Vontobel Ass UK Tax Reporting Figures REPORT TO INVESTORS Vontobel Fund SICAV ACCOUNTING PERIOD 01/09/2015-31/08/2016 Absolute Return Bond (CHF) Absolute Return Bond (EUR) Absolute Return Bond (EUR) Absolute Return Bond (EUR) Absolute Return Bond (EUR) Currency of calculation CHF EUR EUR EUR EUR ISIN/SEDOL LU0218909108 LU0105717663 LU0105717820 LU1028902051 LU0278087514 Share class B A B HI (USD) I Excess of reportable income per unit 1.2721 Nil 0.9713 0.9364 0.8346 Cash and other distributions (e.g. bonus and capital distributions) per unit in relation to the period: Dividend per share 1 (ex-date 11/03/2016, pay date 31/03/2016) Dividend per share 2 (ex-date 13/06/2016, pay date 30/06/016) Dividend per share 3 (ex-date 13/09/2016, pay date 31/09/2016) Dividend per share 4 (ex-date 30/11/2016, pay date 03/12/2016) - - - - - - - - - - - - - - - - 1.92 - - - *Previously Harcourt Commodity **Previously Harcourt Dynamic Commodity There is no excess reportable income where actual cash and other distributions in relation to the period is equal to, or more than, the reportable income in accordance with the Offshore Funds (Tax) Regulations 2009 (as Confirmations: - The Fund distribution date is 29/02/2017. - The Fund operates equalisation arrangements but not full equalisation. - The Fund remains within the reporting fund regime as of the date of this report. - The Fund declares that it has complied with its obligations specified in regulation 53 and regulation 58. - The fund invests in other offshore funds as detailed in the Offshore Funds Investment Schedule to the HMRC cover letter.
set Management Absolute Return Bond Dynamic Absolute Return Bond Dynamic Absolute Return Bond Dynamic Absolute Return Bond Dynamic Bond Global Aggregate Clean Technology Clean Technology EUR EUR EUR EUR EUR EUR EUR LU1106543835 LU1106544304 LU1106544486 LU1106544056 LU0035745552 LU0384405519 LU0384405949 B HI (CHF) HI (USD) I H (USD) A I 2.8260 2.9916 3.0119 3.3184 20.9974 Nil 0.9236
Eastern European Bond Eastern European Bond Emerging Markets Debt Emerging Markets Debt Emerging Markets Debt Emerging Markets Debt Emerging Markets Debt EUR EUR USD USD USD USD USD LU0080215030 LU0080215204 LU0926439562 LU0926439992 LU0926440222 LU0926439729 LU0926439646 A B B H (EUR) HI (hedged) (EUR) I N Nil 3.6632 5.8388 5.9817 6.7349 6.4890 6.2344 1.70 - - - - - -
Emerging Markets Equity Emerging Markets Equity Emerging Markets Equity Emerging Markets Equity Emerging Markets Equity Emerging Markets Equity Emerging Markets Equity USD USD USD USD USD USD USD LU0040506734 LU1233654372 LU0040507039 LU0863298914 LU1179463556 LU1179464281 LU0787641983 A AN B G (GBP) HN (EUR) HN (GBP) I (GBP) Nil Nil Nil 1.7149 0.9000 0.9230 1.5109
Emerging Markets Equity Emerging Markets Equity Emerging Markets Local Currency Bond Emerging Markets Local Currency Bond Emerging Markets Local Currency Bond Emerging Markets Local Currency Bond Emerging Markets Local Currency Bond USD USD USD USD USD USD USD LU0278093082 LU0858753535 LU0563307551 LU0563307718 LU0752071745 LU0563308369 LU0563308872 I N A B B (EUR) H (hedged) (CHF) HI (hedged) (EUR) 1.2861 0.6998 Nil 3.6000 4.4276 3.3121 3.7400
EUR Corporate Bond Mid Yield EUR Corporate Bond Mid Yield EUR Corporate Bond Mid Yield EUR Corporate Bond Mid Yield EUR Corporate Bond Mid Yield Euro Bond Euro Money EUR EUR EUR EUR EUR EUR EUR LU1258889689 LU0153585723 LU1047498362 LU1054314221 LU1092317624 LU0035744233 LU0120689640 AI B HI (hedged) (CHF) HI (hedged) (USD) HN (hedged) (GBP) A B Nil 2.3414 1.7211 1.3780 2.2564 Nil Nil 2.65 - - - - - -
