1. Name of Listed Entity:Castrol India Limited 2. Scrip Code/Name of Scrip/Class of Security: CASTROLIND 3. Share Holding Pattern Filed under: 31b 4. Share Holding Pattern as on : 30-Sep-2017 5. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- S. No. Particulars Yes/No 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Convertible No Securities or Warrants? 3 Whether the Listed Entity has any against which depository receipts are issued? No 4 Whether the Listed Entity has any in locked-in? No 5 Whether any by promoters are pledge or No otherwise encumbered? 6 Whether the Listed Entity has issued any differential Voting Rights? No Table I - Summary Statement holding of specified securities Catego ry (I) Category of holder (II) Nos. of h olders No. of fully paid up equity No. of Partly paid-up No. of underlying Total nos. Shareholding as a no. of Voting Rights in each class of securities No. of Shares Underlying Shareholding, as a % assuming full conversion Locked in Shares pledged or equity (III) equity Depository (calculated as (IX) Outstanding of convertible otherwise in Receipts (VII) = per SCRR, convertible securities ( as a (XII) encumbered dematerializ (IV) (VI) (IV)+(V)+ 1957) securities percentage of (XIII) ed form (V) (VI) (VIII) (including diluted No of Voting Total Warrants) capital) (A+B+C2) Rights as a (X) Clas Clas Tot (XI)= (VII)+(X) s s al (A+B+ eg: eg:y C) (A+B+C2) X No. (a) Shar es No. (a) Share s (XIV) A Promoter & Promoter 1 2522262 0 51.00 2522 0 252 51.00 0 51.00 0 0.00 25222620 2620 226
Group 2423349 0 0 242334 49.00 2423 0 242 4 94 349 334 B Public 12574 7 C C1 C2 Non Promoter- Non Public Shares underlying DRs Shares by Employee Trusts Total 12574 49.00 0 49.00 0 0.00 23449164 7 4 94 0.00 0 4945611 92 0 0 494561 192 100.00 4945 6119 2 0 494 100.0 561 0 192 0 100.00 0 0.00 467175 5
Table II - Statement showing holding pattern of the Promoter and Promoter Group Category & Name PAN No. of No. of Partly Nos. of Total Sharehol Voting Rights in No. of Shareholdin of the (II) h fully paid-up nos. ding % each class of securities Shares g, as a % Locked in Shares equity Shareholders older paid equity underlying calculate (IX) Underlying assuming pledged or (I) (III) up Depository d as per Outstanding full (XII) otherwise in equity Receipts (VII = SCRR, convertible conversion encumbered dematerializ (V) (VI) IV+V+VI) 1957 securities of (XIII) ed form s No of Voting Rights Total as (including convertible No. (IV) a Warrants) securities ( (a) (A+B+C2) Total (X) as a (VIII) Class Class Tot Voting percentage X Y al rights of diluted capital) (XI) = (VII)+(X) as a A+B+C2 1 Indian a Individuals/Hi ndu undivided Family b Central Government/ State Government(s ) c Financial Institutions/ Banks d Any Other (specify) Sub-Total (A)(1) 2 Foreign a Individuals (Non- Resident Individuals/ Foreign Shar es No. (a) s (XIV)
Individuals) b Government c Institutions d Foreign Portfolio e Investor Any Other (specify) Body Corporate Castrol Limited Sub-Total (A)(2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) AAA CC57 61F 1 25222 6 1 25222 6 25222 6 1 25222 6 1 25222 6 51.00 252220 252 6 226 51.00 25222 6 51.00 25222 6 51.00 25222 6 51.00 25222 6 0 252 226 0 252 226 0 252 226 0 252 226 Table III - Statement showing holding pattern of the Public holder 51.00 0 51.00 0 0.00 25222620 51.00 0 51.00 0 0.00 25222620 51.00 0 51.00 0 0.00 25222620 51.00 0 51.00 0 0.00 25222620 51.00 0 51.00 0 0.00 25222620 Category & Name of the Shareholders (I) PAN (II) Nos. of h older (III) No. of fully paid up equity s (IV) Partly paid-up equity (V) Nos. of underlying Depository Receipts (VI) Total nos. VII = IV+V+VI Sharehol ding % calculate d as per SCRR, 1957 (A+B+C2) VIII Voting Rights in each class of securities (IX) No of Voting Rights No. of Shares Underlying Outstanding convertible securities (including Warrants) (X) Total holdin g, as a % assuming full conversion of convertible securities (as a percentage of diluted capital) (XI) Locked in (XII) Shares pledged or otherwise encumbered (XIII) 1 Institutions 0.00 0 Class X Class Y Tot al Total as a Total Voting rights No. (a) Shar es No. (No t ap pli ca ble ) (a) s (Not applic able) equity in dematerializ ed form (XIV)
