EXHIBIT A LIST OF STRUCTURED PRODUCTS. Issue Date CUSIP Description
|
|
|
- Gregory Morrison
- 5 years ago
- Views:
Transcription
1 EXHIBIT A LIST OF STRUCTURED PRODUCTS as of 01 March 30, W VP2 100% Principal Protection s Linked to a Global 02 March 30, W VQ0 to a Global 03 April 30, PY21 04 April 30, PX63 05 April 30, W April 30, W May 31, PY62 08 May 31, PY70 09 May 31, W June 22, L June 29, P2P5 12 June 29, W July 31, P3H2 14 July 31, W August 31, L129 Accrual s with Interest Linked to the Spread Accrual s with Interest Linked to the Spread 100% Principal Protection s Linked to a Currency to a Global Accrual s with Interest Linked to the Spread 100% Principal Protection Callable Daily Range Accrual s with Interest Linked to the 10-Year Constant Maturity U.S. Treasury Rate 100% Principal Protection s Linked to a Currency 100% Principal Protection s Linked to a Global Accrual s with Interest Linked to the Spread 100% Principal Protection s Linked to an Asian Currency Accrual s with Interest Linked to the Spread to a Global 1 Because reliable pricing data was not available for any of the Structured s after Lehman s bankruptcy on September 15, 2008, the average closing prices for five other Lehman senior unsecured notes (CUSIP Nos P4C2, 52517P5X5, Y3, 5252M0BZ9 and 5252M0FD4), for which reliable pricing data was available, was used to estimate value per note of the Structured s as of October 31, October 31, 2008 is the date on which the first lawsuit asserting claims on behalf of investors in the Structured s was filed. QUESTIONS? CALL TOLL FREE OR VISIT LEHMANSPSETTLEMENT.COM PAGE 1 OF 5
2 as of 16 August 31, L August 31, L August 31, L August 31, L September 18, L September 28, L September 28, L September 28, P5K3 24 October 31, W October 31, L October 31, L293 Linked to the Dow Jones EURO STOXX 50 Index Linked to the Nikkei 225 Index 100% Principal Protection s Linked to an International 100% Principal Protection s Linked to a Global Autocallable Optimization Securities with Contingent Protection International to a Global Accrual s with Interest Linked to the Spread Medium-Term s, Series I, 100% Principal Protection s Linked to an Asian Currency 100% Principal Protection Barrier s Linked to FTSE/Xinhua China 25 Index s 27 October 31, L301 Index 28 October 31, L319 Index 29 October 31, L327 Index 30 October 31, L335 Index 31 October 31, L November 7, L November 14, L November 26, L November 30, W November 30, L376 to an International to a Global 100% Principal Protection s Linked to an Asian Currency s Linked to the MSCI EAFE Index QUESTIONS? CALL TOLL FREE OR VISIT LEHMANSPSETTLEMENT.COM PAGE 2 OF 5
3 as of 37 November 30, L November 30, L December 31, L December 31, L December 31, L January 31, P4N8 43 January 31, W January 31, L February 8, L657 International International to a Global Consisting of Indices and an Index Fund Accrual s with Interest Linked to the Spread 100% Principal Protection s Linked to an Asian Currency s Autocallable Optimization Securities with Contingent Protection 46 February 13, L February 13, L February 13, L February 13, L February 13, L February 29, M0CZ8 52 February 29, L February 29, L574 Accrual s with Interest Linked to the Spread Performance Securities Linked to an Asian Currency s 54 February 29, L February 29, L February 29, L February 29, J412 s Linked to the Russell 2000 Index Securities Linked to the Relative Performance of the Consumer Staples Select Sector SPDR Fund vs. the Consumer Discretionary Select Sector SPDR Fund 100% Principal Protection s Linked to an Asian Currency QUESTIONS? CALL TOLL FREE OR VISIT LEHMANSPSETTLEMENT.COM PAGE 3 OF 5
