LIFE'S OVERALL OBJECTIVE

Transcription

1 LIFE'S OVERALL OBJECTIVE To contribute to: the implementation, update and development of the EU environmental and climate policy and legislation L Instrument Financier pour l Environnement

2 LIFE THEN AND NOW LIFE : more than 4700 projects in the fields of Nature & biodiversity Other environmental sectors and governance Environmental information LIFE 2014 to 2020, two sub-programmes for: Environment Climate action

3 LIFE : PRIORITY AREAS & BUDGET

4 WHAT IS LIFE FINANCING?

5 LIFE - GENERAL FEATURES Applicants - Companies, research institutes, NGOs, public administrations active in the field of environment and climate protection ; all legal persons registered in the EU Emphasis on replicability/transferability, long-term sustainability, and an EU added value of the project results Not focused on research ( H2020) No large infrastructure; not focused on rural or regional development ( agricultural, structural funds) Support and monitoring: from Contracting Authority (EASME or European Commission) and external monitoring team

6 THE "TRADITIONAL" PROJECTS Average size? 1 to 5 beneficiaries; EU contribution: 500,000 to 1.5 million. The project sizes vary a lot Co-funding rate? Max. 55%, at two exceptions: NAT/BIO projects: max. 60% NAT/BIO projects under specific conditions linked to conservation actions on priority habitat/ species: max.75%

7 LIFE MID-TERM EVALUATION RECOMMENDATIONS Simplifying grant management procedure, in particular the application and reporting processes; Increasing the strategic focus of the demand-driven part of the programme, e.g. by targeting topics not covered by the projects funded in previous years; Doing more to reproduce the projects and transfer of their results, e.g. by developing the capacity to plan and implement investments and addressing the lack of financial resources; Improving the communication strategy to better target audiences, deliver more objective-specific and target-specific key messages and ensure more structured coordination between players.

8 LIFE IMPORTANT DOCUMENTS The LIFE Regulation (EU Regulation 1293/2013 of 20/12/2013) The Action/Operating grant agreements of beneficiaries with the Contracting Authority (including General Conditions) or agreements of recipients with banks The LIFE Multiannual Work Programme (Commission Implementing Decision (EU) 2018/210 dated of 12/02/2018)

9 LIFE MAWP As in MAWP1, strong emphasis on: Long term sustainability of the project: continuation, replication and transfer EU added value Indicators New priority topics and evaluation criteria Consider findings of the Mid-Term evaluation: Simplification of the application & reporting processes Replication of project results Improving the communication strategy

10 LIFE MAWP (II) Takes up recent development in EU policy: e.g. Circular Economy Action Plan Action Plan for nature, people and the economy For ENV Sub-programme: Reduced number of topics (87 to 42) and stronger focus to EU policy priorities Reorientation of GI project topics to focus on more specific awareness raising and governance-related issues

11 LIFE MAWP (III) For both Sub-Programmes: Further enhancement of the results-orientation by introducing the requirement to produce measurable effects under all priority areas Encouragement to further engage private entities by highlighting the advantages of the Close-to-Market approaches Simplification of the grant management procedure

12 EU ADDED VALUE: LONG TERM SUSTAINABILITY Sustainability of project results should be built in the proposal Potential to use project results beyond the project life time Particularly important for Award Criterion 4: EU- Added value Sustainability

13 EU ADDED VALUE: LONG TERM SUSTAINABILITY Go beyond dissemination of project results and sharing of knowledge Include activities and approaches integrated in project actions which aim to facilitate their continuation, the replication and/or transfer of the project results beyond the project, including in other sectors, regions or countries

14 EU ADDED VALUE Each project should demonstrate EU Added Value in terms of: Extent and quality of the contribution to the specific objectives of the priority areas of the LIFE Sub-Programme. Multi-purpose, synergies and integration Transnational scope (if necessary for achieving project results)

15 IMPACT INDICATORS LIFE Programme puts an emphasis on impact indicators to measure impact of each individual project Each applicant has to identify indicators relevant for the project and fill in a simple, one-page excel form Once selected, each project has to report on key project indicators (KPIs) during and after the project end (KPI database) Social and economic indicators mandatory for ALL projects!

