FACT SHEET ON FOREIGN DIRECT INVESTMENT (FDI) From AUGUST 1991 to DECEMBER 2006 (up dated up To December 2006) I. FDI EQUITY INFLOWS: 1. 2. 3. A. CUMULATIVE FDI EQUITY INFLOWS (equity capital components only): Cumulative amount of FDI inflows (from August 1991 to March 2006) Amount of FDI inflows during 2006-2007 (during April-December 2006) Cumulative amount of FDI inflows (updated up to December 2006) Rs. 1,61,411 crore Rs. 42,138 crore Rs. 2,03,549 crore US$ 38,902 million US$ 9,273 million US$ 48,174 million Note : FDI inflows include amount received on account of advances pending for issue of shares for the years 1999 to 2004. Particulars B. FDI EQUITY INFLOWS DURING CURRENT FINANCIAL YEAR 2006-2007: Amount of FDI inflows (In Rs. crore) (In US$ mn) 1. April 2006 2,972 661 2. May 2006 2,443 538 3. June 2006 2,405 523 4. July 2006 5,235 1,127 5. August 2006 2,878 619 6. September 2006 4,222 916 7. October 2006 7,718 1,698 8. November 2006 5,157 1,151 9. December 2006 9,108 2,040 2006-2007 42,138 9,273 up to December 2006 2005-2006 16,393 3,697 (up to December 2005) %age growth over last year (+) 157 % (+) 151 % Particulars C. FDI EQUITY INFLOWS DURING CURRENT YEAR 2006: Amount of FDI inflows (In Rs. Crore) (In US$ mn) 1. January 2006 2,141 482 2. February 2006 563 127 3. March 2006 5,515 1,240 4. April 2006 2,972 661 5. May 2006 2,443 538 6. June 2006 2,405 523 7. July 2006 5,235 1,127 8. August 2006 2,878 619 9. September 2006 4,222 916 10. October 2006 7,718 1,698 11. November 2006 5,157 1,151 12. December 2006 9,108 2,040 2006 50,357 11,122 up to December 2006 2005 19,299 4,3,62 (up to December 2005) %age growth over last year (+) 161 % (+) 155 % 1
D. SHARE OF TOP INVESTING COUNTRIES FDI EQUITY INFLOWS (Financial year-wise): Amount Rupees in crore (US$ in million) Ranks Country 2003-04 March) 1. Mauritius 2,609 (567) 2. U.S.A. 1,658 (360) 3. U.K. 769 (167) 4. Netherlands 2,247 (489) 5. Japan 360 (78) 6. Singapore 172 (37) 7. Germany 373 (81) 8. France 176 (38) 9. South Korea 110 (24) 10. Switzerland 207 (45) TOTAL FDI INFLOWS * 12,117 (2,634) Note: 2004-05 March) 5,141 (1,129) 3,055 (669) 458 (101) 1,217 (267) 575 (126) 822 (184) 663 (145) 537 (117) 157 (35) 353 (77) 17,138 (3,754) 2005-06 March) 11,441 (2,570) 2,210 (502) 1,164 (266) 340 (76) 925 (208) 1,218 (275) 1,345 (303) 82 (18) 269 (60) 426 (96) 24,613 (4,549) 2006-07 Dec.) 19,259 (4,215) 2,763 (607) 7,525 (1,682) 2,217 (488) 237 (52) 2,463 (533) 319 (70) 365 (80) 281 (62) 217 (47) 42,138 (9,270) Cumulative Inflows (from Aug. 1991 to Dec. 2006) 69,653 (16,000) 23,439 (5,645) 15,796 (3,662) 10,714 (2,482) 9,168 (2,176) 6,851 (1,583) 6,840 (1,652) 3,640 (858) 3,193 (814) 2,839 (683) 2,03,549 (48,172) (i) *Includes inflows under NRI