DEF Sl. No.:... ACCOUNT OPENING FORM CLIENT NAME : CLIENT CODE

Transcription

1 DEF 10.0 Sl. No.:... ACCOUNT OPENING FORM CLIENT NAME : CLIENT CODE

2 MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES Annexure A Annexure B Annexure C Annexure D 13 Annexures A, B, C & D are available in the link A to D.pdf 7 Voluntary Additional Tariff Sheet Other harges levied on the lient for the servies opted by them, if any, in trading on the stok exhanges(s) 14 8 Voluntary Rights and Obligations Voluntary u in exhanges Maintenane of Running A/. - Letter of Authority Helps the lient to enjoy exposures linked to the redit in the trading aount Mobile and Client defaulter delaration letters Client onsent letter for reeiving SMS from Member and stating that he is not a defaulter Self Delaration - Derivatives Trading Client onsent letter along with the doumentary evidene for trading in Derivatives / Capital Market Aeptane Letter Letter aepting the Rules and Regulations of Fortune Capital Servies Pvt. Ltd., and Client Delaration Aknowledgement & Authorization Aknowledgement for reeipt of douments exeuted and Authorization for the modifiation requests. 23

3 DOCUMENTS TO BE ATTACHED ALONG WITH THE TRADING FORM ID Proof Address Proof Bank Proof Inome Proof In-Person Verifiation : The Exhange requires us to perform in-person verifiation, so you have to be available on a webam at a later date for the in-person verifiation. Cheque for Aount Opening Charges : 1 Self-attested opy of any of the following douments : i) Passport Number ii) Voter ID ard iii) PAN ard iv) Driving Liene v) UID (Aadhaar) vi) NREGA Job ard 1 Self-attested opy of any of the following douments : i) Passport Number iii) Driving Liene v) NREGA Job ard ii) Voter ID ard iv) UID (Aadhaar) 1 anelled heque (Personalised i.e Name to be printed on the heque). If not, please attah a opy of Passbook alongwith 1 to 3 months Transation Page or Bank Statement of latest 1 to 3 months. 1 Self-attested opy of any of the following douments : i) Pay slip (last 3 Months) ii) Form 16 / IT Returns ( latest) iiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiii iii) 6 month Bank statement (latest) iv) Copy of Demat Holding with any other Broker / DP iiiii v) Copy of Property Doument under Inome Proof part of Douments to be attahed along with the trading form. 1 Pre-printed Forms - Rs.350/- in favour of Fortune Capital Servies Pvt. Ltd., 2 PDF / Self printed Forms - Rs.300/- in favour of Fortune Capital Servies Pvt. Ltd., 1. Photoopy of lear and legible PAN Card / ID Proof 2. Photoopy of lear and legible Address Proof 3. Photoopy of lear and legible Bank Proof (Name, A/. No. MICR & IFSC details) 4. Photoopy of Finanial Proof 5. Appliation harges in the name of Fortune Capital Servies Pvt. Ltd., 6. Sign in all the plaes () marked - Pagewise details given below. Page No. KYC Appliation QUICK CHECK LIST FOR CLIENT No. of Signatures Chek & Tik

4

5 KNOW YOUR CLIENT (KYC) Fortune Capital Servies Private Limited APPLICATION FORM (FOR INDIVIDUALS ONLY) Appliation No. Regd. Offie : 905, 1st Floor, Soundarya Colony, Syndiate Bank Colony, Annanagar West Extension, Chennai Phone : ft@ftonline.in Website : (Please fill in ENGLISH and in BLOCK LETTERS with blak ink ) A. IDENTITY DETAILS (Please see guidelines overleaf) 1. Name of the Appliant : 2. Father s/ Spouse Name : 3. a. Gender : Male Female b. Marital Status :Single/ Married. Date of birth : (dd/mm/yyyy) PHOTOGRAPH 1 Please affix your reent passport size photograph and sign aross it 4. a. Nationality : b. Status : Resident Individual Non Resident Foreign National 5. a. PAN: b. Aadhaar Number, if any: 6. Speify the proof of identity submitted: B. ADDRESS DETAILS 1. Residene Address : City/Town/Village: Pinode: State: Country: 2. Contat Details: Tel.(Off.) Tel.(Res.) Mobile No: Fax: id : 3. Speify the proof of address submitted for residene address : 4. Permanent Address (if different from above or Overseas Address, Mandatory for Non-Resident Appliant) : City/Town/Village: Pinode: State: Country: DECLARATION I hereby delare that the details furnished above are true and orret to the best of my knowledge and belief and I undertake to inform you of any hanges therein, immediately. In ase any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. 2 SIGNATURE OF APPLICANT Date : (dd/mm/yyyy) FOR OFFICE USE ONLY IPV done Originals verified and Self - Attested opies reeived (...) Signature of the Authorised Signatory Name : Designation : Date : Seal/Stamp of the intermediary

