. Bonds (Schedule D). Stocks (Schedule D):. Preferred stocks ASSETS General Account Basis Current Year Fair Value Basis Total (Cols. + ) Prior Year 4. Common stocks 58,944 58,944,579. Mortgage loans on real estate (Schedule B) 4. Real estate (Schedule A): 4. Properties held for the production of income (less $ encumbrances) 4. Properties held for sale (less $ encumbrances) 5. Contract loans 6. Cash ($ Schedule E - Part ), and cash equivalents ($, Schedule E - Part ) 7. Short-term investments (Schedule DA) 8. Derivatives (Schedule DB) 9. Other invested assets (Schedule BA) 0. Securities lending reinvested collateral assets (Schedule DL). Aggregate write-ins for invested assets. Subtotals, cash and invested assets (Lines to ) 58,944 58,944,579. Investment income due and accrued 4. Receivables for securities 5. Net adjustment in assets and liabilities due to foreign exchange rates 6. Aggregate write-ins for other than invested assets 7. Total (Lines to 6) 58,944 58,944,579 0. 0. 0. DETAILS OF WRITE-INS 98. Summary of remaining write-ins for Line from overflow page 99. Totals (Lines 0 thru 0 plus 98)(Line above) 60. 60. 60. 698. Summary of remaining write-ins for Line 6 from overflow page 699. Totals (Lines 60 thru 60 plus 698)(Line 6 above) Total
LIABILITIES AND SURPLUS General Account Basis Current Year Fair Value Basis Total (Cols. + ) Prior Year 4. Aggregate reserve for life, annuity and accident and health contracts (Exhibit, Line 9999999, Col. ) 58,944 58,944,579. Liability for deposit-type contracts (Exhibit 4, Line 9, Col. ). Interest Maintenance Reserve 4. Charges for investment management, administration and contract guarantees due or accrued 5. Investment expenses due or accrued (Exhibit, Line 4) 6. Investment taxes, licenses and fees due or accrued, excluding federal income taxes (Exhibit, Line 8) 7. Federal and foreign income taxes due or accrued (excluding deferred taxes) 8. Reserve for future federal income taxes 9. Unearned investment income 0. Other transfers to general account due or accrued (net) (including $ accrued expense allowances recognized in reserves). Remittances and items not allocated. Derivatives. Payable for securities 4. Payable for securities lending 5. Net adjustment in assets and liabilities due to foreign exchange rates 6. Aggregate write-ins for liabilities 7. Total liabilities (including $ due or accrued net transfers to or (from) the general account) 58,944 58,944,579 8. Contributed surplus 9. Aggregate write-ins for special surplus funds 0. Unassigned funds. Surplus (Lines 8 through 0). Totals 58,944 58,944,579 60. 60. 60. DETAILS OF WRITE-INS 698. Summary of remaining write-ins for Line 6 from overflow page 699. Totals (Lines 60 thru 60 plus 698)(Line 6 above) 90. 90. 90. 998. Summary of remaining write-ins for Line 9 from overflow page 999. Totals (Lines 90 thru 90 plus 998)(Line 9 above) Total
SUMMARY OF OPERATIONS Current Year Prior Year. Transfers to Separate Accounts:. Net premiums and annuity considerations for life and accident and health contracts 6,000 6,000. Considerations for supplementary contracts with life contingencies. Aggregate write-ins for other transfers to Separate Accounts.4 Totals (Lines. to.) 6,000 6,000. Transfers on account of deposit-type contracts (including $ deposits less $ withdrawals). Net investment income and capital gains and losses 7,9 (,00) 4. Aggregate write-ins for other income 5. Totals (Lines.4 to 4),9,900 DEDUCT: 6. Transfers from the Separate Account on account of contract benefits: 6. Death benefits 6. Matured endowments 6. Annuity benefits 6.4 Payments on supplementary contracts with life contingencies 6.5 Accident and health benefits 6.6 Surrender benefits and withdrawals for life contracts,785 40,07 6.7 Aggregate write-ins for other transfers from Separate Accounts on account of contract benefits 7. Transfers on account of policy loans 8. Net transfer of reserves from or (to) Separate Accounts 9. Other transfers from the Separate Accounts: 9. Federal and foreign income taxes incurred 9. Change in expense allowances recognized in reserves 9. Aggregate write-ins for other transfers from Separate Accounts 0. Subtotals (Lines 6. to 9.),785 40,07. Fees associated with charges for investment management, administration and contract guarantees,4,64. Increase in aggregate reserve for life and accident and health contracts 7,65 (9,56). Increase in liability for deposit-type contracts 4. Increase in reserve for future federal income taxes 5. Aggregate write-ins for reserves and funds 6. Totals (Lines 0 to 5),9,900 7. Net gain from operations (including $ (7,89) unrealized capital gains) (Line 5 minus Line 6) SURPLUS ACCOUNT 8. Surplus, December, prior year 9. Net gain from operations (Line 7) 0. Surplus contributed or (withdrawn) during year. Change in reserve on account of change in valuation basis, (increase) or decrease. Transfer from Separate Accounts of the change in expense allowances recognized in Line. Aggregate write-ins for gains and losses in surplus 4. Surplus, December, current year (Page, Line ) DETAILS OF WRITE-INS 0.0. 0.0. 0.0. 0.98. Summary of remaining write-ins for Line. from overflow page 0.99. Totals (Lines 0.0 thru 0.0 plus 0.98)(Line. above) 040. 040. 040. 0498. Summary of remaining write-ins for Line 4 from overflow page 0499. Totals (Lines 040 thru 040 plus 0498)(Line 4 above) 06.70. 06.70. 06.70. 06.798. Summary of remaining write-ins for Line 6.7 from overflow page 06.799. Totals (Lines 06.70 thru 06.70 plus 06.798)(Line 6.7 above) 09.0. 09.0. 09.0. 09.98. Summary of remaining write-ins for Line 9. from overflow page 09.99. Totals (Lines 09.0 thru 09.0 plus 09.98)(Line 9. above) 50. 50. 50. 598. Summary of remaining write-ins for Line 5 from overflow page 599. Totals (Lines 50 thru 50 plus 598)(Line 5 above) 0. 0. 0. 98. Summary of remaining write-ins for Line from overflow page 99. Totals (Lines 0 thru 0 plus 98)(Line above) 4