Schemes of RBI, stock swapped and advances pending issue of shares. (ii) Cumulative country-wise FDI inflows (from August 1991 to December 2006) Annex- A. E. SECTORS ATTRACTING HIGHEST FDI EQUITY INFLOWS: Ranks Sector 2003-04 March) 1. Electrical Equipments (including computer software & electronics) 2. Services Sector (financial & non-financial) 2,449 (532) 1,235 (269) 2004-05 March) 3,281 (721) 2,106 (469) total Inflows (in terms of rupees) 39.20 13.19 8.89 6.03 5.16 3.86 3.85 2.05 1.80 1.60 Amount Rupees in crore (US$ in million) 2005-06 2006-07 Cumulative % ag e Inflows with total March) Dec.) (from August Inflows 1991 to (In terms of December rupees) 2006) 6,499 (1,451) 2,565 (581) 6,546 (1,429) 17,329 (3,820) 30,256 (6,923) 17.03 30,133 (6,911) 16.96-3. Telecommunications (radio paging, cellular mobile, basic telephone services) 4. Transportation Industry 5. Fuels (Power + Oil Refinery) 532 (116) 1,417 (308) 521 (113) 588 (129) 815 (179) 759 (166) 3,023 (680) 983 (222) 416 (94) 2,217 (490) 1,677 (368) 872 (192) 16,554 (3,861) 14,992 (3,548) 11,849 (2,773) 9.32 8.44 6.67 6. Chemicals (other than fertilizers) 94 (20) 7. 502 Drugs & Pharmaceuticals (109) 8. 511 Food Processing Industries (111) 9. Cement and Gypsum Products 44 (10) 10. Metallurgical Industries 146 (32) 909 (198) 1,343 (292) 174 (38) 1 (0) 881 (192) 1,979 (447) 760 (172) 183 (42) 1,970 (452) 681 (153) 672 (147) 715 (157) 222 (49) 952 (210) 678 (148) 9,252 (2,290) 5,026 (1,165) 4,924 (1,227) 4,183 (956) 3,494 (803) 5.21 2.83 2.77 2.35 1.97 Note: Cumulative Sector- wise FDI inflows (from August 1991 to December 2006) - Annex- B. 2
F. STATEMENT ON RBI S REGION-WISE (STATE-WISE) FDI EQUITY INFLOWS 1 (from January 2000 to December 2006) Ranks RBI s - Regional Office 2 State covered 1. MUMBAI MAHARASHTRA, DADRA & NAGAR HAVELI, DAMAN & DIU 2. NEW DELHI DELHI, PART OF UP AND HARYANA 3. CHENNAI TAMIL NADU, PONDICHERRY Rupees in crore US$ in million 33,886.08 7,486.6 24.91 FDI inflows (in rupee terms) 31,860.89 7,045.0 23.42 10,395.62 2,295.1 7.64 4. BANGALORE KARNATAKA 9,275.33 2,052.4 6.82 5. HYDERABAD ANDHRA 5,254.80 1,157.2 3.86 PRADESH 6. AHMEDABAD GUJARAT 4,431.99 970.3 3.26 7. CHANDIGARH` CHANDIGARH, PUNJAB, HARYANA, HIMACHAL PRADESH 1,562.45 338.1 1.15 8. KOLKATA WEST BENGAL, SIKKIM, ANDAMAN & NICOBAR ISLANDS 1,532.17 336.8 1.13 9. PANAJI GOA 835.25 181.4 0.66 10. KOCHI KERALA, 393.44 87.1 0.29 LAKSHADWEEP 11. BHUBANESHWAR ORISSA 365.26 81.2 0.27 12. JAIPUR RAJASTHAN 248.65 54.0 0.18 13. BHOPAL MADHYA PRADESH, 238.31 52.4 0.18 CHATTISGARH 14. KANPUR UTTAR 55.65 12.4 0.04 PRADESH, UTTRANCHAL 15. GUWAHATI ASSAM, 41.74 9.0 0.03 ARUNACHAL PRADESH, MANIPUR, MEGHALAYA, MIZORAM, NAGALAND, TRIPURA 16. PATNA BIHAR, 3.34 0.8 0.01 JHARKHAND 