Risk Management Advisory for Private Equity / VC Companies. Riskpro, India

Transcription

1 Risk Management Advisory for Private Equity / VC Companies Riskpro, India 1

2 Who is Riskpro Why us? ABOUT US Riskpro is an organisation of member firms around India devoted to client service excellence. Member firms offer wide range of services in the field of risk management. Currently it has offices in three major cities Mumbai, Delhi and Bangalore and alliances in other cities. Managed by experienced professionals with experiences various industries. MISSION Provide integrated risk management consulting services to mid-large sized corporate /financial institutions in India Be the preferred service provider for complete Governance, Risk and Compliance (GRC) solutions. VALUE PROPOSITION You get quality advisory, normally delivered by large consulting firms, at fee levels charged by independent & small firms High quality deliverables Multi-skilled & multi-disciplined organisation. Timely completion of any task DIFFERENTIATORS Risk Management is our only focus Over 200 years of cumulative experience Hybrid Delivery model Ability to take on large and complex projects due to delivery capabilities Affordable alternative to large firms We Hold hands, not shake hands. 2

3 S E R V I C E S Risk Management Advisory Services Basel II Advisory Market Risk Credit Risk Operational Risk ICAAP Corporate Risks Enterprise Risk Assessment Fraud Risk Risk based Internal Audit Operations Risk Information Security IS Audit Information Security IT Assurance IT Governance Operational Risk Process reviews Policy/ Process Review Process Improvement Compliance Risk Governance Corporate Governance Business Strategic risk Fraud Risk Forensic Accounting Other Risks Business/Strategic Risk Reputation Risk Outsourcing Risk Contractual Risk Training Banking E Learning Corporate Training Regular Risk Management Training Online Training material Workshops / Events Recruitment Virtual Risk Managers Full Time Risk Professionals Part time Risk Professionals Risk Managers on call free 3

4 Helping you to protect your investments Do you know the investee company well enough? In addition to your due diligence, we will provide a pre-investment review of the company internal processing framework, forensic accounting, internal control status, accounting infrastructure, risk management tools, how company identifies and mitigates business risks. Has the transaction closed smoothly and is company ready to execute business strategies effectively with new funding? Ensuring that investment transaction is free from material risks Is the company protected from risks after the investment? Regular comprehensive review to provide comfort that the investee company recognizes all risks, takes cognizance and takes necessary action Implement important risk management frameworks, policies to help companies manage existing and emerging business Key Risk Indicator based reporting to the Board and Major Shareholders Regular risk based internal audits Risk assessment of new products being launched Educating senior management about risk management 4

5 Before, During and After Risk review before investment Risk Management services at deal close and soon after Value addition after investment by periodic reviews Evaluate and conclude on Business Risk, Project Risk Review of existing controls and policy framework to mitigate risks. Governance, Management Philosophy review Business and Accounting due diligence to ensure proper accounting Proper accounting and disclosure of transaction by investee company Establishing a framework for Risk management at investee company Document key risk policy Implement a simple MIS and Risk Analytics framework Quarterly visit to investee company to review operations, identify key risks and any risk management issues Help enhance internal controls, risk management initiatives to ensure sound business execution Continuous Control monitoring within minimal impact. 5

6 Our Services Tailored for you Enterprise Risk Assessment Operations Risk Reviews Policy/ Process Review Process Improvement Compliance & Regulatory Risk Reputation Risk Operational Risks Corporate Governance Corporate Governance Business Strategic Risk Fraud Risk Forensic Accounting Risk based Internal Audit Business/Strategic Risk Virtual Chief Internal Auditor Third Party Risks Technology Risks Vendor Management Risks Outsourcing Risk Contractual Risk IT Assurance IT Governance Information Security 6

7 Our model supplements your efforts Our reviews are risk focused (operational, technology, regulatory, strategy etc.) and complimentary to the financial due diligence done pre investment. We bring cross industry and domain experience focusing on providing early warning signals. Expertise in making companies internal controls strong, adding to the overall valuation of the company. Focus on preventing problems 7

8 Banking - Intl Banking / Insurance Riskpro Clients Our Clients *Any trademarks or logos used throughout this presentation are the property of their 8 respective owners

9 Corporate MNCs Riskpro Clients Our Clients *Any trademarks or logos used throughout this presentation are the property of their respective owners 9

10 IT Companies / Consulting Riskpro Clients Our Clients *Any trademarks or logos used throughout this presentation are the property of their respective owners 10

11 Casper Abraham Manoj Jain RESUMES Our team Credentials Co-Founder - Riskpro CA, CPA, MBA-Finance (USA), FRM (GARP) Over 10 years international experience 6 years in Bahrain and 4 years USA 18 years exp in risk management consulting and internal audits, Specialization in Operational Risk, Basel II, Sox and Control design Worked for Ernst & Young (Bahrain), Arab Investment Company (Bahrain), Navigant Consulting(USA), Kotak Mahindra Bank (India) and Credit Suisse(India) Sox Compliance project for Fannie Mae, USA ( $900+ Billion Mortgage Company) Co-Founder - Riskpro PGD (Electrical & Electronics & Computer Programming) 30 years of experience in Information & Communications Technology (ICT) Solutions for Retail, Garments, Manufacturing, Services Industries. Has created Companies, Divisions, Products, Brands, Teams & Markets. Consulting in Business, Technology, Marketing & Sales & Strategic Planning. Advisory, Training, Workshops & Implementation in Systems Thinking, Systems Modeling & Balanced Scorecard Worked with TIFR, Mahindra, Ambience, Communico-Graphique & Ionidea Inc, USA, 11

