Global X FinTech ETF ETF.com segment: Equity: Global Technology Competing ETFs: IXN, CIBR, IPAY, SOCL, AIQ Related ETF Channels: Technology, Broad-based, Vanilla, Equity, Sectors Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. N/A 30 FUND DESCRIPTION The Global X FinTech ETF tracks a market-cap-weighted index of companies in developed markets that derive significant revenues from providing financial technology products and services. SUMMARY DATA Issuer Mirae Asset Global Investments Brand Global X FACTSET ANALYTICS INSIGHT charges a reasonable fee for its cross-sector exposure to the emerging FinTech financial technology theme. is comprised of stocks, in developed markets, with significant exposure to at least one of six FinTech themes: mobile payments, marketplace lending, crowd funding, enterprise solutions, blockchain and alternative currencies, and personal finance software and automated wealth management services. Since the stocks straddle the line between financials and technology, they can benefit from but are also susceptible to sector-wide shocks to either sector. Due to its cross-sector thematic approach, we do not expect to Fit well to our global technology benchmark. Since holds some foreign stocks, investors should expect some persistent premium or discount. Institutions should reach out to market makers to execute block trades. MSCI ESG ANALYTICS INSIGHT Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio 09/12/16 Open-Ended Fund 0.68% $386.41M $6.77M 0.21% $21.50B 48.62 The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of October 11, 2018 the Global X FinTech ETF MSCI ESG Fund Quality Score is 4.65 out of 10. The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ranks in the 14th percentile within its peer group and in the 21st percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. Price / Book Ratio 6.55 Distribution Yield 0.10% Next Ex-Dividend Date 12/28/18 Number of Holdings 35 INDEX DATA Index Tracked Indxx Global Fintech Thematic Index Index Weighting Methodology Index Selection Methodology Market Cap Market Cap Thomson Reuters Global Technology
1 Year Daily Price ($) 30.00 27.50 25.00 22.50 Nov Dec `18 Feb Mar Apr May Jun Jul Aug Sep Oct 800k PERFORMANCE [as of 10/11/18] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS -13.06% -7.54% 13.44% 16.49% (NAV) -12.53% -6.83% 14.27% 17.13% Indxx Global Fintech Thematic Index Thomson Reuters Global Technology All returns over 1 year are annualized. All returns are total returns unless otherwise stated. TOP 10 COUNTRIES United States 68.98% United Kingdom 1.51% Germany 8.38% Hong Kong 1.22% Australia 8.23% China 0.88% Switzerland 7.09% New Zealand 0.53% Denmark 2.92% Japan 0.25% TOP 10 SECTORS Software & IT Professional & Commerci Investment Banking & Inv Banking Healthcare Equipment & 52.50% 19.65% 9.82% 5.23% 4.54% TOP 10 HOLDINGS Square, Inc. Class A 6.83% SS&C Technologies Holdi 5.57% Wirecard AG 6.25% Temenos AG 5.25% Fiserv, Inc. 6.01% PayPal Holdings Inc 5.19% Intuit Inc. 5.76% First Data Corporation Cla 5.16% Fidelity National Informat 5.66% Guidewire Software, Inc. 4.88% Total Top 10 Weighting 56.56%
PORTFOLIO MANAGEMENT TAX EXPOSURES FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo) 0.68% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K1 20.00% / 39.60% Qualified dividends No Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Open-Ended Fund No No 100% / 0% N/A ETN Counterparty Risk N/A Fund Closure Risk Low Portfolio Disclosure Daily
Daily Spread 0.5% FACTSET ANALYTICS BLOCK LIQUIDITY As of 10/12/18 0.4% 0.3% 0.2% 0.1% 0% 5 4 3 2 1 This measurement shows how easy it is to trade a $1 million USD block of. is rated a 5 out of 5. Premium/Discount 1.0% 0.5% TRADABILITY Avg. Daily Share 241,841 0.0% Average Daily $ $6.77M -0.5% Median Daily Share 198,605-1.0% 800k 600k 400k 200k Median Daily ($) Average Spread (%) Average Spread ($) $5.61M 0.21% $0.06 Nov `18 Feb Apr Jun Aug Oct Median Premium / Discount (12 Mo) 0.19% Max. Premium / Discount (12 Mo) 0.78% / -0.49% Impediment to Creations None Market Hours Overlap 77.00% Creation Unit Size (Shares) 50,000 Creation Unit/Day (45 Day Average) 3.97 Creation Unit Cost (%) 0.04% Underlying / Unit 0.17% Open Interest on ETF Options Net Asset Value (Yesterday) $24.98 ETF.com Implied Liquidity 5
SECTOR/INDUSTRY BREAKDOWN TOP 10 HOLDINGS PERFORMANCE STATISTICS Software & IT Professional & Commercial 52.50% 55.42% 19.65% Square, Inc. Class A Wirecard AG Fiserv, Inc. Intuit Inc. Fidelity National Information, Inc. SS&C Technologies Holdings, Inc. Temenos AG 6.83% 6.25% 6.01% 5.76% 5.66% 5.57% 5.25% Goodness of Fit (R2) Beta Up Beta Down Beta Downside Standard Deviation 0.66 0.89 0.58 1.08 0.70% Investment Banking & Investment 9.82% 0.01% PayPal Holdings Inc First Data Corporation Class A Guidewire Software, Inc. 5.19% 5.16% 4.88% MSCI ESG RATINGS Thomson Reuters Global Technology Banking Healthcare Equipment & Supplies 5.23% 0.00% 4.54% Total Top 10 Weighting 56.56% MSCI ESG Quality Score Peer Group Percentile Rank Global Percentile Rank 4.65 / 10 14.34 20.52 COUNTRIES United States 68.98% 74.29% Germany 8.38% 1.91% Australia 8.23% 0.26% Switzerland 7.09% 0.36% Denmark 2.92% 0.01% United Kingdom 1.51% 0.50% Hong Kong 1.22% 3.01% China 0.88% 0.03% New Zealand 0.53% 0.02% Japan 0.25% 5.00% SRI Screening Criteria Exposure Exposure to Sustainable Impact Solutions Weighted Average Carbon Intensity (t CO2e/$M Sales) BENCHMARK COMPARISON HOLDINGS Number of Holdings Constituents Shared Holdings Shared Holdings Weight 1.52% 10.38 35 1298 16 2.20% REGIONS BENCHMARK COMPARISON SUMMARY North America 68.98% 74.84% Europe 19.89% 6.31% Asia-Pacific 11.13% 18.05% Middle East & Africa 0.78% Latin America 0.02% ECONOMIC DEVELOPMENT Developed Countries 99.12% 98.01% Number of Holdings Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Dividend Yield 35 1298 $21.50B $353.81B 48.62 27.57 6.55 4.55 0.43% 1.20% Emerging Countries 0.88% 1.99% Concentration
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