Pattern under Regulation 31 SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 General information about company Scrip Code 533271 Name the Company Ashoka Buildcon Limited Class Security Equity Type Report Quarterly Quarter ended 30-09-2016 Date allotment/ extinguishment (in case Capital Restructuring selected/ Listing date N/A pattern filed under Reg. 31(1)(b)
Declaration Sr. No. Particulars Yes/No 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has issued any Warrants? No 4 Whether the Listed Entity has any against which depository receipts are issued? No 5 Whether the Listed Entity has any in locked-in? No 6 Whether any by promoters are pledged or otherwise encumbered? No 7 Whether company has equity with differential voting rights? No
Ashoka Buildcon Limited Table I - Summary Statement holding specified securities Category Category shareholder Partly paid-up equity Total nos. Number fully paid up equity underlying Depository Receipts as a % total no. (calcu-lated as per SCRR, 1957) Number Voting Rights in each class securities, as a % assuming No Voting Rights Underlyinlying Outsion full conver- Outstanding conver- Warrants conver- securities ( No. Of standing conver-tible Total as a % tible securities (inclu- securities tage tible as a percen- (A+B+C) Class eg: X Class eg: y Total ding and diluted Warrants) Warrants share capital) Number Locked in Number pledged or otherwise encumbered Number equity As a % As a % in total total dematerialised form (XII)= (VII) = (VIII)As a % (VII)+(X) As a (I) (II) (III) (IV) (V) (VI) (X) (XI) (XI)(a) (IX) (XIII) (XIV) (XV) (IV)+(V)+(VI) % (A) Promoter & Promoter Group 25 106089492 0 0 106089492 56.6872 106089492 0 106089492 56.6872 0 56.6872 0 0.0000 0 0.0000 106089492 (B) Public 17823 81059319 0 0 81059319 43.3128 81059319 0 81059319 43.3128 0 43.3128 0 0.0000 81059314 NA NA (C) Non Promoter - Non Public 0 0 0 0.0000 NA NA (C1) Underlying DRs 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 (C2) Held By Employee Trust 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 Total 17848 187148811 0 0 187148811 100.0000 187148811 0 187148811 100.0000 0 100.0000 0 0.0000 187148806 0 0.0000
Ashoka Buildcon Limited Table II - Statement showing shareholding pattern the Promoter and Promoter Group Category & Name the PAN Partly Nos. fully paid-up paid up equity equity underlying Depository Receipts, Number Voting Rights in each class securities as a % No Voting Rights Total as a % assuming (A+B+C) full % lying Outlying Out- conversion Total nos. calcu-lated Class eg: X Class eg: y Total standing No. Of standing secu- as per SCRR, secutible secu- Warrants conver- 1957 As a % rities ( as rities (including No. Of rities and a percentage Warrants) Warrants diluted share capital) Number Locked in As a % total Number pledged or otherwise encumbered Number equity As a % in total dematerialised form (a) (XI)= (VII) = (VIII) As a % (VII)+(X) (I) (II) (III) (IV) (V) (VI) (X) (XI) (XI)(a) (IX) (XII) (XIII) (XIV) (IV)+(V)+(VI) As a % 1 Indian Individuals / Hindu Undivided Family 22 103819482 0 0 103819482 55.4743 103819482 0 103819482 55.4743 0 55.4743 0 0.0000 0 0.0000 103819482 (i) Ashok Motilal Katariya ABDPK1068N 2 13156666 0 0 13156666 7.0301 13156666 0 13156666 7.0301 0 7.0301 0 0.0000 0 0.0000 13156666 (ii) Ashish Ashok Katariya AIIPK8924H 2 12473598 0 0 12473598 6.6651 12473598 0 12473598 6.6651 0 6.6651 0 0.0000 0 0.0000 12473598 (iii) Satish Parakh AATPP0793L 2 11808195 0 0 11808195 6.2991 11788665 0 11788665 6.2991 0 6.2991 0 0.0000 0 0.0000 11808195 (iv) Ashish Ashok Katariya - HUF AAJHA0595B 1 11109372 0 0 11109372 5.9361 11109372 0 11109372 5.9361 0 5.9361 0 0.0000 