hold Pattern under Regulation 31 of SEBI (List Obligations and Disclosure Requirements) Regulations, 215 1 2 3 4 Name of Listed Entity: Rico Auto Industries Limited Scrip Code/Name of Scrip/ of Security: BSE/NSE/528/RICOAUTO / EQUITY Hold Pattern Filed under: Reg. 31(1)/Reg. 31(1)/Reg.31(1)(c): 31(1) a. If under 31(1) then indicate the report for Quarter end: 3/9/218 b. If under 31(1)(c) then indicate date of allotment/extuishment Declaration: The Listed entity is required to submit the follow declaration to the extent of submission of information:- Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Converti Securities or Warrants? No 3 Whether the Listed Entity has any against which depository receipts are issued? No 4 Whether the Listed Entity has any in locked-in? No 5 Whether any by promoters are pledge or otherwise encumbered? No * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Outstand Converti Securities/Warrants, depository receipts, locked-in, No of pledged or otherwise encumbered by promoters, as applica, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above ta the values will be considered as Zero by default on submission of the format of hold of specified. 5 The tabular format for disclosure of hold of specified is as follows:
RICO AUTO INDUSTRIES LIMITED Ta I - Summary Statement hold of specified Category Category of holder hol ders fully paid up Partly underly Deposi tory Receipts hol d as a % of total no. of (calculat ed as per SCRR, 1957) Vot Rights in class of eg: X No of Vot Rights eg: y each as a % of (A+B+C) Underly Outstand (includ Warrants) hold, as a % assum full conver sion of (as a percent age of diluted capital) Locked in total pledged or otherwise encumbered total in demateria lised form (I) (II) (III) (IV) (V) (VI) (VII) = (IV+V+ VI) (VIII) As a % of (XI)= (IX) (X) (VII+X) As a % of (XII) (XIII) (XIV) (A) Promoter & Promoter Group 14 67769978 67769978 5.9 67769978 67769978 5.6 5.9.. 67769978 (B) Public 6538 6751522 6751522 49.91 6617495 6617495 49.4 49.91.. 6693786 (C) Non Promoter - Non Public..... (C1) Underly DRs N.A.... (C2) Held By Employee Trust..... 6552 135285 135285 1. 133944928 133944928 1. 1... 13477784
RICO AUTO INDUSTRIES LIMITED Ta II - Statement show hold pattern of the Promoter and Promoter Group Category & Name of the holders PAN hol ders fully paid up Partly underly Deposi tory Receipts of hold % calculat ed as per SCRR, 1957) Vot Rights in each class of eg: X No of Vot Rights eg: y as a % of Vot Rights Underly Outstand (includ Warrants) hold, as a % assum full conver sion of (as a percent age of diluted capital) Locked in of total pledged or otherwise encumbered total in demateria lised form (I) (II) (III) (IV) (V) (VI) (VII) = of (IV+V+ VI) (VIII) (XI)= (IX) (X) (VII+X) As a % of (XII) (XIII) (XIV) 1 Indian Individuals / Hindu Undivided Family 1 27491188 27491188 2.32 27491188 27491188 2.52 2.32.. 27491188 ARVIND KAPUR AERPK9677E 1265246 1265246 9.35 1265246 1265246 9.45. 9.35.. 1265246 ARUN KAPUR ACBPK798C 865116 865116 6.39 865116 865116 6.46. 6.39.. 865116 RAKESH KAPUR AERPK9676F 239872 239872 1.77 239872 239872 1.79. 1.77.. 239872 SHALINI KAPUR AIXPK5439J 1396148 1396148 1.3 1396148 1396148 1.4. 1.3.. 1396148 UPASNA KAPUR AARPK2357D 96692 96692.71 96692 96692.72..71.. 96692 RITU KAPUR BVIPK1341Q 72314 72314.53 72314 72314.54..53.. 