European Equity European Equity European Equity European Equity European Mid and Small Cap Equity Far East Equity Far East Equity EUR EUR EUR EUR EUR USD USD LU0153585053 LU0153585137 LU1428951617 LU0278085062 LU0120692511 LU0084450369 LU0084408755 A B G (USD) I A A B Nil 1.3575 0.3000 2.0343 Nil Nil Nil
Far East Equity Future Resources Future Resources Future Resources Future Resources Global Convertible Bond Global Convertible Bond USD EUR EUR EUR EUR EUR EUR LU0923573769 LU0384406087 LU0384406160 LU0384406327 LU0952815594 LU0416932159 LU0414968270 N A B I N A B 0.8902 Nil Nil Nil Nil 0.1632 0.3584
Global Convertible Bond Global Convertible Bond Global Convertible Bond Global Equity Global Equity Global Equity Global Equity EUR EUR EUR USD USD USD USD LU0414968601 LU0469620016 LU0414968437 LU0218910023 LU0218910536 LU0824095136 LU0858753451 H (hedged) (CHF) HI (hedged) (USD) I A B I (GBP) N 0.3710 2.4704 1.3292 Nil Nil 0.8829 0.4791
Global Equity (Ex-US) Global Equity (Ex-US) Commodity* Commodity* Commodity* Commodity* Harcourt Dividend Strategy USD USD USD USD USD USD USD LU0129603287 LU0129603360 LU0415414829 LU0415415479 LU0415415636 LU0415415800 LU0971937114 A B B H (hedged) (CHF) H (hedged) (EUR) I B (liquidated) Nil 0.3526 Nil Nil Nil Nil Nil
Harcourt Dividend Strategy Harcourt Dividend Strategy Harcourt Dividend Strategy Harcourt Dividend Strategy Harcourt Dividend Strategy Dynamic Commodity** Dynamic Commodity** USD USD USD USD USD USD USD LU0971937387 LU0971937544 LU0971937460 LU0971937627 LU0971937205 LU0759371569 LU0759372880 H (liquidated) (CHF) H (liquidated) (EUR) HI (liquidated) (CHF) HI (liquidated) (EUR) I B I Nil Nil Nil Nil Nil Nil Nil
Harcourt Momentum Strategy Harcourt Momentum Strategy Harcourt Momentum Strategy Harcourt Momentum Strategy Harcourt Momentum Strategy Harcourt Momentum Strategy Harcourt Premium Strategy USD USD USD USD USD USD USD LU0971937973 LU0971938278 LU0971938435 LU0971938351 LU0971938518 LU0971938195 LU0971938781 B H (CHF) H (EUR) HI (CHF) HI (EUR) I B (liquidated) Nil Nil 0.2856 31.5892 2.0215 1.5363 1.7101
Harcourt Premium Strategy Harcourt Premium Strategy Harcourt Premium Strategy Harcourt Premium Strategy Harcourt Premium Strategy High Yield Bond High Yield Bond USD USD USD USD USD EUR EUR LU0971938948 LU0971939169 LU0971939086 LU0971939243 LU0971938864 LU0571066462 LU0571067437 H (liquidated) (CHF) H (liquidated) (EUR) HI (liquidated) (CHF) HI (liquidated) (EUR) I B H (hedged) (CHF) 2.9757 1.2652 43.5017 162.5961 2.9160 5.7144 5.0452
High Yield Bond mtx China Leaders mtx China Leaders mtx Sustainable Asian Leaders (ex Japan) mtx Sustainable Asian Leaders (ex Japan) mtx Sustainable Emerging Markets Leaders mtx Sustainable Emerging Markets Leaders EUR USD USD USD USD USD USD LU0571068088 LU0278091979 LU0278092514 LU0384409180 LU0384410279 LU0571085330 LU0571085413 HI (hedged) (USD) B I A I A B 4.7625 0.5971 1.8861 Nil 2.7093 Nil 0.3978
mtx Sustainable Emerging Markets Leaders mtx Sustainable Global Leaders mtx Sustainable Global Leaders mtx Sustainable Global Leaders mtx Sustainable Global Leaders mtx Sustainable Global Leaders mtx Sustainable Global Leaders USD USD USD USD USD USD USD LU0571085686 LU0848325295 LU0848325378 LU0848326186 LU0848326269 LU0848326772 LU0848326855 I A B H (hedged) (CHF) H (hedged) (EUR) HI (hedged) (CHF) HI (hedged) (EUR) 1.2886 Nil Nil Nil Nil 0.3676 0.4103
