Shareholding Pattern as per Regulation 3()(b) of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 25 for the quarter ended 3th June, 28 Name of Listed Entity: Alembic Pharmaceuticals Limited 2 Scrip Code/Name of Scrip/Class of Security: BSE: 533573 NSE: APLLTD 3 Share Holding Pattern Filed under: Reg. 3()(a)/Reg. 3(}{b)/Reg.3(}{c) a. If under 3(}{b) then indicate the report for Quarter ending: 3th June, 28 b. If under 3(}{c) then indicate date of allotment/extinguishment: NA 4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes* No* Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any against which depository receipts are issued? No 4 Whether the Listed Entity has any in locked-in? No 5 Whether any held by promoters are pledge or otherwise encumbered? No *If the Listed Entity selects the option 'No' for the questions above, the columns for the partly paid up, Outstanding Convertible Securities/Warrants, depository receipts, locked-in, No of pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is 'No' declared by Listed Entity in above table the values will be considered as 'Zero' by default on submission of the format of holding of specified securities. 5 The tabular format for disclosure of holding of specified securities is as follows:-
Table I - Summary Statement holding of specified securities Category Category of shareholder Number No. offully No. of No. of Total nos. Sharehold Number of Voting Rights held in each class of No. of Shareholdi Number of Locked in Number of Shares pledged Number of of paid up equity Partly held ing as a% securities Shares ng, as a% or otherwise encumbered equity sharehold held paid-up underlyin of Underlying assuming held in ers equity g no. of No of Voting Rights Total as a Outstandin full No. (a) Asa% of No. (a) dematerialise Depositor g %of conversion d form held y Receipts (calculate (A+B+C) convertible of Shares Shares d as per securities convertibl 5CRR, Class eg: X Class eg: y Total (including e 957) Warrants) securities ( as a percentage of diluted share capital) (I) (II) () (IV) (V) (VI) (VII)= (VIII) (IX) (X) (XI)= (XII) (XIII) (XIV) (IV)+(V)+ (VI) (VIIJ+(X)As (A+B+C2) a%of (A+B+C2) (A) Promoter & Promoter Grouo 2 3754973 3754973 72.9642 3754973 3754973 72.9642 72.9642.. 3754973 (B) Public 468 596684 596684 27.358 596684 596684 27.358 27.358.. 4886 (C) Non Promoter - Non Public..... (Cl) Shares Underlvine: ORs..... (C2) Shares Held By Employee Trust..... Total 4682 894 894. 894 894.... 85629674
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of shareholders PAN Nos. of No. offully sharehold paid up equity ers held Partly No. of Total nos. paid-up underlyin g held equity held Sharehold ingas% Number of Voting Rights held in each class of securities (calculate d as per SCRR, Depositor y Receipts No of Voting Rights 957) Class eg: X Class eg: Total No. of Shareholdin Shares g,asa% Underlying assuming full Total as a Outstandin g conversion %of Total convertible of Voting securities convertible Rights (including y Warrants) Number of locked in Number of Shares pledged or otherwise encumbered No. (a) securities I as a percentage No. (a) Shares Shares Number of equity held in dematerialise dform of diluted share capital) (I) ( ) (bl!cl Id\ Indian Individuals/ Hindu Undivided Familv Chirayu Ramanbhai Amin Malika ':hirayu Amin Pranav Chirayu Amin Shaunak Chirayu Amin Udit Chirayu Amin lnaaya Shaunak Amin Naintara Shaunak Amin Ranvir Pranav Amin Samira Pranav Amin Central Government/ State Governmentfsl Financial Institutions / Banks Anv Other (Soec~) Bodies Cornorate Alembic limited Shreno Ltd Nirayu Pvt limited Paushak limited Trusts Vidyanidhi Trust Arogyavardhini Society Utkarsh Vidyakendra