NQ MINERALS PLC INVESTMENT REPORT

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1 The content of this promotion has not been approved by an authorised person within the meaning of the Financial Services and Markets Act Reliance on this promotion, for the purposes of engaging in any investment activity, may expose an individual to a significant risk of losing all of the property or other assets invested. NQ MINERALS PLC INVESTMENT REPORT

2 NQ MINERALS PLC INVESTMENT REPORT Dear Investor, Not many people know that my degree was in Geology, with a special interest in gold mineralization. I ve not been involved in that world for 40 years, so it has been a pleasant surprise to have the prospectus for NQ minerals to land on my desk. Because most investors will know little about gold mining, I thought it would be helpful to explain a little about this project. Generally speaking, gold mining and exploration carries huge risks and would never form part of our portfolio. But the NQ minerals project is very different. You will see that the investment report talks about reprocessing of tailings, and this is the key element. Tailings are what is left after the ore has been mined and processed. There are literally mountains of tailings all over the world where a mine has operated. Sometimes that s been for 100 years or more. The mine may have dug out and processed millions of tons of ore from which gold and other metals have been extracted. A very interesting fact is that the further you go back, the more inefficient the extraction process. So much of the gold and other precious metals remains in the tailings, or waste heaps. In this project, NQ minerals are buying the rights to the tailings of a previous gold mine. The ore has already been mined. It s just lying in heaps on the surface. The tailings have been assayed, which means that the amount of gold per ton of ore is accurately calculated. And modern extraction technology means that whole mountains of tailings can be reprocessed at a far lower cost than the value of the gold and other rare metals present in the ore. Thus a superbly profitable and frankly easy business. NQ minerals is not exploring the gold is just sitting there. NQ minerals don t have to incur huge costs in mining the ore it s already available on the surface. The gold price is high hence this operation will make very substantial profits. Investors receive an excellent return of 12% annually. Rod Thomas BSc FCA Managing Director OVERVIEW COMPANY NAME NQ Minerals Plc INVESTMENT AIM NQ Minerals aims to identify and acquire high margin, low risk, low capital-intensive mining assets in fiscally and politically stable jurisdictions with near term cash flow. INVESTMENT TYPE Medium Term Note LISTED: EXCHANGE or NON-LISTED Listed: Frankfurt Stock Exchange WRAPPER TYPE Available in an ISA, SIPP, SSAS or direct cash. SPECIAL FEATURES Listed on the Frankfurt Stock Exchange, can sell at any time. 2

3 ABOUT THE INVESTMENT This is an opportunity to invest in 5-year medium term notes from an exploration and mining development company and receive an attractive return of 12% p.a. NQ Minerals Plc is focused on three mining projects, two in North Queensland and one in Tasmania. In July 2015, the Company listed on the NEX Exchange in the UK, raising an initial 2.1m by the end of the year. The Company s mission is to identify and acquire high margin, low risk, low capital-intensive mining assets in fiscally and politically stable jurisdictions with near term cash flow. The Company focuses on projects, assets and special situations in the mining sector that can be reconfigured to deliver significant shareholder value. The Company s flagship project is the Hellyer Gold Mine in Tasmania, which it is currently in the process of acquiring 100% of the shares in Keen Pacific Limited (Keen Pacific), a company incorporated in the British Virgin Islands. Keen Pacific is the parent company of Hellyer Gold Mines Pty Ltd, a proprietary limited company incorporated in Western Australia which holds the Hellyer assets. The Company expects robust revenues and cash flows as a result of reprocessing the tailings material located on the Hellyer property using existing plant facilities. The proceeds of the issuance will be used to finance the Au$20m cash consideration component of the Company s acquisition of Keen Pacific. The balance of the proceeds will be used for the refurbishment and start up activities that will enable the Hellyer project to be brought into production. In terms of this acquisition a Sale and Purchase agreement was concluded and an initial deposit of Au$400,000 was paid in late This deposit is to be offset against the purchase price payable on completion. Subsequent to this, the Company has paid three extension payments (Au$400,000 each) to extend the completion date. DUE DILIGENCE We undertake thorough, lawful due diligence procedures and processes in relation to all investments within our portfolios. We have a risk averse appetite for any financial and regulatory risk(s) that could impact our business. This means that the avoidance of risk and uncertainty in these areas is a key company objective. Where possible, we are happy to share the original source material contained within our Due Diligence file. This is on the basis that the investor understands it was created for the sole purposes of Avantis Wealth Ltd and does not constitute advice from Avantis Wealth Ltd. You can request a copy of our Due Diligence & Risk Management Statement by ing compliance@avantiswealth.com or by calling For NQ Minerals, Due Diligence available for review includes: Information Memorandum Annual Report & Accounts Dun & Bradstreet Credit Report Company Watch Financial Analysis INVESTMENT RISK - GENERAL Investment involves risk. In general, you should only invest in financial products that you are familiar with and understand the risks associated with them. The investment risk described here is not exhaustive, you should carefully consider your investment experience, financial situation, investment objective, risk tolerance level and, if you have one, consult your independent financial adviser as to the suitability of your situation prior to making any investment. INVESTMENT RISK - SPECIFIC WHY WE LIKE IT Currently the highest rate of any ISA-friendly investments in the Avantis Wealth portfolio. Investments in NQ Minerals are subject to risks in relation to: Fluctuations in metal prices - The market for each of the metals is subject to constant changes. As such any predicted income could be far lower than initially expected, which could potentially lead to losses to the Noteholders. Fluctuations in exchange rates - The company s operations and funding will be affected by the relative exchange rates of the AUS $, the US $ and the GBP. Movements in the exchange rates could have an adverse effect on the company s cash flows. 3

