Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings: 0 Securities Law Federal Covered Security-Investment Company Filings Made with DFI s Securities Templeton Growth Fund Inc Class C Touchstone Strategic Trust Touchstone Ohio Tax-Free Bond Fund Class Y 2005 Fund 2010 Fund 2015 Fund 2020 Fund 2025 Fund 2030 Fund 2035 Fund 2040 Fund San Mateo, CA 10/5/2018 848765-03 Filed Cincinnati, OH 10/5/2018 848764-03 Filed Boston, MA 10/4/2018 848691-03 Filed Boston, MA 10/4/2018 848684-03 Filed Boston, MA 10/4/2018 848693-03 Filed Boston, MA 10/4/2018 848692-03 Filed Boston, MA 10/4/2018 848699-03 Filed Boston, MA 10/4/2018 848700-03 Filed Boston, MA 10/4/2018 848701-03 Filed Boston, MA 10/4/2018 848694-03 Filed Page 1 of 10
Securities Law Federal Covered Security-Investment Company Filings Made with DFI s Securities 2045 Fund 2050 Fund 2055 Fund 2060 Fund Income Fund FIDELITY ADVISOR SERIES I Fidelity Advisor Floating Rate High Income Fund FIDELITY ADVISOR SERIES I Fidelity Advisor High Income Advantage Fund FIDELITY ADVISOR SERIES I Fidelity Advisor High Income Fund FIDELITY ADVISOR SERIES II Fidelity Advisor Limited Term Bond Fund FIDELITY ADVISOR SERIES II Fidelity Advisor Mortgage Securities Fund FIDELITY ADVISOR SERIES II Fidelity Advisor Strategic Income Fund Fidelity Advisor Biotechnology Fund Fidelity Advisor Consumer Discretionary Fund Fidelity Advisor Energy Fund Fidelity Advisor Financial Services Fund Fidelity Advisor Global Real Estate Fund Boston, MA 10/4/2018 848707-03 Filed Boston, MA 10/4/2018 848708-03 Filed Boston, MA 10/4/2018 848686-03 Filed Boston, MA 10/4/2018 848702-03 Filed Boston, MA 10/4/2018 848685-03 Filed Boston, MA 10/4/2018 848710-03 Filed Boston, MA 10/4/2018 848741-03 Filed Boston, MA 10/4/2018 848713-03 Filed Boston, MA 10/4/2018 848715-03 Filed Boston, MA 10/4/2018 848695-03 Filed Boston, MA 10/4/2018 848743-03 Filed Boston, MA 10/4/2018 848725-03 Filed Boston, MA 10/4/2018 848721-03 Filed Boston, MA 10/4/2018 848747-03 Filed Boston, MA 10/4/2018 848719-03 Filed Boston, MA 10/4/2018 848687-03 Filed Page 2 of 10
Securities Law Federal Covered Security-Investment Company Filings Made with DFI s Securities Fidelity Advisor Health Care Fund Fidelity Advisor Industrials Fund Fidelity Advisor Real Estate Fund Fidelity Advisor Semiconductors Fund Fidelity Advisor Technology Fund Fidelity Advisor Utilities Fund FIDELITY ADVISOR SERIES VIII Fidelity Advisor Emerging Asia Fund FIDELITY ADVISOR SERIES VIII Fidelity Advisor Global Equity Income Fund FIDELITY CALIFORNIA MUNICIPAL TRUST Fidelity California Municipal Income Fund Fidelity Advisor California Municipal Income Fund - 20% Fidelity Advisor Asset Manager 20% - 30% Fidelity Advisor Asset Manager 30% - 40% Fidelity Advisor Asset Manager 40% - 50% Fidelity Advisor Asset Manager 50% - 60% Fidelity Advisor Asset Manager 60% - Boston, MA 10/4/2018 848681-03 Filed Boston, MA 10/4/2018 848745-03 Filed Boston, MA 10/4/2018 848717-03 Filed Boston, MA 10/4/2018 848727-03 Filed Boston, MA 10/4/2018 848723-03 Filed Boston, MA 10/4/2018 848703-03 Filed Boston, MA 10/4/2018 848729-03 Filed Boston, MA 10/4/2018 848749-03 Filed Boston, MA 10/4/2018 848697-03 Filed Boston, MA 10/4/2018 848753-03 Filed Boston, MA 10/4/2018 848731-03 Filed Boston, MA 10/4/2018 848751-03 Filed Boston, MA 10/4/2018 848689-03 Filed Boston, MA 10/4/2018 848733-03 Filed Page 3 of 10
