Case KJC Doc 591 Filed 04/23/18 Page 1 of 3

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1 Case KJC Doc 591 Filed 04/23/18 Page 1 of 3 IN THE UNITED STATES BANKRUPTCY COURT F0~2 THE DISTRICT OF DELAWARE In re: AEI WINDDOWN,INC.' Debtor. Chapter 11 Case No (KJC) nb~~et~~,,, ne~c~l;ne~ May ~t. 400 n~rr~_ (T'~'1 THIRD QUARTERLY STAFFING AND COMPENSATION REPORT OF PROTIVITI INC. FOR THE PERIOD FROM OCTOBER 1, 2017 THROUGH DECEMBER 31, 2017 Name of Applicant: Authorized to provide professional services to: Date of Retention: Period for which compensation and reimbursement are sought: Amount of compensation sought as actual, reasonable, and necessary: Protiviti Inc. AEI Winddown, Inc. May 2, 2017 nunc pro tune to March 8, 2017 October 1, 2017 through December 31, 2017 $176, Amount of expense reimbursement sought as actual, reasonable, and necessary: $3, This is an: _monthly _X_ interim _final application. ' The Debtor in this chapter 11 case and. the last four digits of the Debtor's U.S. tax identification number is AEI Winddown, Inc. (f/k/a Aquion Energy, Inc.) (1370). The Debtor's headquarters is located at AEI Winddown, Inc. (f/k/a/ Aquion Energy, Inc.) c/o Suzanne Roski, 1051 East Cary Street, Suite 602, Richmond, VA DOCS DE: /001

2 Case KJC Doc 591 Filed 04/23/18 Page 2 of 3 Protiviti Inc. ("Protiviti") hereby provides its third quarterly staffing and compensation report for the period October 1, 2017 through December 31, 2017 ((the "Third Quarterly Report" and the "Third Compensation Period"), as the context indicates) in accordance with that certain ONder Authorizing and AppNoving Employment and Retention of P~otiviti, Inc. to Provide a Chief RestNuctu~ing Offices and Additional Personnel fon the DebtoN PuNsztant to I1 U.S.C. ~ 363(B), Nunc PNo Tunc to the Petition Date [Docket No. 132] (the "Protiviti Retention ~rcler"l: As set forth in the Third Quarterly Report, Protiviti billed $176, in aggregate compensation and expended $3, for actual and necessary expenses during the Third Compensation Period. Attached as Exhibit A is the schedule of professionals who rendered services to the Debtor during the Third Compensation Period, including each person's billing rate and the blended rate and Exhibit B shows the schedule of fees expended during the Third Compensation Period by task code. Attached as Exhibit C is the schedule of professionals who rendered services under each task code during the Third Compensation Period. Exhibit D shows the summary totals for each category of expense while Exhibit E is an itemization and description of each expense incurred within each category. In accordance with the Protiviti Retention Order, objection to this Third Quarterly Report must be filed and served to the undersigned on or before May 7, (within fourteen (14) days from the date of this filing). The Court will review and consider such objection in the event any objection is filed. WHEREFORE, pursuant to the Retention Order, Protiviti, Inc. hereby submits its Third Quarterly Report for the Third Compensation Period. ROCS DE /001 2

3 Case KJC Doc 591 Filed 04/23/18 Page 3 of 3 Dated: Apri123, 2018 Protiviti Inc. /s/ Suzanne Roslci Suzanne Roski 1051 East Cary Street, Suite 602 Richmond, VA Telephone: sr~rz~iz~~:.rosl~i(~r?-rc~ti~%~ti.rc~il~ ROCS DE: /001 3

4 Case KJC Doc Filed 04/23/18 Page 1 of 2 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: Chapter 11 AEI WINDDOWN, INCi. Debtor. Case No (KJC) Objection Deadline: May 7, 2018 at 4:00 a.m. (ETl NOTICE OF FILING OF THIRD QUARTERLY STAFFING REPORT OF PROTIVITI INC FOR THE PERIOD FROM OCTOBER 1, 2017 THROUGH DECEMBER 3L 2017 TO: (i) Office of the U.S. Trustee; and (ii) Counsel to the Official Committee of Unsecured Creditors. PLEASE TAKE NOTICE that Protiviti Inc. ("Protiviti") has filed the attached quarterly staffing report for the period of October 1, 2017 through December 31, 2017 (the "Staffing Report"), with the United States Bankruptcy Court for the District of Delaware, 824 Market Street, Wilmington, Delaware (the "Bankruptcy Court") pursuant to the Bankruptcy Court's order entered on May 2, 2017 approving the employment of Protiviti (the "Retention Order") (Docket No. 132). PLEASE 'TAKE FUIt'TIIEl2 NOTICE that, pursuant to the Retention Order, any response or objection to the Staffing Report must be filed with the Bankruptcy Court on or before May 7, 2018 at 4:04 ~.m. (ET). PLEASE TAKE FURTHER NOTICE that at the same time, you must also serve a copy of the response or objection upon: (i) the Debtor, AEI Winddown, Inc., 1051 East Cary ' The Debtor in this chapter 11 case and the last four digits of the Debtor's U.S. tax identification number is AEI Winddown, Inc. (f/k/a Aquion Energy, Inc.) (1370). The Debtor's headquarters is located at AEl Winddown, Inc. (f/k/a Aquion Energy, Inc.) c/o Suzanne Roski, 1051 East Cary Street, Suite 602, Richmond, VA DOCS DE: /001

