Report on Shareholding Pattern of the Exchange in terms of Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 01 (Quarter ended March 31, 017) A. Top ten shareholders during the quarter Sl. No. Name of the Shareholder Number of shares held at the end of Percentage of shareholding the quarter 1 National Stock Exchange of India 7,601,377 15.00 Limited Life Insurance Corporation Of India 5,65,000 11.10 3 The National Bank For 5,65,000 11.10 Agriculture And Rural Development 4 Indian Farmers Fertilizer Co 5,068,000 10.00 Operative Ltd. 5 Oman India Joint Investment 5,067,600 10.00 Fund 6 Punjab National Bank 3,694,446 7.9 7 Build India Capital Advisors LLP 3,091,36 6.10 8 Canara Bank 3,055,519 6.03 9 IDFC Trustee Co. Ltd. A/C IDFC,533,800 5.00 Infrastructure Fund 3 A/C IDFC Private Equity Fund III 10 Shree Renuka Sugars Limited,533,700 5.00
B. Shareholders falling under Regulation 17 who have acquired shares during the quarter Sl. No. Name of the Name of the Number of Percentage Shareholder who Shareholder from shares acquired of acquired shares whom shares during the shareholding acquired quarter after the acquisition None C. Category wise shareholding pattern in the recognized commodity derivative exchange (along with the names of the shareholder) i. Trading Members* Sl No. Category of No. of Total number of Percentage Shareholder shareholders shares of shares Individuals (Listed) (Unlisted) Banks (wherever permitted) Any other(specify) Total (A) -- -- --
ii. ASSOCIATES OF TRADING MEMBERS* Sr. No. Category of No. of Total number of Percentage shareholder shareholders shares of shares Individuals (Listed) (Unlisted) 1 Star Agriwarehousing 1 7,00,500 1.38 and Collateral Management Ltd Our Commodity Participant Member - Farmers Fortune (India) Pvt. Ltd. is a wholly owned subsidiary of STAR AGRIWARE HOUSING AND COLLATERAL MANAGEMENT LIMITED. However the status of the Member as on date is Cancelled" since the Member 3
has not applied for SEBI registration. HUF Trust Financial Institutions/Banks Foreign Holding (FDI) Foreign Holding (FII) Any other (specify) Total (B) 1 7,00,500 1.38 TOTAL (A+B) 1 7,00,500 1.38 * Only the Trading members of the National Commodity & Derivatives Exchange Limited have been considered. iii. Public Shareholding Sr. No. Category of shareholder No. of shareholders Total number of shares Percent age of shares 1 Individuals 0.00 (Listed) 1 Shree Renuka Sugars Limited 1,533,700 5.00 CRISIL Limited 1 1,875,000 3.70 (Unlisted) 4
1 National Stock Exchange of India 1 7,601,377 15.00 Limited Jaypee Capital Services Limited 1 1,04,800.38 3 Build India Capital Advisors LLP (Limited Liability Partnership) HUF 1 3,091,36 6.10 Trust Financial Institutions/Banks 1 The National Bank For Agriculture And Rural Development 1 5,65,000 11.10 Life Insurance Corporation Of India BANKS 1 5,65,000 11.10 1 Punjab National Bank 1 3,694,446 7.9 Canara Bank-Mumbai 1 3,055,519 6.03 Foreign Holding (FDI) Foreign Holding (FII) 1 Goldman Sachs Investments (Mauritius) I Ltd Intercontinental Exchange Holdings 1 1,500,000.96 1 1,500,000.96 Any other (specify) Insurance Companies NIL Mutual Funds Venture Capital Fund NIL 5
1 Oman India Joint Investment Fund IDFC Trustee Co. LTD A/C IDFC Infrastructure Fund 3 A/C IDFC Private Equity Fund III Any Other (specify) 1 Indian Farmers Fertiliser Co Operative Ltd. (Co-Operative Society) 1 5,067,600 10.00 1,533,800 5.00 1 5,068,000 10.00 Total (C) 49,975,500 98.6 Grand Total (A)+(B)+(C) 50,676,000 100.00 D. SHAREHOLDERS ACTING IN CONCERT The exchange shall indicate the shareholding pattern in the format given below in respect of each set of shareholders, in case they hold shares along with persons acting in concert Sr. No. Name of the Category of Details of holding Shareholder shareholder Number Percentage of shares NIL E. It is hereby being confirmed that the Exchange has complied with the provisions of Regulation 1 of Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 01. Certified to be true For National Commodity and Derivatives Exchange Limited Date: April 13, 017 Sd/- Samir Shah Managing Director & CEO 6