Securities Law Federal Covered Security-Investment Company Filings Made with DFI s Securities 70% Fidelity Advisor Asset Manager 70% - 85% Fidelity Advisor Asset Manager 85% - FIDELITY CONCORD STREET TRUST Fidelity Advisor Event Driven Opportunities Fund Class Z FIDELITY FINANCIAL TRUST Fidelity Convertible Securities Fund Fidelity Advisor Convertible Securities Fund - FIDELITY INCOME FUND Fidelity Government Income Fund Fidelity Advisor Government Income Fund - Fidelity Canada Fund Fidelity Advisor Canada Fund - Fidelity China Region Fund Fidelity Advisor China Region Fund - Fidelity Emerging Markets Discovery Fund Fidelity Advisor Emerging Markets Discovery Fund - Fidelity Europe Fund Fidelity Advisor Europe Fund - Fidelity Global Commodity Stock Fund Fidelity Advisor Global Commodity Stock Fund - Fidelity International Small Cap Fund Fidelity Advisor International Small Cap Fund - Fidelity International Small Cap Opportunities Fund Fidelity Advisor International Small Cap Opportunities Fund - Boston, MA 10/4/2018 848735-03 Filed Boston, MA 10/4/2018 848737-03 Filed Boston, MA 10/4/2018 848705-03 Filed Boston, MA 10/4/2018 848739-03 Filed Boston, MA 10/4/2018 848679-03 Filed Boston, MA 10/4/2018 848728-03 Filed Boston, MA 10/4/2018 848732-03 Filed Boston, MA 10/4/2018 848718-03 Filed Boston, MA 10/4/2018 848726-03 Filed Boston, MA 10/4/2018 848714-03 Filed Boston, MA 10/4/2018 848720-03 Filed Boston, MA 10/4/2018 848722-03 Filed Page 4 of 10
Securities Law Federal Covered Security-Investment Company Filings Made with DFI s Securities Fidelity International Value Fund Fidelity Advisor International Value Fund - Fidelity Japan Fund Fidelity Advisor Japan Fund - Fidelity Latin America Fund Fidelity Advisor Latin America Fund - Fidelity Total Emerging Markets Fund Fidelity Advisor Total Emerging Markets Fund - Class Z Fidelity Worldwide Fund Fidelity Advisor Worldwide Fund - Class Z FIDELITY MUNICIPAL TRUST Fidelity Limited Term Municipal Income Fund Fidelity Advisor Limited Term Municipal Income Fund - FIDELITY MUNICIPAL TRUST Fidelity Municipal Income Fund Fidelity Advisor Municipal Income Fund - FIDELITY NEW YORK MUNICIPAL TRUST Fidelity New York Municipal Income Fund Fidelity Advisor New York Municipal Income Fund - Fidelity Salem Street Trust Fidelity Corporate Bond Fund Fidelity Advisor Corporate Bond Fund - Fidelity Salem Street Trust Fidelity Investment Grade Bond Fund Fidelity Advisor Investment Grade Bond Fund - Fidelity Salem Street Trust Fidelity Short-Term Bond Fund Fidelity Advisor Short-Term Bond Fund - Boston, MA 10/4/2018 848724-03 Filed Boston, MA 10/4/2018 848712-03 Filed Boston, MA 10/4/2018 848709-03 Filed Boston, MA 10/4/2018 848716-03 Filed Boston, MA 10/4/2018 848730-03 Filed Boston, MA 10/4/2018 848736-03 Filed Boston, MA 10/4/2018 848734-03 Filed Boston, MA 10/4/2018 848738-03 Filed Boston, MA 10/4/2018 848740-03 Filed Boston, MA 10/4/2018 848742-03 Filed Boston, MA 10/4/2018 848748-03 Filed Page 5 of 10