5 Case KJC Doc Filed 04/23/18 Page 2 of 2 Street, Suite 602, Richmond, VA (Attn: Suzanne Roski); (ii) counsel to the Debtors, Pachulski Stang Ziehl &Jones, LLP, 919 North Market Street, 17`h Floor, Wilmington, DE 1901 (Attn: Laura Davis Jones, Esq.) (ljones@pszjlaw.com);(iii) counsel to the Official Committee of Unsecured Creditors, (a) Lowenstein Sandler LLP, 1251 Avenue of the Americas, New York, NY (Attn: Jeffrey Cohen, Esq. and Barry Z. Bazian, Esq.); (b) Lowenstein Sandler LLP, 65 Livingston Avenue, Roseland, NJ (Attn: Andrew David Behlmann, Esq.); and (c) Klehr Harrison Harvey Branzburg LLP, 919 Market Street, Suite 1000, Wilmington, DE (Attn: Richard M. Bek, Esq. and Sally E. Veghte, Esq.); and (iv) the Office of the United States Trustee for the District of Delaware, United States Trustee, 844 King Street, Suite 2207, Lockbox #35, Wilmington, DE 19801, (Fax: ) (Attn: Hannah Mufson McCollum, Esq.) (hannah.mccollum@usdoj.gov). PLEASE TAKE FURTHER NOTICE THAT IF YOU FAIL TO RESPOND IN ACCORDANCE WITH THIS NOTICE, THE COURT MAY GRANT THE RELIEF REQUESTED IN THE APPLICATION WITHOUT FURTHER NOTICE OR HEARING. Dated: April 23, 2018 Wilmington, Delaware PACHULSKI STANG ZIEHL &JONES LLP /s/joseph M. Mz{lvihill Laura Davis Jones (DE Bar No. 2436) Joseph M. Mulvihill (DE Bar No. 6061) 919 N. Market Street, 17th Floor P.O. Box 8705 Wilmington, DE (Courier 19801) Telephone: (302) Facsimile: (302) lj ones@pszj law.com j mulvihill@pszj law. com Counsel for the Debtor and Debtor-in-Possession DOCS DE /001 2

6 Case KJC Doc Filed 04/23/18 Page 1 of 6 AEI Winddown Inc. Quarterly Staffing Report October 1 -December 31, 2017 EXHIBIT A Hours and Fees by Professional Professional Title Billin Rate Hours Fees a Suzanne Roski CRO / Mana in Director $ $ 65,302 Heather Williams Director ,652 Lok Lam Sr. Consultant ,811 Katie Funk Consultant ,192 Total Hours /Fees ,957 Less: Volunta Discount (5,000) Total Ad'usted Fees $ 176,957 Blended Hourl Rate $ 402 [a] Certain hours are billed at 0% and 50% rates.

7 Case KJC Doc Filed 04/23/18 Page 2 of 6 AEI Winddown Inc. Quarterly Staffing Report October 1 -December 31, 2017 EXHIBIT B Fees Rendered by Task Code Task Code Hours less B -Asset Dis osition , B - Business O erations , B -Case Administration , B -Claims Admin & Ob'ections ,953 ~4~ - o - c. i lo~ ~8E oe iefit ~.^~ 2,' B -Pre are Fee/ Em to A s , B - Liti ation , B -Plan &Disclosure , B - Accountin & Auditin , B - Tax, S ecial Issues 4.5 2, MORs /Trustee Accountin , Travel Time 50% 9.8 2, Richmond Client Non Billable Total Hours /Fees ,957 Less: Voluntar Discount 5,000 Total Ad'usted Fees $ 176,957

8 Case KJC Doc Filed 04/23/18 Page 3 of 6 AEI Winddown Inc. Quarterly Staffing Report October 1 -December 31, 2017 EXHIBIT C Fees Rendered by Task Code and Professional TasEc Cede b Peafessionai Hours fees B -Asset Dis osition Roski, Suzanne B 17.1 $ 8,259 Williams, Heather G ,964 Task Code 441 Total , B - Business O erations Funk, Katie Roski, Suzanne B ,342 Williams, Heather G ,235 Task Code 442 Total , B -Case Administration Funk, Katie Roski, Suzanne B ,453 Williams, Heather G 5.5 2,624 Task Code 443 Total , B -Claims Admin & Ob'ections Funk, Katie Lam, Lok ,811 Roski, Suzanne B ,361 Williams, Heather G ,252 Task Code 444 Total , B - Em to ee Benefit Roski, Suzanne B Williams, Heather G 4.3 2,051 Task Code 445 Total 4.9 2, B -Pre are Fee/ Em to A s Roski, Suzanne B 9.8 4,733 Williams, Heather G ,869 Task Code 446 Total ,602

