Mashreq s Tracker Note Performances As of 4 th January 2015
Table of Contents Page M.E.E.T Tracker 3 KSA Tracker 4 Egypt Tracker 5 India Tracker 6 GCC High Dividend Yield Tracker 7 GCC Financial Tracker 8 GCC Real Estate Tracker 9 GCC Large Cap Tracker 10 UAE Tracker 11 Global Dividend Yield Blue Chip Tracker 12 US Buy Back Thematic Portfolio 13 2
1-Equity Tracker: M.E.E.T Tracker MEET Tracker* The Middle East Equity Tracker note is a, AED denominated, linked to stocks listed in the UAE, Qatar and KSA. The Investment is designed to enable the Client to invest in a note that tracks the performance of Underlying which may not be easily accessible, including any dividends paid during the of the Investment. The redemption value of the underlying will be paid on Redemption Date. Minimum Notional AED 500,000 FIRST GULF BANK 18% FINANCIALS UAE EMAAR PROPERTIES 23% REAL ESTATE UAE ABU DHABI COMMERCIAL BANK 11% FINANCIALS UAE ARABTEC HOLDING 13% CONSTRUCTION UAE SAUDI BASIC INDUSTRIES 16% PETROCHEMICALS SAUDI ARABIA 2 M.E.E.T TRACKER 2 S&P PAN ARAB COMPOSITE LARGEMID CAP INDEX (NORMALISED) 250 1 1 50 SAVOLA 10% FOOD PROCESSING SAUDI ARABIA SAMBA 5% FINANCIALS SAUDI ARABIA ETIHAD ETISALAT 4% TELECOM SAUDI ARABIA TRACKER -5.66% -9.47% -25.50% -11.50% BENCHMARK -3.37% -5.21% -18.37% -10.34% 3
2-Equity Tracker: KSA Tracker KSA Tracker* The KSA Equity Tracker is a, SAR denominated, linked to stocks listed in the KSA. The Investment is designed to enable the Client to invest in a note that tracks the performance of Underlying which may not be easily accessible, including any dividends paid during the of the Investment. The redemption value of the underlying will be paid on Redemption Date. Minimum Notional SAR 500,000 SAUDI BASIC INDUSTRIES 20.00% PETROCHEMICALS SAUDI ARABIA SAVOLA 11.43% FOOD PROCESSING SAUDI ARABIA HERFY FOOD SERVICES 11.43% FOOD PROCESSING SAUDI ARABIA SAMBA 11.43% FINANCIALS SAUDI ARABIA ETIHAD ETISALAT 11.43% TELECOM SAUDI ARABIA Maximum Leverage 1: 0.6 250 KSA TRACKER SAUDI TADAWUL ALL SHARE INDEX (NORMALISED) 1 1 50 SAUDI TELECOM 11.43% TELECOM SAUDI ARABIA AL TAYYAR TRAVEL GROUP 11.43% TOURISM SAUDI ARABIA FAWAZ ABDULAZIZ ALHOKAIR & CO 11.42% CLOTHING RETAILER SAUDI ARABIA TRACKER -5.66% -3.39% -24.16% -11.73% BENCHMARK -5.05% -6.12% -22.50% -13.20% 4
3-Equity Tracker: Egypt Tracker Egypt Tracker* The Egypt Tracker note is a, USD denominated, linked to stocks listed in the Egypt. The Investment is designed to enable the Client to invest in a note that tracks the performance of Underlying which may not be easily accessible, including any dividends paid during the of the Investment. The redemption value of the underlying will be paid on Redemption Date. Minimum Notional USD,000 EFG-HERMES HOLDING 14.3% FINANCIALS EGYPT TMG HOLDING 14.3% REAL ESTATE EGYPT TELECOM EGYPT 14.3% TELECOM EGYPT JUHAYNA FOOD INDUSTRIES 14.3% CONSUMER EGYPT 2 2 250 1 1 50 EGYPT TRACKER CASE INDEX (NORMALISED) PALM HILLS DEVELOPMENTS 14.3% REAL ESTATE EGYPT MEDINET NASR HOUSING 14.3% ENGINEERING EGYPT ORIENTAL WEAVERS 14.3% CONSUMER EGYPT TRACKER 1.15% -6.13% -6.% 4.77% BENCHMARK 2.07% -5.62% -8.23% 8.09%
4-Equity Tracker: India Tracker India Tracker* The India Tracker note is a, USD denominated, linked to listed ADRs of Indian companies. The Investment is designed to enable the Client to invest in a note that tracks the performance of Underlying which may not be easily accessible, including any dividends paid during the of the Investment. The redemption value of the underlying will be paid on Redemption Date. Minimum Notional USD,000 WISDOM TREE INDIA EARNINGS 30% INDEX FUND INDIA INFOSYS ADR 10% IT INDIA COGNIZANT TECHNOLOGY SOLUTIONS 10% IT INDIA TATA MOTORS ADR 10% AUTOMOTIVE INDIA 1 1 50 INDIA TRACKER MSCI USD INDEX (NORMALISED) HDFC BANK ADR 10% FINANCIALS INDIA ISHARES MSCI INDIA ETF 30% INDEX FUND INDIA TRACKER 2.68% -3.52% 4.27% 2.24% BENCHMARK 3.29% -4.19% -0.14% -0.52%