6 INSTRUCTIONS / CHECK LIST FOR FILLING KYC FORM A. IMPORTANT POINTS: 1. Self attested opy of PAN ard is mandatory for all lients. 2. Copies of all the douments submitted by the appliant should be selfattested and aompanied by originals for verifiation. In ase the original of any doument is not produed for verifiation, then the opies should be properly attested by entities authorized for attesting the douments, as per the below mentioned list. 3. If any proof of identity or address is in a foreign language, then translation into English is required. 4. Name & address of the appliant mentioned on the KYC form, should math with the doumentary proof submitted. 5. iiiiiiif orrespondene & permanent address are different, then proofs for both have to be submitted. 6. Sole proprietor must make the appliation in his individual name & apaity. 7. For non-residents and foreign nationals,(allowed to trade subjet to RBI and FEMA guidelines), opy of passport/ PIOCard/ OCICard and overseas address proof is mandatory. 8. For foreign entities, CIN is optional; and in the absene of DIN no. for the diretors, their passport opy should be given. 9. In ase of Merhant Navy NRI s, Mariner s delaration or ertified opy of CDC (Continuous Disharge Certifiate) is to be submitted. 10. For opening an aount with Depository partiipant or Mutual Fund, for a minor, photoopy of the Shool Leaving Certifiate/Mark sheet issued by Higher Seondary Board/Passport of Minor/Birth Certifiate must be provided. 11. Politially Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent publi funtions in a foreign ountry, e.g., Heads of States or of Governments, senior politiians, senior Government/ judiial/ military offiers, senior exeutives of state owned orporations, important politial party offiials, et. B. Proof of Identity( POI) : List of douments admissible as Proof of Identity: 1. iiiiiipan ard with photograph. This is a mandatory requirement for all appliants exept those who are speifially exempt from obtaining PAN (listed in Setion D). 2. Unique Identifiation Number (UID) (Aadhaar) / Passport / Voter ID ard/ Driving liense. 3. Identity ard/ doument with appliant s Photo, issued by any of the following: Central/State Government and its Departments Statutory/Regulatory Authorities, Publi Setor Undertakings Sheduled Commerial Banks, Publi Finanial Institutions, Colleges affiliated to Universities, Professional Bodies suh as ICAI, ICWAI,ICSI, Bar Counil et., to their Members; and Credit ards/debit ards issued by Banks. C. Proof of Address (POA): List of douments admissible as Proof of Address: (*Douments having an expiry date should be valid on the date of submission.) 1. Passport / Voters Identity Card / Ration Card /Registered Lease or Sale iiiiiiiiagreement of Residene/Driving Liense/Flat Maintenane bill/insurane Copy. 2. Utility bills like Telephone Bill (only land line), Eletriity bill or Gas bill Not more than 3 months old. 3. Bank Aount Statement/Passbook - Not more than 3 months old. 4. iiiiiiself-delaration by High Court and Supreme Court judges, giving the new address in respet of their own aounts. 5. Proof of address issued by any of the following: Bank Managers of Sheduled Commerial Banks / Sheduled Co-Operative Bank / Multinational Foreign Banks / Gazetted Offier / Notary publi / Eleted representatives to the Legislative Assembly / Parliament/ Douments issued by any Govt. or Statutory Authority. 6. Identity ard/doument with address, issued by any of the following: Central/State Government and its Departments Statutory/Regulatory Authorities, Publi Setor Undertakings Sheduled Commerial Banks, Publi Finanial Institutions, Colleges affiliated to Universities and Professional Bodies suh as ICAI,ICWAI, ICSI, Bar Counil et.,to their Members. 7. For FII/sub aount, Power of Attorney given by FII/sub-aount to the Custodians (whih are duly notarized and/or apostiled or onsularised) that gives the registered address should be taken. 8. The proof of address in the name of the spouse may be aepted. D. Exemptions/larifiations to PAN (*Suffiient doumentary evidene in support of suh laims to be olleted.) 1. In ase of transations undertaken on behalf of Central Government and/or State Government and by offiials appointed by Courts e.g.offiial liquidator, Court reeiver et. 2. Investors residing in the state of Sikkim. 3. UN entities/multilateral agenies exempt from paying taxes/filing tax returns in India. 4. SIP of Mutual Funds upto Rs 50,000/- p.a. 5. iiiiiiin ase of institutional lients, namely, FIIs, Mfs, VCFs, FVCIs, Sheduled Commerial Banks, Multilateral and Bilateral Development Finanial Institutions, State Industrial Development Corporations, Insurane Companies registered with IRDA and Publi Finanial Institution as defined under setion 4A of the Companies At, 1956, Custodians shall verify the PAN ard details with the original PAN ard and provide duly ertified opies of suh verified PAN details to the intermediary. E. List of people authorized to attest the douments: 1. iiiiinotary Publi, Gazetted Offier, Manager of a Sheduled Commerial/Co-operative Bank or Multinational Foreign Banks (Name, Designation & Seal should be affixed on the opy). 2. In ase of NRIs, authorized offiials of overseas branhes of Sheduled Commerial Banks registered in India, Notary Publi, Court Magistrate, Judge, Indian Embassy/Consulate General in the ountry where the lient resides are permitted to attest the douments.

7 Name of the Trading Member Name of the Clearing member : Fortune Capital Servies Private Limited : IL & FS Seurities Servies Ltd., SEBI Regn. No. INF Name of the Clearing member : Edelweiss Seurities Ltd., SEBI Regn. No. INE SEBI Registration No. Details: NSE : CM : INB F & O: INF CDS : INE NSE Code No BSE : CM : INB F & O: INF BSE Clearing No Registered offie address : M/s. Fortune Capital Servies Private Ltd., No. 905, First Floor, Soundarya Colony, (Syndiate Bank Colony), Anna Nagar West Extension, Chennai Phone : ft@ftonline.in iiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiwebsite: Compliane offier name : S. Narasimhan Managing Diretor name phone no : id : ft@ftonline.in : K. Narayana Moorthy phone no. : id : knarayanamoorthy@ftonline.in For any grievane / dispute please ontat Fortune Capital Servies Private Limited at the above address or id- ft@ftonline.in and Phone no In ase not satisfied with the response, please ontat the onerned exhange(s) at National Stok Exhange of India Ltd. (NSE) Ph : (022) Fax : (022) ignse@nse.o.in Bombay Stok Exhange Ltd. (BSE) Ph : (022) / 34 Fax : (022) is@bseindia.om (1)

8

9 FORTUNE CAPITAL SERVICES PVT. LTD. Member : NSE & BSE Regd. Offie : No.905, First Floor, Soundarya Colony, (Syndiate Bank Colony), Anna Nagar West Extension, Chennai Phone : ft@ftonline.in Web : CENTRAL KYC REGISTRY I Know Your Customer (KYC) Appliation Form I Individual Important Instrution : A) Fields marked with (*) are mandatory fields. B) Please fill the form in English and in BLOCK letters. C) Please fill the date in DD - MM -YYYY format. D) Please read setion wise detailed guidelines / instrutions at the end. E) List of State / U.T ode as per Indian Motor Vehile At, 1988 is available at the end. F) List of two harater ISO 3166 ountry odes is available at the end. G) KYC number of appliant is mandatory for update appliation. H) For partiular setion update, please tik (a ) in the box available before the setion number and strike off the setions not required to be updated. Appliation Type * For offie use only New Update (To be filled by finanial institution) KYC Number (Mandatory for KYC update request) Aount Type * Normal Simplified (for low risk ustomers) 1. PERSONAL DETAILS (Please refer instrution A at the end) Prefix First Name Small Middle name last name Name* (same as ID proof) Maiden name (If any*) Father / Spouse name * Mother name * Date of Birth * D D Gender* M - Male Marital Status* MM Y Y Y Y F - Female T - Transgender Married Unmarried Others Citizenship* IN - Indian Others (ISO 3166 Country Code Residential Status* Resident Individual Foreign National Non Resident Individual Person of Indian Origin PHOTO ) S- Servie ( Private Setor Publi Setor Government Setor ) O-Others ( Professional Self Employed Retired Housewife Student) Signature / Thumb B- Business 3 Impression X- Not ategorised 2. TICK IF APPLICABLE RESIDENCE FOR TAX PURPOSES IN JURISDICTION(S) OUTSIDE INDIA (Please refer instrution B at the end.) Oupation Type* ADDITIONAL DETAILS REQUIRED* (Mandatory only if setion 2 is tiked) ISO 3166 Country Code of Jurisdition of Residene* Tax Identifiation Number or equivalent (If issued by jurisdition)* Plae / City of Birth* ISO 3166 Country Code of Birth* 3. PROOF OF IDENTITY (PoI)* (Please refer instrution C at the end) (Certified opy of any one of the following Proof of Identity [PoI] needs to be submitted) A - Passport Number Passport Expiry date D D MM Y Y Y Y Driving Liene Expiry Date D D MM Y Y Y Y B - Voter ID ard C - PAN ard D - Driving Liene E - UID (Aadhaar) F - NREGA Job ard Z - Others (any doument notified by the entral government) Identifiation Number S - Simplified Measures Aount - Doument Type ode Identifiation Number 4. PROOF OF ADDRESS(PoA)* 4.1 CURRENT/PERMANENT / OVERSEAS ADDRESS DETAILS (Please refer instrution D at the end) (Certified opy of any one of the following Proof of Address [PoA] needs to be submitted) Address Type* Proof of Address* Address Residential / Business Residential Business Registered Offie Passport Driving Liene UID (Aadhaaar) Voter Identity ard NREGA Job ard Others Unspeified Please speify Simplified Measures Aount - Doument Type ode Line 1* Line 2 Line 3 Distrit* City / Town / Village* Pin / Post Code* State / U.T. Code* (3) ISO 3166 Country Code*