4 as of 58 March 7, J March 19, J March 25, J March 28, J March 31, M0EK9 63 March 31, J March 31, L March 31, L March 31, L March 31, M0EV5 68 March 31, L April 4, L April 4, L April 23, J April 30, J % Principal Protection s Linked to an Asian Currency s Linked to the SPDR S&P Homebuilders ETF Bearish Autocallable Optimization Securities with Contingent Protection Linked to the Energy Select Sector SPDR Fund to a Global Accrual s with Interest Linked to the Spread 100% Principal Protection s Linked to an Asian Currency s s Linked to the MSCI EM Index Bearish Autocallable Optimization Securities with Contingent Protection Linked to the Energy Select Sector SPDR Fund 100% Principal Protection Accrual s with Interest Linked to the Year-Over-Year Change in the Consumer Price Index s Linked to the Russell 2000 Index Return Optimization Securities Linked to a of Global Indices s Linked to a of Global Indices Linked to a of Global Indices s Linked to the Russell 2000 Index 73 May 12, J May 15, J May 16, J May 21, J214 Linked to a Portfolio of Common Stocks to a Global QUESTIONS? CALL TOLL FREE OR VISIT LEHMANSPSETTLEMENT.COM PAGE 4 OF 5
5 as of 77 May 30, J June 16, W June 20, M0FU6 80 June 30, M0CD7 81 June 30, J % Principal Protection Absolute Return s Linked to the Euro/U.S. Dollar Exchange Rate 100% Principal Protection s with Interest Linked to the Year-Over-Year Change in the Consumer Price Index 100% Principal Protection s with Interest Linked to the Year-Over-Year Change in the Consumer Price Index Linked to the PowerShares WilderHill Clean Energy Portfolio 82 June 30, June 30, J June 30, J255 s s QUESTIONS? CALL TOLL FREE OR VISIT LEHMANSPSETTLEMENT.COM PAGE 5 OF 5
QUESTIONS? CALL TOLL FREE OR VISIT LEHMANSPSETTLEMENT.COM PAGE 1 OF 6
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK In re LEHMAN BROTHERS SECURITIES AND ERISA LITIGATION This Document Applies To: In re Lehman Brothers Equity/Debt Securities Litigation, 08-CV-5523-LAK
Electronic Filing Instructions Lehman Brothers Equity/Debt Securities Litigation EY Settlement
Electronic Filing Instructions Lehman Brothers Equity/Debt Securities Litigation EY Settlement I. Important Notes PLEASE READ These instructions relate to the settlement reached with Ernst & Young LLP
CitiFirst. NOTES DEPOSITS CERTIFICATES OTC Derivatives. Offerings Brochure for Third Party Investors September 2013
CitiFirst NOTES DEPOSITS CERTIFICATES OTC Derivatives Offerings Brochure for Third Party Investors September 2013 2 CitiFirst Offerings Brochure September 2013 Table of Contents Introduction to CitiFirst
Case 1:09-md LAK-GWG Document 1020 Filed 10/19/12 Page 1 of 12 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK
ase 1:09-md-02017-LAK-GWG Document 1020 Filed 10/19/12 Page 1 of 12 UNITED STATES DISTRIT OURT SOUTHERN DISTRIT OF NEW YORK In re LEHMAN BROTHERS SEURITIES AND ERISA LITIGATION This Document Applies To:
Endowment Funds Performance (Year ending June 30 th, 2013)
Endowment Funds Performance (Year ending June 30 th, 2013) prepared for Investment Subcommittee (Note: all returns and values are expressed in Canadian Dollars- CAD s) 1 Quarterly Market Overview Canadian
Capital Protected Notes due June 6, 2014 Based on a Global Basket of Equity Indices
January 2008 Pricing Supplement No. 481 to Registration Statement No. 333-131266 Dated January 31, 2008 Filed pursuant to Rule 424(b)(2) STRUCTURED INVESTMENTS Opportunities in Equities Capital Protected
Filed pursuant to Rule 433 Registration Statement Nos and FINANCIAL PRODUCTS FACT SHEET (U1627)
Filed pursuant to Rule 433 Registration Statement Nos. 333 202913 and 333 180300 03 FINANCIAL PRODUCTS FACT SHEET (U1627) Offering Period: June 13, 2016 June 16, 2016 12.75% per annum Contingent Coupon
CHARTBOOK January 2019
CHARTBOOK January 2019 Topic Page Market Returns 3-5 Valuations 6-19 Local Economics 20 28 Global Economics 29 35 Local Markets 36 44 Offshore Markets 45 51 Currencies 52 56 Commodities 57-62 Market Returns
Principal at Risk Notes Due March 2, 2023
BNS ishares Core S&P 500 Index ETF (CAD-Hedged) Callable Contingent $5.10 Coupon Notes, Series 3 Principal at Risk Notes Due March 2, 2023 January 30, 2017 A Bank of Nova Scotia short form base shelf prospectus