5 ANNUAL STATEMENT FOR THE YEAR 06 OF THE SEPARATE ACCOUNTS OF THE First Symetra National Life ANALYSIS OF OPERATIONS BY LINES OF BUSINESS Ordinary Group Accident and Health 9 Total Life Insurance Individual Annuities 4 Supplementary Contracts 5 Life Insurance 6 Annuities 7 Group 8 Other Aggregate of All Other Lines of Business. Transfers to Separate Accounts:. Net premiums and annuity considerations for life and accident and health contracts 6,000 6,000. Considerations for supplementary contracts with life contingencies. Aggregate write-ins for other transfers to Separate Accounts.4 Totals (Lines. to.) 6,000 6,000. Transfers on account of deposit-type contracts (including $ deposits less $ withdrawals). Net investment income and capital gains and losses 7,9 7,9 4. Aggregate write-ins for other income 5. Totals (Lines.4 to 4),9,9 DEDUCT: 6. Transfers from the Separate Account on account of contract benefits: 6. Death benefits 6. Matured endowments 6. Annuity benefits 6.4 Payments on supplementary contracts with life contingencies 6.5 Accident and health benefits 6.6 Surrender benefits and withdrawals for life contracts,785,785 6.7 Aggregate write-ins for other transfers from Separate Accounts on account of contract benefits 7. Transfers on account of policy loans 8. Net transfer of reserves from or (to) Separate Accounts 9. Other transfers from the Separate Accounts: 9. Federal and foreign income taxes incurred 9. Change in expense allowances recognized in reserves 9. Aggregate write-ins for other transfers from Separate Accounts 0. Subtotals (Lines 6. to 9.),785,785. Fees associated with charges for investment management, administration and contract guarantees,4,4. Increase in aggregate reserve for life and accident and health contracts 7,65 7,65. Increase in liability for deposit-type contracts 4. Increase in reserve for future federal income taxes 5. Aggregate write-ins for reserves and funds 6. Totals (Lines 0 to 5),9,9 7. Net gain from operations (including $ (7,89) unrealized capital gains) (Line 5 minus Line 6) DETAILS OF WRITE-INS 0.0. 0.0. 0.0. 0.98. Summary of remaining write-ins for Line. from overflow page 0.99. Totals (Lines 0.0 thru 0.0 plus 0.98) (Line. above) 040. 040. 040. 0498. Summary of remaining write-ins for Line 4 from overflow page 0499. Totals (Lines 040 thru 040 plus 0498) (Line 4 above) 06.70. Internal transfer out 06.70. 06.70. 06.798. Summary of remaining write-ins for Line 6.7 from overflow page 06.799. Totals (Lines 06.70 thru 06.70 plus 06.798) (Line 6.7 above) 09.0. 09.0. 09.0. 09.98. Summary of remaining write-ins for Line 9. from overflow page 09.99. Totals (Lines 09.0 thru 09.0 plus 09.98) (Line 9. above) 50. 50. 50. 598. Summary of remaining write-ins for Line 5 from overflow page 599. Totals (Lines 50 thru 50 plus 598) (Line 5 above)
ANALYSIS OF INCREASE IN RESERVES DURING THE YEAR Ordinary Group Total Life Insurance Individual Annuities 4 Supplementary Contracts 5 Life Insurance. Reserve Dec. of prior year,579,579. Tabular net premiums and considerations for annuities and supplementary contracts with life contingencies 6,000 6,000. Increase or (decrease) from investment results after provision for federal income taxes 7,9 7,9 4. Tabular less actual reserve released 5. Increase in reserve on account of change in valuation basis 6. Other increases (net) 7. Totals (Lines to 6) 64,970 64,970 8. Net transfer of reserves from or (to) Separate Accounts 9. Tabular cost 0. Reserves released by death. Reserves released by other terminations (net),785,785. Transfers on account of annuity and supplementary contract payments involving life contingencies. Charges for investment management, administration and contract guarantees,4,4 4. Aggregate write-ins for other decreases in reserves 5. Total deductions (Lines 8 to 4) 6,06 6,06 6. Reserve December of current year 58,944 58,944 40. 40. 40. DETAILS OF WRITE-INS 498. Summary of remaining write-ins for Line 4 from overflow page 499. Totals (Lines 40 thru 40 plus 498) (Line 4 above) 6 Annuities 6
EXHIBIT OF NET INVESTMENT INCOME Collected During Year Earned During Year. U.S. Government bonds (a). Bonds exempt from U.S. tax (a). Other bonds (unaffiliated) (a). Bonds of affiliates (a). Preferred stocks (unaffiliated) (b). Preferred stocks of affiliates (b). Common stocks (unaffiliated) 5,789 5,789. Common stocks of affiliates. Mortgage loans (c) 4. Real estate (d) 5 Contract loans 6 Cash, cash equivalents and short-term investments (e) 7 Derivative instruments (f) 8. Other invested assets 9. Aggregate write-ins for investment income 0. Total gross investment income 5,789 5,789. Investment expenses (g). Investment taxes, licenses and fees, excluding federal income taxes (g). Interest expense (h) 4. Depreciation on real estate and other invested assets (i) 5. Aggregate write-ins for deductions from investment income 6. Total deductions (Lines through 5) 7. Net investment income (Line 0 minus Line 6) 5,789 DETAILS OF WRITE-INS 090. 090. 090. 0998. Summary of remaining write-ins for Line 9 from overflow page 0999. Totals (Lines 090 thru 090 plus 0998) (Line 9, above) 50. 50. 50. 598. Summary of remaining write-ins for Line 5 from overflow page 599. Totals (Lines 50 thru 50 plus 598) (Line 5, above) (a) Includes $ accrual of discount less $ amortization of premium and less $ paid for accrued interest on purchases. (b) Includes $ accrual of discount less $ amortization of premium and less $ paid for accrued dividends on purchases. (c) Includes $ accrual of discount less $ amortization of premium and less $ paid for accrued interest on purchases. (d) Includes $ for company s occupancy of its own buildings; and excludes $ interest on encumbrances. (e) Includes $ accrual of discount less $ amortization of premium and less $ paid for accrued interest on purchases. (f) Includes $ accrual of discount less $ amortization of premium. (g) Includes $ investment expenses and $ investment taxes, licenses and fees, excluding federal income taxes, attributable to segregated and Separate Accounts. (h) Includes $ interest on surplus notes and $ interest on capital notes. (i) Includes $ depreciation on real estate and $ depreciation on other invested assets. EXHIBIT OF CAPITAL GAINS (LOSSES) 4 5 Realized Gain (Loss) On Sales or Maturity Other Realized Adjustments Total Realized Capital Gain (Loss) (Columns + ) Change in Unrealized Capital Gain (Loss). U.S. Government bonds. Bonds exempt from U.S. tax. Other bonds (unaffiliated). Bonds of affiliates. Preferred stocks (unaffiliated). Preferred stocks of affiliates. Common stocks (unaffiliated) (559) (559) (7,89). Common stocks of affiliates. Mortgage loans 4. Real estate 5. Contract loans 6. Cash, cash equivalents and short-term investments 7. Derivative instruments 8. Other invested assets 9. Aggregate write-ins for capital gains (losses) 0. Total capital gains (losses) (559) (559) (7,89) DETAILS OF WRITE-INS 090. 090. 090. 0998. Summary of remaining write-ins for Line 9 from overflow page 0999. Totals (Lines 090 thru 090 plus 0998) (Line 9, above) Change in Unrealized Foreign Exchange Capital Gain (Loss) 7
Exhibit Exhibit 8