10 4.2 CORRESPONDENCE / LOCAL ADDRESS DETAILS* (Please refer instrution E at the end) Same as Current / Permanent / Overseas Address details (In ase of multiple orrespondene / loal addresses, please fill Annexure A1 ) Line 1* Line 2 Line 3 City / Town / Village* Distrit* Pin / Post Code* State / U.T. Code* ISO 3166 Country Code* 4.3 ADDRESS IN THE JURISDICTION DETAILS WHERE APPLICANT IS RESIDENT OUTSIDE INDIA FOR TAX PURPOSES* (Appliable if setion 2 is tiked) Same as Current / Permanent / Overseas Address details Line 1* Line 2 Line 3 Same as Correspondene / Loal Address details City / Town / Village* Distrit* Pin / Post Code* State / U.T. Code* ISO 3166 Country Code* 5. CONTACT DETAILS (All ommuniations will be sent on provided Mobile no. / ID) (Please refer instrution F at the end) Tel. (Off) Tel. (Res) Mobile Fax 6. DETAILS OF RELATED PERSON (In ase of additional related persons, please fill Annexure B1 ) (Please refer instrution F at the end) Addition of Related Person Deletion of Related Person KYC Number of Related Person (if available*) Related Person Type* Guardian of Minor Assignee Authorized Representative Name* A - Passport Number B - Voter ID ard C - PAN ard D - Driving Liene E - UID (Aadhaar) F - NREGA Job ard ID Prefix First Name Middle name last name (If KYC number and name are provided, below details of setion 6 are optional) PROOF OF IDENTITY (PoI) OF RELATED PERSON* (Please refer instrution H at the end) Z - Others (any doument notified by the entral government) S - Simplified Measures Aount - Doument Type ode 7. REMARKS (If any) Passport Expiry date Driving Liene Expiry DateD D M M Y Y Y Y Identifiation Number Identifiation Number D D M M Y Y Y Y 8. APPLICANT DECLARATION I hereby delare that the details furnished above are true and orret to the best of my knowledge and belief and I undertake to inform you of any hanges therein, immediately. In ase any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. 4 I hereby onsent to reeiving information from Centrak KYC Registry through SMS/ on the above registered number/ address. Date : D D M M Y Y Y Y Plae : Signature / Thumb Impression of Appliant 9. ATTESTATION / FOR OFFICE USE ONLY Douments Reeived Certified Copies KYC VERIFICATION CARRIED OUT BY INSTITUTION DETAILS Date Emp. Name Emp. Code Emp. Designation Emp. Branh D D M M Y Y Y Y Name : Code : FORTUNE CAPITAL SERVICES PVT. LTD. (Employee Signature) [INSTITUTION STAMP] (4)

