Global X SuperDividend US ETF ETF.com segment: Equity: U.S. - High Dividend Yield Competing ETFs: VYM, DVY, SDY, SCHD, HDV Related ETF Channels: North America, Smart-Beta ETFs, Multi-factor, U.S., Dividend, Broad-based, High Dividend Yield, Equity Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. B 30 FUND DESCRIPTION The Global X SuperDividend U.S. ETF tracks an equally weighted index of 50 highdividend, low-volatility securities. SUMMARY DATA Issuer Mirae Asset Global Investments FACTSET ANALYTICS INSIGHT combines a low-volatility strategy with a high-dividend-yield mandate. The fund's index pulls from the entire US equity space, and screens for firms with large, consistent dividends and low volatility to Indxx's market benchmark. The equally weighted, 50-firm portfolio includes MLPs and REITs, two pass-through structures with unique tax implications. This gives pumped-up exposure to financials and energy, while the low-volatility strategy helps explain the outsized exposure to utilities. The resulting portfolio definitely finds a lot of yield relative to our benchmark, making an interesting, albeit fairly concentrated, option for the space. Liquidity is adequate, with decent volumes and manageable spreads. Decent underlying liquidity and low creation costs should help larger investors move blocks without excessive cost. However, is marred by its poor tracking, which causes it to lag its index by markedly more than its already significant expense ratio. MSCI ESG ANALYTICS INSIGHT Brand Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio Global X 03/11/13 Open-Ended Fund 0.45% $417.43M $1.43M 0.09% $34.22B 16.77 The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of September 27, 2018 the Global X SuperDividend US ETF MSCI ESG Fund Quality Score is 4.26 out of 10. The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ranks in the 4th percentile within its peer group and in the 13th percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. Price / Book Ratio 1.93 Distribution Yield 6.10% Next Ex-Dividend Date 10/03/18 Number of Holdings 0 INDEX DATA Index Tracked INDXX SuperDividend U.S. Low Volatility Index Index Weighting Methodology Index Selection Methodology Equal Multi-Factor MSCI USA IMI High Yield Dividend Index
1 Year Daily Price ($) 26.00 25.50 25.00 24.50 24.00 23.50 Oct Nov Dec `18 Feb Mar Apr May Jun Jul Aug Sep 800k PERFORMANCE [as of 09/27/18] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS 0.18% 2.51% 2.76% 5.22% 7.57% 6.93% -- (NAV) 0.18% 2.47% 2.80% 5.30% 7.57% 6.91% -- INDXX SuperDividend U.S. Low Volatility Index MSCI USA IMI High Yield Dividend Index -- -- -- -- -- -- -- -- -- -- -- -- -- -- All returns over 1 year are annualized. All returns are total returns unless otherwise stated. TOP 10 COUNTRIES United States Canada 98.12% 1.88% TOP 10 SECTORS Financials 26.30% Telecommunications Serv 3.95% Utilities 23.24% Healthcare 2.31% Energy 15.86% Industrials 1.75% Consumer Non-Cyclicals 14.98% Consumer Cyclicals 11.62%
PORTFOLIO MANAGEMENT TAX EXPOSURES FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo) 0.45% -0.61% -0.43% -1.70% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K1 20.00% / 39.60% -- Qualified dividends No Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Open-Ended Fund No Yes 100% / 0% N/A ETN Counterparty Risk N/A Fund Closure Risk Low Portfolio Disclosure Daily
Daily Spread 0.21% FACTSET ANALYTICS BLOCK LIQUIDITY As of 09/28/18 0.16% 0.11% 0.06% 0.01% 5 4 3 2 1 This measurement shows how easy it is to trade a $1 million USD block of. is rated a 5 out of 5. Premium/Discount 0.4% 0.2% TRADABILITY Avg. Daily Share 56,379 0.0% Average Daily $ $1.43M -0.2% Median Daily Share 46,771-0.4% 500k 400k 300k 200k 100k Median Daily ($) Average Spread (%) Average Spread ($) $1.19M 0.09% $0.02 Oct Dec Feb Apr Jun Jul Sep Median Premium / Discount (12 Mo) 0.00% Max. Premium / Discount (12 Mo) 0.29% / -0.20% Impediment to Creations None Market Hours Overlap 100.00% Creation Unit Size (Shares) 50,000 Creation Unit/Day (45 Day Average) 0.94 Creation Unit Cost (%) 0.04% Underlying / Unit 0.37% Open Interest on ETF Options -- Net Asset Value (Yesterday) $25.20 ETF.com Implied Liquidity 5
SECTOR/INDUSTRY BREAKDOWN TOP 10 HOLDINGS PERFORMANCE STATISTICS Financials 26.30% 16.17% Utilities 23.24% 7.41% Energy 15.86% 5.79% Consumer Non- Cyclicals Consumer Cyclicals 14.98% 16.56% 11.62% 7.35% Annaly Capital Management, Inc. National CineMedia, Inc. AMC Entertainment Holdings, Inc. Class A Brinker International, Inc. Universal Corp Pfizer Inc. PennyMac Mortgage Investment Trust Clearway Energy, Inc. Class C Delek Logistics Partners LP 3.20% 3.11% 3.05% 2.84% 2.62% 2.40% 2.38% 2.35% 2.30% Goodness of Fit (R2) Beta Up Beta Down Beta Downside Standard Deviation 0.49 0.51 0.53 0.47 0.50% MSCI USA IMI High Yield Dividend Index Telecommunications Services 3.95% 5.34% Healthcare 2.31% 14.37% Industrials 1.75% 9.82% New York Mortgage Trust, Inc. Total Top 10 Weighting 2.30% 26.55% MSCI ESG RATINGS MSCI ESG Quality Score Peer Group Percentile Rank 4.26 / 10 3.60 Global Percentile Rank 12.50 COUNTRIES United States 98.12% 100.00% Canada 1.88% -- REGIONS North America 100.00% 100.00% ECONOMIC DEVELOPMENT Developed Countries 100.00% 100.00% SRI Screening Criteria Exposure Exposure to Sustainable Impact Solutions Weighted Average Carbon Intensity (t CO2e/$M Sales) BENCHMARK COMPARISON HOLDINGS Number of Holdings Constituents Shared Holdings Shared Holdings Weight 26.49% 3.77% 640.96 0 346 18 13.50% BENCHMARK COMPARISON SUMMARY Number of Holdings 0 346 Weighted Average Market Cap $34.22B $147.06B Price / Earnings Ratio Price / Book Ratio Dividend Yield 16.77 18.80 1.93 2.97 7.02% 3.00% Concentration Medium --
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