EXHIBIT - AGGREGATE RESERVE FOR LIFE, ANNUITY AND ACCIDENT AND HEALTH CONTRACTS 4 Description of Valuation Basis Total Ordinary 00000. Deferred Variable NAV MV 58,944 58,944 099999. Annuities: Totals 58,944 58,944 Group 9999999. Totals (to Page, Line ) 58,944 58,944 EXHIBIT - INTERROGATORIES. Has the reporting entity ever issued both participating and non-participating variable life insurance contracts? Yes [ ] No [ X ]. Does the reporting entity at present issue both participating and non-participating variable life insurance contracts? Yes [ ] No [ X ]. If not, state which kind is issued Non-participating. Is any surrender value promised in excess of the reserve as legally computed? Yes [ ] No [ X ] N/A [ ]. If so, the amount of such excess must be included in surrender values in excess of reserves otherwise required and carried in this schedule. Has this been done? Yes [ ] No [ ] N/A [ X ] Attach a statement of methods employed in the valuation of variable life insurance contracts issued at, or subsequently subject to, an extra premium or in the valuation of contracts otherwise issued on lives classified as substandard for the plan of contract issued or on special class lives (including paid-up variable life insurance). EXHIBIT A - CHANGES IN BASIS OF VALUATION DURING THE YEAR (Including supplementary contracts set up on a basis other than that used to determine benefits) Valuation Basis 4 Description of Valuation Class Changed From Changed To Increase in Actuarial Reserve Due to Change NONE 9999999 - Totals (Page 6, Line 5, Analysis of Increase in Reserves) 9
Exhibit 4 0
EXHIBIT 5 - RECONCILIATION OF CASH AND INVESTED ASSETS DEVELOPMENT OF INCREASE IN CASH. Transfers to Separate Accounts on account of:. Net premiums and considerations for annuities and supplementary contracts with life contingencies 6,000. Aggregate write-ins for other transfers to Separate Accounts. Deposits on deposit-type contract funds and other liabilities without life or disability contingencies. Investment income collected 5,789 4. Consideration on disposal of short-term bonds net of purchases 5. Consideration on disposal of investments (excluding short-term bonds) 6,04 6. Aggregate write-ins for other increases in funds from operations 7. Total (Lines to 6) 47,80 8. Cost of investments acquired (excluding short-term bonds) 4,777 9. Transfers from Separate Accounts on account of contract benefits: 9. Death benefits 9. Matured endowments 9. Annuity benefits 9.4 Supplementary contract benefits with life contingencies 9.5 Accident and health benefits 9.6 Surrender benefits and withdrawals for life contracts,785 9.7 Policy loans (net) 9.8 Transfers of reserves (net) 9.9 Aggregate write-ins for other transfers from Separate Accounts on account of contract benefits 0. Other transfers from Separate Accounts: 0. Federal income taxes 0. Aggregate write-ins for other transfers from Separate Accounts. Withdrawals on deposit-type contract funds and other liabilities without life or disability contingencies. Investment expenses (Exhibit, Line 5). Fees associated with investment management, administration and contract guarantees,4. Investment taxes, licenses and fees, excluding federal income taxes (Exhibit, Line 9) 4. Total (Lines 8 to ) 47,80 5. Funds from operations (Line 7 minus Line 4) 6. Surplus contributed or (withdrawn) during year 7. Aggregate write-ins for other changes in funds 8. Total funds (includes $ net transfers from general account) (Lines 5 to 7) 9. Increase in payable for investments acquired, net of receivable for investments sold 0. Decrease in policy loans. Aggregate write-ins for other reconciling items. Increase in cash (Line 8 to ) RECONCILIATION BETWEEN YEARS. Cash and invested assets, December st of prior year,579 4. Increase in cash (Line ) 5. Cost of invested assets acquired 4,777 6. Adjusted cost of assets disposed of 6,57 7. Increase in policy loans 8. Accrual of discount less amortization of premium 9. Depreciation on real estate and other invested assets 0. Increase in net unrealized gains. Aggregate write-ins for other reconciling items. Cash and invested assets, December st of current year 58,944 0.0. 0.0. 0.0. DETAILS OF WRITE-INS 0.98. Summary of remaining write-ins for Line. from overflow page 0.99. Totals (Lines 0.0 thru 0.0 plus 0.98) (Line. above) 060. 060. 060. 0698. Summary of remaining write-ins for Line 6 from overflow page 0699. Totals (Lines 060 thru 060 plus 0698) (Line 6 above) 09.90. 09.90. 09.90. 09.998. Summary of remaining write-ins for Line 9.9 from overflow page 09.999. Totals (Lines 09.90 thru 09.90 plus 09.998) (Line 09.9 above) 0.0. 0.0. 0.0. 0.98. Summary of remaining write-ins for Line 0. from overflow page 0.99. Totals (Lines 0.0 thru 0.0 plus 0.98) (Line 0. above) 70. 70. 70. 798. Summary of remaining write-ins for Line 7 from overflow page 799. Totals (Lines 70 thru 70 plus 798) (Line 7 above) 0. 0. 0. 98. Summary of remaining write-ins for Line from overflow page 99. Totals (Lines 0 thru 0 plus 98) (Line above) 0. 0. 0. 98. Summary of remaining write-ins for Line from overflow page 99. Totals (Lines 0 thru 0 plus 98) (Line above) Amount (7,89)
EXHIBIT 6 - GUARANTEED INSURANCE AND ANNUITY PRODUCTS Amount Percent of Total. Aggregate reserve for life, annuity and accident and health contracts (Included in Exhibit ):. Life insurance. Annuities. Supplementary contracts with life contingencies.4 Accident and health.5 Miscellaneous reserves.6 Total. Liability for deposit-type contracts (included in Exhibit 4):. Guaranteed interest contracts. Annuities certain. Supplemental contracts.4 Dividend accumulations or refunds.5 Premium and other deposit funds.6 Total. Other liabilities (included in Page, Lines 4, 0, & 4) 4. Total liabilities associated with guarantees (Lines.6 +.6 + ) 5. Total liabilities not associated with guarantees 58,944 00.0 6. Total Separate Accounts liabilities (Lines 4 + 5 = Page, Line 7) 58,944 00.0 %
GENERAL INTERROGATORIES Product Mix.0 Identify the product types in the separate account, quantify the assets associated with those products, indicate if there are any guarantees associated with those products, quantify seed money and quantify other fees and expenses due to the general account: Note: A distinct product identifier shall be used for each product and shall be used consistently throughout the interrogatory. Guarantees Associated with the Product Yes/No 4 5 Fees and Expenses Due to the General Account Separate Account Additional Required Product Identifier Assets Seed Money Surplus Amounts Variable Annuities 58,944 YES 0 0 0 Totals 58,944 XXX 0 0 0 Note: Additional Required Surplus Amounts is defined as additional or permanent surplus that is required to be retained in the separate account in accordance with state law or regulation. These amounts should not include reinvested separate account investment proceeds that have not been allocated to separate account contract holders..0 Did the reporting entity remit seed money, other fees and expenses or additional required surplus amounts to the general account during the current year? Yes [ X ] No [ ].0 If yes, provide information on the total gross amount of seed money, other fees and expenses or additional