17. NOT INDICATED 3 35,650.00 7,834.0 26.21 SUB TOTAL 136,030.97 29,993.8 100.00 18. Advance of FDI Inflows 8,962.22 1,962.8 - (from 2000 to 2004) 19. Stock Swapped 284.87 61.2-20. RBI s-nri Schemes 589.15 134.4 - GRAND TOTAL - 1,145,867.21 32,152.2 (From January 2000 to December 2006) 1 Includes equity capital components only. 2 The Region-wise FDI inflows are classified as per RBI s - Region-wise inflows, furnished by RBI, Mumbai. 3 Represents inflows through acquisition of existing shares by transfer from residents. For this, RegionaL- wise information is not provided by Reserve Bank of India. 3
II. FDI INFLOWS RBI S REVISED DATA: A. FDI DATA AS PER INTERNATIONAL PRACTICES: (Amount US$ million) S. N o. Financial Year March) 1. 1991-00 (August 1991-March 2000) 2. 2000-01 FIPB Route/ RBI s Automatic Route/ Acquisition Route Equity Equity capital of unincorpor ated bodies # Re-invested earnings Other capital Total FDI Inflows %age growth over previous year 15,483 - - - 15,483-2,339 61 1,350 279 4,029 3. 2001-02 3,904 191 1,645 390 6,130 4. 2002-03 2,574 190 1,833 438 5,035 5. 2003-04 2,197 32 1,460 633 4,322 6. 2004-05 (P) 3,250 528 1,904 369 6,051 7. 2005-06 (P) 8. 2006-07 (P) (upto November 2006) 9. Total (April 2000 - November 2006) Cumulative Total (from August 1991 to November 2006) S. No. 5,540 280 1,676 226 7,722 - (+) 52.15% (-) 17.86% (-) 14.16% (+) 40.00% (+) 27.62% 7,233 240 944 135 8,552-27,037 1,522 10,812 2,470 41,841-42,520 1,522 10,812 2,470 57,324 - Source: (i) RBI s BulletinFebruary 2007 dt: 14.02.2007 (Table No. 46 FOREIGN INVESTMENT INFLOWS). (Ii) # Figures for equity capital of unincorporated bodies for 2005-06 are estimates. (Iii) * Data in respect of Re-invested earnings & Others capital for the year 2004-2005 & 2005-2006 are estimated as average of previous two years. (iv) (P) all figures are provisional. (V) Updated by RBI upto November 2006. B. FINANCIAL YEAR-WISE DIPP s FDI EQUITY INFLOWS (equity capital components only): Financial Year (April March) (Amount US$ million) Amount of FDI Inflows (Including advance) Amount of FDI Inflows (excluding advance) %age growth over previous year In rupees In US$ In rupees In US$ (A) 1991-2000 (August 1991-March 2000) 60,605 16,702 59,698 16,485-1. 2000-2001 12,645 2,908 10,733 2,463-2. 2001-2002 19,361 4,222 18,654 4,065 (+) 65.04 % 3. 2002-2003 14,932 3,134 12,955 2,722 ( -) 33.04 % 4. 2003-2004 12,117 2,634 10,237 2,225 ( -) 18.26 % 5. 2004-2005 17,138 3,755 14,653 3,219 (+) 44.67 % 6. 2005-2006 24,613 5,546 24,613 5,546 (+) 72.29 % 7. 2006-2007 (up to Dec. 2006) 42,138 9,273 42,138 9,273 - (B) Sub total (from April 2000-December 2006) 142,944 31,472 133,983 29,513 - Cumulative Total (A) + (B) (from August 1991 to December 203,549 48,174 193,681 45,998-2006) Note: FEDAI (Foreign Exchange Dealers Association of India) conversion rate from rupees to US dollar applied, on the basis of monthly average rate provided by RBI (DEAP), Mumbai. 4