5-Equity Tracker: GCC High Dividend Yield Tracker High Dividend Yield Tracker* The High Dividend Yield Tracker note is a, AED denominated, linked to stocks listed in the UAE, Qatar and KSA. The Investment is designed to enable the Client to invest in a note that tracks the performance of Underlying which may not be easily accessible, including any dividends paid during the of the Investment. The redemption value of the underlying will be paid on Redemption Date. Minimum Notional AED 500,000 COMMERCIAL BANK OF QATAR 16.67% FINANCIALS QATAR DOHA BANK 16.67% FINANCIALS QATAR SAUDI ARABIAN FERTILIZER CO 16.67% PETRO CHEMICALS SAUDI ARABIA 1 GCC HIGH DIVIDEND YIELD TRACKER S&P PAN ARAB COMPOSITE LARGEMIDCAP INDEX (NORMALISED) NATIONAL INDUSTRIALIZATION CO 16.67% PETRO CHEMICALS SAUDI ARABIA ABU DHABI COMMERCIAL BANK 16.67% FINANCIALS UAE AIR ARABIA 16.67% TRANSPORTATION UAE TRACKER -0.73% 0.59% -9.57% -1.95% BENCHMARK -3.37% -5.19% -18.30% -9.80%
6-Equity Tracker: GCC Financial Tracker GCC Financial Tracker* The GCC Financial Tracker note is a, AED denominated, linked to stocks listed in the UAE, Qatar and KSA. The Investment is designed to enable the Client to invest in a note that tracks the performance of Underlying which may not be easily accessible, including any dividends paid during the of the Investment. The redemption value of the underlying will be paid on Redemption Date. Minimum Notional AED 500,000 QATAR NATIONAL BANK 8.33% FINANCIALS QATAR COMMERCIAL BANK OF QATAR 8.33% FINANCIALS QATAR MASRAF AL RAYAN 8.33% FINANCIALS QATAR DOHA BANK 8.33% FINANCIALS QATAR DUBAI ISLAMIC BANK 8.33% FINANCIALS UAE FIRST GULF BANK 8.33% FINANCIALS UAE NATIONAL BANK OF ABU DHABI 8.33% FINANCIALS UAE EMIRATES NBD 8.33% FINANCIALS UAE AL RAJHI BANK 8.33% FINANCIALS SAUDI ARABIA 250 1 1 50 GCC FINANCIAL TRACKER HERMES MENA FINANCIAL INDEX(NORMALISED) SAMBA 8.33% FINANCIALS SAUDI ARABIA RIYAD BANK 8.33% FINANCIALS SAUDI ARABIA SAUDI BRITISH BANK 8.33% FINANCIALS SAUDI ARABIA TRACKER -2.41% -1.22% -10.66% 1.32% BENCHMARK -2.56% -4.42% -13.04% -4.17%
7-Equity Tracker: GCC Real Estate Tracker GCC Real Estate Tracker* The GCC Real Estate Tracker note is a, AED denominated, linked to stocks listed in the UAE, Qatar and KSA. The Investment is designed to enable the Client to invest in a note that tracks the performance of Underlying which may not be easily accessible, including any dividends paid during the of the Investment. The redemption value of the underlying will be paid on Redemption Date. Minimum Notional AED 500,000 EMAAR PROPERTIES 12.50% REAL ESTATE UAE ALDAR PROPERTIES 12.50% REAL ESTATE UAE DEYAAR DEVELOPMENT 12.50% REAL ESTATE UAE UNION PROPERTIES 12.50% REAL ESTATE UAE BARWA REAL ESTATE CO 12.50% REAL ESTATE QATAR 350 330 310 2 2 250 1 1 50 GCC REAL ESTATE TRACKER HERMES MENA REAL ESTATE & HOSPITALITY INDEX (NORMALISED) UNITED DEVELOPMENT CO 12.50% REAL ESTATE QATAR DAR AL ARKAN REAL ESTATE 12.50% REAL ESTATE SAUDI ARABIA SAUDI REAL ESTATE CO 12.50% REAL ESTATE SAUDI ARABIA TRACKER -8.23% -11.43% -28.27% -18.83% BENCHMARK -5.82% -10.00% -22.77% -12.99%