Ujjwal Vidyalaya Laburnum Family Trust" Virsad Family Trust" Limited liabilitv Partnership Viramya Packlight LLP 2 (a) lb\ lei fdl () Sub Total IA)ll) Foreien Individuals (Non-Resident Individuals/ Foreign Individuals) Government Institutions Forelan Portfolio Investor ABMPA5729P ABMPA573G ABMPA5 73H ABJPA6783G ACKPA4 56E BHYPA984K ARXPA76E APDPA25A AIPPA989C AABCA795P AABCA7953Q AAA CN7427K AAACD 56G AAA TV633L AAA TA232D AAATU282C AAA TU3G AABAL258C AACAV476B AAOFV556H (Ill) (IV) (VJ (VI) (VII)= (IV)tjV)+ (Vi) (VIII) (A+B-+C 2) (IX) (X) (XI)= (Vil)tjX) As (XII) (XIII) (XIV] a%of (A+BtC2 ) 9 67955 67955 5.66 5 67955 I 67955 5.665... 67955 452465 3573 98 452465 3573 98 698 698 3 3 3 3 2.3985.5944.5357.5342.5342.59.59.59.59. 452465 3573 9 8 698 698 3 3 3 3 3573 98 698 698 3 3 3 3 2.3985.5944.5357.5342.5342.59.59.59.59... 452!~ 3,73.................. 452465 698 698 3 3 3 3........ 98 698 698 3 3 3 3..... 4 2557788 5554528 269878 2557788 5554528 269878 66.639 29.4625.9799 26.7 2557788 5554528 2557788 5554528 269878 66.639 29.4625.9799............ 2557788 5554528 269878.5.6893.4294.49.776 2994 8955 2895 4625.33...5.5 72. 9642..... 6225 2 2 9 9 3754973 2994 8955 2895 4625 6225 2 2 2 2994 8955 2895 4625 2 2 9 9 3754973 6 2994 8955 2895 4625 6225 269878 26.7.. 9 9 3754973 6225 2 2 9 9 3754973.5.6893.4294.49.776.33...5.5 72. 9642........................................... 2994 8955 2895 4625 6225..... 2 2 9 9 3754973
(el Anv Other (Soecifv)..... Sub Total (A)(Z)..... Total Shareholding Of Promoter 2 3754973 3754973 72.9642 3754973 3754973 72.9642... 3754973 And Promoter Group (A)= fallll+faiizi,73,25 Equity Shares held in the name of Chirayu Ramanbhai Am in In representative capacity of Karta of Chirayu Ramanbhai Am in HUF. /\Equity Shares held in the name of the Trustees on behalf of the Trust. Details of Shares wh ich rema in unclaimed may be given hear along with details such as number of shareholders, outstanding held in demat/unclaimed suspense account, voting rights wh ich are frozen etc.: N.A. Note: () PAN would not be displayed on website of Stock Exchange(s) (2 The term 'Encumbrance' has the same meaning as assigned under regulation 28(3) of SEBI {Substantial Acquisition of Shares and Takeovers) Regulations, 2.
Table Ill - Statement showing shareholding pattern of the Public Shareholder Category & Name of PAN Nos. of No. of fully Partly No.of Total nos. Sharehold Number of Voting Rights held in each class No. of Shareholding Number of locked in Number of Shares pledged Number of shareholders sharehold paid up equity paid-up held ing% of securities Shares,as a% or otherwise encumbered equity ers held equity underlyin (calculate Underlying assuming full held in g d as per No of Voting Rights Total as a Outstandin conversion of No. (a) No. (a) de materialise held Depositor SCRR, %of Total g convertible dform y Receipts 957) Voting convertible securities { Shares Shares Rights securities as a ClassX ClassY Total (including percentage (Equity Warrants) of diluted Shares) share capital) () (II) (Ill) (IV) (V) (VI) (VII)= (VIII) (IX) (XI (XI)= (Vll)+(X) (XII) (XIII) (XIV) (IV)+(V)+ (VI) (A+s+<:2) (A+s+<:2) Institutions la) Mutual Fund 9 9888693 9888693 5.2455 9888693 9888693 5.2455... 9888693 ICICI Prudential Mutual Fund AAA AI38F 6427488 6427488 3.495 6427488 6427488 3.495... 6427488!bl Venture Caoital Funds..... Id Alternate Investment Funds 762 762.38 762 762.38... 762 (d) Foreign Venture Capital..... Investors lei Fcrelen Portfolio Investor 82 6456483 6456483 8.7295 6456483 6456483 8.7295... 6456483 Elara India Opportunities Fund AABCE637N 23349C 23349.2272 23349 23349C.2272... 23349 limited Matthews India Fund AABTM657F 447557 447557 2.2 447557 447557 2.2... 