11 FORTUNE CAPITAL SERVICES PVT. LTD. Member : NSE & BSE Regd. Offie : No.905, First Floor, Soundarya Colony, (Syndiate Bank Colony), Anna Nagar West Extension, Chennai Phone : ft@ftonline.in Web : CENTRAL KYC REGISTRY Instrutions / Chek list / Guidelines for filling Individual KYC Appliation Form General Instrutions: : Fields marked with '*' are mandatory fields. 1 Fields marked with * are mandatory fields. 2 Tik Tik? '' wherever wherever appliable. appliable. 3 Self-Certifiation of douments of is mandatory. is mandatory. 4 Please fill the form in English and in BLOCK Letters. 5 Please Please fill fill all the dates form in DD-MM-YYYY in English and format. in BLOCK Letters. 65 Wherever Please fill state all dates ode in and DD-MM-YYYY ountry ode format. is to be furnished, the same should be the two-digit ode as per Indian Motor Vehile, 1988 and ISO 3166 ountry ode respetively list of whih is available at the end. 6 Wherever state ode and ountry ode is to be furnished, the same should be the two-digit ode as per Indian Motor Vehile, 1988 and ISO 3166 ountry ode 7 KYC number of appliant is mandatory for updation of KYC details. 8 For respetively partiular setion list of whih update, is please available tik at (? the ) in end. the box available before the setion number and strike off the setions not required to be updated. 97 In KYC ase number of Small of Aount appliant type is mandatory only personal for updation details of setion KYC details. number 1 and 2, photograph, signature and self-ertifiation required. 8 For partiular setion update, please tik () in the box available before the setion number and strike off the setions not required to be updated. 9 In ase of 'Small Aount type' only personal details at setion number 1 and 2, photograph, signature and self-ertifiation required. A Clarifiation / Guidelines on filling 'Personal Details' setion 1 Name: Please state the name with Prefix (Mr/Mrs/Ms/Dr/et.). The name should math the name as mentioned in the Proof of Identity submitted failing whih the appliation is liable to be rejeted. 2 Either father's name or spouse's name is to be mandatorily furnished. In ase PAN is not available father's name is mandatory. B Clarifiation / Guidelines on filling details if appliant residene for tax purposes in jurisdition(s) outside India 1 Tax identifiation Number (TIN): TIN need not be reported if it has not been issued by the jurisdition. However, if the said jurisdition has issued a high integrity number with an equivalent level of identifiation (a Funtional equivalent ), the same may be reported. Examples of that type of number for individual inlude, a soial seurity/insurane number, itizen/personal identifiation/servies ode/number, and resident registration number) C Clarifiation / Guidelines on filling 'Proof of Identity [PoI]' setion 1 If driving liense number or passport is provided as proof of identity then expiry date is to be mandatorily furnished. 2 Mention identifiation / referene number if 'Z- Others (any doument notified by the entral government)' is tiked. 3 In ase of Simplified Measures Aounts for verifying the identity of the appliant, any one of the following douments an also be submitted and undernoted relevant ode may be mentioned in point 3 (S). Doument Code Desription 01 Identity ard with appliant's photograph issued by Central/ State Government Departments, Statutory/ Regulatory Authorities, Publi Setor Undertakings, Sheduled Commerial Banks, and Publi Finanial Institutions. 02 Letter issued by a gazetted offier, with a duly attested photograph of the person. D Clarifiation / Guidelines on filling 'Proof of Address [PoA] - Current / Permanent / Overseas Address details' setion 1 PoA to be submitted only if the submitted PoI does not have an address or address as per PoI is invalid or not in fore. 2 State / U.T Code and Pin / Post Code will not be mandatory for Overseas addresses. 3 In ase of Simplified Measures Aounts for verifying the address of the appliant, any one of the following douments an also be submitted and undernoted relevant ode may be mentioned in point 4.1. Doument Code Desription 01 Utility bill whih is not more than two months old of any servie provider (eletriity, telephone, post-paid mobile phone, piped gas, water bill). 02 Property or Muniipal Tax reeipt. 03 Bank aount or Post Offie savings bank aount statement. 04 Pension or family pension payment orders (PPOs) issued to retired employees by Government Departments or Publi Setor Undertakings, if they ontain the address. 05 Letter of allotment of aommodation from employer issued by State or Central Government departments, statutory or regulatory bodies, publi setor undertakings, sheduled ommerial banks, finanial institutions and listed ompanies. Similarly, leave and liense agreements with suh employers allotting offiial aommodation. 06 Douments issued by Government departments of foreign jurisditions and letter issued by Foreign Embassy or Mission in India. E Clarifiation / Guidelines on filling 'Proof of Address [PoA] - Correspondene / Loal Address details' setion 1 To be filled only in ase the PoA is not the loal address or address where the ustomer is urrently residing. No separate PoA is required to be submitted. 2 In ase of multiple orrespondene / loal addresses, Please fill 'Annexure A1' F Clarifiation / Guidelines on filling 'Contat details' setion 1 Please mention two- digit ountry ode and 10 digit mobile number (e.g. for Indian mobile number mention ). 2 Do not add '0' in the beginning of Mobile number. G Clarifiation / Guidelines on filling 'Related Person details' setion 1 Provide KYC number of related person if available. H Clarifiation / Guidelines on filling 'Related Person details Proof of Identity [PoI] of Related Person' setion 1 Mention identifiation / referene number if 'Z- Others (any doument notified by the entral government)' is tiked. (5)

12 State / U.T Andaman & Niobar Andhra Pradesh Arunahal Pradesh Assam Bihar Chandigarh Chattisgarh Dadra and Nagar Haveli Daman & Diu Delhi Goa Gujarat Haryana Country Afghanistan Aland Islands Albania Algeria Amerian Samoa Andorra Angola Anguilla Antartia Antigua and Barbuda Argentina Armenia Aruba Australia Austria Azerbaijan Bahamas Bahrain Bangladesh Barbados Belarus Belgium Belize Benin Bermuda Bhutan Bolivia, Plurinational State of Bonaire, Sint Eustatius and Saba Bosnia and Herzegovina Botswana Bouvet Island Brazil British Indian Oean Territory Brunei Darussalam Bulgaria Burkina Faso Burundi Cabo Verde Cambodia Cameroon Canada Cayman Islands Central Afrian Republi Chad Chile China Christmas Island Coos (Keeling) Islands Colombia Comoros Congo Congo, the Demorati Republi of the Cook Islands Costa Ria Cote d'ivoire!côte d'ivoire Croatia Cuba Curaao!Curaçao Cyprus Czeh Republi Denmark Djibouti Dominia Country Code AF AX AL DZ AS AD AO AI AQ AG AR AM AW AU AT AZ BS BH BD BB BY BE BZ BJ BM BT BO BQ BA BW BV BR IO BN BG BF BI CV KH CM CA KY CF TD CL CN CX CC CO KM CG CD CK CR CI HR CU CW CY CZ DK DJ DM List of two digit state / U.T odes as per Indian Motor Vehile At, 1988 Code AN AP AR AS BR CH CG DN DD DL GA GJ HR State / U.T Himahal Pradesh Jammu & Kashmir Jharkhand Karnataka Kerala Lakshadweep Madhya Pradesh Maharashtra Manipur Meghalaya Mizoram Nagaland Orissa Code HP JK JH KA KL LD MP MH MN ML MZ NL OR List of ISO 3166 two- digit Country Code Country Dominian Republi Euador Egypt El Salvador Equatorial Guinea Eritrea Estonia Ethiopia Falkland Islands (Malvinas) Faroe Islands Fiji Finland Frane Frenh Guiana Frenh Polynesia Frenh Southern Territories Gabon Gambia Georgia Germany Ghana Gibraltar Greee Greenland Grenada Guadeloupe Guam Guatemala Guernsey Guinea Guinea-Bissau Guyana Haiti Heard Island and MDonald Islands Holy See (Vatian City State) Honduras Hong Kong Hungary Ieland India Indonesia Iran, Islami Republi of Iraq Ireland Isle of Man Israel Italy Jamaia Japan Jersey Jordan Kazakhstan Kenya Kiribati Korea, Demorati People's Republi of Korea, Republi of Kuwait Kyrgyzstan Lao People's Demorati Republi Latvia Lebanon Lesotho Liberia Country Code DO EC EG SV GQ ER EE ET FK FO FJ FI FR GF PF TF GA GM GE DE GH GI GR GL GD GP GU GT GG GN GW GY HT HM VA HN HK HU IS IN ID IR IQ IE IM IL IT JM JP JE JO KZ KE KI KP KR KW KG LA LV LB LS LR (6) Country Libya Liehtenstein Lithuania Luxembourg Maao Maedonia, the former Yugoslav Republi of Madagasar Malawi Malaysia Maldives Mali Malta Marshall Islands Martinique Mauritania Mauritius Mayotte Mexio Mironesia, Federated States of Moldova, Republi of Monao Mongolia Montenegro Montserrat Moroo Mozambique Myanmar Namibia Nauru Nepal Netherlands New Caledonia New Zealand Niaragua Niger Nigeria Niue Norfolk Island Northern Mariana Islands Norway Oman Pakistan Palau Palestine, State of Panama Papua New Guinea Paraguay Peru Philippines Pitairn Poland Portugal Puerto Rio Qatar Reunion!Réunion Romania Russian Federation Rwanda Saint Barthelemy!Saint Barthélemy Saint Helena, Asension and Tristan da Cunha Saint Kitts and Nevis Saint Luia Saint Martin (Frenh part) Country Code LY LI LT LU MO MK MG MW MY MV ML MT MH MQ MR MU YT MX FM MD MC MN ME MS MA MZ MM NA NR NP NL NC NZ NI NE NG NU NF MP NO OM PK PW PS PA PG PY PE PH PN PL PT PR QA RE RO RU RW BL SH KN LC MF State / U.T Pondiherry Punjab Rajasthan Sikkim Tamil Nadu Telangana Tripura Uttar Pradesh Uttarakhand West Bengal Other Country Saint Pierre and Miquelon Saint Vinent and the Grenadines Samoa San Marino Sao Tome and Prinipe Saudi Arabia Senegal Serbia Seyhelles Sierra Leone Singapore Sint Maarten (Duth part) Slovakia Slovenia Solomon Islands Somalia South Afria South Georgia and the South Sandwih Islands South Sudan Spain Sri Lanka Sudan Suriname Svalbard and Jan Mayen Swaziland Sweden Switzerland Syrian Arab Republi Taiwan, Provine of China Tajikistan Tanzania, United Republi of Thailand Timor-Leste Togo Tokelau Tonga Trinidad and Tobago Tunisia Turkey Turkmenistan Turks and Caios Islands Tuvalu Uganda Ukraine United Arab Emirates United Kingdom United States United States Minor Outlying Islands Uruguay Uzbekistan Vanuatu Venezuela, Bolivarian Republi of Viet Nam Virgin Islands, British Virgin Islands, U.S. Wallis and Futuna Western Sahara Yemen Zambia Zimbabwe Code PY PB RJ SK TN TS TR UP UA WB XX Country Code PM VC WS SM ST SA SN RS SC SL SG SX SK SI SB SO ZA GS SS ES LK SD SR SJ SZ SE CH SY TW TJ TZ TH TL TG TK TO TT TN TR TM TC TV UG UA AE GB US UM UY UZ VU VE VN VG VI WF EH YE ZM ZW