72314 NYLA KAPUR AGHPK635G 3544 3544.26 3544 3544.26..26.. 3544 SAMARTH KAPUR BJSPS338D 1948 1948.14 1948 1948.15..14.. 1948 SHIVANI KAPUR AKMPK1377Q 1498 1498.11 1498 1498.11..11.. 1498 PROMILA SIKKA AIKPS44E 4 4. 4 4..... 4 Central Government / State Government(s)...... (c) Financial Institutions / Banks...... (d) Any Other (Specify)...... Bodies Corporate 3 419979 419979 29.71 419979 419979 3.1. 29.71.. 419979 KAPSONS MANUFACTURING AAACK7243A 2838321 2838321 15.4 2838321 2838321 15.56. 15.4.. 2838321 AND SERVICES PRIVATE LIMITED MERAKI MANUFACTURING AND FINVEST ADVISORS PVT. LTD. AAKCM878C 1179841 1179841 8.72 1179841 1179841 8.8. 8.72.. 1179841 HIGAIN INVESTMENT PVT LTD AAACH276J 757628 757628 5.6 757628 757628 5.65. 5.6.. 757628 Sub (A)(1) 13 6769978 6769978 5.4 6769978 6769978 5.54. 5.4.. 6769978 2 Foreign. Individuals (Non-Resident Individuals / Foreign Individuals) 1 79 79.6 79 79.6..6.. 79 ROMILLA BAHL ANEPB9143N 79 79.6 79 79.6..6.. 79 Government...... (c) Institutions...... (d) Foreign Portfolio Investor...... (e) Any Other (Specify)...... Sub (A)(2) 1 79 79.6 79 79.6..6.. 79 hold of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 14 67769978 67769978 5.9 67769978 67769978 5.6 5.9.. 67769978 Details of which remain unclaimed may be given here along with details such as number of holders, outstand in demat/unclaimed suspense account, vot rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s) (2) The term 'Encumbrance' has the same mean as assigned under regulation 28(3) of SEBI (Substantial Acquisition of and Takeovers) Regulations, 211.
Details of which remain unclaimed may be given hear along with details such as number of holders, outstand in demat/unclaimed suspense account, vot rights which are frozen etc. (Kindly start fil data from Row No - 3) holders
RICO AUTO INDUSTRIES LIMITED Ta III - Statement show hold pattern of the Public holder Category & Name of holders PAN holders fully Partly underly Deposi tory Receipts (I) (II) (III) (IV) (V) (VI) of (VII) = (IV+V+ VI) hold % calculat ed as per SCRR, 1957) of (VIII) Vot Rights in each class of eg: X No of Vot Rights eg: y in demateria lised form (X) (XI) (XII) (XIII) (XIV) 1 Institutions NA Mutual Fund 5 114833 114833 8.49 114833 114833 8.57 8.49. NA 114833 L&T MUTUAL FUND TRUSTEE LTD - L&T EMERGING BUSINESS FUND AAATC446E 319873 319873 2.36 319873 319873 2.39 2.36. NA 319873 RELIANCE CAPITAL TRUSTEE CO LTD A/C RELIANCE REGULAR SAVINGS FUND- BALANCED OPTION AAATR9B 495323 495323 3.66 495323 495323 3.7 3.66. NA 495323 PRINCIPAL TRUSTEE COMPANY PVT LTD A/C PRINCIPAL MUTUAL FUND- PRINCIPAL MUTUAL TAX SAVER FUND AAATP667N 176679 176679 1.31 176679 176679 1.32 1.31. NA 176679 ASHMORE INDIA OPPRTUNITIES FUND AAFTA7838K 142181 142181 1.5 142181 142181 1.6 142181 Venture Capital Funds.... NA (c) Alternate Investment Funds.... NA (d) Foreign Venture Capital Investors.... NA (e) Foreign Portfolio Investors 18 1234626 1234626.91 1234626 1234626.92.91. NA 1234626 (f) Financial Institutions / Banks 2 88851 88851.7 88851 88851.7.7. NA 88851 (g) Insurance Companies.... NA (h) Provident Funds/Pension Funds.... NA (i) Any Other (Specify).... NA Sub (B)(1) 25 128378 128378 9.46 128378 128378 9.56 9.46. NA 128378 2 Central Government/ State Government(s)/ President of India 1 38492 38492.3... NA 38492 Sub (B)(2) 1 38492 38492.3... NA 38492 3 Non-Institutions. NA Individuals: 63568 46897252 46897252 34.67 46897252 46897252 35.1 34.67. NA 4632536 i. Individual holders hold nominal capital up to Rs. 2 lakhs. 