January 24, Michael Rechenthin, PhD Frank Kaberna
January 24, 2017 This week we provide a list of ETFs that are currently exhibiting some of the most liquid options all with a tastytrade liquidity rating of 3 or 4 stars. To dive deeper into the ETFs and
Bank of Montreal Oil & Gas Step-Down AutoCallable Principal At Risk Notes, Series 289 (CAD) (F-Class), Due December 9, 2019
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
EDOG ALPS EMERGING SECTOR DIVIDEND DOGS ETF VALUE, INCOME, DIVERSIFICATION
ALPS EMERGING SECTOR DIVIDEND DOGS ETF VALUE, INCOME, DIVERSIFICATION diversification discipline analysis EDOG provides the potential opportunity to capture above-market returns and high dividend income
FLOW AND SHORT INTEREST ANALYSIS 04/03/2015 < Last closing date US Broad Indices 05/03/2015 3:52 AM CET < Report creation date & time
4/3/ < Last closing date US Broad Indices /3/ 3:2 AM CET < Report creation date & time ETF Tracking (SI / Daily D_MAV D MAV MSCI World URTH 74.1 -.3% -.6% 3.4% 4.1% Bullish Bullish MSCI Emerging EEM 39.9-1.1%
EBD # Endowment Trustees Report to Executive Board (Long-Term Investment/Endowment Fund)
EBD #13.3 2014-2015 Endowment Trustees Report to Executive Board (Long-Term Investment/Endowment Fund) Rod Hersberger Senior Trustee Sunday April 19, 2015 1 Salient Market Points Exhibit #1 Positive Signs
Disclosure Statement Supplement to the Disclosure Statement dated December 19, 2011 No. 73 Goldman Sachs Bank USA $12,366,000 Contingent Coupon
Disclosure Statement Supplement to the Disclosure Statement dated December 19, 2011 No. 73 Goldman Sachs Bank USA $12,366,000 Contingent Coupon Index-Linked Certificates of Deposit due 2019 (Linked to
CUSIP SECURITY DESCRIPTION % of Total
36191E870 GUIDEMARK GLOBAL REAL RETURN INST 3.97% 36191K207 GUIDEMARK LARGE CAP GROWTH INST 7.04% 36191K405 GUIDEMARK LARGE CAP VALUE INST 7.63% 36191K603 GUIDEMARK SMALL/MID CAP CORE INST 9.24% 36191K801
D aily. JPMorgan s $1.13 million dual direction notes linked to oil index aimed at range-bound trade. Prospect News
Wednesday June 17, 2015 S tructured Structured Products Current Year ALL U.S. STRUCTURED PRODUCTS Year to Date: $31.643 billion in 4401 deals Quarter to Date: $13.727 billion in 1867 deals Month to Date:
Four Components Of A Successful Income Portfolio
Four Components Of A Successful Income Portfolio Presented by: David Fabian Michael Fabian FMD Capital Management One Park Plaza, Suite 600 Irvine, CA 92614 Ph: 888-823-8111 F: 949-266-5788 www.fmdcapital.com
Bank of Montreal Biotech AutoCallable Principal At Risk Notes, Series 297 (CAD), Due December 23, 2019
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
Sample only; not a current offering document
SAMPLE ONLY; NOT A CURRENT OFFERING DOCUMENT Filed Pursuant to Rule 424(b)(2) Registration No. 333-180289 PRICING SUPPLEMENT Dated August 28, 2012 (To Prospectus dated March 22, 2012, Prospectus Supplement
Endowment Funds Performance (Year ending March 31 st, 2013)
Endowment Funds Performance (Year ending March 31 st, 2013) Investment Management Committee Meeting May 16 th, 2013 (Note: all returns and values are expressed in Canadian Dollars- CAD s) 1 Total Endowment
Filed pursuant to Rule 433 Registration Statement Nos and FINANCIAL PRODUCTS FACT SHEET (U1982)
Filed pursuant to Rule 433 Registration Statement Nos. 333 202913 and 333 180300 03 FINANCIAL PRODUCTS FACT SHEET (U1982) Offering Period: March 1, 2017 March 23, 2017 7.25% 7.75% per annum Contingent
SOCIÉTÉ GÉNÉRALE CUSIP: 83369FDD6
Information contained in this slide and the accompanying Preliminary Pricing Supplement is subject to completion and amendment. No registration statement relating to these securities has been filed with
RAYMOND JAMES RAYMOND JAMES. -Technical Chart Book -
Technical Strategy Team - Technical Chart Book RAYMOND JAMES -Technical Chart Book - Providing Investors with timely data and technical observations on a broad spectrum of asset classes. Portfolio & Technical