4 F.R.E.S.H. INVESTMENT STRATEGY % F. > FIXED INCOME Term Deferred option Income option 5 years Available interest paid upon maturity. Available interest paid semi-annually. R. > REWARDING RETURNS Return Option to roll up Capital Growth potential Bonus 12% p.a. for 5 year investments Yes No No E. > EXIT STRATEGY Exit process Early exit / penalty if any Automatic exit upon maturity. Although designed to be held to maturity, the medium term notes are available to be traded at any time throughout the term. S. > SECURITY Securities will be secured in favour of the Issuer Security Trustee by fixed and floating charges over the Issuer s rights including the Issuer Collateral Accounts and the property, undertaking and assets of Issuer. H. > HANDS-OFF No involvement needed, as the investment is held in a medium term note. Updates Updates are available by registering on the company s website. 4

5 INVESTMENT REPORT COMPANY FACTS SENIOR MANAGEMENT TEAM NQ Minerals management team has decades of experience in the exploration and production of gold, silver and a variety of base metals. MINIMUM INVESTMENT 100,000 GBP MONEY FLOW The investor acquires the medium term notes by submitting an application form to the investment provider. Upon processing the application, the investor is subscribed for the number of medium term notes requested. On the maturity date, the investor s capital will be returned, plus any interest due up to the maturity date. STRUCTURE Australian based UK public limited company LOCATION Australia TERM 5 years WHY WE LIKE IT The company management team is vastly experienced in gold, silver and associated base metals mining and exploration 5

6 FREQUENTLY ASKED QUESTIONS Q. When are interest payments made? A. Interest payments for the medium term notes are paid semi-annually on 27th February and 27th August. Q. Where are the principle mining activities? A. Hellyer is located on a permitted, mined site approximately 80km south of Burnie in the Queenstown district of Tasmania. Ukalunda lies midway between the Lake Dalrymple/Burdekin Dam and the historic Wirralie gold mine. The Ukalunda permit area is easily accessible and is located near the mining town known as Charters Towers, in North Queensland Q. What security is in place for investors? A. The obligations of the issuer in respect of the medium term notes will be secured in favour of the issuer security trustee by a fixed and floating charges over the issuer s rights including the collateral accounts and the property, undertaking and assets of the issuer. Q. Who is the security trustee? A. The security trustee is GRM Law Trustees Limited of 1 Bedford Row, London EC1M 4BH. Q. Can I invest through an ISA? A. Yes. You can hold the medium term notes within an ISA. Square Post tenement lies close to the Flinders Highway, 10 kilometres north north east of Mingela and 50 kilometres south of Townsville, in North Queensland. WELCOME TO AVANTIS WEALTH ABOUT US Avantis Wealth is a specialist in high income, alternative investments. We help clients achieve market leading returns of 7%-15% per annum from their pensions, investments, and savings, potentially leading to greater financial security and a better quality of life. By investing in asset-backed opportunities and utilising our F.R.E.S.H. investment strategy, you may be making a welcome addition to your portfolio by diversifying your investments. At Avantis Wealth, we work hard so that you can make informed decisions with your money. OUR TEAM Work with Avantis Wealth and benefit from our strength of experience and understanding of property and assetbacked investments. The senior management team offers over 100 years of combined experience in property and investment. We are highly focused on achieving the very best from your investments. VALUES The relationship with you is the most important asset we have. Therefore, we work hard to earn and keep your trust. These four values underpin the decisions we make and the way in which our company operates. INTEGRITY RESPECT HONESTY RESPONSIBILITY 6