13 FORTUNE CAPITAL SERVICES PVT. LTD. Member : NSE & BSE Regd. Offie : No.905, First Floor, Soundarya Colony, (Syndiate Bank Colony), Anna Nagar West Extension, Chennai Phone : ft@ftonline.in Web : Annexure A1 CENTRAL KYC REGISTRY I Know Your Customer (KYC) Appliation Form I Individual I Correspondene / Loal Address Important Instrution : A) Fields marked with (*) are mandatory fields. B) Please fill the form in English and in BLOCK letters. C) Please fill the date in DD - MM -YYYY format. D) Please read setion wise detailed guidelines / instrutions at the end. E) List of State / U.T ode as per Indian Motor Vehile At, 1988 is available at the end. F) List of two harater ISO 3166 ountry odes is available at the end. G) KYC number of appliant is mandatory for update appliation. H) For partiular setion update, please tik ( ) in the box available before the setion number and strike off the setions not required to be updated. For offie use only (To be filled by finanial institution) Appliation Type * New Update KYC Number (Mandatory for KYC update request) 1. CORRESPONDENCE / LOCAL ADDRESS DETAILS* (Please refer instrution E at the end) Same as Current / Permanent / Overseas Address details (In ase of multiple orrespondene / loal addresses, please fill Annexure A1 ) Line 1* Line 2 Line 3 City / Town / Village* Distrit* Pin / Post Code* State / U.T. Code* ISO 3166 Country Code* 2. CONTACT DETAILS (All ommuniations will be sent on provided Mobile no. / ID) (Please refer instrution F at the end) Tel. (Off) Tel. (Res) Mobile Fax ID 3. APPLICANT DECLARATION I hereby delare that the details furnished above are true and orret to the best of my knowledge and belief and I undertake to inform you of any hanges therein, immediately. In ase any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. Date : D D M M Y Y Y Y Plae : 5 Signature / Thumb Impression of Appliant (7)

14 Annexure B1 Important Instrution : A) Fields marked with (*) are mandatory fields. B) Please fill the form in English and in BLOCK letters. C) Please fill the date in DD - MM -YYYY format. D) Please read setion wise detailed guidelines / instrutions at the end. FORTUNE CAPITAL SERVICES PVT. LTD. Member : NSE & BSE Regd. Offie : No.905, First Floor, Soundarya Colony, (Syndiate Bank Colony), Anna Nagar West Extension, Chennai Phone : ft@ftonline.in Web : CENTRAL KYC REGISTRY I Know Your Customer (KYC) Appliation Form I Individual I Related Person E) List of State / U.T ode as per Indian Motor Vehile At, 1988 is available at the end. F) List of two harater ISO 3166 ountry odes is available at the end. G) KYC number of appliant is mandatory for update appliation. H) For partiular setion update, please tik ( ) in the box available before the setion number and strike off the setions not required to be updated. For offie use only (To be filled by finanial institution) Appliation Type * New Update KYC Number (Mandatory for KYC update request) 1. DETAILS OF RELATED PERSON (Please refer instrution G at the end) Addition of Related Person Deletion of Related Person KYC Number of Related Person (if available*) Related Person Type* Guardian of Minor Assignee Authorized Representative Name* PROOF OF IDENTITY (PoI) OF RELATED PERSON* (Please refer instrution H at the end) A - Passport Number B - Voter ID ard C - PAN ard D - Driving Liene E - UID (Aadhaar) F - NREGA Job ard Prefix First Name Middle name last name (If KYC number and name are provided, below details of setion 6 are optional) Z - Others (any doument notified by the entral government) S - Simplified Measures Aount - Doument Type ode Passport Expiry date Driving Liene Expiry DateD D M M Y Y Y Y Identifiation Number Identifiation Number D D M M Y Y Y Y 2. APPLICANT DECLARATION I hereby delare that the details furnished above are true and orret to the best of my knowledge and belief and I undertake to inform you of any hanges therein, immediately. In ase any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. Date : D D M M Y Y Y Y Plae : Signature / Thumb Impression of Appliant 3. ATTESTATION / FOR OFFICE USE ONLY Douments Reeived Certified Copies KYC VERIFICATION CARRIED OUT BY INSTITUTION DETAILS Date Emp. Name Emp. Code Emp. Designation Emp. Branh D D M M Y Y Y Y Name : Code : FORTUNE CAPITAL SERVICES PVT. LTD. (Employee Signature) [INSTITUTION STAMP] (8)