HSBC USA Inc. Autocallable Barrier Notes with Contingent Return
Filed Pursuant to Rule 424(b)(2) Registration No. 333-202524 January 20, 2017 PRICING SUPPLEMENT (To Prospectus dated March 5, 2015, Prospectus Supplement dated March 5, 2015, Equity Index Underlying Supplement
Bank of Montreal Biotech AutoCallable Principal At Risk Notes, Series 364 (CAD), Due February 16, 2021
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
December 31, Payment at Maturity: Additional Amount :
Disclosure supplement To disclosure statement dated February 28, 2011 JPMorgan Chase Bank, National Association $25,915,000 due December 31, 2018 General Certificates of deposit (the CDs ) issued by JPMorgan
HSBC USA Inc. Digital Dual Directional Notes Linked to the S&P 500 Index
Filed Pursuant to Rule 433 Registration No. 333-202524 February 2, 2016 FREE WRITING PROSPECTUS (To Prospectus dated March 5, 2015, Prospectus Supplement dated March 5, 2015 and Equity Index Underlying
1.5 Year Digital Barrier Notes Linked to the S&P 500 Index and Russell 2000 Index
Filed pursuant to Rule 433 Registration Statement Nos. 333-202913 and 333-180300-03 FINANCIAL PRODUCTS FACT SHEET (T636) Offering Period: October 1, 2015 October 22, 2015 1.5 Year Digital Barrier Notes
JPMorgan Chase Bank, National Association $6,970,000 Certificates of Deposit Linked to the J.P. Morgan ETF Efficiente DS 5 Index due January 29, 2021
Disclosure supplement To disclosure statement dated September 21, 2012 and underlying supplement no. CD-6-I dated December 7, 2012 JPMorgan Chase Bank, National Association $6,970,000 due January 29, 2021
IDOG ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF VALUE, INCOME, DIVERSIFICATION
ALPS INTERNATIONAL SECTOR DIVIDEND DOGS ETF VALUE, INCOME, DIVERSIFICATION analysis diversification discipline IDOG provides the potential opportunity to capture above-market returns and high dividend
HSBC USA Inc. Accelerated Barrier Notes
Filed Pursuant to Rule 424(b)(2) Registration No. 333-180289 PRICING SUPPLEMENT Dated August 23, 2013 (To Prospectus dated March 22, 2012, Prospectus Supplement dated March 22, 2012 and Equity Index Underlying
A sampling of research & data on exchange traded funds from AltaVista Research
A sampling of research & data on exchange traded funds from AltaVista Research In this week's issue: Chart of the week: Nuclear vs. Clean Energy ETFs Fund Focus: ishares S&P Global Nuclear Energy (NUCL)...
e art of using structured products in a balanced portfolio May 3, 2012
e art of using structured products in a balanced portfolio May 3, 2012 Samson Koo, Managing Director Structured Products FOR BROKER/DEALER ONLY. RETURN Using Structured Products in Portfolio Construction
HSBC USA Inc. Buffered Accelerated Market Participation Securities TM ( Buffered AMPS )
Filed Pursuant to Rule 433 Registration No. 333-202524 May 2, 2016 FREE WRITING PROSPECTUS (To Prospectus dated March 5, 2015, Prospectus Supplement dated March 5, 2015, Equity Index Underlying Supplement
HSBC USA Inc. Autocallable Yield Notes
Filed Pursuant to Rule 433 Registration No. 333-202524 FREE WRITING PROSPECTUS Dated August 1, 2016 (To Prospectus dated March 5, 2015, Prospectus Supplement dated March 5, 2015 and Equity Index Underlying
Endowment Funds Performance (Year ending Sept 30 th, 2014)
Endowment Funds Performance (Year ending Sept 30 th, 2014) prepared for University Board of Governors (Note: all returns and values are expressed in Canadian Dollars- CAD s) 1 Quarterly Market Overview
Buffered Accelerated Market Participation Securities TM
Filed Pursuant to Rule 433 Registration No. 333-202524 May 1, 2017 FREE WRITING PROSPECTUS (To Prospectus dated March 5, 2015, Prospectus Supplement dated March 5, 2015 Equity Index Underlying Supplement
FWP 1 tv509804_fwp.htm FREE WRITING PROSPECTUS
FWP 1 tv509804_fwp.htm FREE WRITING PROSPECTUS Filed Pursuant to Rule 433 Registration No. 333-223208 December 24, 2018 FREE WRITING PROSPECTUS (To Prospectus dated February 26, 2018, Prospectus Supplement