0 0.0000 11109372 (v) Satish Dhondulal Parakh - HUF AALHS2807N 1 10780575 0 0 10780575 5.7604 10780575 0 10780575 5.7604 0 5.7604 0 0.0000 0 0.0000 10780575 (vi) Shobha Parakh AFOPP3137J 2 10586410 0 0 10586410 5.6279 10532550 0 10532550 5.6279 0 5.6279 0 0.0000 0 0.0000 10586410 (vii) Astha Ashish Katariya AHQPK2039Q 1 9164234 0 0 9164234 4.8968 9164234 0 9164234 4.8968 0 4.8968 0 0.0000 0 0.0000 9164234 (viii) Asha Ashok Katariya ABDPK1113E 1 7905240 0 0 7905240 4.2240 7905240 0 7905240 4.2240 0 4.2240 0 0.0000 0 0.0000 7905240 (ix) Ashok Motilal Katariya - HUF AAEHK6345N 1 6180090 0 0 6180090 3.3022 6180090 0 6180090 3.3022 0 3.3022 0 0.0000 0 0.0000 6180090 (x) Aditya Satish Parakh ALIPP3411B 1 5249040 0 0 5249040 2.8047 5249040 0 5249040 2.8047 0 2.8047 0 0.0000 0 0.0000 5249040 (xi) Ayush Ashish Kataria AWPPK8323D 1 1913619 0 0 1913619 1.0225 1913619 0 1913619 1.0225 0 1.0225 0 0.0000 0 0.0000 1913619 (xii) Narendra Shakadwipi ARIPS9816R 2 1651352 0 0 1651352 0.8824 1651352 0 1651352 0.8824 0 0.8824 0 0.0000 0 0.0000 1651352 (xiii) Shweta Ashok Katariya AIMPK4744P 1 1275000 0 0 1275000 0.6813 1275000 0 1275000 0.6813 0 0.6813 0 0.0000 0 0.0000 1275000 (xiv) Sanjay Prabhakar Londhe AAEPL9235C 1 476701 0 0 476701 0.2547 476701 0 476701 0.2547 0 0.2547 0 0.0000 0 0.0000 476701 (xvi) Leelabai Kantilal Hiran AADPH8058A 1 38982 0 0 38982 0.0208 38982 0 38982 0.0208 0 0.0208 0 0.0000 0 0.0000 38982 (xvii) Nishant Narendra BASPS1744L 1 26000 0 0 26000 0.0139 26000 0 26000 0.0139 0 0.0139 0 0.0000 0 0.0000 26000 Shakadwipi (xviii) Padmabai Fakirchand AEVPP9858A 1 24408 0 0 24408 0.0130 24408 0 24408 0.0130 0 0.0130 0 0.0000 0 0.0000 24408 Pophaliya Central Government / State (b) Government(s) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (c) Financial Institutions / Banks 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (d) Any Other (Specify) 3 2270010 0 0 2270010 1.2129 2270010 0 2270010 1.2129 0 1.2129 0 0.0000 0 0.0000 2270010 [I] Persons Acting In Concert 1 2194620 0 0 2194620 1.1727 2194620 0 2194620 1.1727 0 1.1727 0 0.0000 0 0.0000 2194620 (i) Ashoka Premises Pvt Ltd AABCA9310R 1 2194620 0 0 2194620 1.1727 2194620 0 2194620 1.1727 0 1.1727 0 0.0000 0 0.0000 2194620 [II] Bodies Corporate 2 75390 0 0 75390 0.0403 75390 0 75390 0.0403 0 0.0403 0 0.0000 0 0.0000 75390 (i) Ashoka Buildwell Developers Pvt. Ltd. AACCA3537F 1 53970 0 0 53970 0.0288 53970 0 53970 0.0288 0 0.0288 0 0.0000 0 0.0000 53970 (ii) Ashoka Builders (Nasik) Pvt. Ltd. AABCA5156H 1 21420 0 0 21420 0.0114 21420 0 21420 0.0114 0 0.0114 0 0.0000 0 0.0000 21420 Sub Total (A)(1) 25 106089492 0 0 106089492 56.6872 106089492 0 106089492 56.6872 0 56.6872 0 0.0000 0 0.0000 106089492 2 Foreign Individuals (Non-Resident (a) Individuals / Foreign Individuals) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (b) Government 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (c) Institutions 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (d) Foreign Portfolio Investor 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 (e) Any Other (Specify) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 Sub Total (A)(2) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 0 0.0000 0 Total Of Promoter And Promoter Group (A)= (A)(1)+(A)(2) 25 106089492 0 0 106089492 56.6872 106089492 0 106089492 56.6872 0 56.6872 0 0.0000 0 0.0000 106089492 Details which remain unclaimed may be given hear along with details such as number, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website Stock Exchange(s) (2) The term 'Encumbrance' has the same meaning as assigned under regulation 28(3) SEBI (Substantial Acquisition and Takeovers) Regulations, 2011.