III. FOREIGN TECHNOLOGY TRANSFER: (from August 1991 to December 2006) A. NUMBER OF CUMULATIVE FTC APPROVALS: No. of Cumulative FTC approvals (from August 1991 to December 2006) No. of FTC approvals during 2006-07 (from April 2006 to December 2006) No. of FTC approvals during 2005-06 (from April 2005 to March 2006) 7,815 50 83 B. COUNTRY-WISE TECHNOLOGY TRANSFER APPROVALS: Ranks Country No. of Technical Collaborations approved total tech. approvals 1. U.S.A. 1,715 21.94 2. Germany 1,101 14.09 3. Japan 852 10.90 4. U.K. 852 10.92 5. Italy 481 6.15 6. Other Countries 2,814 36.00 Total of all Country 7,815 100.00 C. SECTORS-WISE TECHNOLOGY TRANSFER APPROVALS: Ranks Sector No. of Technical Collaborations approved 1. Electrical Equipments (including computer software & electronics) 2. Chemicals (other than fertilizer) total tech. approvals 1,252 16.02 881 11.27 3. Industrial Machinery 869 11.12 4. Transportation Industry 723 9.25 5. Misc. Mach. Engineering Industry 438 5.60 6. Other sectors 3,652 46.74 Total of all Sectors 7,815 100.00 5
Annex- A STATEMENT ON COUNTRY-WISE FDI INFLOWS From AUGUST 1991 to DECEMBER 2006 (Amount in million) S. No Country (In Rupees) (In US$) total Inflows 1 MAURITIUS 696,533.40 15,999.54 39.20 2 U.S.A. 234,384.69 5,645.17 13.19 3 U.K. 157,962.01 3,661.62 8.89 4 NETHERLANDS 107,135.19 2,482.09 6.03 5 JAPAN 91,680.50 2,175.60 5.16 6 SINGAPORE 68,513.78 1,583.15 3.86 7 GERMANY 68,397.56 1,651.62 3.85 8 FRANCE 36,403.71 858.44 2.05 9 KOREA(SOUTH) 31,934.23 813.61 1.80 10 SWITZERLAND 28,387.60 682.96 1.60 11 ITALY 22,676.81 542.29 1.28 12 BERMUDA 21,473.74 484.04 1.21 13 SWEDEN 20,077.28 478.00 1.13 14 U.A.E. 17,283.38 383.44 0.97 15 HONGKONG 15,463.59 413.28 0.87 16 BELGIUM 9,685.38 228.29 0.55 17 AUSTRALIA 8,383.41 195.83 0.47 18 CYPRUS 7,681.50 173.80 0.43 19 DENMARK 6,678.94 161.84 0.38 20 RUSSIA 6,144.80 142.49 0.35 21 MALAYSIA 6,123.29 142.38 0.34 22 BRITISH VIRGINIA 5,799.74 130.90 0.33 23 CAYMAN ISLAND 5,640.52 122.75 0.32 24 CANADA 5,245.17 122.97 0.30 25 SOUTH AFRICA 3,055.90 66.82 0.17 26 LUXEMBOURG 2,991.23 69.01 0.17 27 THAILAND 2,954.20 77.57 0.17 28 SPAIN 2,729.97 61.20 0.15 29 PHILLIPINES 1,888.26 52.45 0.11 30 FINLAND 1,803.66 44.95 0.10 31 AUSTRIA 1,668.05 41.31 0.09 32 ISRAEL 1,635.98 44.07 0.09 33 WEST INDIES 1,477.05 33.96 0.08 34 IRELAND 1,439.70 33.58 0.08 35 BAHRAIN 1,416.54 32.85 0.08 36 INDONESIA 1,403.02 30.69 0.08 37 OMAN 1,131.89 25.37 0.06 38 NEVIS 840.64 19.17 0.05 6