8-Equity Tracker: GCC Large Cap Tracker GCC Large Cap Tracker* The GCC Large Cap Tracker note is a, AED denominated, linked to stocks listed in the UAE, Qatar and KSA. The Investment is designed to enable the Client to invest in a note that tracks the performance of Underlying which may not be easily accessible, including any dividends paid during the of the Investment. The redemption value of the underlying will be paid on Redemption Date. Minimum Notional AED 500,000 EMAAR PROPERTIES 12.50% REAL ESTATE UAE DEYAAR DEVELOPMENT 12.50% REAL ESTATE UAE UNION PROPERTIES 12.50% REAL ESTATE UAE DUBAI ISLAMIC BANK 12.50% FINANCIALS UAE QATAR NATIONAL BANK 12.50% FINANCIALS QATAR 350 330 310 2 2 250 1 1 UAE TRACKER DUBAI FINANCIAL MARKET GENERAL INDEX (NORMALISED) INDUSTRIES QATAR 12.50% INDUSTRIAL QATAR SAUDI BASIC INDUSTRIES 12.50% PETRO CHEMICALS SAUDI ARABIA SAUDI ARABIAN FERTILIZER CO 12.50% PETRO CHEMICALS SAUDI ARABIA TRACKER -5.78% -6.97% -23.06% -11.91% BENCHMARK -3.37% -5.21% -18.37% -10.34%
9- Equity Tracker: UAE Tracker UAE Tracker* The UAE Tracker note is a, AED denominated, linked to stocks listed in the UAE. The Investment is designed to enable the Client to invest in a note that tracks the performance of Underlying which may not be easily accessible, including any dividends paid during the of the Investment. The redemption value of the underlying will be paid on Redemption Date. Minimum Notional AED 500,000 EMAAR PROPERTIES 10% REAL ESTATE UAE DUBAI ISLAMIC BANK 10% FINANCIALS UAE FIRST GULF BANK 10% FINANCIALS UAE DEYAAR DEVELOPMENT 10% REAL ESTATE UAE UNION PROPERTIES 10% REAL ESTATE UAE ARABTEC HOLDING 10% REAL ESTATE UAE 450 430 410 3 3 350 330 310 2 2 250 1 1 DUBAI INVESTMENTS 10% REAL ESTATE UAE DRAKE & SKULL 10% REAL ESTATE UAE NATIONAL BANK OF ABU DHABI 10% FINANCIALS UAE ESHRAQ PROPERTIES 10% REAL ESTATE UAE TRACKER -7.93% -9.63% -26.58% -20.10% BENCHMARK -5.35% -9.52% -23.88% -14.22%
10- Equity Tracker: Global Dividend Yield Blue Chip Tracker Global Dividend Yield Blue Chip Tracker* The Global Dividend Yield Blue-chip Equity Tracker is a, USD denominated, linked to dividend yielding stocks listed worldwide. The Investment is designed to enable the Client to invest in a note that tracks the performance of blue chips stocks which reward their share holders with consistent dividend payments, including any dividends paid during the of the Investment. The redemption value of the Underlying will be paid on Redemption Date Minimum Notional USD 250,000 AT&T INC 5.3% TELECOM UNITED STATES VERIZON COMMUNICATIONS INC 5.3% TELECOM UNITED STATES UNILEVER PLC-SPONSORED ADR 5.3% CONSUMER, NON-CYCLICAL BRITAIN COCA-COLA CO/THE 5.3% CONSUMER, NON-CYCLICAL UNITED STATES MICROSOFT CORP 5.3% TECHNOLOGY UNITED STATES JOHNSON & JOHNSON 5.3% HEALTHCARE UNITED STATES MCDONALD'S CORP 5.3% CONSUMER, CYCLICAL UNITED STATES UNITED PARCEL SERVICE-CL B 5.3% TRANSPORTATION UNITED STATES ROCHE HOLDINGS LTD-SPONS ADR 5.3% HEALTHCARE SWITZERLAND INTEL CORP 5.3% TECHNOLOGY UNITED STATES NESTLE SA-SPONS ADR 5.3% CONSUMER, NON-CYCLICAL SWITZERLAND MERCK & CO. INC. 5.3% HEALTHCARE UNITED STATES SIEMENS AG-SPONS ADR 5.3% ENGINEERING GERMANY FIRST GULF BANK 5.3% FINANCIAL UAE SAUDI BASIC INDUSTRIES CORP 5.3% ENERGY SAUDI ARABIA SAUDI TELECOM CO 5.3% TELECOM SAUDI ARABIA NATIONAL GRID PLC-SP ADR 5.3% UTILITIES BRITAIN GENERAL ELECTRIC CO 5.3% INDUSTRIAL UNITED STATES ELI LILLY & CO 5.3% HEALTHCARE UNITED STATES 1 1 3.5% p.a. GLOBAL DIVIDEND YIELD BLUE CHIP TRACKER S&P GLOBAL DIVIDEND OPPORTUNITIES INDEX (NORMALISED) TRACKER -2.23% -3.85% -3.18% -3.24% BENCHMARK -0.57% -3.14% -6.31% -15.93%