15 TRADING ACCOUNT RELATED DETAILS A. BANK DETAILS(Please attah separate sheet & doumentary proof if more than two Bank aounts has to be registered) Bank Name Bank A/C Number* Bank Branh Address MICR RTGS/NEFT/IFSC Bank A/C Type Savings / Current / Others-in ase Of NRI/NRE/NRO Bank Name Bank A/C Type Bank A/C Number Bank Branh Address MICR RTGS/NEFT/IFSC *Payment will be issued to the said Bank aount by default unless & otherwise speified Savings / Current / Others-in ase Of NRI/NRE/NRO B. DEPOSITORY ACCOUNT(S) DETAILS (Attah Client Doumentary Proof for eah Client ID ) Depository Partiipant Name (DP) Depository Name(NSDL / CDSL) Benefiiary Name DP ID Benefiiary ID (BO ID) C. TRADING PREFERENCES: *Please sign in the relevant boxes where you wish to trade. The segment not hosen should be struk off by the lient. Exhanges Name of the Segment Signature NSE NSE NSE BSE BSE BSE Capital Market (Cash) Futures & Options (F&O) Curreny Derivatives (CDS) Capital Market (Cash) Futures & Options (F&O) Curreny Derivatives (CDS) # If, in future, the lient wants to trade on any new segment / new exhange, separate authorization / letter should be taken from the lient by the stok broker. D. PAST ACTIONS : Details of any ation/proeedings initiated/pending/ taken by SEBI/ Stok exhange/any other authority against the appliant/onstituent or its Partners/promoters/whole time diretors/authorized persons in harge of dealing in seurities during the last 3 years: (9)

16 E. DEALINGS THROUGH SUB-BROKERS AND OTHER STOCK BROKERS : If lient is dealing through the sub-broker, provide the following details : Registered Offie Address Sub Broker Name SEBI Registration No. Phone / Fax Details Whether dealing with any other Stok Brokers/ Sub Brokers If Yes, give details (Please Provide details of all) Exhange Stok Broker Name Sub Broker Name Client Code Yes No Details of disputes/dues pending from / to suh stok broker/sub-broker : F. ADDITIONAL DETAILS : ID : If Yes, Speify your ID Wish to reeive Copy of Standard Douments like Rights & Obligations, Uniform Risk Dislosure Douments, Guidane Note detailing Do s and Don ts & Poliies and Proedures OTHER DETAILS 1. Gross Annual Inome Details (please speify) : Inome Range per annum : Networth as on (date) (Rs. ) (Net worth should not be older than 1 year) 2. Oupation Private Setor Publi Setor Govt. Servie Business Professional (Please tik any one and give brief details) Agriulturist Retired House Wife Student Others (Speify ) Name of Employer/ Establishment Designation Address (Offie) Below Rs.1 La Rs.1-5 La Rs.5-10 La Period of Servie : Rs La Eletroni Physial > Rs.25 Las (OR) Contat Details (Off.) 3. Please Tik, as Appliable Phone: Politially Exposed Person (PEP) Fax: / Related to a Politially Exposed Person (PEP) Not a Politially Exposed Person (PEP) / Not Related to a Politially Exposed Person (PEP) 4. Any other information: Capital Market H. INTRODUCER DETAILS (Optional) : (10)

17 I. NOMINATION DETAILS : of the Guardian DECLARATION I/We hereby delare that the details furnished above are true and orret to the best of my/our knowledge and belief and I/we undertake to inform you of any hanges therein, immediately. In ase any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. I/We onfirm having read/been explained and understood the ontents of the doument on poliy and proedures of the stok broker and the tariff sheet. I/We further onfirm having read and understood the ontents of the 'Rights and Obligations' doument(s) and 'Risk Dislosure Doument'. I/We do hereby agree to be bound by suh provisions as outlined in these douments. I/We have also been informed that the standard set of douments has been displayed for Information on stok broker's designated website, if any. Plae : Date : Signature of Client 12 (11)

18 FOR OFFICE USE ONLY UCC Code allotted to the Client : Douments verified with Originals Client Interviewed By In-Person Verifiation done by Name of the Employee Employee Code Designation of the employee Date Signature I / We undertake that we have made the lient aware of 'Poliy and Proedures', tariff sheet and all the non-mandatory douments. I/We have also made the lient aware of 'Rights and Obligations' doument (s), RDD and Guidane Note. I/We have given/sent him a opy of all the KYC douments. I/We undertake that any hange in the 'Poliy and Proedures', tariff sheet and all the non-mandatory douments would be duly intimated to the lients. I/We also undertake that any hange in the 'Rights and Obligations' and RDD would be made available on my/our website, if any, for the information of the lients. For FORTUNE CAPITAL SERVICES PRIVATE LIMITED Authorised Signatory Date. Seal/Stamp of the stok broker INSTRUCTIONS/ CHECK LIST 1. Additional douments in ase of trading in derivatives segments - illustrative list: Copy of ITR Aknowledgement In ase of salary inome - Salary Slip, Copy of Form 16 Copy of demat aount holding statement. Copy of Annual Aounts Net worth ertifiate Bank aount statement for last 6 months Any other relevant douments substantiating ownership of assets. Self delaration with relevant supporting douments. *In respet of other lients, douments as per risk management poliy of the stok broker need to be provided by the lient from time to time. 2. Copy of anelled heque leaf/ pass book/bank statement speifying name of the onstituent, MICR Code or/and IFSC Code of the bank should be submitted. 3. Demat master or reent holding statement issued by DP bearing name of the lient. 4. For individuals: a. Stok broker has an option of doing 'in-person' verifiation through web amera at the branh offie of the stok broker/sub-broker's offie. B. In ase of non-resident lients, employees at the stok broker's loal offie, overseas an do in-person' verifiation. Further, onsidering the infeasibility of arrying out 'In-person' verifiation of the non-resident lients by the stok broker's staff, attestation of KYC douments by Notary Publi, Court, Magistrate, Judge, Loal Banker, Indian Embassy / Consulate General in the ountry where the lient resides may be permitted. (12)