Filed pursuant to Rule 433 Registration Statement No FINANCIAL PRODUCTS FACT SHEET (U1174)
Filed pursuant to Rule 433 Registration Statement No. 333-180300-03 FINANCIAL PRODUCTS FACT SHEET (U1174) Offering Period: February 2, 2015 February 19, 2015 3 Year Contingent Coupon Callable Yield Notes
HSBC USA Inc. Barrier Digital Return Notes Linked to the Least Performing of the Dow Jones Industrial Average and the Russell 2000 Index
Filed Pursuant to Rule 433 Registration No. 333-223208 July 26, 2018 FREE WRITING PROSPECTUS (To Prospectus dated February 26, 2018, Prospectus Supplement dated February 26, 2018 and Equity Index Underlying
Smart Beta Dashboard. Thoughts at a Glance. June By the SPDR Americas Research Team
By the SPDR Americas Research Team Thoughts at a Glance Factor performance diverged across regions in Q2. In the US, all factors with the exception of underperformed broad US equities. As volatility in
HSBC USA Inc. Digital-Plus Barrier Note Linked to the EURO STOXX 50 Index
Filed Pursuant to Rule 424(b)(2) Registration No. 333-180289 PRICING SUPPLEMENT Dated September 19, 2014 (To Prospectus dated March 22, 2012, Prospectus Supplement dated March 22, 2012 and Equity Index
Autocallable Contingent Income Barrier Notes
Filed Pursuant to Rule 433 Registration No. 333-223208 February 28, 2019 FREE WRITING PROSPECTUS (To Prospectus dated February 26, 2018, Prospectus Supplement dated February 26, 2018 and Equity Index Underlying
FLOW AND SHORT INTEREST ANALYSIS 27/04/2015 < Last closing date US Broad Indices 28/04/2015 1:23 AM CET < Report creation date & time
27/4/ < Last closing date US Broad Indices 28/4/ 1:23 AM CET < Report creation date & time ETF Tracking (SI / Daily D_MAV D MAV MSCI World URTH 7. -.1% 2.8%.4% 6.4% Bullish Bullish MSCI Emerging EEM 44..4%
High Probability ETF Trading For All
High Probability ETF Trading For All Version 2.7 Strategy Report Chris White, August 2012 Includes results to end of July 2012 Contents Disclaimer... 2 Summary... 3 The High Probability ETF Trading book
US$ Senior Medium-Term Notes, Series C Contingent Risk Absolute Return Notes due December 31, 2021 Linked to the SPDR Dow Jones Industrial Average ETF
The information in this preliminary pricing supplement is not complete and may be changed. This preliminary pricing supplement is not an offer to sell nor does it seek an offer to buy these securities
Filed pursuant to Rule 433 Registration Statement No FINANCIAL PRODUCTS FACT SHEET (U1130)
Filed pursuant to Rule 433 Registration Statement No. 333-180300-03 FINANCIAL PRODUCTS FACT SHEET (U1130) Offering Period: December 1, 2014 December 18, 2014 3 Year Contingent Coupon Callable Yield Notes
Performance Notes Linked to the HSBC Vantage5 Index (USD) Excess Return
Filed Pursuant to Rule 433 Registration No. 333-202524 January 2, 2018 FREE WRITING PROSPECTUS (To Prospectus dated March 5, 2015, Prospectus Supplement dated March 5, 2015, Equity Index Underlying Supplement
HSBC USA Inc. Digital-Plus Barrier Note Linked to the S&P 500 Index
Filed Pursuant to Rule 424(b)(2) Registration No. 333-180289 PRICING SUPPLEMENT Dated March 15, 2013 (To Prospectus dated March 22, 2012, Prospectus Supplement dated March 22, 2012 and Equity Index Underlying
Structured Notes Buying Program
Structured Notes Buying Program April 2018 This document is intended for informational purposes only, and shall not constitute a solicitation or an offer to buy or sell any security or service, or an endorsement
The Structured Variable Annuity. Ari Lindner
Equity-Based Insurance Guarantees Conference Nov. 6-7, 2017 Baltimore, MD The Structured Variable Annuity Ari Lindner Sponsored by Image: used under license from shutterstock.com The Structured Variable
Citigroup Global Markets Holdings Inc.
The information in this preliminary pricing supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission.
