NASP-New York 19th Annual NASP-NEW YORK SYMPOSIUM

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SPONSORSHIP OPPORTUNITIES AND GENERAL INFORMATION NASP-New York 19th Annual NASP-NEW YORK SYMPOSIUM OCTOBER 19-20 2015 NEW YORK MARRIOTT AT THE BROOKLYN BRIDGE 333 Adams Street Brooklyn, New York 11201 "Seeking Promising Investment Opportunities in a Low Return Environment."

New York Chapter National Association of Securities Professionals EXECUTIVE BOARD President Horatio H. Sparkes The Yucaipa Companies Vice President/Treasurer Clarence G. Williams Mariner Investment Group Secretary Lesley Nettles Fairview Capital Partners Dear Colleague: September 1, 2015 191-20 109 Avenue St. Albans, NY 1412-1157 Phone/Fax : 718-468-7914 www.nasp-ny.org On behalf of the National Association of Securities Professionals-New York Chapter (NASP-NY) we request that you kindly consider sponsorship and participate in the 19 TH ANNUAL NASP-NEW YORK SYMPOSIUM, October 19-20, 2015, at the New York Marriott at the Brooklyn Bridge, 333 Adams Street, Brooklyn New York. This year s theme is: "Seeking Promising Opportunities in a Low Return Environment. The New York Chapter of NASP - founded in 1994 - serves over 500 minority and female professionals on Wall Street. Our primary objective at the conference is to promote discussion among the trustees about how best to optimize investment policy and guidelines. We will also offer the trustees insights from plan sponsor staff officials, consultants, asset managers and brokers. We hope that the end result will enhance the effectiveness of the trustees in dealing assertively and proficiently with critical issues facing their pension plans. Sponsorship levels and opportunities are outlined in the accompanying Sponsorship Form for your review. With your support, this year s conference is sure to exceed the success of last year s. Please return the Sponsorship form with your level of support. You may also register online at www.nasp-ny.org. If you have any questions, please call the NASP-NY Administrative Office at 718-468-7914. Thank you, in advance, for your consideration and continued support. Sincerely, Horatio H. Sparkes President, NASP-NY

INCLUDES: Prominent signage in conference materials 5 Complimentary Full Conference Registrations VIP Reserved Table for 10 at the Monday and Tuesday Luncheons Full Page Ad in Conference Journal Panel Participation or Host a Workshop Series Roundtable Opportunity to Present Award/Introduce A Guest Speaker (where available) GIVE-AWAYS: Yes, I would like to offer an items(s) to be handed out at the 2015 NASP-New York Symposium Firm: Contact: Please Attach your company logo and a brief description of your company (125 words or less) for the journal Attending Representative: COMPLIMENTARY REGISTRATIONS Name Title Company Email METHOD OF PAYMENT Check Credit Card: American Express Visa MasterCard Discover Credit Card Number: Expiration Date: CVC#: Name on Credit Card: (Please Print) Signature: Billing Address & Telephone Number associated with credit card: Make Your Check Payable to NASP-New York Please mail your form and remittance and direct your questions to: NASP-New York, c/o M. Martin, 191-20 109 Avenue, St. Albans, New York 11412-1157 Office/Fax 718-468-7914 or email: msharmak@aol.com

INCLUDES: Prominent signage in conference materials 3 Complimentary Full Conference Registrations Reserved Table for 10 at the Monday and Tuesday Luncheons Full Page Ad in Conference Journal Panel Participation or Host a Workshop Series Roundtable GIVE-AWAYS: Yes, I would like to offer an items(s) to be handed out at the 2015 NASP-New York Symposium Firm: Contact: Please Attach your company logo and a brief description of your company (125 words or less) for the journal Attending Representative: COMPLIMENTARY REGISTRATIONS Name Title Company Email METHOD OF PAYMENT Check Credit Card: American Express Visa MasterCard Discover Credit Card Number: Expiration Date: CVC#: Name on Credit Card: (Please Print) Signature: Billing Address & Telephone Number associated with credit card: Make Your Check Payable to NASP-New York Please mail your form and remittance and direct your questions to: NASP-New York, c/o M. Martin, 191-20 109 Avenue, St. Albans, New York 11412-1157 Office/Fax 718-468-7914 or email: msharmak@aol.com