mtx Sustainable Global Leaders mtx Sustainable Global Leaders mtx Sustainable Global Leaders mtx Sustainable Global Leaders New Power New Power New Power USD USD USD USD EUR EUR EUR LU1179465338 LU1179465684 LU0848325618 LU0848325709 LU0138258404 LU0138259048 LU0469623978 HN (GBP) HN (EUR) I N A B H (hedged) (GBP) 0.4209 0.3647 0.5217 0.3427 Nil Nil Nil
New Power New Power Swiss Franc Bond Swiss Franc Bond Swiss Money Target Return Balanced Target Return Balanced EUR EUR CHF CHF CHF EUR EUR LU1368732373 LU0952815248 LU1331778172 LU0035738771 LU0278086623 LU1190890936 LU1190891074 HN (hedged) (CHF) N AI B I A B 0.4000 0.3019 Nil 1.5062 0.3676 0.1207 1.1606 - - 0.66 - - 0.20 -
Target Return Balanced Target Return Balanced Target Return Balanced Target Return Balanced Target Return Balanced Target Return Defensive Target Return Defensive EUR EUR EUR EUR EUR EUR EUR LU1190891660 LU1190891405 LU1190891744 LU1190891587 LU1190891231 LU0505244268 LU0505244425 H (CHF) H (hedged) (USD) HI (CHF) HI (hedged) (USD) I A B 0.9689 0.8264 1.4409 0.3266 1.5951 0.4808 0.8026
Target Return Defensive Target Return Defensive Target Return Defensive Target Return Defensive Target Return Growth Target Return Growth Target Return Growth EUR EUR EUR EUR EUR EUR EUR LU0505244698 LU1190891827 LU1190892049 LU0505244771 LU1190889920 LU1190890001 LU1190890423 C H (hedged) (USD) HI (hedged) (USD) I A B H (hedged) (USD) 0.4073 0.3793 1.0120 1.1143 0.5976 Nil 141.4078
Target Return Growth Target Return Growth Target Return Growth TwentyFour Absolute Return Credit Fund TwentyFour Absolute Return Credit Fund TwentyFour Absolute Return Credit Fund TwentyFour Absolute Return Credit Fund EUR EUR EUR GBP GBP GBP GBP LU1190890696 LU1190890266 LU1230325943 LU1267852249 LU1267852751 LU1331789450 LU1410502493 HI (hedged) (USD) I I (USD) AI AN AQHN (EUR) AQHNG (hedged) (USD) Nil 0.0581 1'767.2201 Nil 3.0961 1.7082 Nil - - - 4.59 - - -
TwentyFour Absolute Return TwentyFour Absolute Return TwentyFour Absolute Return TwentyFour Absolute Return TwentyFour Absolute Return TwentyFour Absolute Return Credit Fund Credit Fund Credit Fund Credit Fund Credit Fund Credit Fund TwentyFour Global GBP GBP GBP GBP GBP GBP GBP LU1331789377 LU1368730674 LU1273680238 LU1267852082 LU1267852595 LU1273680154 LU1322872018 AQN AQNG G I N R AQG 2.0723 Nil 3.8488 3.0959 3.0961 1.9476 Nil - - - - - - 1.16-0.99 - - - - 1.23-1.22 - - - - 1.04
TwentyFour Global TwentyFour Global TwentyFour Global TwentyFour Global TwentyFour Global TwentyFour Global TwentyFour Global GBP GBP GBP GBP GBP GBP GBP LU1331792082 LU1325135033 LU1325134226 LU1451580523 LU1322871630 LU1394770140 LU1322871713 AQHI (USD) AQHN (hedged) (EUR) AQHNG (hedged) (EUR) AQHNG (hedged) (USD) AQN AQNG (USD) G 0.1534 0.2845 0.2390 Nil Nil Nil 3.3583 0.68 - - - - - - 0.85 1.73 1.70 - - 0.28-0.73 0.88 0.90 0.32 3.29 - -
TwentyFour Global TwentyFour Global TwentyFour Global TwentyFour Global TwentyFour Global TwentyFour Global US Dollar Money GBP GBP GBP GBP GBP GBP USD LU1325144027 LU1325133921 LU1322871390 LU1322871556 LU1322871986 LU1322872109 LU0120690143 HI (hedged) (USD) HNG (hedged) (EUR) I N NG R A 2.2148 2.4631 3.0802 3.1267 3.2568 3.3067 Nil
US Dollar Money US Equity US Equity US Equity US Equity USD USD USD USD USD LU1051749858 LU0035763456 LU0035765741 LU1428951294 LU0897674072 I A B G N 0.6152 Nil Nil 0.0126 0.1077 - - - - - - - - - - - - - - - - - - - -