Sustainability Report
Sustainability Report Data as of June 30, 2018 There is no guarantee investment strategies will be successful. Investment risks include loss of principal and fluctuating value. Environmental and social
Fund Attribution and Characteristics Report
Fund Attribution and Characteristics Report Fidelity Worldwide Fund as of December 31, 2004 Information reflects the fund s investments up to December 31, 2004 and may not be representative of current
IMPORTANT NOTICE TO THE SHAREHOLDERS
IMPORTANT NOTICE TO THE SHAREHOLDERS 2 January 2018 Further to the notice dated 2 January 2018 regarding the change of names of certain sub-funds and share classes of the Company, a full list showing the
Exchange-traded funds ETF Flows - 2Q15 2 July 2015
ETF Flows - 2Q15 2 July 2015 CIO WM Research David Perlman, ETF Strategist, david.perlman@ubs.com This report highlights quarterly ETF flows by issuer and market segment. Flow estimates are obtained through
Contingent Coupon Barrier Notes Due December 30, 2022
EQUITY LINKED NOTE I RBC STRUCTURED NOTES GROUP INVESTMENT THESIS Receive a quarterly Contingent Coupon at the annual rate of [5.00-5.25]% (to be determined on the pricing date) if the level of each of
* Subject to postponement in the event of a market disruption event and as described under Description of the CDs Payment
Disclosure supplement To disclosure statement dated September 20, 2012 and underlying supplement no. CD-6-I dated December 7, 2012 JPMorgan Chase Bank, National Association $968,000 Variable Annual Income
WEEKLY MARKET FLASH DATA AS OF FEBRUARY 2, Index definitions available upon request. 1 of 5. Total Return (%)
WEEKLY MARKET FLASH DATA AS OF FEBRUARY 2, 2018 U.S. Equity Index Level 1 Week MTD QTD YTD 1 Year Global Equity USD 1 Week MTD QTD YTD 1 Year S&P 500 2,762 (3.81) (2.16) 3.44 3.44 23.54 DJIA 25,521 (4.11)
January-----, 2017 Medium-Term Senior Notes, Series N
The information in this preliminary pricing supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission.
Morgan Stanley Finance LLC
February 2018 Preliminary Terms No. 242 Registration Statement Nos. 333-221595; 333-221595-01 Dated February 1, 2018 Filed pursuant to Rule 433 INTEREST RATE STRUCTURED PRODUCTS Fixed to Floating Rate
SOCIETE GENERALE. Auto-Callable Conditional Coupon Worst-Of Non-Principal Protected Notes linked to an Index and an ETF CUSIP: 83369FMG9
This slide is not for distribution in isolation and must be viewed in conjunction with the accompanying Preliminary Pricing Supplement, Product Supplement(s), Offering Memorandum and any associated documentation,
Transamerica Tactical Allocation. Monthly Dashboard February 2013
TRANSAMERICA TACTICAL ALLOCATION Transamerica Tactical Allocation Monthly Dashboard February 2013 Class A: TTAAX Class C: TTACX Class I: TTAIX Indicators Actual Allocations Positioning Expectations Risk
High Probability ETF Trading For All
High Probability ETF Trading For All Version 2.10 Strategy Report Chris White, March 2014 Includes full year results 01/01/2009 to 12/31/13 And Last 3 months results (01/12/13 to 02/28/14) Contents Disclaimer...
Buffered Accelerated Market Participation Securities TM
Filed Pursuant to Rule 433 Registration No. 333-223208 July 26, 2018 FREE WRITING PROSPECTUS (To Prospectus dated February 26, 2018, Prospectus Supplement dated February 26, 2018 Equity Index Underlying
The Northern Trust Focus Funds Glidepath Exhibit
N O R T H E R N T R U S T G L O B A L I N V E S T M E N T S The Northern Trust Focus Funds Glidepath Exhibit northerntrust.com Asset Allocation Framework Our asset allocation framework considers asset
Market Overview. Sector Overview
September 20, 2010 The Weekly ETF Report is based on ValuEngine Chief Market Strategist Richard Suttmeier's proprietary market analytics. Suttmeier combines his technical analysis expertise with ValuEngine's
YIELD ENHANCEMENT October 2012
5 YEAR MULTI BARRIER EXPRESS CERTIFICATE ON ISHARES EURO STOXX 50 - ETF, MARKET VECTORS RUSSIA - ETF, ISHARES FTSE CHINA 25 INDEX, ISHARES MSCI BRAZIL - ETF, SPDR TRUST S P 500 - ETF 8% P.A. CONDITIONAL
Passive Investing: Theory vs. Practice. Oliver Murray Brandes Investment Partners & Co.