S. No Country (In Rupees) (In US$) total Inflows 39 NORWAY 822.48 19.19 0.05 40 BAHAMAS 815.47 20.81 0.05 41 ICE LAND 811.75 18.65 0.05 42 SAUDI ARABIA 797.31 19.18 0.04 43 MORACCO 699.77 15.21 0.04 44 IRAN 626.19 19.67 0.04 45 TAIWAN 583.92 15.53 0.03 46 LIBERIA 549.02 12.34 0.03 47 PANAMA 489.77 11.89 0.03 48 GIBRALTAR 480.93 11.02 0.03 49 KENYA 430.94 9.15 0.02 50 SLOVENIA 390.74 8.24 0.02 51 KUWAIT 386.90 8.77 0.02 52 SRI LANKA 336.93 7.85 0.02 53 KOREA(NORTH) 311.30 8.36 0.02 54 CHANNEL ISLAND 281.36 6.67 0.02 55 BRITISH ISLES 239.11 5.45 0.01 56 TUNISIA 198.40 4.31 0.01 57 CZECH REPUBLIC 195.30 4.73 0.01 58 LIECHTENSTEIN 191.39 4.48 0.01 59 CHINA 157.92 3.61 0.01 60 NEW ZEALAND 152.35 3.69 0.01 61 ISLE OF MAN 136.46 3.11 0.01 62 FIJI ISLANDS 136.29 3.03 0.01 63 URUGUAY 135.77 3.05 0.01 64 MALDIVES 134.35 3.01 0.01 65 NIGERIA 133.41 2.87 0.01 66 SCOTLAND 119.05 2.69 0.01 67 BELORUSSIA 117.58 2.80 0.01 68 CHILE 116.40 2.54 0.01 69 SLOVAKIA 105.88 2.41 0.01 70 GREECE 98.26 2.69 0.01 71 POLAND 89.34 2.00 0.01 72 ST. VINCENT 62.30 1.38 0.00 73 PORTUGAL 60.18 1.40 0.00 74 VIRGIN ISLANDS 49.65 1.09 0.00 75 CUBA 47.32 1.04 0.00 76 SEYCHELLES 44.70 1.02 0.00 77 UKRAINE 35.95 0.84 0.00 78 UGANDA 35.24 0.81 0.00 79 ESTONIA 34.10 1.07 0.00 80 BRAZIL 33.63 0.97 0.00 81 ARUBA 19.65 0.43 0.00 82 BHUTAN 19.00 0.61 0.00 7
S. No Country (In Rupees) (In US$) total Inflows 83 EGYPT 18.20 0.50 0.00 84 COLUMBIA 16.45 0.37 0.00 85 MALTA 13.24 0.30 0.00 86 HUNGARY 11.78 0.31 0.00 87 YUGOSLAVIA 11.31 0.24 0.00 88 LEBANON 11.08 0.24 0.00 89 MAYANMAR 10.71 0.23 0.00 90 JAMICA 10.00 0.22 0.00 91 CROATIA 9.69 0.20 0.00 92 NEPAL 8.53 0.22 0.00 93 TANZANIA 7.27 0.18 0.00 94 BULGARIA 6.43 0.14 0.00 95 VIETNAM 5.07 0.12 0.00 96 ZAMBIA 4.64 0.10 0.00 97 TURKEY 4.50 0.10 0.00 98 QATAR 4.01 0.09 0.00 99 JORDON 3.17 0.07 0.00 100 PERU 2.01 0.04 0.00 101 MEXICO 1.91 0.04 0.00 102 KAZAKHSTAN 1.05 0.02 0.00 103 AFGHANISTAN 1.00 0.02 0.00 104 ROMANIA 0.71 0.02 0.00 105 WEST AFRICA 0.70 0.02 0.00 106 TATARSTAN 0.40 0.01 0.00 107 ARGENTINA 0.38 0.01 0.00 108 YAMAN 0.36 0.01 0.00 109 SUDAN 0.25 0.01 0.00 110 SYRIA 0.22 0.01 0.00 111 GEORGIA 0.10 0.00 0.00 112 COSTA RICA 0.10 0.00 0.00 113 EAST AFRICA 0.01 0.00 0.00 114 VENEZUELA 0.00 0.00 0.00 115 NRI 40,071.36 932.90 2.26 116 Unindicated Country 18,826.87 447.78 1.06 Sub Total 1,776,903.55 41,573.25 100.00 117 Advance of Inflows 98,689.96 2,178.72 - (from 1999 to 2004) 118 RBI s -NRI Schemes 84,269.48 2,509.86-119 Acquisition of Existing Shares * 72,780.18 1,848.86 - (from 1996 to 1999) 120 Stock Swapped 2,848.71 61.23 - GRAND TOTAL 2,035,491.88 48,171.92 - Note: 1. Inflows through ADRs/GDRs/FCCBs, against the FDI approvals have not been included. 2. * Data prior to 1996 not provided by RBI & since 2000, inflows included under Country/Sector specific route. 8