required surplus amounts remitted to the general account during the current year (these amounts should not be reflected in the seed money totals in.0):.0 Seed Money $ 0.0 Other Fees and Expenses $,4.0 Additional Required Surplus Amounts $ 0.04 Did the reporting entity receive seed money from the general account in the current year? Yes [ ] No [ X ].05 If yes, provide information on the total gross amount of seed money received in the current year: (If amounts were both received and remitted in the current year, include the gross amounts in both.0 and.05.).05 Seed Money Received $.06 Does the reporting entity consider any of the seed money reflected in separate accounts to be insulated from the general account? Yes [ ] No [ ] N/A [ X ].07 If yes, provide information on the amount of seed money the reporting entity considers insulated from the general account:.07 Insulated Seed Money $.08 Does the reporting entity have a policy for repatriating seed money or remitting fees and expenses due and additional required surplus amounts to the general account:.08 Seed Money Yes [ ] No [ X ].08 Other Fees and Expenses Yes [ ] No [ X ].08 Additional Required Surplus Amounts Yes [ ] No [ X ].09 Provide detail on the time duration for which seed money, other fees and expenses due to the general account and additional required surplus amounts have been held in the separate account: Seed Money Fees and Expenses Due to the General Account Additional Required Surplus Amounts.09 Under Year.09 Year - Years.09 Over Years - 5 Years.094 Over 5 Years.095 Total.0 For seed money, other fees and expenses, and additional required surplus amounts held in the separate account, does the reporting entity invest these funds in accordance with investment directives of the general account:.0 Seed Money Yes [ ] No [ ] N/A [ X ].0 Other Fees and Expenses Yes [ ] No [ ] N/A [ X ].0 Additional Required Surplus Amounts Yes [ ] No [ ] N/A [ X ] 6
GENERAL INTERROGATORIES. If no, does the reporting entity have stated policy and procedure for the investment of seed money, other fees and expenses, and additional required surplus amounts that are retained with the separate account?. Seed Money Yes [ ] No [ ] N/A [ X ]. Other Fees and Expenses Yes [ ] No [ ] N/A [ X ]. Additional Required Surplus Amounts Yes [ ] No [ ] N/A [ X ] Separate Account Products with General Account Guarantees. Does the reporting entity have products with guarantees provided by the general account? Yes [ X ] No [ ]. If yes, what is the current total maximum guarantee the general account would provide to the separate account? $ 0. Has the separate account collected amounts from the general account within the past five years related to separate account guarantees? Yes [ X ] No [ ].4 If yes, provide detail on these guarantees paid by the general account: Year Amount.40 As of December, 06 $ 7.40 As of December, 05 $ 4.40 As of December, 04 $ 54.404 As of December, 0 $ 47.405 As of December, 0 $,6.5 To compensate the general account for the risk taken, for any separate account products with general account guarantees, does the separate account remit risk charges to the general account related to separate account guarantees? Yes [ ] No [ X ].6 If yes, identify the separate account products with risk charges that are remitted to the general account and whether the risk charge for that product is reviewed and opined upon: Product Identifier with Risk Charges Risk Charge Reviewed and Opined Upon Name and Title of Individual who Provided Opinion on Risk Charges.7 Provide detail on the risk charges paid to the general account related to separate account guarantees for the past five years: Year.70 As of December, 06 $.70 As of December, 05 $.70 As of December, 04 $.704 As of December, 0 $.705 As of December, 0 $ Amount Investment Directive of Separate Account Activity. Does the reporting entity have products classified within the separate account for which the investment directive is not determined by the contract holder? (Situations in which the investments directive mirrors the general account would not be considered determined by the contract holder; however, having the contract holder select an investment direction from multiple options would meet this criteria.) Yes [ ] No [ X ]. If yes, if these investments would have been included in the general account, would the reporting entity have exceeded the investment limitations imposed on the general account? Yes [ ] No [ ] N/A [ X ]. Provide detail on the separate account investment portfolio and state investment limitations. (This includes the combined separate account and general investments, excluding separate account assets with investment direction determined by the contract holder): State Investment Limitation Combined Investment (Separate and General Account) Investment Type Minimum Investments in US Government or fully guaranteed US government agency bonds or New York municipal bonds. 4,000,000 0,485,60 Minimum Investments in US Government or fully guaranteed US government agency bonds, US States municipal bonds & mortgages on property located in New York. 4,000,000 6,067,6 Investments in a single entity, excluding assets allowed for meeting minimum capital requirements & FHLMC / FNMA, classes of governmental obligations, and mortgage related securities. 5,97,890 5,498,8 Investments in preferred shares of a single US institution. 0,479,578 0 Aggregate investment in common shares, partnership interests, trust certificates or other equity interests of US institutions. 04,795,78 0 Investment in common shares, partnership interests, trust certificates or other equity interests of a single US institution. 0,479,578 0 Aggregate investments in Canadian assets. 5,97,890,69,708 Aggregate investments in non-canadian foreign countries. 04,795,78,946,87 Aggregate investments in non-canadian foreign countries with SVO sovereign ratings below. 9,48,74 0 Investments in a single non-canadian foreign country 06,678,5,60,49 Investments in a single non-canadian foreign country with SVO sovereign rating below. 45,79,67 0 Investments in obligations secured by real property - a single commercial mortgage. 0,479,578,908,67 Investments in mortgage-related securities - aggregate investments in MBS and CMOs issued by FHLMC or FNMA,066,785, 8,7,9 Aggregate mortgage related investments rated AA & above, issued or guaranteed by other than GNMA,FHLMC, or FNMA 04,795,78 0,9,945 Investments in mortgage-related securities - a single MBS /CMOs of a non-fhlmc or FNMA issuer 0,479,578 8,95,54 Aggregate investments not otherwise eligible for investment and not specifically prohibited, i.e. miscellaneous investments.,57,047 65,964,7 Investments that are neither interest bearing nor income generating. 0 0.