19 TARIFF SHEET TRADING ACCOUNT I / we agree to pay the harges as per following harges struture for our Trading aount with you effetive Trading Client ID CHARGE HEAD Equity Intraday Equity Delivery Futures Options Curreny Futures Curreny Options Brokerage / Charges Rs. 20/- per exeuted order or 0.01% of Turnover whihever is lower Rs.20/- per exeuted order or 0.1% of Turnover whihever is lower Rs.20/- per exeuted order or 0.01% of Turnover whihever is lower Rs.20/- per exeuted order Rs.20/- per exeuted order or 0.01% of Turnover whihever is lower Rs.20/- per exeuted order Terms & Conditions Digital Contrat sent through at free of ost. In addition to the brokerage harge the following harges will also be levied. Shedule of Charges: 1) STT, GST, Eduation and Higher Eduation Cess, as appliable will be levied. 2) Exhange & Clearing Member harges as appliable from to time. 3) Stamp Duty-state wise stamp duty as appliable will be levied 4) SEBI % on total turnover. 5) Statutory harges payable to Exhange / SEBI / Govt. Authorities et., Signature 13 Client Name Date (13)

20 VOLUNTARY ADDITIONAL TARIFF SHEET TRADING ACCOUNT In addition to the CHARGES mentioned in the Tariff Sheet, the following harges will be levied, if the Servies opted by the Client. Please sign in the relevant boxes where you wish to opt the additional servies and not hosen should be struk off by the lient. Trading Client ID Other Servies Option Opted Signature of the Client In addition to Digital Contrat, if the lient requires Physial Contrat Note shall be Rs.50/- per Exhange per Day. Call & Trade /Offline Trade/Intraday Square Off of MIS/CO/BO Order : iiiiiiiiiiiiiiiiiiiiii Equity Intraday, FAO & Curreny Futures Rs.50/- plus GST per exeuted order or 0.01% of turnover plus GST whihever is lower. iiii Equity Delivery - Rs.50/- plus GST per exeuted order or 0.1% of turnover plus GST whihever is lower. Options (Future & Curreny) - Rs.20/- plus GST per exeuted order. Iiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiii Yes Yes No No Payment Gateway faility is available and harges of Rs.10/- per transation plus GST irrespetive of the amount transferred in single transation Yes No 16 Other Levies (Clearing Member Charges & Other Charges):Will be Charged in Ledger CM Intraday % + GST CM Delivery- 0.1% + GST FAO Future % + GST FAO Options % + GST CD Future % + GST CD Options % + GST Yes No 17 SMS Charges - Rs.100/- per month Yes No 18 Debit my trading aount for Appliation harges. Iiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiii Physial Forms - Rs. 350/- Print the form from PDF - Rs. 300/- 19 Signature 20 Client Name Date (14)

21 TARIFF SHEET TRADING ACCOUNT I / we agree to pay the harges as per following harges struture for our Trading aount with you effetive Trading Client ID CHARGE HEAD Equity Intraday Equity Delivery Futures Options Curreny Futures Curreny Options Value Pak Sheme Rs. Per Crore Rs. Per Crore Rs. Per Crore Rs. Per Lot Rs. Per Crore Rs. Per Lot Terms & Conditions Digital Contrat sent through at free of ost. In addition to the brokerage harge the following harges will also be levied. Shedule of Charges: 1) STT, GST, Eduation and Higher Eduation Cess, as appliable will be levied. 2) Exhange & Clearing Member harges as appliable from to time. 3) Stamp Duty-state wise stamp duty as appliable will be levied 4) SEBI % on total turnover. 5) Statutory harges payable to Exhange / SEBI / Govt. Authorities et., Signature 13 Client Name Date (13)

22 VOLUNTARY ADDITIONAL TARIFF SHEET TRADING ACCOUNT In addition to the CHARGES mentioned in the Tariff Sheet, the following harges will be levied, if the Servies opted by the Client. Please sign in the relevant boxes where you wish to opt the additional servies and not hosen should be struk off by the lient. Trading Client ID Other Servies Option Opted Signature of the Client In addition to Digital Contrat, if the lient requires Physial Contrat Note shall be Rs.50/- per Exhange per Day. Call & Trade /Offline Trade/Intraday Square Off of MIS/CO/BO Order : iiiiiiiiiiiiiiiiiiiiii Equity Intraday, FAO & Curreny Futures Rs.50/- plus GST per exeuted order or 0.01% of turnover plus GST whihever is lower. iiii Equity Delivery - Rs.50/- plus GST per exeuted order or 0.1% of turnover plus GST whihever is lower. Options (Future & Curreny) - Rs.20/- plus GST per exeuted order. Iiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiii Yes Yes No No Payment Gateway faility is available and harges of Rs.10/- per transation plus GST irrespetive of the amount transferred in single transation Yes No 16 Other Levies (Clearing Member Charges & Other Charges):Will be Charged in Ledger CM Intraday % + GST CM Delivery- 0.1% + GST FAO Future % + GST FAO Options % + GST CD Future % + GST CD Options % + GST Yes No 17 SMS Charges - Rs.100/- per month Yes No 18 Debit my trading aount for Appliation harges. Iiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiiii Physial Forms - Rs. 350/- Print the form from PDF - Rs. 300/- 19 Signature 20 Client Name Date (14)