7 THE F.R.E.S.H. INVESTMENT STRATEGY Our F.R.E.S.H. investment strategy enables us to offer a comprehensive range of high return alternative investments to meet your financial goals. Investments selected using our unique F.R.E.S.H. criteria offer our clients the opportunity to significantly improve their income now or in retirement. F. R. E. S. H. % FIXED INCOME an income you can rely on REWARDING RETURNS typically 7%-15% annually, sometimes more EXIT STRATEGY knowing when the investment matures with confidence you can exit SECURITY to protect your capital in the unlikely event of a problem HANDS-OFF more time to get on with your life because you won t need to get involved THE ASTUTE INVESTOR CLUB The Astute Investor Club is for High Net Worth and Sophisticated Investors seeking high return alternative investments that can provide a transformational level of income. The club provides a program of expert alternative investment information, education, networking and support to help you take control of your alternative financial future. Astute Investor Club members enjoy a wide range of features and benefits: INVESTMENTS Access to all investments from Avantis Wealth Downloadable investment reports Complimentary pension review For qualifying investors, access to Plutus Portfolio investments Pre-release information about new investment opportunities EVENTS Invitations to seminars Invitations to webinars Invitations to social and networking events EDUCATION AND INFORMATION Monthly enewsletter Quarterly Astute Investor Magazine Complimentary Special Reports Complimentary Investment Guides Investment reviews and trending topics BENEFITS Free to join 10% discount on costs of attending paid for events Complimentary copy of our new special report, How to use the F.R.E.S.H. Investment Strategy to achieve 7%-15% net annual returns JOIN NOW VISIT 7

8 Avantis Wealth Ltd. 8 The Drive Hove BN3 3JA invest@avantiswealth.com NOTICE TO INVESTORS This financial promotion is exempt from the general restriction (in section 21 of The Financial Services And Markets Act 2000 (Financial Promotions) Order 2005) on the communication of invitations or inducements to engage in investment activity on the grounds that it is made to a: Certified High Net Worth Investor (Section 48 of the Act), or Certified Sophisticated Investor (Section 50 of the Act), or Self-Certified Sophisticated Investor (Section 50a of the Act), or Members of an association of High Net Worth or Sophisticated Investors (Section 51 of the Act) Details of what is required to qualify as a certified High Net Worth Investor (Section 48) or a Self-Certified Sophisticated Investor (Section 50a) as above can be viewed in detail at Any individual who is in any doubt about the investment to which this communication relates should consult an authorised person specialising in advising on investments of the kind in question. If you do not qualify in one of the categories above and have therefore received this communication in error, please delete it as any investment mentioned in this financial promotion is only available to investors who qualify in the specified categories. DISCLAIMER Avantis Wealth Ltd is not authorised or regulated by the Financial Conduct Authority. Avantis Wealth Ltd does not provide any financial or investment advice. We provide a referral to a regulated advisor who will offer appropriate advice, or to the company offering the investment who will determine your status and suitability prior to any offer being made. We strongly recommend that you see appropriate professional advice before entering into a contract. The value of any investment can go down as well as up and you might not get back what you put in. You may have difficulty selling any investment at a reasonable price and in some circumstances, it may be difficult to sell at any price. Do not invest unless you have carefully thought about whether you can afford it, whether it is right for you and if necessary consult with a Professional Advisor in accordance with the Financial Services and Markets Act This investment is not regulated by the FCA or covered by the Financial Services Compensation Scheme and you will not have access to the Financial Ombudsman service. Information is provided as a guide only, is subject to change without prior notice and doesn t constitute an offer of investment Avantis Wealth Ltd. All rights reserved worldwide. VERSION: NQMIR_JUNE_2017