Electric and Natural Gas Service Suppliers Certification Process

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1 Electric and Natural Gas Service Suppliers Certification Process Jim Drummond Section Chief Reliability and Service Analysis Division Service Monitoring and Enforcement Department March 2013

2 Certification Pursuant to Section and (A) of the Ohio Revised Code (ORC), retail electric and natural gas service suppliers (retail aggregator/brokers and marketers) and certain governmental aggregators must be certified by the Ohio Public Utilities Commission before providing competitive retail electric, retail natural gas or governmental aggregation service to residential and small commercial customers.

3 Certification Application for certified provider services may be made under Commission rules 4901:1-24 and 4901:1-27 of the Ohio Administrative Code (OAC), and on forms authorized by the Commission.

4 Certification Process Applications are one of three types: Retail Supplier, Provider, or Marketer Assumes the contractual and legal responsibility for the sale and provision of CRNGS (Certified Retail Natural Gas Supplier) or CRES (Certified Retail Electric Supplier) service to a retail natural gas or electric customer in this state and having title to the natural gas or electricity at some point during the transaction. Broker/Aggregator Assumes the contractual and legal responsibility for the sale and/or arrangement for the supply of CRNGS or CRES service to a retail customer in this state without taking title to the natural gas or electricity.

5 Certification Process Applications are one of three types: Governmental Aggregator The legislative authority of a municipal corporation, the board of township trustees of a township, or a board of county commissioners of a county that aggregates the citizens of a municipal corporation, township, or unincorporated areas of a county in accordance with Section or of the Revised Code for the purpose of purchasing electric generation service or retail natural gas on an aggregated basis

6 Certification Process Applications and filing instructions are available from our website, for both initial and renewal applications Completed Applications are sent to Docketing Applications are reviewed to assure that the applicant is fit and capable of providing the services it intends to provide and that it meets the requirements in three areas: o Managerial o Technical o Financial

7 Certification Application Forms Links CRNGS Initial Certification Application Form CRES Initial Certification Application Form

8 CRNGS Certification Application Form

9 Certification Process Applications are on a 30 day auto approval timeline, and are approved on the 31 st day. If there are any issues that cannot be resolved in the 30 day review timeframe, the application will be suspended to provide time for the issues to either be corrected or the application withdrawn. If suspended, the Commission then has 90 days to approve or deny the application.

10 Certification Process Once approved, the applicant is issued a numbered certificate. Certification is effective for two years. If the company intends to continue to do business in Ohio, applicants then need to submit a renewal application

11 Certification Process Renewal application must be submitted no sooner than: 60 days prior to expiration for electric service providers 120 days prior to expiration for natural gas service providers And no less than 30 days prior to expiration for both types of certification.

12 Case Number Certificate Number Applicant Example of Gas Marketer Certificate Certification Type Effective Dates

13 Summary of Certified Suppliers CRNGS Aggregator (54) Broker (72) Marketer, Large Industrial (56) Marketer, Residential and Small Commercial (60) Governmental Aggregation (130) CRES Broker/Aggregator (228) Marketer (75) Governmental Aggregation (217) (Note: As of March 4, 2013) List of Regulated Companies

Retail Electric Service Suppliers Certification Process. Hisham Choueiki, Ph.D., P.E. Ohio PUC Staff October 20-24, 2014 Tbilisi, Georgia

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