23 VOLUNTARY / NON MANDATORY RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB BROKERS AND CLIENTS These Voluntary / Non Mandatory Rights and Obligations enumerated below are in addition to the Mandatory Rights and Obligations of Stok Bokers, Sub Brokers and Clients to ensure smooth funtioning of the operations, the parties thereto have agreed to the following terms and onditions. 1. Digitally signed Contrat Notes, Bills, Transation Statements, Confirmation & Eletronis Communiation: I) The lient hereby agrees and permits FCSPL to provide digitally signed ontrat notes through internet / . The lient also authorizes FCSPL to send Welome Kit, Statements of Aount, Statement of Margin, Funds and Seurities, Ledgers, Bills, Collateral Statements, Daily Margin Statements, reports, noties, irulars, letters and other douments pertaining to the Trading Aount on address. For the sake of larity all of the above douments are refered to as Digital Douments. The lient aknowledges that one Digital Douments are mailed by FCSPL at their address registered with it, it shall be deemed to have been reeived by the lient and hene there will be no further requirement on the part of FCSPL to send the same physially in the paper based format to the lient unless Digital Douments are rejeted by the lient s ID and is bouning bak to FCSPL. The lient hereby aknowledges that he has read and understood the following points governing issuane of the Digital Douments by FCSPL. a) For the purpose of the above, the id used would be the same as provided by the lient in the Client Registration Form at the time of opening of an aount or id subsequently notified by the lient in writing. Any hange in the id of the lient shall be immediately intimated by the lient to FCSPL. b) The lient shall aess the ontrat notes / onfirmations of the trades exeuted on his behalf on the trade date eletronially. The lient understands that it is his responsibility to review all onfirmations, ontrat notes and other ommuniations inluding but not limited to margin and maintenane alls et., All information ontained therein shall be binding on the lient if the lient does not objet, either in writing or eletroni mail within 24 hours after any suh douments are available to the lient. ) Should the lient experiene any diffiulty in opening a doument eletronially delivered by FCSPL, FCSPL may, on reeipt of intimation from the lient in that behalf, make the required delivery by any other eletroni means ( , eletroni mail attahment or in the form of an available download from the bak-offie website) or in paper based format. Failure to advise FCSPL of suh diffiulty within twenty four (24) hours after delivery shall serve as an affirmation that lient was able to reeive and open the said doument. The lient hereby agrees to pay all suh amounts that FCSPL may harge to over the operational osts that FCSPL inurs in preparing and delivering the said ommuniation, onfirmation, ontrat notes, douments, reports and alerts. d) The lient shall take all the neessary steps to ensure onfidentiality and serey of the login name and password. Unless the lient lodges a omplaint with FCSPL as to his inability to aess the system, it would be presumed that ontrat notes and all other douments have been properly delivered to the lient. e) The lient agrees that FCSPL fulfils its legal obligation to deliver to the lient any suh doument if sent via eletroni delivery and FCSPL has not reeived any report indiating bouning bak of suh eletroni delivery. f) The lient shall omplete the neessary formalities that are required under the provisions of the Information Tehnology At, 2000 for getting the above faility. The lient shall initially download the speified software or any other software speified by FCSPL from time to time on our omputer and the same shall be used for reeiving, viewing, storing the Eletroni douments inluding but not limited to digital ontrat notes, bills. Ledgers, statements of funds and seurities, ollateral statements, daily margin statements, noties, reports, lettes, irulars, ommuniations et., that shall be sent by FCSPL from time to time in respet of the trades / transations that have been exeuted by me / us through FCSPL. g) The lient agrees not to reeive the ontrat notes in paper form from FCSPL. Provided however that in ase when FCSPL is not able to provide Contrat Note to me / us through eletroni medium due to any unforeseen events, FCSPL would ensure that the ontrat note is sent to me / us in physial form as per the time shedule stipulated in the bye-laws, Rules and Regulations of the Exhanges. h) The lient agrees that as an alternative to the ommuniation and / or in ase of non-reeipt of the eletroni douments through he / she / they shall utilize the faility of aessing the website hosted by FCSPL to aess the Eletroni douments. (15)

24 II) Statement of Aount in Digital Format: FCSPL may send the Statement of Trading Aount or other statements, related noties, irulars, amendments and reords and douments by whatever name alled (herein after referred to as statements ) to the lient in eletroni form on their registered ID. The lient agrees and permits FCSPL under the terms of this doument to provide to the lient, Statements through Internet (web based). III) Copy of Client Registration Douments: FCSPL may send the Client Registration douments vis., Aount Opening Form, Mandatory and Voluntary Rights and Obligations, Risk Dislosure Doument, Guidane Note, and a opy of any other doument exeuted with the lient (herein after referred to as Registration douments ) to the lient in eletroni form. The lient hereby agrees and permits FCSPL under the terms of this doument to provide to the lient, the Registration douments through Internet (web based). IV) Terms governing issue of digitally signed Contrat Notes / Statement(s) for Trading Aount, Client Registration Douments, Digital Douments and other douments (herein after olletively referred to as the Douments ) in eletroni form to your mail ID (enter ID) a. The lient undertakes to hange the initial password of suh aount upon first login. The lient shall take all neessary steps to ensure onfidentiality and the serey of the login and password of suh aounts. FCSPL shall not be liable to or responsible for any breah of serey. Unless the lient lodges a omplaint with FCSPL as to his / her / its inability to aess the system, it would be presumed that the douments have been properly delivered. The lient agrees that the Douments may be aessed by other entities in ase the onfidentiality / serey of the login name and password is ompromised. b. The lient agrees that FCSPL shall not be responsible for non-reeipt of Douments sent via eletroni delivery due to hange in / inorret address provided by the Client for the purpose or for any other reason whih inter alia inlude insuffiient spae in the inbox of the lient, tehnial reasons or malfuntion of the lients omputer system / server / internet onnetion et., It shall be the responsibility of the lient to intimate FCSPL of any hange in the lient s aounts.. FCSPL shall not be liable or responsible for any statement reeived from frauds or impostors or any onsequenes thereof and shall not be liable for any problem whih arises at the lient s omputer network beause of the lient reeiving any suh statement from FCSPL. d. FCSPL agrees that in ase of reeipt of bouned bak notifiation from all the aount(s), FCSPL shall make required delivery by any other eletroni means or available download from the bak offie website immediately thereafter. However the lient agrees that FCSPL shall not take ongnizane of out of offie / out of station auto replies and the lient shall be deemed to have reeived suh eletroni mails. e. The lient hereby agrees to intimate FCSPL of any hange in ID immediately. f. The lient understands and agrees that FCSPL shall be entitled to harge to the lient fees / harges for sending suh Douments. Suh fees and harges shall be intimated to the lient from time to time by FCSPL. g. The lient aknowledges and aepts that the internet is an inherently unreliable medium of ommuniation and provision of servies due to the publi nature of the ommuniation and that the auray, reliability and soundness of suh means of ommuniation and provision of servies depends upon, amongst others, the servie providers and the telephone, modem, ables, systems, failities and the like used and operated from time to time by suh providers and other partiipants. Client aknowledges and further aepts that as a result of suh unreliability, there are risks assoiated in using suh means of ommuniation inluding the ongestion, breakdown, interruption or failure of transmission of the internet servie or any ommuniation equipment or failities, errors, omissions or delay in the transmission and reeipt of data and information. h. There are also other risks involved suh as in the unauthorized aess, tampering, modifiation or alteration of the servie and / or the system, omponents and software used or omprised in the servie whih may result in the use, manipulation, retrieval or the theft or loss of data and information, inluding lient personal data. The lient agrees that the stok broker shall not be liable / responsible for suh matters and resultant losses under any irumstanes. 21 Signature of Client (16)