(I) (a) Statement showing Shareholding Pattern UNIPHOS ENTERPRISES LIMITED SHAREHOLDING PATTERN AS ON 31.12.213 BSE SCRIP CODE : 5429 Name of Script : UNIPHOS Class of Security : Equity Quarter Ended : 31.12.213 Cate- gory Partly paid up shares partly paid number of partly number of shares Code up shares paid up shares of the Company Outstanding Convertible outstanding No. of outstanding Con. No. of shares of the Company, assuming full conversion of the warrants number of warrants number of shares Warrants of the Company assuming full conversion of warrants paid up capital of the Company, assuming full conversion of warrants and convertible securities Cate- No. shareholding as gory Category of Share- of shares shares held a percentage of total otherwise encumbered Code Shareholders holders in demated number of shares As a form As a percentage of Shares % (A+B)1 (A+B+C) Shares pledged or ( I ) ( II ) ( III ) ( IV ) ( V ) ( VI ) ( VII ) ( VIII ) (IX )=(VIII)/(IV)*1 (A) Shareholding of Promoter and Promoter Group2 (1) Indian (a) Individuals/H.U.F 9 42273 42273.6.6 (b) Cental/State Government(s) ( c) Bodies Corporate 1 4622121 4622121 66.22 66.18 (d) Financial Institutions/Banks (e) Any Other (specify) Sub- (A)(1) 1 46442394 46442394 66.82 66.78 (2) Foreign (a) Non Resident Individuals/ Foreign Nationals (b) Bodies Corporate ( c) Institutions (d) Qualified Foreign Investor (e) Any Other (specify) Sub_ (A)(2) holding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 1 46442394 46442394 66.82 66.78 (contd 2)
Name of the Company : Uniphos Enterprises Limited Page # 2 BSE SCRIP CODE : 5429 Name of Script : UNIPHOS Class of Security : Equity Quarter Ended : 31.12.213 No. shareholding as Shares pledged or Cate- Category of Share- of shares shares held a percentage of total otherwise encumbered gory Shareholders holders in demated number of shares As a Code form As a percentage of Shares % (A+B)1 (A+B+C) ( I ) ( II ) ( III ) ( IV ) ( V ) ( VI ) ( VII ) ( VIII ) (IX )=(VIII)/(IV)*1 (B) Public Shareholding3 (1) Institutions (a) Mutual Fund/UTI 3 226 226 (b) Financial Institutions/Banks 7 32 32 ( c) Central/State Government(s) (d) Venture Capital Funds (e) Insurance Companies 2 956456 956456 1.38 1.38 ( f) Foreign Institutional Investors 14 563137 5629457 8.1 8.1 (g) Foreign Venture Cap. Inv (h) Qualified Foreign Investor (i) Any Other (specify) Sub- (B)(1) 26 6593223 6591373 9.49 9.48 N. A. N. A. (2) Non Institutions (a) Bodies Corporate 377 12322 1217748 1.77 1.77 (b) Individuals i) Holding nominal share capital upto Rs. 1 lakh 1362 6229553 5667145 8.96 8.96 ii) Holding nominal share capital in excess of Rs. 1 lakh. 9 2623416 2623416 3.77 3.77 (c) Qualified Foreign Investor ( d) Any Other(specify) Non Resident Individuals 723 638299 617927 9.18 9.18 Sub- (B)(2) 14729 1646527 15687336 23.69 23.68 N. A. N. A. Public shareholding (B)=(B)(1)+(B)(2) 14755 2358493 2227879 33.18 33.16 TOTAL (A)+(B) 14765 695887 6872113 1 99.94 N. A. N. A. ( C) Shares held by Custodians and against which Depository N. A. N. A. Receipts have been issued 1 Promoter and Promoter Group 2 Public 3 44962 44162.6.6 N. A. N. A. GRAND TOTAL (A)+(B)+( C) 14768 69545849 68765265 1