Allocation of Investment Proceeds of Separate Account Activity 4. Does the reporting entity have separate account assets in which less than 00% of investment proceeds (net of contract fees and assessments) are attributed to a contract holder? (This should identify any situations where there is a ceiling on investment performance results.) Yes [ ] No [ X ]..
GENERAL INTERROGATORIES 4. If yes, provide detail on the net investment proceeds that were attributed to the contract holder, transferred to the general account and reinvested within the separate account: Product Identifier Net Investment Proceeds Attributed to Contract Holder 4 Transferred to General Account 5 Reinvested Within the Separate Account 4. For items reinvested within the Separate Account, does the reporting entity invest these assets in accordance with investment directives of the general account? Yes [ ] No [ ] N/A [ X ] 4.4 If no, does the reporting entity have a stated policy and procedure for the reinvestment of investment proceeds within the separate account? Yes [ ] No [ ] N/A [ X ] 4.5 Did the reinvestment of investment proceeds within the separate account result with the company having a combined investment portfolio that exceeded the state investment limitations imposed on the general account? Yes [ ] No [ ] N/A [ X ] Measurement of Separate Account Assets 5. Does the reporting entity report all separate account assets at fair value? Yes [ X ] No [ ] 5. For items not reported at fair value, does the reporting entity report separate account assets at amortized cost, and/or under different measurement methods? 5. Amortized Cost Yes [ ] No [ ] 5. Other Measurement Methods Yes [ ] No [ ] 5. If other measurement methods are used, provide explanation on these measurement methods. 5.4 Identify the assets measured at fair value, amortized cost or another measurement method and the percentage of separate account assets measured under each measurement method: Amount Percentage Description 5.4 Fair Value $ 58,944 00.0 % 5.4 Amortized Cost $ 0 0.0 % 5.4 Other Measurement Methods $ 0 0.0 % 5.5 For the assets not measured at fair value, provide a comparison of the reported value to current fair value and identify the unrealized gain or loss that would have been recorded if the assets had been reported at fair value: Assets Held at Amortized Cost Fair Value 5.5 $ $ $ Assets Held at Other Measurement Method Fair Value 5.5 $ $ $ Unrecorded Unrealized Gain/Loss Unrecorded Unrealized Gain/Loss Securities Lending Transactions Within Separate Accounts 6. Does the reporting entity engage in securities lending transactions with separate account assets? Yes [ ] No [ X ] 6. If yes, does the reporting entity have written policies and procedures for such transactions? Yes [ ] No [ ] N/A [ ] 6. Does the reporting entity obtain approval, or otherwise provide notification to contract holders, regarding securities lending transactions that occur with separate account assets? Yes [ ] No [ ] N/A [ X ] 6.4 Are all securities lending transactions reported on balance sheet? Yes [ ] No [ ] N/A [ X ] 6.5 Provide a description of the reporting entity s securities lending transaction program, specifically identifying any variations from the securities lending transaction program administered by the general account. 6.6 Provide detail on the current status of separate account transactions by separate account product: 6.6 Amount of any loaned securities within the separate account and the percentage of separate account assets lent 6.6 Identify whether securities lent are reported at book value or market value 6.6 Amount $ 6.6 Percentage % 6.6 Book Value $ 6.6 Market Value $.
GENERAL INTERROGATORIES 6.6 Detail on collateral received: 6.6 Aggregate Amount Collateral Received 6.6 Open $ 6.6 0 Days or Less $ 6.6 to 60 Days $ 6.64 6 to 90 Days $ 6.65 Greater than 90 Days $ 6.66 Total Collateral Received $ 6.6 The aggregate fair value of all securities acquired from the sale, trade or use of the accepted collateral (reinvested collateral) $ 6.6 Narrative discussion about sources and uses of collateral: 6.64 Collateral for transactions that extend beyond one year from the reporting date $ 6.7 For the reporting entity s security lending program state the amount of the following as December of the current year: 6.7 Total fair value of reinvested collateral assets reported on Schedule DL, Parts and (Sum of Schedule DL, Parts and, Column 5) $ 6.7 Total book adjusted/carrying value of reinvested collateral assets reported on Schedule DL, Parts and (Sum of Schedule DL, Parts and, Column 6) $ 6.7 Total payable for securities lending reported on the liability page (Page, Line 4, Column ) $ FHLB Funding Agreements 7. Does the reporting entity report Federal Home Loan Bank (FHLB) funding agreements within the separate account? Yes [ ] No [ X ] 7. Provide detail on the elements that support the classification of FHLB funding agreements within the separate account 7. Provide detail regarding the FHLB funding agreements classified within the separate account: Amount of FHLB Stock Purchased or Owned Amount of Collateral Pledged to the FHLB Total Borrowing or Funding Capacity Currently Available $ $ $ $ 4 Total Reserves Related to FHLB Agreements 7.4 For funding agreements within the separate account, provide a general description on the nature of the agreement, type of funding (lines of credit, borrowed money, etc) and intended use of funding. Reporting Differences Between GAAP and SAP Financial Statements (This disclosure is applicable to all reporting entities regardless if they file GAAP financial statements) 8. Does the reporting entity file GAAP financial statements? Yes [ ] No [ X ] 8. In accordance with the different separate account reporting requirements between GAAP (SOP 0-) and statutory accounting, does the reporting entity have products that are classified within the separate account that were, or would have been if GAAP financial statements had been completed, required to be reported within the general account under GAAP financials? Pursuant to SOP 0-, all of the following conditions must be met to receive separate account reporting classification under GAAP: Yes [ ] No [ X ] N/A [ ] a. Legal Recognition - The separate account is legally recognized. That is, the separate account is established, approved, and regulated under special rules such as state insurance laws, federal securities laws, or similar foreign laws. b. Legally Insulated - The separate account assets supporting the contract liabilities are legally insulated from the general account liabilities of the insurance enterprise (that is, the contract holder is not subject to insurer default risk to the extent of the assets held in the separate account). c. Investment Directive - The insurer must, as a result of contractual, statutory, or regulatory requirements, invest the contract holder s funds within the separate account as directed by the contract holder in designated investment alternatives or in accordance with specific investment objectives or policies. d. Investment Performance - All investment performance, net of contract fees and assessments, must as a result of contractual, statutory, or regulatory requirements be passed through to the individual contract holder. Contracts may specify conditions under which there may be a minimum guarantee, but not a ceiling, as a ceiling would prohibit all investment performance from being passed through to the contract holder.