Securities Law Federal Covered Security-Investment Company Filings Made with DFI s Securities Fidelity Salem Street Trust Fidelity Strategic Dividend & Income Fund Fidelity Advisor Strategic Dividend & Income Fund - Fidelity Salem Street Trust Fidelity Strategic Real Return Fund Fidelity Advisor Strategic Real Return Fund - FIDELITY SCHOOL STREET TRUST Fidelity Advisor Multi- Asset Income Fund FIDELITY SCHOOL STREET TRUST Fidelity Global Credit Fund Fidelity Advisor Global Credit Fund - FIDELITY SCHOOL STREET TRUST Fidelity Intermediate Municipal Income Fund Fidelity Advisor Intermediate Municipal Income Fund - FIDELITY SECURITIES FUND Fidelity Real Estate Income Fund Fidelity Advisor Real Estate Income Fund - FIDELITY SECURITIES FUND Fidelity Small Cap Value Fund Fidelity Advisor Small Cap Value Fund - FIDELITY SELECT PORTFOLIOS Consumer Staples Portfolio Fidelity Advisor Consumer Staples Fund - Class Z FIDELITY SELECT PORTFOLIOS Fidelity International Real Estate Fund Fidelity Advisor International Real Estate Fund - FIDELITY SELECT PORTFOLIOS Gold Portfolio Fidelity Advisor Gold Fund - FIDELITY SELECT PORTFOLIOS Materials Portfolio Fidelity Advisor Materials Fund - Boston, MA 10/4/2018 848744-03 Filed Boston, MA 10/4/2018 848746-03 Filed Boston, MA 10/4/2018 848752-03 Filed Boston, MA 10/4/2018 848750-03 Filed Boston, MA 10/4/2018 848754-03 Filed Boston, MA 10/4/2018 848682-03 Filed Boston, MA 10/4/2018 848680-03 Filed Boston, MA 10/4/2018 848688-03 Filed Boston, MA 10/4/2018 848696-03 Filed Boston, MA 10/4/2018 848698-03 Filed Boston, MA 10/4/2018 848704-03 Filed Page 6 of 10
Securities Law Federal Covered Security-Investment Company Filings Made with DFI s Securities FIDELITY SELECT PORTFOLIOS Telecommunications Portfolio Fidelity Advisor Telecommunications Fund - FIDELITY SUMMER STREET TRUST Fidelity Short Duration High Income Fund Fidelity Advisor Short Duration High Income Fund - Principal Funds, Inc. Equity Income Fund Class J Voya Equity Trust Voya U.S. High Dividend Low Volatility Fund Class P3 Gabelli Equity Series Funds, Inc. The Gabelli Global Financial Services Fund Class A Shares Gabelli Equity Series Funds, Inc. The Gabelli Global Financial Services Fund Class AAA Shares Gabelli Equity Series Funds, Inc. The Gabelli Global Financial Services Fund Class C Shares Gabelli Equity Series Funds, Inc. The Gabelli Global Financial Services Fund Class I Shares GAMCO Global Series Funds, Inc. The Gabelli Global Mini Mites Fund Class A Shares GAMCO Global Series Funds, Inc. The Gabelli Global Mini Mites Fund Class AAA Shares GAMCO Global Series Funds, Inc. The Gabelli Global Mini Mites Fund Class C Shares GAMCO Global Series Funds, Inc. The Gabelli Global