11- Equity Tracker: US BUYBACK THEMATIC PORTFOLIO US Buyback Thematic Portfolio* The Buyback Thematic Portfolio - Equity Tracker is a, USD denominated, linked to listed US Stocks. The Investment is designed to enable the Client to invest in a note that tracks the performance of US stocks which reward their share holders with consistent buybacks of their shares. The redemption value of the Underlying will be paid on the Redemption Date. Minimum Notional USD 200,000 SECURITIES WEIGHTS SECTOR TTM BUYBACKS (USD BILLIONS) APPLE INC 10 % TECHNOLOGY 33 PFIZER INC 10% HEALTHCARE 11 ORACLE CORPORATION 10 % TECHNOLOGY 9.8 HOME DEPOT 10% CONSUMER 7.5 WELLS FARGO 10 % FINANCIALS 6.9 MICROSOFT CORP 10% TECHNOLOGY 6.4 250 1 1 3.5% p.a. US BUYBACK THEMATIC PORTFOLIO S&P 500 BUYBACK INDEX (NORMALISED) AT&T INC 10 % TELECOM 5.0 TIME WARNER 10% MEDIA 6.5 MERCK & CO. INC 10 % HEALTHCARE 6.0 GENERAL MOTORS 10% AUTOMOTIVE 5.0 TRACKER -1.79% -0.78% 6.04% 8.73% BENCHMARK -1.31% -0.10% 6.71% 7.25%
IMPORTANT NOTICE This report was prepared by the Private Banking Unit of Mashreqbank psc ( Mashreq ) in the United Arab Emirates ( U.A.E. ). Mashreq is regulated by the Central Bank of the U.A.E. This report is provided for informational purposes and private circulation only and should not be construed as an offer to sell or a solicitation to buy any security or any other financial instrument or adopt any hedging, trading or investment strategy. Prior to investing in any product, we recommend that you consult with a professional financial advisor, taking into consideration investment objectives, financial circumstances and tax implication. While based on information believed to be reliable, we do not guarantee and make no express or implied representation as to the accuracy of this report or complete description of the securities markets or developments referred to in this report. The information, opinions, forecasts (if any), assumptions or estimates contained in this report are as of the date indicated and are subject to change at any time without prior notice. The stated price of any securities mentioned in this report is as of the date indicated and is not a representation that any transaction can be effected at this price. The risks related to investment products described in this report are not all encompassing and investors should refer to the relevant investment offer document for detailed information and applicable terms and conditions. Investment products, including treasury products, are not guaranteed by Mashreq or any of its affiliates or subsidiaries unless stated otherwise and are subject to investment risk, including loss of principal. Investment products are not government insured. Past performance is not an indicator of future performance. US persons (US Citizens; US Green Card Holders; Resident Aliens subject to US income taxes for IRS purposes) are not eligible for any of the investment products introduced by Mashreq unless stated otherwise. This report is for distribution only under such circumstances as may be permitted by applicable law. Neither Mashreq nor its officers, directors or shareholders or other persons shall be liable for any direct, indirect, incidental or other damages including loss of profits arising in any way from the information contained in this report. This report is intended solely for the use by the intended recipients and the contents shall not be reproduced, redistributed or copied in whole or in part for any purpose without Mashreq s prior express consent. 14