GENERAL INTERROGATORIES 8. Identify all separate account products and identify whether each product was classified within a separate account for GAAP reporting purposes. (For non-gaap filers, this disclosure should reflect whether the GAAP classification would have been the same if GAAP financials had been completed.) For products that were (or would have been) reported differently, identify which SOP 0- condition prevented separate account GAAP classification for that particular product. Variable Annuities Product Identifier Same as GAAP / Condition that Requires GAAP General Account Reporting Same as GAAP.4
Interest Maintenance Reserve Interest Maintenance Reserve - Amortization Asset Valuation Reserve - Default Component Asset Valuation Reserve - Equity Component Asset Valuation Reserve Replications (Synthetic) Assets 4, 5,6, 7,8,9, 0
OVERFLOW PAGE FOR WRITE-INS
Schedule A - Verification - Real Estate Schedule B - Verification - Mortgage Loans SI0
SCHEDULE BA - VERIFICATION BETWEEN YEARS Other Long-Term Invested Assets. Book/adjusted carrying value, December of prior year. Cost of acquired:. Actual cost at time of acquisition (Part, Column 8). Additional investment made after acquisition (Part, Column 9). Capitalized deferred interest and other:. Totals, Part, Column 6. Totals, Part, Column 4. Accrual of discount 5. Unrealized valuation increase (decrease): NONE 5. Totals, Part, Column 5. Totals, Part, Column 9 6. Total gain (loss) on disposals, Part, Column 9 7. Deduct amounts received on disposals, Part, Column 6 8. Deduct amortization of premium and depreciation 9. Total foreign exchange change in book/adjusted carrying value: 9. Totals, Part, Column 7 9. Totals, Part, Column 4 0. Deduct current year s other than temporary impairment recognized: 0. Totals, Part, Column 5 0. Totals, Part, Column. Book/adjusted carrying value at end of current period (Lines +++4+5+6-7-8+9-0). Deduct total nonadmitted amounts. Statement value at end of current period (Line minus Line ) SCHEDULE D - VERIFICATION BETWEEN YEARS Bonds and Stocks. Book/adjusted carrying value, December of prior year,579. Cost of bonds and stocks acquired, Part, Column 7 4,777. Accrual of discount 4. Unrealized valuation increase (decrease): 4.. Part, Column 4.. Part, Section, Column 5 4.. Part, Section, Column 4.4. Part 4, Column 64 (7,89) 5. Total gain (loss) on disposals, Part 4, Column 9 6. Deduction consideration for bonds and stocks disposed of, Part 4, Column 7 6,04 7. Deduct amortization of premium 8. Total foreign exchange change in book/adjusted carrying value: 8.. Part, Column 5 8.. Part, Section, Column 9 8.. Part, Section, Column 6 8.4. Part 4, Column 5 9. Deduct current year s other than temporary impairment recognized: 9.. Part, Column 4 9.. Part, Section, Column 7 9.. Part, Section, Column 4 9.4. Part 4, Column 0. Book/adjusted carrying value at end of current period (Lines +++4+5-6-7+8-9) 58,944. Deduct total nonadmitted amounts. Statement value at end of current period (Line 0 minus Line ) 58,944 (8,0) (559) SI0
SCHEDULE D - SUMMARY BY COUNTRY BONDS Governments (Including all obligations guaranteed by governments) Description Long-Term Bonds and Stocks OWNED December of Current Year Book/Adjusted Carrying Value Fair Value. United States. Canada. Other Countries 4. Totals U.S. States, Territories and Possessions (Direct and guaranteed) 5. Totals U.S. Political Subdivisions of States, Territories and Possessions (Direct and guaranteed) 6. Totals U.S. Special Revenue and Special Assessment Obligations and all Non- Guaranteed Obligations of Agencies and Authorities of Governments and their Political Subdivisions 7. Totals Industrial and Miscellaneous, SVO Identified Funds and Hybrid Securities (unaffiliated) 8. United States 9. Canada 0. Other Countries. Totals Parent, Subsidiaries and Affiliates. Totals PREFERRED STOCKS Industrial and Miscellaneous (unaffiliated). Total Bonds 4. United States 5. Canada 6. Other Countries 7. Totals Parent, Subsidiaries and Affiliates 8. Totals COMMON STOCKS Industrial and Miscellaneous (unaffiliated) Parent, Subsidiaries and Affiliates 4. Totals Actual Cost 9. Total Preferred Stocks 0. United States 58,944 58,944 75,84. Canada. Other Countries. Totals 58,944 58,944 75,84 5. Total Common Stocks 58,944 58,944 75,84 6. Total Stocks 58,944 58,944 75,84 7. Total Bonds and Stocks 58,944 58,944 75,84 4 Par Value of Bonds SI04
Schedule DA - Verification - Short-Term Investments Schedule DB - Part A - Verification - Options, Caps, Floors, Collars, Swaps and Forwards Schedule DB - Part B - Verification - Futures Contracts Schedule DB - Part C - Section - Replication (Synthetic Asset) Transactions (RSATs) Open Schedule DB-Part C-Section -Reconciliation of Replication (Synthetic Asset) Transactions Open Schedule DB - Verification - Book/Adjusted Carrying Value, Fair Value and Potential Exposure of Derivatives Schedule E - Verification - Cash Equivalents Schedule A - Part - Real Estate Owned Schedule A - Part - Real Estate Acquired and Additions Made Schedule A - Part - Real Estate Disposed Schedule B - Part - Mortgage Loans Owned Schedule B - Part - Mortgage Loans Acquired and Additions Made Schedule B - Part - Mortgage Loans Disposed, Transferred or Repaid Schedule BA - Part - Other Long-Term Invested Assets Owned SI0, SI, SI, SI, SI4, SI5, E0, E0, E0, E04, E05, E06, E07