Mini Mites Fund Class I Shares Platform Ventures Diversified Housing REIT, LLC Touchstone Funds Group Trust Small Cap Value Fund Class Y Boston, MA 10/4/2018 848690-03 Filed Boston, MA 10/4/2018 848706-03 Filed Des Moines, IA 10/4/2018 848683-03 Filed Scottsdale, AZ 10/4/2018 848711-03 Filed Rye, NY 10/3/2018 848647-03 Filed Rye, NY 10/3/2018 848648-03 Filed Rye, NY 10/3/2018 848650-03 Filed Rye, NY 10/3/2018 848649-03 Filed Rye, NY 10/3/2018 848651-03 Filed Rye, NY 10/3/2018 848652-03 Filed Rye, NY 10/3/2018 848654-03 Filed Rye, NY 10/3/2018 848653-03 Filed Fairway, KS 10/3/2018 848677-25 Filed Cincinnati, OH 10/3/2018 848655-03 Filed Building Bits Properties I, LLC Portland, OR 10/2/2018 848678-25 Filed Page 7 of 10
Securities Law Federal Covered Security-Investment Company Filings Made with DFI s Securities Advisors Disciplined Trust 1895 (Balanced Portfolio, Series 2018-4) Advisors Disciplined Trust 1895 (Cohen & Steers Equity Dividend & Income Closed-End Portfolio Series 2018-4 Advisors Disciplined Trust 1895 (Financial Opportunities Portfolio, Series 2018-4) Advisors Disciplined Trust 1895 (Ubiquitous Strategy Portfolio, Series 2018-4) Barings Funds Trust Barings Global Emerging Markets Equity Fund Class A Barings Funds Trust Barings Global Emerging Markets Equity Fund Class C Barings Funds Trust Barings Global Emerging Markets Equity Fund Class I Barings Funds Trust Barings Global Emerging Markets Equity Fund Class Y FT (7624 Diversified Equity Strategic Allocation Port. 4Q'18 - Term 1/15/20) FT 7619 (MLP Closed-End Fund and Energy Portfolio, Series 61) FT 7621 (Interest Rate Hedge Portfolio, Series 120) FT 7625 (Income Allocation Closed-End 4Q'18) FT 7654 (Equity Closed-End Opportunity Portfolio, Series 3) FT 7655 (Homebuilders Recovery Select Portfolio, Series 20) FT 7666 (Dividend & Income Select Closed-End Portfolio, Series 70) Series 1798 (Advisory Series: Investment Grade Corporate 3-7 Year Trust, Series 3) Monument, CO 10/1/2018 848656-05 Filed Monument, CO 10/1/2018 848662-05 Filed Monument, CO 10/1/2018 848664-05 Filed Monument, CO 10/1/2018 848663-05 Filed Charlotte, NC 10/1/2018 848758-03 Filed Charlotte, NC 10/1/2018 848759-03 Filed Charlotte, NC 10/1/2018 848756-03 Filed Charlotte, NC 10/1/2018 848757-03 Filed Wheaton, IL 10/1/2018 848669-05 Filed Wheaton, IL 10/1/2018 848671-05 Filed Wheaton, IL 10/1/2018 848670-05 Filed Wheaton, IL 10/1/2018 848667-05 Filed Wheaton, IL 10/1/2018 848666-05 Filed Wheaton, IL 10/1/2018 848672-05 Filed Wheaton, IL 10/1/2018 848668-05 Filed CHICAGO, IL 10/1/2018 848673-05 Pending-Cleared Page 8 of 10