447557 Cresta Fund Limited AADCC2634A 25477 25477.355 25477 25477.355... 25477 (fl Financial Institutions/ Banks 532547 532547.2825 532547 532547.2825... 57447 I ) Insurance Comoanies..... (hi Provident Funds/ Pension Funds..... (ii Any Other (Specify) 325 325.7 325 325.7... 325 Forelen Bank 325 325.7 325 325.7... 325 Sub Total (8() 4 26952594 26952594 4.2973 26952594 26952594 4.2973... 26937494 2 Central Government/ State..... Government(s)/ President of India Sub Total (8(2)..... 3 Non-Institutions!al Individuals i. Individual shareholders 4448 54748 54748 8.753 54748 54748 8.753... 2556533 holding nominal share capital up to Rs. 2 lakhs. ii. Individual shareholders 2 459222 459222 2.3973 459222 459222 2.3973... 459222 holding nominal share capital in excess of Rs. 2 lakhs.!bl NBFCs registered with RBI 5 2978 2978.6 2978 2978.6... 2978 (cl Emclovee Trusts..... (di Overseas Depositories{holding..... DRs ) (balancing figure)!el Anv Other (5oecifv) 2272 48299 48299 2.644 48299 48299 2.644... 464374 Trusts 4 243 243.66 243 243.66... 9563 Hindu Undivided Family 757 4457 4457.236 4457 4457.236... 4457
I Non Resident Indians (Non 344 45269 45269.223 45269 45269.223... 43444 Reoatl Non Resident Indians lrenat) 68 2246 2246.74 2246 2246.74... 2246 Foreign Portfolio Investor..... undividuan Unclaimed Suspense Account 7778 7778.422 7778 7778.422... 7778 Clearino Member 27 94699 94699.52 94699 94699.52... 94699 Bodies Coroorate 358 2433 2433.25 2433 2433.25... 22883 Sub Total (8)(3) 46697 244247 244247 2.7386 244247 244247 2.7386... 2437 Total Public Shareholding (Bl= 468 59668 4 596684 27.358 59668 4 596684 27.358. I tbllll+lbh2+lbh3l.. 4886 Details of the shareholders acting as persons in Concert including their Shareholding (No. and%) Details of Shares which remain unclaimed mav be etven hear alone with d etails such as number of shareholders, outstanding held in demat/unclaimed suspense account, voting rights which are frozen etc. Number of Outstanding Shares in unclaimed Voting Rights which are Shareholders suspense account frozen 2763 7778 7778 Note: {) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to be disclosed along with the name of following persons:lnstitutions/non Institutions holding more than % of number of. (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian.
Table IV Statement showing shareholding pattern of the Non Promoter- Non Public Shareholder Category & Name of PAN Nos. of No. offully Partly No. of Total nos. Shareholdi Number of Voting Rights held in each class No. of Shareholdin Number of Locked in Number of Shares Number of shareholders sharehold paid up equity paid-up underlying held ng% of securities Shares g,asa% pledged or otherwise equity ers held equity Depository (calculate Underlying assuming encumbered held In Receipts d as per No of Voting Rights Total as a Outstandin full No. (a) No. (a) dematerialise held SCRR, %of Total g conversion dform 957) Voting convertible of Shares Shares Rights) securities convertible ClassX Class Y Total (including securities ( (I) (II) (Ill) (IV) (V) (VI) (Vll)a (VIII) (IX) (X) (XI) (XII) (XIII) (XIV} (IV)+(V)+ (VI) (Vll)+(X) As (A+B+C2 ) a%ol (A+B+C2) Custodian/DR Holder..... 2 Employee Benefit Trust (under..... SEBI (Share based Employee Benefit) Regulations, 24) Total Non-Promoter- Non Public..... Shareholding (C)a (C)(l)+(C)(2) Warrants) as a percentage of diluted share capital) Note: (} PAN would not be displayed on website of Stock Exchange{s). (2) The above format needs to disclose name of all holders holding more than % of number of. (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent Information available. For Alembic Pharmaceuticals limited ~~ Company Secretary