Schedule BA - Part - Other Long-Term Invested Assets Acquired and Additions Made Schedule BA - Part - Other Long-Term Invested Assets Disposed, Transferred or Repaid Schedule D - Part - Long Term Bonds Owned Schedule D - Part - Section - Preferred Stocks Owned E08, E09, E0, E
SCHEDULE D - PART - SECTION Showing All COMMON STOCKS Owned December of Current Year CUSIP Identification Codes 5 6 Fair Value 9 Dividends Change in Book/Adjusted Carrying Value 7 8 4 7 8 0 4 5 6 Rate Per Total Foreign Share Current Year's Exchange Book/ Used to Unrealized Other-Than- Total Change in Change in NAIC Number Adjusted Obtain Amount Nonadmitted Valuation Temporary Book/Adjusted Book/Adjusted Market Foreign of Carrying Fair Declared Received Declared But Increase/ Impairment Carrying Value Carrying Indicator Description Code Shares Value Value Fair Value Actual Cost but Unpaid During Year Unpaid (Decrease) Recognized ( - 4) Value (a) 0496-40- American Century American Century VP Balanced 5,85.000 6,40 6.970 6,40 6,65,07 89 89 L /9/06 96-0-8 Federated Managed Volatilty II,.000 0,598 9.50 0,598,606 47 85 85 U 0//06 7407-0-6 Pioneer Mid Cap Value VCT CL,08.000,694 0.490,694 9,96,6,807,807 L //06 7407--0 Pioneer Select MCap Gr VCT CL,490.000 8,8.560 8,8 85,698 0, (7,04) (7,04) L //06 7407-87-5 Pioneer Fund VCT CL,6.000 64,7 7.70 64,7 75,676 0,9 (5,9) (5,9) L //06 99T-46- VOYA Global Equity Portfolio 784.000 7,4 9.00 7,4 7,76 59 9 9 U //06 994F-66-0 VOYA JP Morgan Emerg Mkt Eq,05.000 5,6 5.0 5,6 8,404 08,50,50 L //06 999999. Subtotal - Mutual Funds 8,868 XXX 8,868 55,758 5,9 (8,0) (8,0) XXX XXX 974-8-4 Fidelity VIP Gov MMkt Serv Cl 0,076.000 0,076.000 0,076 0,076 L /0/06 999999. Subtotal - Money Market Mutual Funds 0,076 XXX 0,076 0,076 XXX XXX Date Acquired E 9799999 - Total Common Stocks 58,944 XXX 58,944 75,84 5, (8,0) (8,0) XXX XXX 9899999 - Total Preferred and Common Stocks 58,944 XXX 58,944 75,84 5, (8,0) (8,0) XXX XXX (a) For all common stock bearing the NAIC market indicator "U" provide: the number of such issues, the total $ value (included in Column 8) of all such issues $ 7,8
ANNUAL STATEMENT FOR THE YEAR 06 OF THE SEPARATE ACCOUNTS OF THE First Symetra National Life SCHEDULE D - PART Showing All Long-Term Bonds and Stocks ACQUIRED During Current Year 4 5 CUSIP Identification Description Foreign Date Acquired Name of Vendor Number of Shares of Stock Actual Cost Par Value 899997. Total - Bonds - Part 899998. Total - Bonds - Part 5 899999. Total - Bonds 8999997. Total - Preferred Stocks - Part XXX 8999998. Total - Preferred Stocks - Part 5 XXX 8999999. Total - Preferred Stocks XXX 0496-40- American Century American Century VP Balanced /9/06 American Century Variable Portfolios, Inc.000,45 96-0-8 Federated Managed Volatilty II 0//06 Federated Insurance Series 56.000 487 7407-0-6 Pioneer Mid Cap Value VCT CL //06 Pioneer Variable Contracts Trust 80.000,7 7407--0 Pioneer Select MCap Gr VCT CL //06 Pioneer Variable Contracts Trust 69.000 6, 7407-87-5 Pioneer Fund VCT CL //06 Pioneer Variable Contracts Trust 88.000 4,9 Voya 99T-46- VOYA Global Equity Portfolio //06 Investors Trust.000,60 994F-66-0 VOYA JP Morgan Emerg Mkt Eq //06 Voya Investors Trust 54.000,06 999999. Subtotal - Common Stocks - Mutual Funds 9,775 XXX 974-8-4 Fidelity VIP Gov MMkt Serv Cl /0/06 Fidelity Variable Insurance Products,00.000,00 999999. Subtotal - Common Stocks - Money Market Mutual Funds,00 XXX 9799997. Total - Common Stocks - Part 4,777 XXX 9799998. Total - Common Stocks - Part 5 XXX 9799999. Total - Common Stocks 4,777 XXX 9899999. Total - Preferred and Common Stocks 4,777 XXX 9999999 - Totals 4,777 XXX 6 7 8 9 Paid for Accrued Interest and Dividends E
E4 ANNUAL STATEMENT FOR THE YEAR 06 OF THE SEPARATE ACCOUNTS OF THE First Symetra National Life SCHEDULE D - PART 4 Showing All Long-Term Bonds and Stocks SOLD, REDEEMED or Otherwise DISPOSED OF During Current Year 4 5 6 7 8 9 0 Change In Book/Adjusted Carrying Value 6 7 8 9 0 4 5 Total CUSIP Identification Description Foreign Disposal Date Name of Purchaser Number of Shares of Stock Consideration Par Value Actual Cost Prior Year Book/ Adjusted Carrying Value Unrealized Valuation Increase/ Decrease Current Year's (Amortization)/ Accretion Current Year's Other- Than- Temporary Impairment Recognized Total Change in Book/ Adjusted Carrying Value (+-) Foreign Exchange Change in Book/ Adjusted Carrying Value Book/ Adjusted Carrying Value at Disposal Date Foreign Exchange Gain (Loss) on Disposal Realized Gain (Loss) on Disposal Total Gain (Loss) on Disposal Bond Interest/ Stock Dividends