16 THE 2 STAGE APPLICATION why? rationale for introducing two stage application what? 2 stages: concept note and full proposal how? selection, award criteria when? indicative calendar

17 RATIONALE FOR THE 2 STAGE APPLICATION Simplification of the application process and evaluation of LIFE traditional projects Easier procedure & faster feedback Need to address the decreasing number of applications for LIFE co-financing in recent years

18 What is LIFE 2 stage application approach? New simplified two-stage approach Only for Environment sub-programme Only for traditional projects

19 Stage 1. Concept Note What should the concept note include? (i) Information about the Coordinating Beneficiary Description of the environmental problem targeted (for environment and information & governance strands) / description of species, habitats, biodiversity issues targeted by the project (for nature and biodiversity strands) Project objectives

20 Stage 1. Concept Note What should the concept note include? (ii) The project partners (information on the coordinating and associated beneficiaries, and co-financers of the project) Description of the project actions Expected results and impacts of the project The sustainability of project results Project risks and constraints

21 Stage 1. Concept Note What should the concept note include? (iii) The EU added value of the project (understood at this stage as the contribution to LIFE priorities and objectives) The pilot or demonstration character of the project (and/or best practice for nature and biodiversity strand) An indicative budget for the project

22 Stage 1. Concept Note for ENV subprogramme Concept note should NOT include? Signed commitments (mandates, etc) Maps, pictures, attachments

23 The concept note can be modified, validated and (re)submitted as many times as needed until 12-14/06/2018, 16:00 Brussels local time. Each subsequent submission overwrites the previously submitted version (earlier versions are not archived and are therefore not available anymore).

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25 EVALUATION CRITERIA STAGE 1: CONCEPT NOTE Overall quality of the proposal: clarity of the proposals (including the description of the pre-operational context), its feasibility and the indicative value for money. (max. 20 passing score: min 5) Overall EU added value: project s contribution to the LIFE priorities, expected impact, and sustainability of the project results. (max. 30 passing score: min 10)

26 IF THE APPLICATION IS ADMITTED TO STAGE 2 the applicant will be notified in eproposal and will have access to the full application. eproposal will contain the elements included at the concept note stage and the applicant will be able to expand the contents of the forms. Changes can be introduced to the application including for the budget as long as the total EU contribution does not increase by more than 10%).

27 IF THE APPLICATION IS ADMITTED TO STAGE 2 Be aware that any changes introduced at the level of the full proposal shall not question the selection and award at the concept note in term of: objective and results expected; capacity of the partnership to implement the actions

28 INDICATIVE TIMETABLE : APPLICATION ENVIRONMENT SUB-PROGRAMME Timeline 12/14 June 2018 June-September 2018 October 2018 End of January 2019 July 2019 Phases Submission of concept note Max 10 pages + high-level budget Evaluation of concept note Invitation for full proposal Submission of full e-proposal Signature of grants

29 APPLICATION PACKAGE (PER PROJECT TYPE, PER PRIORITY AREA) Guidelines for Applicants (and forms to be filled in via eproposal) Evaluation Guidelines Model Grant Agreement and General Conditions Comparative Document (is LIFE the right instrument? Which strand?): vs. Horizon 2020 (vs. structural funds)? NAT vs. BIO vs. ENV vs. CCA vs. CCM // GIE vs. GIC?

30 THEMATIC PRIORITIES

31 PRIORITY AREA ENV-RESOURCE EFFICIENCY (I) Develop, test and demonstrate policy or management approaches, best practices and solutions Priority to projects that put in practices, test, evaluate and disseminate actions, methodologies or approaches that are new or unknown Union-wide Direct and measurable effects on the environment during the project implementation

32 PRIORITY AREA ENV-RESOURCE EFFICIENCY (II) Five sectors: Water, including marine and coastal environment Waste Resource efficiency, including soil and forest, green and circular economy Environment and health, including chemicals and noise Air quality and emissions, incl. urban environment Thematic priorities within these five sectors are described in the Annex III of the LIFE Regulation New projects topics are defined in the MAWP projects that clearly and fully fit under the topics get extra points during the evaluation (AW5: 5 points)

33 PRIORITY AREA ENVIRONMENT GOVERNANCE AND INFORMATION Priority areas of GIE projects are: Awareness raising on environmental issues Communication and information dissemination, sharing of successful environmental practices, training, developing cooperation among stakeholders Contribution to better implementation of EU environmental legislation Promoting better environmental governance Annex III of the LIFE Regulation describes GIE priorities Extra 10 points if the project fully comply with one of the topics of the priority area.

34 CLOSE TO MARKET PROJECTS

35 CLOSE TO MARKET (C2M) PROJECTS Projects that propose new solutions with environmental/climate and economic benefits or that are innovative in their respective fields Projects which are ready from technical and business perspective Projects that implement environmental/climate solution in close-tomarket conditions (i.e.: industrial, commercial scale) during the project lifetime Projects that foresee pre-commercial activities and plan them during the application stage (e.g. market analysis, business plan, etc.) Projects that direct their solutions towards the market, including targeted clients and considering the supply chain

36 CLOSE TO MARKET (C2M) PROJECTS Projects that direct their solutions towards the market, including targeted clients and considering the supply chain The project knows its competitors and competitive advantages and positions itself in that context Projects that aim for the long-term commercialisation of their solutions (i.e. a technology, product, process) Projects that could become interesting for investors or a bank for future financing

37 WHY THIS EMPHASIS ON C2M PROJECTS? LIFE always supported C2M projects (without calling them C2M) C2M is attractive mainly for ENV and CCM strands LIFE contributes to the main priorities of Commissioner Juncker on Growth and Jobs The former Eco-innovation programme beneficiaries are a good target audience for C2M - SMEs ready to upscale and go to the market