9 Case KJC Doc Filed 04/23/18 Page 4 of 6 AEI Winddown Inc. Quarterly Staffing Report October 1 -December 31, 2017 EXHIBIT C Fees Rendered by Task Code and Professional Task Code b Professional Hours Fees B - Liti ation Roski, Suzanne B 8.2 3,961 Williams, Heather G ,112 Task Code 449 Total , B -Plan &Disclosure Roski, Suzanne B ,494 Sima, John Steven ,133 Task Code 451 Total , B - Accountin & Auditin Williams, Heather G ,111 Task Code 453 Total , Tax. S ecial Issues Roski, Suzanne B Williams, Heather G 4.0 1,908 Task Code 462 Total 4.5 2, MORs /Trustee Accountin Roski, Suzanne B 5.8 2,801 Williams, Heather G ,394 Task Code 472 Total , Travel 50% Roski, Suzanne B 9.8 2,367 Task Code 560 Total 9.8 2, Richmond Client Non Billable Williams, Heather G Task Code 591 Total All Task Codes before discount $ 181,957

10 Case KJC Doc Filed 04/23/18 Page 5 of 6 EXHIBIT D AEI Winddown Inc. Quarterly Staffing Report October 1 -December 31, 2017 Expense Summary by Category Expense Category Amount Airfare $ 2, Baggage Fees - Hotel Lodging Other Parking Rental Car Taxi / Shuttles Total Expenses $ 3,721.81

11 Case KJC Doc Filed 04/23/18 Page 6 of 6 AEI Winddown Inc. Quarterly Staffing Report October 1 -December 31, 2017 EXHIBIT E Expense Details Date Employee Description Amount 09/25/17 Williams, Heather FedEx $ /25/17 Roski, Suzanne FedEx /27/17 Williams, Heather Rental Car /27/17 Roski, Suzanne Hotel lodging /28/17 Williams, Heather Hotel lodging /28/17 Williams, Heather Airport Parking /02/17 Williams, Heather Airfare /02/17 Roski, Suzanne Airfare /18/17 Roski, Suzanne Airfare /18/17 Roski, Suzanne Hotel lodging /18/17 Roski, Suzanne Taxi from Airport to Hotel /19/17 Roski, Suzanne Parking Total Expenses $ 3,721.81

12 Case KJC Doc Filed 04/23/18 Page 1 of 2 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: AEI WINDDOWN, INC.,1 Chapter 11 Case No (KJC) Debtor. CERTIFICATE OF SERVICE I, Joseph M. Mulvihill, hereby certify that on the 23rd day of April, 2018, I caused a copy of the following documents) to be served on the individuals on the attached service lists) in the manner indicated: Notice of Filing of Third Quaa terly Staffing Report of Protiviti Inc. for the Period fi om October 1, 2017 through Deceii~ber 31, 2017 Third Quarterly Staffing and Compensation Report of Protiviti Inc. for the Period from October 1, 2017 through December 31, 2017 /s/joseph M. Mislvihill Joseph M. Mulvihill (DE Bar No. 6061) ' The Debtor in this chapter 11 case and the last four digits of the Debtor's U.S. tax identification number is AEI Winddown, Inc. (f/wa Aquion Energy, Inc.) (1370). The Debtor's headquarters is located at AEI Winddown, Inc. (f/ida Aquion Energy, Inc.) c/o Suzanne Roski, 1051 East Cary Street, Suite 602, Richmond, VA DOCS DE /001

13 Case KJC Doc Filed 04/23/18 Page 2 of 2 Aquion Service List re Staffing Reports Case No (KJC) Doc. No Hand Delivery 02 First Class Mail Hand ~?eiivery (United States Trustee) Hannah Mufson McCollum, Esq. Office of the United States Trustee US Department of Justice 844 Kind Street, Suite 2207 Lockbox #35 Wilmington, DE Hand Delivery (Counsel to the Official Committee of Unsecured Creditors) Richard M. Beck, Esq. Sally E. Veghte, Esq. Klehr Harrison Harvey Branzburg LLP 919 Market Street, Suite 1000 Wilmington, DE First Class Mail (Counsel to the Official Committee of Unsecured Creditors) Jeffrey Cohen, Esq. Lowenstein Sandler LLP 1251 Avenue of the Americas New York, NY First Class Mail (Counsel to the Official Committee of Unsecured Creditors) Andrew David Behlmann, Esq. Lowenstein Sandler LLP 65 Livingston Avenue Roseland, NJ llocs DE /001