Received During Year Stated Contractual Maturity Date 899997. Total - Bonds - Part 4 XXX 899998. Total - Bonds - Part 5 XXX 899999. Total - Bonds XXX 8999997. Total - Preferred Stocks - Part 4 XXX XXX 8999998. Total - Preferred Stocks - Part 5 XXX XXX 8999999. Total - Preferred Stocks XXX XXX 0496-40- American Century American Century VP Balanced /0/06 96-0-8 Federated Managed Volatilty II /0/06 7407-0-6 Pioneer Mid Cap Value VCT CL /0/06 7407--0 Pioneer Select MCap Gr VCT CL /0/06 7407-87-5 Pioneer Fund VCT CL /0/06 American Century Variable Portfolios, Inc 44.000,679,765,690 74 74,764 (85) (85) 7 Federated Insurance Series 47.000 4 489 44 55 55 489 (67) (67) 4 Pioneer Variable Contracts Trust 4.000 69 44 68 (4) (4) 44 5 5 Pioneer Variable Contracts Trust 44.000,055 9,48 (7) (7) 9 4 4 85 Pioneer Variable Contracts Trust.000,045,607,9 69 69,608 (56) (56) 7 Voya 99T-46- VOYA Global Equity Portfolio /0/06 Investors Trust 0.000 89 04 90 4 4 04 (5) (5) Voya 994F-66-0 VOYA JP Morgan Emerg Mkt Eq /0/06 Investors Trust.000 97 84 8 0 0 85 (88) (88) 999999. Subtotal - Common Stocks - Mutual Funds 5,756 XXX 6,4 6,05 64 64 6,5 (559) (559) 458 XXX Fidelity Variable 974-8-4 Fidelity VIP Gov MMkt Serv Cl /0/06 Insurance Products 58.000 58 58 58 58 999999. Subtotal - Common Stocks - Money Market Mutual Funds 58 XXX 58 58 58 XXX 9799997. Total - Common Stocks - Part 4 6,04 XXX 6,57 6,09 64 64 6,57 (559) (559) 458 XXX 9799998. Total - Common Stocks - Part 5 XXX XXX 9799999. Total - Common Stocks 6,04 XXX 6,57 6,09 64 64 6,57 (559) (559) 458 XXX 9899999. Total - Preferred and Common Stocks 6,04 XXX 6,57 6,09 64 64 6,57 (559) (559) 458 XXX 9999999 - Totals 6,04 XXX 6,57 6,09 64 64 6,57 (559) (559) 458 XXX
Schedule D - Part 5 - Long Term Bonds and Stocks Acquired and Fully Disposed Of Schedule DA - Part - Short-Term Investments Owned Schedule DB - Part A - Section - Options, Caps, Floors, Collars, Swaps and Forwards Open Schedule DB - Part A - Section - Options, Caps, Floors, Collars, Swaps and Forwards Terminated Schedule DB - Part B - Section - Futures Contracts Open Schedule DB - Part B - Section B - Brokers with whom cash deposits have been made Schedule DB - Part B - Section - Futures Contracts Terminated Schedule DB - Part D - Section - Counterparty Exposure for Derivative Instruments Open Schedule DB - Part D-Section - Collateral for Derivative Instruments Open - Pledged By Schedule DB - Part D-Section - Collateral for Derivative Instruments Open - Pledged To Schedule DL - Part - Reinvested Collateral Assets Owned Schedule DL - Part - Reinvested Collateral Assets Owned Schedule E - Part - Month End Depository Balances Schedule E - Part - Cash Equivalents Owned E5, E7, E8, E9, E0, E, E, E, E4, E5, E6, E7
Schedule E - Part - Special Deposits E8
ANNUAL STATEMENT BLANK ALPHABETICAL INDEX Analysis of Increase in Reserves During The Year 6 Analysis of Operations By Lines of Business 5 Asset Valuation Reserve Default Component 5 Asset Valuation Reserve Equity 7 Asset Valuation Reserve Replications (Synthetic) Assets 0 Assets Exhibit - Investment Expenses 8 Exhibit - Investment Taxes, Licenses and Fees (Excluding Federal Income Taxes) 8 Exhibit - Aggregate Reserve for Life, Annuity and Accident and Health Contracts 9 Exhibit - Interrogatories 9 Exhibit A - Changes in Bases of Valuation During The Year 9 Exhibit 4 - Deposit-Type Contracts 0 Exhibit 5 - Reconciliation of Cash and Invested Assets Exhibit 6 - Guaranteed Insurance and Annuity Products Exhibit of Capital Gains (Losses) 7 Exhibit of Net Investment Income 7 Form for Calculating the Interest Maintenance Reserve (IMR) 4 General Interrogatories Jurat Page Liabilities, Surplus and Other Funds Overflow Page For Write-ins Schedule A - Part E0 Schedule A - Part E0 Schedule A - Part E0 Schedule A - Verification Between Years SI0 Schedule B - Part E04 Schedule B - Part E05 Schedule B - Part E06 Schedule B - Verification Between Years SI0 Schedule BA - Part E07 Schedule BA - Part E08 Schedule BA - Part E09 Schedule BA - Verification Between Years SI0 Schedule D - Part E0 Schedule D - Part - Section E Schedule D - Part - Section E Schedule D - Part E Schedule D - Part 4 E4 Schedule D - Part 5 E5 Schedule D - Summary By Country SI04 Schedule D - Verification Between Years SI0 Schedule DA - Part E7 Schedule DA - Verification Between Years SI0 Schedule DB - Part A - Section E8 Schedule DB - Part A - Section E9 Schedule DB - Part A - Verification Between Years SI Schedule DB - Part B - Section E0 Schedule DB - Part B - Section E Schedule DB - Part B - Verification Between Years SI Schedule DB - Part C - Section SI Schedule DB - Part C - Section SI Schedule DB - Part D - Section E Schedule DB - Part D - Section E Schedule DB - Verification SI4 Schedule DL - Part E4 Schedule DL - Part E5 Schedule E - Part - Cash E6 Schedule E - Part - Cash Equivalents E7 Schedule E - Part - Special Deposits E8 Schedule E - Verification Between Years SI5 Summary of Operations 4 INDEX