UNIPHOS ENTERPRISES LIMITED (I) (b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Promoter and Promoter Group" Sr.No. Name of the shareholder Details of shares held Encumbered shares (*) Details of Warrants Details of Convertible shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital No. of As a % of Number As a As a % of No. of As a % No. of As a % shares held grand total Percentage grand total warrants total No. of Convertible total No. of (A)+(B)+( C) (A)+(B)+( C) held warrants securities convertible of sub-clause of the same held securities ( I ) (a) class of the same class ( I ) ( II ) ( III ) ( IV ) ( V ) ( VI ) ( VII ) ( VIII ) ( IX ) ( X ) ( XI ) ( XII ) 1 NERKA CHEMICALS PVT LTD 4622121 66.18 66.18 2 SHILPA R SHROFF 178511.26.26 3 SHILPA SHROFF 15612.22.22 4 JYOTSNA J BHATT 455.7.7 5 JYOTINDRA MANSHANKAR BHATT 46.6.6 6 JYOTSNA JYOTINDRA BHATT 21 7 VARUN JAIDEV SHROFF 13 8 SHAILA SHASHIKUMAR SHROFF 85 9 TANIA JAIDEV SHROFF 5 1 SHAILA SHASHIKUMAR SHROFF 3 46442394 66.78 66.78 (*) The term "encumbrance" has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 211. (I) (c ) (i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares Sr.No. Name of the shareholder Shares as a Details of warrants Details of Convertible shares (including shares percentage of total No. of warrants As a % No of convertible % w.r.t underlying shares held number of shares held total securities held total No. of assuming full {i.e. Grand of No. of convertible conversion of warrants (A)+(B)+( C) warrants of securities of and conv. ) indicated in same the same as a % of diluted statement at para class class share capital ( I ) (a) above} 1 VINOD MOHAN NAIR 574818 8.27 8.27 2 ARES DIVERSIFIED 3145 4.52 4.52 3 EOS MULTI STRATEGY FUND LTD 961653 1.38 1.38 4 LIFE INSURANCE CORPORATION OF INDIA 898756 1.29 1.29 5 ACACIA PARTNERS, LP 733254 1.5 1.5 TOTAL 11486771 16.52 16.52
(I) (c ) (ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares Sr.No. Name(s) of the shareholder(s) Shares as a Details of warrants Details of Convertible shares and the Persons Acting in Concert shares percentage of total No. of warrants As a % No of convertible % w.r.t (including underlying ( PAC ) with them number of shares held total securities held total No. of shares assuming full {i.e. Grand of No. of convertible conversion of (A)+(B)+( C) warrants of securities of warrants and indicated in same the same convertible securities) as statement at para ( I ) (a) above} class class a % of diluted share capital 1 VINOD MOHAN NAIR 574818 8.27 8.27 TOTAL 574818 8.27 (I) (d) Statement showing details of locked-in shares Sr.No. Name of the shareholder N I L Category of shareholders Promoters / Public locked-in shares Locked-in shares as a percentage of total number of shares {i.e.grand of (A)+(B)+( C) indicated in Statement at para (I)(a) above}
(II) (a) Statement showing details of Depository Receipts (DRs) BSE SCRIP CODE : 5429 UNIPHOS ENTERPRISES LIMITED NAME OF SCRIPT : UNIPHOS Quarter ended : 31.12.213 Sr.No. Type of Shares underlying outstanding DR outstanding shares outstanding DRs as a (ADRs, GDRs, DRs underlying percentage of total number of SDRs. Etc.) outstanding shares {i.e.grand of DRs (A)+(B)+( C) indicated in Statement at para (I)(a) above 1 GDR 22481 44962.6 (II) (b) Statement showing holding of Depository Receipts (DRs) where underlying shares held by "promoter/promoter group" are in excess of 1% of the total number of shares BSE SCRIP CODE : 5429 NAME OF SCRIPT : UNIPHOS Quarter ended : 31.12.213 Sr.No. Name of the Type of Shares underlying DR holder. outstanding shares outstanding DRs as a DR underlying percentage of total number of (ADRs, outstanding shares {i.e.grand of GDRs, DRs (A)+(B)+( C) indicated in SDRs. etc.) Statement at para (I)(a) above N I L