a b c d e Mutual Funds/ ICICI Prudential Balanced Advantage Fund Reliance Capital Trustee Co 112 45662 639 AAA 14 12949 AI003 11 F AAA TR00 90B Ltd - Reliance Top 200 Fund Birla Sunlife AAA Trustee TB01 Company 02C Private Limited A/c Birla Sun Life Frontline Equity Fund Venture Capital Funds Alternate Investment Funds Foreign Venture Capital Investors Foreign Portfolio Investors Government of Singapore 5462 46 12 59405 4 0 0 456626 39 0 0 129491 1 0 0 54624 6 0 0 59405 4 9.23 456620 456 639 626 39 2.62 12949 11 0 129 491 1 9.23 0 9.23 0 0.00 45653333 2.62 0 2.62 0 0.00 1294911 1.73 54620 54 1.73 0 1.73 0 0.00 546246 46 624 6 1.20 594050 594 1.20 0 1.20 0 0.00 594054 4 05 4 5 7650 5 0 0 76505 0.15 76500 765 0.15 0 0.15 0 0.00 76505 5 05 146 51366 151 AAAJ1 52051 G059 95 4R 0 0 513661 51 0 0 520519 5 10.39 513660 513 151 661 51 1.05 52051 95 0 520 519 5 10.39 0 10.39 0 0.00 51363671 1.05 0 1.05 0 0.00 5205195 Aberdeen AAB 1 53400 0 0 534000 1.0 534000 534 1.0 0 1.0 0 0.00 5340000
f g h i Global Indian Equity Limited Financial Institutions/ Banks Insurance Companies Life Insurance Corporation of India Provident Funds/ Pension Funds Any Other (specify) Sub-Total (B)(1) CP22 63L 2 Central Government/ State Government(s )/ President of India Sub-Total (B)(2) 3 Noninstitutions a Individuals - 12360 9 i Individual holders 73 244 31 17 50916 902 00 0 00 000 0 0 0 2443 1 0 0 509169 02 AAA 9 41711 0 0 417116 CL05 645 45 2H 0.50 2440 24 31 43 1 10.30 50916 902.43 41711 645 0 509 169 02 0 417 116 45 0.50 0 0.50 0 0.00 2470173 10.30 0 10.30 0 0.00 50916902.43 0.43 0 0.00 41711645 353 15119 992 0 0 151199 92 30.57 151190 151 992 199 92 30.57 0 30.57 0 0.00 151169 4 0.00 0 12351 2 71236 935 65703 702 0 0 712369 35 0 0 657037 02 14.41 712360 712 935 369 35 13.29 65703 702 0 657 037 14.41 0 14.41 0 0.00 0 0.00 6346110 13.29 0 13.29 0 0.00 5040445
ii b c d e holding nominal capital up to Rs. 2 lakhs. Individual holders holding nominal capital in excess of Rs. 2 lakhs. NBFCs registered with RBI Employee Trusts Overseas Depositories (holding DRs) (balancing figure) Any Other (specify) 97 55332 33 0 0 553323 3 17 26242 0 0 26242 0.01 262420 262 42 02 1.12 553320 553 1.12 0 1.12 0 0.00 5427665 33 323 3 0.01 0 0.01 0 0.00 26242 2 4000 0 0 4000 0.00 4000 0 400 0 1766 1967 79 Trust 43 34003 54 Body Corporate Limited Liability Partnership Clearing member 104 1194 47 46 07 72 593 24022 66 0 0 1967 79 0 0 340035 4 0 0 11944 7 0 0 077 2 0 0 240226 6 4.02 19670 19 79 67 79 0.69 34003 54 2.42 1194 47 0.42 07 72 0.49 24022 66 0 340 035 4 0 119 44 7 0 077 2 0 240 226 6 0.00 0 0.00 0 0.00 0 4.02 0 4.02 0 0.00 1927411 0.69 0 0.69 0 0.00 3400354 2.42 0 2.42 0 0.00 11944019 0.42 0 0.42 0 0.00 0772 0.49 0 0.49 0 0.00 2402266 Sub-Total 12539 91135 0 0 911350 1.44 911350 911 1.44 0 1.44 0 0.00 3321763
(B)(3) 4 056 56 056 350 56 Total Public 12574 24233 0 0 242334 49.01 242330 242 49.01 0 49.01 0 0.00 23449164 Shareholding (B)= (B)(1)+(B)(2) +(B)(3) 7 494 94 494 334 94 7
Table IV - Statement showing holding pattern of the Non Promoter- Non Public holder Category & Name PAN No. of No. of Partly Nos. of Total no. Sharehol Voting Rights in No. of Total of the (II) h fully paid-up ding % each class of securities Shares holdin Locked in Shares equity Shareholders older paid equity underlying calculate (IX) Underlying g, as a % pledged or (I) (III) up Depository (VII = d as per Outstanding assuming (XII) otherwise in equity Receipts IV+V+VI) SCRR, convertible full encumbered dematerializ (V) (VI) 1957 securities conversion (XIII) ed form s No of Voting Rights Total as (including of No. No. (XIV) (IV) (A+B+C2) a Warrants) convertible (No (Not 1 Custodian/DR Holder 2 Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) Total Non- Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2) (VIII) Total (X) securities ( t Applicable) Class Class Tot Voting as a Shar X Y al rights es percentage of diluted capital) (XI) 0.00 0 ap pli ca ble ) s (Not applic able) Table II- Unclaim Details Details of Shares which remain unclaimed may be given here along with details such as number of holders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. No. of holders No of
Table III- Unclaim Details Details of Shares which remain unclaimed may be given here along with details such as number of holders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. No. of holders No of Table III- Person in Concert Details of the holders acting as persons in Concert including their Shareholding Name of holder Name of PAC No. of Holding %