,000 Aerojet Rocketdyne Holdings, Inc.... 2.25% 12/15/23 $ 583,082 400,000 RTI International Metals,
First Trust AlphaDEX TM U.S. Energy Sector Index ETF. Annual Management Report of Fund Performance December 31, 2016
Annual December 31, 2016 blank (Page intentionally left blank) ANNUAL MANAGEMENT REPORT OF FUND PERFORMANCE December 31, 2016 First Trust AlphaDEX TM U.S. Energy Sector Index ETF (the First Trust ETF )
Quarterly Report February 28, MFS Growth Fund
Quarterly Report February 28, 2018 MFS Growth Fund PORTFOLIO OF INVESTMENTS 2/28/18 (unaudited) The Portfolio of Investments is a complete list of all securities owned by your fund. It is categorized by
Ohio Police & Fire Pension Fund MINUTES. Board of Trustees Investment Committee/Board 140 East Town Street, Columbus, Ohio August 23, 2017
Call to Order: The meeting was called to order at 9:00am. In Attendance: Committee Members/Trustees: Deighton, Desmond, Heller, Maloney Stifler, Montgomery, C. Moore, Patton, Wainscott and J. Moore Staff:
FIRST TRUST SEMI-ANNUAL REPORT MLP AND ENERGY INCOME FUND (FEI) FOR THE SIX MONTHS ENDED APRIL 30, 2017
FIRST TRUST MLP AND ENERGY INCOME FUND (FEI) SEMI-ANNUAL REPORT FOR THE SIX MONTHS ENDED APRIL 30, 2017 Table of Contents First Trust MLP and Energy Income Fund (FEI) Semi-Annual Report April 30, 2017
UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Form 8-K. Surgery Partners, Inc.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i
For filings with the FCA include the annex For filings with issuer exclude the annex TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i 1. Identity of the issuer or the underlying issuer of existing shares
The 100 Largest U.S Corporations, 2010
The 100 Largest U.S s, 2010 ('10) ('10) 3M 97 $26,662,000,000 $39,086,960 72 10 11 2 Bermuda 1 Luxembourg 3 Singapore 4 Switzerland 2 Abbott Laboratories 69 $35,166,700,000 $73,593,104 289 121 71 35 Bahamas
The Poliwogg BioPharma M&A Index
The Poliwogg BioPharma M&A Index Q4 2016 Industry Background Scientific Innovations Driving Opportunities: Increasing Understanding of Disease Mechanism Genomics Enabling Precision Medicine Better Therapeutics