Ashoka Buildcon Limited Table III - Statement showing shareholding pattern the Public shareholder Category & Name the PAN fully paid up equity Partly paid-up equity Nos. underlying Depository Receipts Total nos. Number Voting Rights in each class securities, as No. Of a % No Voting Rights assuming % lying Outlying Out- full conversion calcu-lated standing No. Of standing conver-tible as per SCRR, secutible secu- Warrants conver- 1957 As a % Total as a % secu-rities ( (A+B+C) as a percentage rities rities and Class eg: X Class eg: y Total (inclu-ding No. Of diluted Warrants) Warrants share capital) Number Locked in As a % total Number pledged or otherwise encumbered Number equity As a % in total dematerialised form (I) (II) (III) (IV) (V) (VI) (VII) = (VIII) As a % (IV)+(V)+(VI) (XI)= (VII)+(X) As (X) (XI) (XI)(a) (IX) (XII) (XIII) a % (XIV) 1 Institutions (a) Mutual Fund 66 41196971 0 0 41196971 22.0129 41196971 0 41196971 22.0129 0 22.0129 0 0 NA NA 41196971 (i) Icici Prudential Infrastructure Fund 3329271 0 0 3329271 1.7789 3329271 0 3329271 1.7789 0 1.7789 0 0 NA NA 3329271 AAAAI0038F (ii) Dsp Blackrock India T.I.G.E.R. Fund AAAJD0430B 2500388 0 0 2500388 1.3360 2500388 0 2500388 1.3360 0 1.3360 0 0 NA NA 2500388 (iii) Reliance Capital Trustee Co. Ltd-A/C Reliancesmall Cap Fund AAATR0090B 2499838 0 0 2499838 1.3357 2499838 0 2499838 1.3357 0 1.3357 0 0 NA NA 2499838 (iv) Icici Prudential Midcap Fund AAAAI0038F 2207464 0 0 2207464 1.1795 2207464 0 2207464 1.1795 0 1.1795 0 0 NA NA 2207464 (v) Icici Prudential Balanced Fund AAAAI0038F 2197779 0 0 2197779 1.1743 2197779 0 2197779 1.1743 0 1.1743 0 0 NA NA 2197779 (b) Venture Capital Funds 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0 NA NA 0 (c) Alternate Investment Funds 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0 NA NA 0 Foreign Venture Capital (d) Investors 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0 NA NA 0 (e) Foreign Portfolio Investor 69 15791560 0 0 15791560 8.4380 15791560 0 15791560 8.4380 0 8.4380 0 0 NA NA 15791560 (i) Morgan Stanley Investment Management, Inc A/C Morgan Stanley India Investment Fund, Inc. AAECM8287G 2638621 0 0 2638621 1.4099 2638621 0 2638621 1.4099 0 1.4099 0 0 NA NA 2638621 (ii) India Midcap (Mauritius) Ltd. AACCI2898H 2482746 0 0 2482746 1.3266 2482746 0 2482746 1.3266 0 1.3266 0 0 NA NA 2482746 (f) Financial Institutions / Banks 5 1360965 0 0 1360965 0.7272 1360965 0 1360965 0.7272 0 0.7272 0 0 NA NA 1360965 (g) Insurance Companies 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0 NA NA 0 (h) Provident Funds/ Pension Funds 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0 NA NA 0 (i) Any Other (Specify) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0 NA NA 0 Sub Total (B)(1) 140 58349496 0 0 58349496 31.1781 58349496 0 58349496 31.1781 0 31.1781 0 0 NA NA 58349496 Central Government/ State Government(s)/ President 2 India Sub Total (B)(2) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0 NA NA 0 3 Non-Institutions (a) Individuals 0 0 0 NA NA i. Individual holding nominal share capital up to Rs. 2 lakhs. 16129 5050960 0 0 5050960 2.6989 5050960 0 5050960 2.6989 0 2.6989 0 0 NA NA 5050955 ii. Individual holding nominal share capital in excess Rs. 2 lakhs. 