Passive Investing: Theory vs. Practice Oliver Murray Brandes Investment Partners & Co. Backgrounder: Passive Investing Passive Investing in Practice Examples from U.S. Equity Markets 2 Sample US Equity
Disclosure supplement To disclosure statement dated September 20, 2012 and underlying supplement no. CD-2-I dated June 26, 2012
Disclosure supplement To disclosure statement dated September 20, 2012 and underlying supplement no. CD-2-I dated June 26, 2012 JPMorgan Chase Bank, National Association $1,999,000 Variable Annual Income
HSBC USA Inc. Buffered Uncapped Market Participation Securities TM
Filed Pursuant to Rule 433 Registration No. 333-202524 October 3, 2016 FREE WRITING PROSPECTUS (To Prospectus dated March 5, 2015, Prospectus Supplement dated March 5, 2015 and Equity Index Underlying
BNS EURO STOXX Banks Callable Contingent $7.00 Coupon Notes, Series 14
BNS EURO STOXX Banks Callable Contingent $7.00 Notes, Series 14 Principal at Risk Notes Due October 21, 2024 March 15, 2018 A Bank of Nova Scotia short form base shelf prospectus dated February 13, 2018,
Exchange-Traded Funds
Exchange-Traded Funds US ETF Weekly Update - Weekly Flows: $5.2 Billion Net Inflows - ETF Assets Stand at $1.4 Trillion, up 8% YTD - One ETF Launch NORTH AMERICA MICHAEL JABARA Michael.Jabara@mssb.com
Announcement of Preliminary Results
NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN OR INTO OR TO ANY PERSON LOCATED OR RESIDENT IN THE UNITED STATES, TO ANY U.S. PERSON (AS DEFINED IN REGULATION S UNDER THE UNITED STATES SECURITIES ACT
BNS Gold Miners Callable Contingent $7.00 Coupon Notes, Series 11 Principal at Risk Notes Due February 16,2024
BNS Gold Miners Callable Contingent $7.00 Coupon Notes, Series 11 Principal at Risk Notes Due February 16,2024 February 14, 2018 A Bank of Nova Scotia short form base shelf prospectus dated October 31,
MarketGrader Indexes Report Card MarketGrader
Indexes Report Card 2016 Indexes Report Card U.S. Indexes - Annual Returns 2008 2009 2010 2011 2012 2013 2014 2015 2016 Barron's 400 Total Return -39.21 41.12 23.97 0.52 15.08 41.60 7.05-3.10 18.26 Dow
Autocallable Yield Notes
Filed Pursuant to Rule 433 Registration No. 333-223208 April 30, 2018 FREE WRITING PROSPECTUS (To Prospectus dated February 26, 2018, Prospectus Supplement dated February 26, 2018 and Equity Index Underlying
Practical Personal Investing: Diversification and Assets Allocation
Practical Personal Investing: Diversification and Assets Allocation Diversification and assets allocation are essential elements of Investment Risk management. investment returns are really the by-product
FEBRUARY 15, 2019 Market Commentary by Scott J. Brown, Ph.D., Chief Economist
FEBRUARY 15, 2019 Market Commentary by Scott J. Brown, Ph.D., Chief Economist Negotiations on trade and the budget remained central, but the economic data also had some impact on the markets. Congress
BNS Biotech Autocallable Notes, Series 1
BNS Biotech Autocallable tes, Series 1 Principal at Risk tes Due January 27, 2020 January 3, 2017 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement thereto
SOCIETE GENERALE CALLABLE CONDITIONAL COUPON WORST-OF YIELD NOTES PRELIMINARY TERMS & PAYOFF MECHANISM PAYOFF ILLUSTRATION
Information contained in this slide and the accompanying Preliminary Pricing Supplement is subject to completion and amendment. No registration statement relating to these securities has been filed with
MarketGrader Global Indexes - Report Card MarketGrader
Global Indexes - Report Card 2017 Indexes Report Card U.S. Indexes - Annual Returns 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 Barron's 400 Total Return 19.66 18.26-3.10 7.05 41.60 15.08 0.52 23.97
Endowment Trustees Report
2016 2017 CD #16.1 2016 17 ET #6.6 2016 17 EBD #13.4 (2017 Annual Conference) Endowment Trustees Report (Long-Term Investment/Endowment Fund) Rod Hersberger Senior Trustee Saturday June 24, 2017 Monday
THE GOLDMAN SACHS GROUP, INC.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event
BNS EURO STOXX Banks Autocallable Notes, Series 6
BNS EURO STOXX Banks Autocallable tes, Series 6 Principal at Risk tes Due February 2, 2023 January 29, 2018 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement
Source Markets plc (an umbrella fund with segregated liability between sub-funds)
Source Markets plc (an umbrella fund with segregated liability between sub-funds) Additional Information for Investors in the Federal Republic of Germany dated 5 September 2017 This document (the "German
DISCLAIMER: The following material was presented at ASX Investor Hour.