INCLUDES: Prominent signage in conference materials 2 Complimentary Full Conference Registrations Reserved Table for 10 at the Monday and Tuesday Luncheons Half Page Ad in Conference Journal GIVE-AWAYS: Yes, I would like to offer an items(s) to be handed out at the 2015 NASP-New York Symposium Firm: Contact: Please Attach your company logo for the journal Attending Representative: COMPLIMENTARY REGISTRATIONS Name Title Company Email METHOD OF PAYMENT Check Credit Card: American Express Visa MasterCard Discover Credit Card Number: Expiration Date: CVC#: Name on Credit Card: (Please Print) Signature: Billing Address & Telephone Number associated with credit card: Make Your Check Payable to NASP-New York Please mail your form and remittance and direct your questions to: NASP-New York, c/o M. Martin, 191-20 109 Avenue, St. Albans, New York 11412-1157 Office/Fax 718-468-7914 or email: msharmak@aol.com

HOTEL ACCOMMODATIONS NEW YORK MARRIOTT AT THE BROOKLYN BRIDGE 333 Adams Street, Brooklyn, New York 11201 HOTEL RESERVATIONS Hotel Space is Limited Register Early! 1-718-246-7000 Cutoff Date: September 25, 2015 Following the cutoff date indicated, all rooms for which individual reservations have not been received will revert to the hotel for general sale. Additional rooms can be reserved subject to space and rate availability. Check-in time is 4:00 pm / Check-out time is 11:00 am Room rates are per room per day ROOM TYPES: Single/Double Occupancy Deluxe $339.00 All rooms are subject to state and local taxes (7.375%); 3% village & county occupancy taxes per room, per night, in effect at the time of check in. PARKING: The hotel does not provide shuttle service. On-site parking; fee: $14 hourly, $25 daily Valet Parking, fee: $25 daily - In-house guests only - indoor parking $25 per day with in/out privileges. DIRECTIONS: Subway: 2, 3, 4, 5 or R (0.1 miles S); A, C, F or R (0.1 miles E); Grand Central Station (5 miles N); Penn Station (5 miles N) Area Airports: LaGuardia Airport LGA (10.4 miles SW) 718-426-1500 J.F.Kennedy Airport JFK (19 miles NW) 718-244-4444 Newark Liberty International Airport - EWR (14.8 miles E) 973-961-6600

G E N E R A L I N F O R M A T I O N NASP-NY CHAPTER Telephone: 718-468-7914 Email: msharmak@aol.com CONFERENCE PLANNER HBS Management Strategies Telephone: 718-468-7914 Email: msharmak@aol.com CONFERENCE VENUE New York Marriott at the Brooklyn Bridge 333 Adams Street Brooklyn, New York 11201 Telephone: 718-246-7000 CONFERENCE REGISTRATION Registration for the conference is subject to NASP business policies, practices and procedures. Your completed registration constitutes agreement with our policies, practices and procedures. Registration grants individual access to and participation in the conference. Each conference participant must have some form of registration (attendee, spouse/guest, sponsor, volunteer, presenter, exhibitor, etc.) in order to access and participate in the conference. A registration is issued to a single individual and may not be shared or distributed between two or more individuals. Those who are present at the site of a NASP meeting and/or occupy a hotel room in the NASP room block to conduct business with industry personnel gathered for the conference are expected to register and pay the registration fee, whether or not they attend a specific function. TRUSTEE/PLAN SPONSOR REGISTRATION Trustee/Plan Sponsor registration is limited to public and corporate pension plan trustees and administrators, corporate treasury officials and elected officials. SPOUSE/GUEST REGISTRATION Spouse/Guest registration is only available to Trustees/Plan Sponsors. A guest is a significant other, friend or an adult child (18 years old or older) of a Trustee/Plan sponsor who is not in an industry-related occupation. Spouses and guests planning to attend any conference event must register. A co-worker, an associate, or spouse who works within the industry may not use the Spouse/Guest Registration category. PAYMENTS Payment should be made in advance. Registration will not be processed without payment. You may register online at www.naspny.org or complete the attached registration form and return it by email of general mail with your payment. Make checks payable to NASP-New York and write the name of the attendee on the face of the check. Members must be in good financial standing at the time of registration. If your membership has expired, you may include your annual dues with your conference registration to take advantage of the Membership Rate. To check your membership status contact NASP National at 202-371-5535. NASP Membership Dues: (based on years in the securities industry) 0-5 years. - $125 6-10 years - $250 11 + years - $325 Please secure your badge in a safe place throughout the conference. The cost for a replacement name badge is $10.00. NASP reserves the right to suspend or terminate individual registration or deny entry into the conference for refusal to adhere to NASP business policies, practices and procedures.