12 7781893 0 0 7781893 4.1581 7781893 0 7781893 4.1581 0 4.1581 0 0 NA NA 7781893 (b) NBFCs registered with RBI 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0 NA NA 0 (c) Employee Trusts 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0 NA NA 0 Overseas Depositories(holding (d) DRs) (balancing figure) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0 NA NA 0 (e) Any Other (Specify) 1542 9876970 0 0 9876970 5.2776 9876970 0 9876970 5.2776 0 5.2776 0 0 NA NA 9876970 [I] Hindu Undivided Family 584 257350 0 0 257350 0.1375 257350 0 257350 0.1375 0 0.1375 0 0 NA NA 257350 Non Resident Indians (Non [II] Repat) 116 120466 0 0 120466 0.0644 120466 0 120466 0.0644 0 0.0644 0 0 NA NA 120466 [III] Non Resident Indians (Repat) 312 207231 0 0 207231 0.1107 207231 0 207231 0.1107 0 0.1107 0 0 NA NA 207231 [IV] Clearing Member 221 1039550 0 0 1039550 0.5555 1039550 0 1039550 0.5555 0 0.5555 0 0 NA NA 1039550 [V] Bodies Corporate 309 8252373 0 0 8252373 4.4095 8252373 0 8252373 4.4095 0 4.4095 0 0 NA NA 8252373 (i) Icici Prudential Life Insurance Company Ltd AAACI7351P 2002030 0 0 2002030 1.0698 2002030 0 2002030 1.0698 0 1.0698 0 0 NA NA 2002030 Sub Total (B)(3) 17683 22709823 0 0 22709823 12.1346 22709823 0 22709823 12.1346 0 12.1346 0 0 NA NA 22709818 Total Public (B)= (B)(1)+(B)(2)+(B)(3) 17823 81059319 0 0 81059319 43.3128 81059319 0 81059319 43.3128 0 43.3128 0 0 NA NA 81059314 Details the acting as persons in Concert including their (No. and %): Names Holdings % ASHOKA PREMISES PVT LTD 2194620 1.1727 Details which remain unclaimed may be given hear along with details such as number, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) PAN would not be displayed on website Stock Exchange(s). (2) The above format needs to be disclosed along with the name following persons:institutions/non Institutions holding more than 1% total number : Kindly refer Annexure - i (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as by custodian.
Ashoka Buildcon Limited Table IV - Statement showing shareholding pattern the Non Promoter- Non Public shareholder Category & Name the PAN fully paid up equity Partly paid-up equity underlying Depository Receipts Total nos. Number Voting Rights in each class securities No Voting Rights Nos. % calculated as per SCRR, 1957 As a % Class eg: X Class eg: y Total Total as a % (A+B+C) Underlying Outstanding securities (including Warrants) Warrants No. Of Underlying Outstanding securities and Warrants, as a % assuming full conversion securities ( as a percentage diluted share capital) Number Locked in As a % total Number pledged or otherwise encumbered As a % total Number equity in dematerialised form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) (VIII) As a % (XI)= (IX) (X) (XI) (XI)(a) (VII)+(X) As a % (XII) (XIII) 1 Custodian/DR Holder 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 Employee Benefit Trust (under SEBI (Share based Employee 2 Benefit) Regulations, 2014) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 Total Non-Promoter- Non Public (C)=(C)(1)+(C)(2) 0 0 0 0 0 0.0000 0 0 0 0.0000 0 0.0000 0 0.0000 NA NA 0 (XIV) Note: (1) PAN would not be displayed on website Stock Exchange(s). (2) The above format needs to disclose name all holders holding more than 1% total number (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available
Annexure to Table II- Details which remain unclaimed for Promoter & Promoter Group Serial No. Number Details which remain unclaimed for Promoter & Promoter Group Outstanding in demat or unclaimed suspense account NOT APPLICABLE voting rights which are frozen Disclosure notes on which remain unclaimed for public
Annexure to Table III- A- Details the acting as persons in Concert for Public Details the acting as persons in Concert for Public Serial No. Name the PAC No Percentage shareholding by PAC NOT APPLICABLE
Annexure to Table III- B Details which remain unclaimed for Public Serial No. Number Details which remain unclaimed for Public Outstanding in demat or unclaimed suspense account voting rights which are frozen Disclosure notes on which remain unclaimed for public NOT APPLICABLE