63556 4333277 4333277 29.81 4333277 4333277 3.11 29.81. NA 39756561 ii. Individual holders hold nominal capital in excess of Rs. 2 lakhs. 12 6563975 6563975 4.85 6563975 6563975 4.9 4.85. NA 6563975 MUKUL AGARWAL AAFPA4859G 2 2 1.48 2 2 1.49 1.48. NA 2 NBFCs registered with RBI 1 4 4. 4 4... NA 4 (c) Employee Trusts.... NA (d) Overseas Depositories (hold DRs) (balanc figure).... NA (e) Any Other (Specify) 1443 7775494 7775494 5.75 6473914 6473914 4.83 5.75. NA 7774994 Bodies Corporate 567 55845 55845 4.7 4199265 4199265 3.14 4.7. NA 55345 Non Resident Individuals 871 2253129 2253129 1.67 2253129 2253129 1.68 1.67. NA 2253129 Trusts 5 2152 2152.2 2152 2152.2.2. NA 2152 Cooperative Society.... NA Sub (B)(3) 6512 5467275 5467275 4.41 5337117 5337117 39.85 4.41. NA 5495534 Public hold (B)= (B)(1)+(B)(2)+(B)(3) 6538 6751522 6751522 49.91 6617495 6617495 49.4 49.91. NA 6693786 Details of the holders act as persons in Concert includ their hold ( and %): Details of which remain unclaimed may be given here along with details such as number of holders, outstand in demat/unclaimed suspense account, vot rights which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to be disclosed along with the name of follow persons:institutions/non Institutions hold more than 1% of total number of (3) W.r.t. the information pertain to Depository Receipts, the same may be disclosed in the respective columns to the extent information availa and the balance to be disclosed as by custodian. (IX) as a % of Vot Rights Underly Outstand (includ Warrants) hold, as a % assum full conver sion of (as a percent age of diluted capital) Locked in of total pledged or otherwise encumbered (Not applica) total (Not applica)
Details of the holders act as persons in Concert includ their hold: (Kindly start fil data from Row No - 3) Name of holder Name of PAC Hold %
Details of which remain unclaimed may be given hear along with details such as number of holders, outstand in demat/unclaimed suspense account, vot (Kindly start fil data from Row No - 3) holders 6429 13158
RICO AUTO INDUSTRIES LIMITED Ta IV - Statement show hold pattern of the Non Promoter- Non Public holder Category & Name of the holders PAN holders fully Partly underly Depository Receipts of hold % calculat ed as per SCRR, 1957) Vot Rights in each class of No of Vot Rights eg: X eg: y as a % of Vot Rights Underly Outstand (includ Warrants) hold, as a % assum full conver sion of (as a percent age of diluted capital) Locked in of total pledged or otherwise encumbered (Not applica ) total (Not applica) in demateria lised form (I) (II) (III) (IV) (V) (VI) (VII) = (IV+V+ VI) of (VIII) (IX) (X) (XI) (XII) (XIII) (XIV) 1 Custodian/DR Holder.... NA 2 Employee Benefit Trust (under SEBI ( based Employee Benefit) Regulations, 214).... NA Non-Promoter- Non Public hold (C)= (C)(1)+(C)(2).... NA Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders hold more than 1% of total number of (3) W.r.t. the information pertain to Depository Receipts, the same may be disclosed in the respective columns to the extent information availa