ASX Investor Hour DISCLAIMER: The following material was presented at ASX Investor Hour. The views, opinions or recommendations of the presenter are solely those of the presenter and do not in any way
ING Strategic Allocation Portfolios Adviser Class, Class I and Class S Prospectuses dated April 7, 2008
ING Variable Funds ING Variable Portfolios, Inc. ING VP Balanced Portfolio, Inc. ING VP Intermediate Bond Portfolio ING VP Money Market Portfolio Adviser Class, Class I and Class S Prospectuses dated April
BNS EURO STOXX 50 Callable Contingent $6.35 Coupon Notes, Series 14
BNS EURO STOXX 50 Callable Contingent $6.35 Notes, Series 14 Principal at Risk Notes Due April 7, 2025 March 2, 2018 A Bank of Nova Scotia short form base shelf prospectus dated February 13, 2018, a prospectus
Smart Beta Dashboard. Thoughts at a Glance. January By the SPDR Americas Research Team
By the SPDR Americas Research Team Thoughts at a Glance 2017 marked another year of factor performance shifts. s comeback in the US on the heels of the US election and the potential for a Trump-flation
November 2018 Preliminary Terms No. 1,178 Registration Statement Nos ; Dated October 31, 2018 Filed pursuant to Rule 433
November 2018 Preliminary Terms No. 1,178 Registration Statement Nos. 333-221595; 333-221595-01 Dated October 31, 2018 Filed pursuant to Rule 433 Morgan Stanley Finance LLC STRUCTURED INVESTMENTS Opportunities
summary of the key risks involved in investing in the Fund, and Sections A3 discussion of such key risks.
CLASS H MQ GATEWAY ASIAN FINANCIALS CLASS I MQ GATEWAY GREEN THEME CLASS J MQ GATEWAY ASIAN HINDSIGHT CLASS K MQ GATEWAY AUSTRALIA VS INTERNATIONAL MQ gateway trust PROduct Disclosure Statement - Part
Société Générale, New York Branch
Information contained in this preliminary Pricing Supplement is subject to completion and amendment. No registration statement relating to these securities has been filed with the Securities and Exchange
Investment Committee Quarterly Activity Report 1. CHIEF INVESTMENT OFFICER REPORT
Investment Committee Quarterly Activity Report 1. CHIEF INVESTMENT OFFICER REPORT CALSTRS INVESTMENT COMMITTEE QUARTERLY ACTIVITY REPORT CHIEF INVESTMENT OFFICER REPORT To help the Investment Committee
JPMORGAN CHASE & CO FORM 424B8. (Prospectus filed pursuant to Rule 424(b)(8)) Filed 11/28/17
JPMORGAN CHASE & CO FORM 424B8 (Prospectus filed pursuant to Rule 424(b)(8)) Filed 11/28/17 Address 270 PARK AVE 38TH FL NEW YORK, NY, 10017 Telephone 2122706000 CIK 0000019617 Symbol JPM Fiscal Year 12/31
5 Year Certificates of Deposit Linked to the HSBC Vantage5 Index
5 Year Certificates of Deposit Linked to the HSBC Vantage5 Index Overview The CDs provide at least 175% exposure (to be determined on the Pricing Date) to any positive return of the HSBC Vantage5 Index.
HSBC USA Inc. Digital-Plus Barrier Note Linked to the S&P 500 Index
Filed Pursuant to Rule 433 Registration No. 333-180289 July 2, 2013 FREE WRITING PROSPECTUS (To Prospectus dated March 22, 2012, Prospectus Supplement dated March 22, 2012 and Equity Index Underlying Supplement
First Half Trends in Futures and Options Trading Activity. Presenter: Will Acworth, Senior Vice President, FIA August 7, 2018
First Half Trends in Futures and Options Trading Activity Presenter: Will Acworth, Senior Vice President, FIA August 7, 2018 December 2017: Steady State? 30 Global Futures and Options Volume 25 Billions
Smart Beta Dashboard. Thoughts at a Glance. March By the SPDR Americas Research Team
By the SPDR Americas Research Team Thoughts at a Glance For the first two months of Q1, US outperformed the broader market by nearly 5%. However, as 10-year Treasury yields and inflation expectations came