Securities Law Federal Covered Security-Investment Company Filings Made with DFI s Securities Series 1807 (Dow 10 Portfolio, Series 35) Series 1807 (International Dividend Strategy Portfolio, Series 41) Series 1808 (Enhanced Quality 16 Strategy Portfolio, Series 13) Series 1808 (Strategic Income Portfolio, Series 103) Series 1809 (Convertible & Income Portfolio of Funds, Series 29) Series 1810 (Alerian MLP Infrastructure & Income Portfolio, Series 4) Chicago, IL 10/1/2018 848674-05 Filed Chicago, IL 10/1/2018 848675-05 Filed CHICAGO, IL 10/1/2018 848661-05 Filed CHICAGO, IL 10/1/2018 848660-05 Filed CHICAGO, IL 10/1/2018 848659-05 Filed CHICAGO, IL 10/1/2018 848658-05 Filed Pioneer ILS Bridge Fund Boston, MA 10/1/2018 848755-59 Filed REITless Impact Income Strategies LLC Smart Trust 398 (Smart Trust, Argus Dividend Growers Total Return Trust, Series 18) Smart Trust 398 (Smart Trust, Morningstar Dividend Yield Select Trust, Series 7) Transamerica Funds Transamerica International Stock Class A Shares Transamerica Funds Transamerica International Stock Class I Shares Transamerica Funds Transamerica International Stock Class I2 Shares Transamerica Funds Transamerica International Stock Class R6 Shares Number of Investment Company Filings: 119 Salt Lake City, UT 10/1/2018 848676-25 Filed Parsippany, NJ 10/1/2018 848665-05 Filed Parsippany, NJ 10/1/2018 848657-05 Filed Denver, CO 10/1/2018 848760-03 Filed Denver, CO 10/1/2018 848761-03 Filed Denver, CO 10/1/2018 848762-03 Filed Denver, CO 10/1/2018 848763-03 Filed Page 9 of 10
Federal Covered Security-Regulation D Notice Filings Made with DFI s Securities Blackhorn Aperia SPV, LLC Boulder, CO 10/5/2018 848769-07 Filed Cognos Therapeutics Inc Los Angeles, CA 10/5/2018 848782-07 Filed CR Iconic Village LLC San Francisco, CA 10/5/2018 848780-07 Filed Crown Scurry #5 Joint Venture Carrollton, TX 10/5/2018 848779-07 Filed Deloitte touche Tohmatsu services, Inc. New York, NY 10/5/2018 848776-07 Filed EMG PRES Equity, LP Dallas, TX 10/5/2018 848770-07 Filed envista Carmel, IN 10/5/2018 848783-07 Filed EPQ LLC AMT PS San Francisco, CA 10/5/2018 848778-07 Filed MAG Fund I, L.P. Houston, TX 10/5/2018 848777-07 Filed MGG SF Evergreen Fund LP New York, NY 10/5/2018 848775-07 Filed MHP Boston Investments, LLC Loveland, CO 10/5/2018 848768-07 Filed Old Saybrook Apartments QP, LLC Chicago, IL 10/5/2018 848772-07 Filed Parker Monrovia Venture, L.P. Northridge, CA 10/5/2018 848774-07 Filed Protecht, Inc. Newport Beach, CA 10/5/2018 848781-07 Filed SLA Private Investors, LLC New York, NY 10/5/2018 848767-07 Filed WAG-HCI Fund, LLC Columbus, OH 10/5/2018 848773-07 Filed Wurzbach Portfolio, LP Austin, TX 10/5/2018 848771-07 Filed Connect Dynamics, Inc. Memphis, TN 10/4/2018 848766-07 Filed Number of Regulation D Notice Filings: 18 Franchise Law Filings Made with DFI s Securities Legal Name / Trade Name Location Date Budget Blinds, LLC / Budget Blinds INFINIUM REALTY GROUP INC / HELP-U-SELL REAL ESTATE QuickHIT International Inc. / QuickHIT Fitness Lab Alamo Drafthouse Cinemas, LLC / Alamo Drafthouse Cinema Irvine, CA 10/5/2018 620161 Registered SARASOTA, FL 10/5/2018 620160 Registered Onalaska, WI 10/4/2018 620158 Registered Austin, TX 10/4/2018 620157 Registered Line-X Franchising, LLC / LINE-X Huntsville, AL 10/2/2018 620151 Registered BAB Systems, Inc. / My Favorite Muffin Number of Franchise Filings: 6 Deerfield, IL 10/1/2018 620133 Registered Page 10 of 10