Annex- B STATEMENT ON SECTOR-WISE FDI INFLOWS From AUGUST 1991 to DECEMBER 2006 (Amount in million) S. No Sector (In Rupees) (In US$) total inflows 1 ELECTRICAL EQUIPMENTS 302,558.20 6,922.69 17.03 (INCLUDING COMPUTER SOFTWARE & ELECTRONICS) 2 SERVICES SECTOR 301,327.91 6,911.43 16.96 3 TELECOMMUNICATIONS 165,535.08 3,861.13 9.32 4 TRANSPORTATION INDUSTRY 149,924.62 3,545.50 8.44 5 FUELS (POWER & OIL REFINERY) 118,485.53 2,773.32 6.67 6 CHEMICALS (OTHER THAN FERTILIZERS) 92,518.11 2,289.66 5.21 7 DRUGS AND PHARMACEUTICALS 50,262.84 1,164.67 2.83 8 FOOD PROCESSING INDUSTRIES 49,240.88 1,227.19 2.77 9 CEMENT AND GYPSUM PRODUCTS 41,832.59 956.41 2.35 10 METALLURGICAL INDUSTRIES 34,943.75 802.88 1.97 11 CONSULTANCY SERVICES 25,859.93 565.76 1.46 12 TEXTILES (INCLUD DYED, PRINTED) 22,131.90 547.60 1.25 13 MISCELLANEOUS MECHANICAL & ENGINEERING 21,624.01 542.48 1.22 14 HOTEL & TOURISM 21,372.81 488.63 1.20 15 TRADING 18,614.80 459.01 1.05 16 PAPER AND PULP INCLUDING PAPER PRODUCT 14,272.83 368.43 0.80 17 RUBBER GOODS 10,686.23 251.73 0.60 18 GLASS 10,368.94 257.08 0.58 19 INDUSTRIAL MACHINERY 9,423.26 230.79 0.53 20 COMMERCIAL, OFFICE & HOUSEHOLD EQUIPMENT 8,671.97 237.89 0.49 21 MACHINE TOOLS 8,210.54 189.97 0.46 22 AGRICULTURAL MACHINERY 8,042.86 191.96 0.45 23 CERAMICS 5,481.10 134.18 0.31 24 TIMBER PRODUCTS 4,668.78 107.12 0.26 25 MEDICAL AND SURGICAL APPLIANCES 4,561.27 103.58 0.26 26 SOAPS, COSMETICS AND TOILET PREPARATIONS 3,967.59 90.37 0.22 27 FERTILIZERS 3,521.16 83.23 0.20 28 EARTH-MOVING MACHINERY 3,397.88 75.07 0.19 29 FERMENTATION INDUSTRIES 3,356.38 80.82 0.19 30 LEATHER, LEATHER GOODS AND PICKERS 2,319.50 59.68 0.13 31 VEGETABLE OILS AND VANASPATI 1,597.95 39.57 0.09 32 GLUE AND GELATIN 1,475.76 36.04 0.08 33 SUGAR 1,423.25 33.01 0.08 34 PRIME MOVERS OTHER THAN ELECTRICAL 1,055.74 30.61 0.06 35 INDUSTRIAL INSTRUMENTS 841.72 22.06 0.05 9
S. No Sector (In Rupees) (In US$) total inflows 36 PHOTOGRAPHIC RAW FILM AND PAPER 733.57 17.98 0.04 37 SCIENTIFIC INSTRUMENTS 619.77 14.93 0.03 38 DYE-STUFFS 592.04 16.01 0.03 39 BOILERS AND STEAM GENERATING PLANTS 332.60 8.26 0.02 40 DEFENCE INDUSTRIES 2.37 0.05 0.00 41 MATHEMATICAL, SURVEYING AND DRAWING 0.15 0.00 0.00 42 MISCELLANEOUS INDUSTRIES 251,046.45 5,834.52 14.13 Sub Total 1,776,904.60 41,573.27-43 Advance of Inflows 98,689.96 2,178.72 - (From 1999 to 2004) 44 RBI s-nri Schemes 84,269.48 2,509.86-45 Acquisition of Existing Shares * (from 1996 to 1999) 72,780.18 1,848.86-46 Stock Swapped 2,848.71 61.23 - GRAND TOTAL 2,035,492.93 48,171.94 - Note: 1. Inflows through ADRs/GDRs/FCCBs, against the FDI approvals have not been included. 2. * Data prior to 1996 not provided by RBI & since 2000, inflows included under Country/Sector specific route. 10