38 BUILDING C2M CAPACITY TO HELP SMES AND START-UPS TO SUCCESSFULLY MARKET THEIR GREEN PRODUCTS AND SERVICES Coaching Networking/participation to targeted events with high C2M potential stakeholders Pitching to investors Preparation to approach incubators and accelerators

39 IS THE FOCUS OF LIFE CHANGING? No but Emphasis to clarify the C2M approach, and Explicitly reach out to the private sector Non-C2M projects remain a key feature of LIFE

40 FEW TIPS

41 BE AWARE It takes TIME to read the application guidelines: Verify that LIFE is the appropriate funding programme for you Be AWARE of all the exceptions that may apply to you Financial coherence is a key issue, check systematically COST EFFECTIVENESS Avoid to include actions not related to the objective of your proposal Remember the up extra points bonus you will get if your project fits the priority project topics The SELECTION procedure will definitely consider these elements when evaluating your proposal

42 PROJECT BUDGET (I) Only costs incurred for actions implemented during project lifetime can be eligible! Personnel 2% rule for public bodies Daily rate based on gross salary + contributions according to the national legislation (social security, pension, etc.) Travel costs according to internal rules of project beneficiaries External assistance not more than 35% of the total budget

43 PROJECT BUDGET (II) Only costs incurred for actions implemented during project lifetime can be eligible! Durable goods 100% for NAT projects, for the rest, only depreciation costs can be financed (up to 25% for infrastructure, up to 50% for equipment), Prototypes 100% if developed specifically for the LIFE project no commercialisation during the project s life. Public tender mandatory for contracts above 130,000 Public entities must comply with national legislation Good value for money has to be demonstrated even if public tender is not necessary

44 2% RULE - EXAMPLE

45 CALL 2018 EVALUATION PROCESS AND CRITERIA Name Position/Organisation LIFE Info Day (or writers workshop) Country Date, 2018 / City

46 SUB-PROGRAMME ENVIRONMENT

47 EVALUATION CRITERIA STAGE 1: CONCEPT NOTE Overall quality of the proposal: clarity of the proposals (including the description of the pre-operational context), its feasibility and the indicative value for money. (max. 20 passing score: min 5) Overall EU added value: project s contribution to the LIFE priorities, expected impact, and sustainability of the project results. (max. 30 passing score: min 10)

48 The applicants with the best ranked concept notes will be invited (in 10/2018) to submit a full proposal using the web tool eproposal available via the LIFE web page. 48

49 EVALUATION CRITERIA STAGE 2: FULL PROPOSAL 6 criteria detailed in: the evaluation guidelines (applicant s package) The MAWP criteria 5 & 6 are bonus points

50 CRITERION 1 - SOME TIPS

51 CRITERION 2 - SOME TIPS

52 CRITERION 3 - SOME TIPS

53 CRITERION 4 - SOME TIPS

54 CRITERION 5 - SOME TIPS

55 CRITERION 6 - SOME TIPS

56 EVALUATION OF LIFE PROPOSALS: COMMON PITFALLS Name Position/Organisation LIFE Info Day (or writers workshop) Country Date, 2018 / City

57 THE BASELINE IS INCOMPLETE What is the problem you want to address What are the challenges in your specific context What has been done so far value added of the project Baseline data (surveys, results of tests, etc.) provide the data source and, when relevant, maps

58 TARGET GROUP, STAKEHOLDERS, PARTNERSHIP NOT APPROPRIATE Who is affected by the problem? Who will use the solutions/tools developed? Local authorities involved? How? Ensure active participation of key stakeholders Partnership based on expertise needed in the project

59 UNCLEAR LINK BETWEEN ACTIONS AND OBJECTIVES Are the actions appropriate to address the problem identified? Use logical framework Clearly present who does what and when Tools/strategies/methodologies needed for concrete implementation Transnational?

60 SUSTAINABILITY NOT ENSURED Technical sustainability should be built in the project ex. scale up pilot, uptake of policy recommendations/tools Responsibilities who will do the job afterwards? Who will use the tool/ products developed? Financial sustainability

61 LOW IMPACT/LITTLE EU ADDED VALUE What are the changes achieved? Value for the EU: policy update, new legislation, changes in behaviour, new product on the market Indicators of impact n. of people trained is not an impact indicator Negative impact on environment

62 REPLICATION AND TRANSFER OF RESULTS NOT DEVELOPED Replication in another area/sector Only a replication strategy or final workshop is not sufficient Transfer but adapted to the new context Should be built in the project

63 CLOSE TO MARKET STRATEGY NOT WELL DEVELOPED What is the state of art of the solution /process? Technical readiness no research (accepted if strictly needed) Quantification of environmental benefits - LCA Market positioning/ commercialisation can start within the project Business plan/ licences