12 Shriram Gokte Hemant Seigell RESUMES - Our team Credentials Director Risk Management MBA, PDFM,NSE-NCFM, PMP, CSSGB,ISO 9001:2000 I.A,GARP-FBR, ITILV3,CPP-BPM Professional with 17 years of rich experience into diverse Consumer finance/ Lending operations,risk Management,BPMS, Consumer Banking, NBFC, Management Consulting & Housing finance in BFSI industry having successfully led key business strategic engagements across multi-product environment in APAC, Australia and US regions. Worked with GE, ABN AMRO Bank, Citigroup, Accenture, Deutsche Postbank Highly skilled and expert Trainer in Risk areas across Credit, Fraud, Operational, Corporate Risk management. Specializes in Fraud Control, AML/KYC Compliance,QA,ERM and Regulatory governance. EVP - Risk Management BTech MBA (USA) 22 years of work experience, 16 of which were in risk management domain, 11 years of global experience in USA & UK Ex Chief Risk Officer of Birla Sun Life Insurance & CMS Info System. Managed Risk & Compliance for two UK based insurance KPOs (Paternoster India & JLT India) Core expertise in ERM, Capital Valuation, Operational Risk, Information Security, BCM, Governance & Internal Audit CISA, CIA, CMA, FLMI, MBCI qualified 12

13 Ankit Manglik Subramanian A. RESUMES - Our team Credentials EVP- EVP - Technology and Banking 30+ years experience in corporate banking, risk management and banking technology project management Held senior executive positions in banks in India (State Bank of Mysore, ING Vysya Bank) and in the Middle East (Banque Saudi Fransi) Initiated, managed and successfully implemented several information system projects in core banking, credit risk management and management reports Experienced in business process review & re-engineering and change management Significant experience in Project Management & Vendor Management SVP- Audit and Risk Management CA, CIA, CFE and CISA Ankit has over 15 years of risk management and internal audit experience, SOX & SSAE compliance, fraud reviews, regulatory compliance reviews, external & tax audits and supporting ERP implementation to ensure effective control design. He has headed the audit function for a midsize financial services company and the captive offshore unit of ANZ Bank one of the big 4 Australian banks. He has also worked in PWC for 8 years and Hewlett Packard for 3 years. Ankit has extensive experience with internal audit in financial services and back office operations and has setup internal audit functions for captive units of four different companies. 13

14 Ardhendu Chakraborti R. Muralidharan RESUMES Our Team Credentials Executive Vice President Basel II & Banking Ex- Head of Integrated Risk Management department at Bank of Maharashtra Responsible for implementation of Risk management guidelines issued by RBI from time to time on Credit risk, Market Risk and Operational risk and reporting regularly to Risk Management Committee of the Board and Board of Directors. Put in place all policies relating to Risk Management, ALM Policy, ICAAP Policy; Stress Testing Policy, Business Continuity Planning Policy, Outsourcing Policy. Validated Credit Risk Rating and put in place techniques for identifying and measuring of Pillar 2 risks such as concentration risk, Liquidity risk, IRRBB, Earnings risk, strategic risk etc. EVP Banking and Risk Management M.Sc in Applied Mathematics & P.G in Computer Science (Software). J.U Ex- Head Central Risk, Migration and Standardization. Scope International, Standard Chartered Bank, Chennai, India. Over 30 years Experience both in Consumer & Wholesale Banking of which the last 12 years in B.P.O, working with 74 countries wherein the domain of risk management setting up of risk management framework, tool kits, key control self assessment,concurrent audit, standardizing of processes across 3 hubs (India, Malaysia & China) and System Security Administrations Specialization in Operational Risk, Audit, Integration, Migration, Regulatory & Compliance, Global Reconciliations, Global System Security Administration, Process Review & Reengineering, Business Continuity, Cards Operations & Branch Banking. 14

15 Key Contacts Corporate Mumbai Mumbai Bangalore Riskpro India Ventures (P) Limited B-44, Glaxo Building, Near Mt. Mary s Steps Bandra West, Mumbai Manoj Jain Director M manoj.jain@riskpro.in Shriram Gokte EVP - Risk Management M shriram.gokte@riskpro.in Rajesh Sharma EVP Internal Audit and Risk M rajesh.sharma@riskpro.in Rita S SVP - Risk Advisory M rita.s@riskpro.in Delhi Pune Chennai Chennai Casper Abraham Director M casper.abraham@riskpro.in Ankit Manglik SVP- Audit & Risk Management M ankit.manglik@riskpro.in Hemant Seigell Director Risk Management M hemant.seigell@riskpro.in M. L. Jain Principal Strategy Risk M mljain@riskpro.in R. Muralidharan EVP Risk Management M murali@riskpro.in PN Venkataraghavan EVP - Banking & Risk M pnvenkat@riskpro.in Vivek Dixit EVP- Risk and Governance vivek.dixit@riskpro.in A Subramanian EVP Risk Management M subra@riskpro.in Ardhendu Chakraborti EVP -Banking & Risk M ardhendu@riskpro.in Hyderabad /Kolkata Salem Agra Ahmedabad Phanindra Prakash (Hyderabad) M Kolkata kolkata@riskpro.in Chandrasekeran Recruitment franchisee M Alok Kumar Agarwal (Agra) Member Firm M Manoj Kumar M Gourav Ladha M