Aid for Trade. Report 2012 EUROPEAN COMMISSION STAFF WORKING PAPER

Similar documents
At its meeting on 19 May 2014, the Council (Foreign Affairs/Development) adopted the Conclusions set out in the Annex to this note.

DEVELOPMENT AID AT A GLANCE

At its meeting on 26 May 2015, the Council adopted the Council conclusions as set out in the annex to this note.

Koos Richelle Director General of EuropeAid

Statistics Brief. Inland transport infrastructure investment on the rise. Infrastructure Investment. August

Delegations will find in the Annex to this note the above Council Conclusions, which were adopted by the Council on 23 May 2011.

Council conclusions on "First Annual Report to the European Council on EU Development Aid Targets"

European Advertising Business Climate Index Q4 2016/Q #AdIndex2017

2017 Figures summary 1

aid flows 13 flows (USD 000, 2009 constant)

8822/16 YML/ik 1 DG C 1

EU-28 RECOVERED PAPER STATISTICS. Mr. Giampiero MAGNAGHI On behalf of EuRIC

Global Monitoring Report: Findings on Progress since Monterrey

NOTE. for the Interparliamentary Meeting of the Committee on Budgets

TREATY SERIES 2015 Nº 5

Briefing note about EU Climate Finance

Funding. Context. Who Funds OHCHR?

2014 September. Trends in donor spending on gender in development. Introduction.

ANNUAL REVIEW BY THE COMMISSION. of Member States' Annual Activity Reports on Export Credits in the sense of Regulation (EU) No 1233/2011

International Statistical Release

Consumer Credit. Introduction. June, the 6th (2013)

A. Definitions and sources of data

International Statistical Release

REPORT FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT, THE COUNCIL, THE EUROPEAN ECONOMIC AND SOCIAL COMMITTEE AND THE COMMITTEE OF THE REGIONS

PUBLIC PROCUREMENT INDICATORS 2011, Brussels, 5 December 2012

Financial wealth of private households worldwide

CANADA EUROPEAN UNION

3 Labour Costs. Cost of Employing Labour Across Advanced EU Economies (EU15) Indicator 3.1a

Report on the distribution of direct payments to agricultural producers (financial year 2016)

Reforming Policies for Regional Development: The European Perspective

International Statistical Release

This action is co-financed by UfM member countries for an amount of EUR 4.21 million. Aid method / Method of implementation

WP4: 2030 (RES) targets & effort sharing

Trends in the European Investment Fund Industry. in the Fourth Quarter of Results for the Full Year of 2016

BTSF FOOD HYGIENE AND FLEXIBILITY. Notification To NCPs

Live Long and Prosper? Demographic Change and Europe s Pensions Crisis. Dr. Jochen Pimpertz Brussels, 10 November 2015

how have aid for trade flows evolved?

Double Tax Treaties. Necessity of Declaration on Tax Beneficial Ownership In case of capital gains tax. DTA Country Withholding Tax Rates (%)

11 th Economic Trends Survey of the Impact of Economic Downturn

Linking Education for Eurostat- OECD Countries to Other ICP Regions

COMMISSION STAFF WORKING DOCUMENT Accompanying the document

International Statistical Release

May 2012 Euro area international trade in goods surplus of 6.9 bn euro 3.8 bn euro deficit for EU27

EU BUDGET AND NATIONAL BUDGETS

Approach to Employment Injury (EI) compensation benefits in the EU and OECD

June 2012 Euro area international trade in goods surplus of 14.9 bn euro 0.4 bn euro surplus for EU27

Statistics Brief. Investment in Inland Transport Infrastructure at Record Low. Infrastructure Investment. July

STOXX EMERGING MARKETS INDICES. UNDERSTANDA RULES-BA EMERGING MARK TRANSPARENT SIMPLE

August 2012 Euro area international trade in goods surplus of 6.6 bn euro 12.6 bn euro deficit for EU27

Enterprise Europe Network SME growth forecast

ACCIDENT INVESTIGATION AND PREVENTION (AIG) DIVISIONAL MEETING (2008)

Pan-European opinion poll on occupational safety and health

REPORT FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT AND THE COUNCIL. on the quality of fiscal data reported by Member States in 2017

EU State aid: Guidelines on State aid for environmental protection and energy making of -

First estimate for 2011 Euro area external trade deficit 7.7 bn euro bn euro deficit for EU27

ANNUAL REVIEW BY THE COMMISSION. of Member States' Annual Activity Reports on Export Credits in the sense of Regulation (EU) No 1233/2011

ILO World of Work Report 2013: EU Snapshot

3 Labour Costs. Cost of Employing Labour Across Advanced EU Economies (EU15) Indicator 3.1a

Enterprise Europe Network SME growth outlook

BULGARIAN TRADE WITH EU PRELIMINARY DATA

Maintaining Adequate Protection in a Fiscally Constrained Environment Measuring the efficiency of social protection systems

Borderline cases for salary, social contribution and tax

8959/18 YML/ik 1 DG C 1B

Belgium s foreign trade 2011

January 2014 Euro area international trade in goods surplus 0.9 bn euro 13.0 bn euro deficit for EU28

Courthouse News Service

Credit guarantee schemes in Central, Eastern and South-Eastern Europe - a survey

STAT/12/ October Household saving rate fell in the euro area and remained stable in the EU27. Household saving rate (seasonally adjusted)

Communication on the future of the CAP

IZMIR UNIVERSITY of ECONOMICS

The way to Eurostars II

COMMUNICATION FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT AND THE COUNCIL

L 201/58 Official Journal of the European Union

Official Journal of the European Union L 172. Legislation. Non-legislative acts. Volume July English edition. Contents REGULATIONS

23 January Special Report No 16/2017. Rural Development Programming: less complexity and more focus on results needed

June 2014 Euro area international trade in goods surplus 16.8 bn 2.9 bn surplus for EU28

Global Assessment of Environmental-Economic Accounting and Supporting Statistics

Single Market Scoreboard

InnovFin SME Guarantee

KPMG s Individual Income Tax and Social Security Rate Survey 2009 TAX

THE IMPACT OF THE PUBLIC DEBT STRUCTURE IN THE EUROPEAN UNION MEMBER COUNTRIES ON THE POSSIBILITY OF DEBT OVERHANG

13. Africa: Trade [154]

Guide to Treatment of Withholding Tax Rates. January 2018

Consumer credit market in Europe 2013 overview

Cross-border mergers and divisions

POLAND. AT A GLANCE: Gross bilateral ODA (unless otherwise shown)

Lithuania: in a wind of change. Robertas Dargis President of the Lithuanian Confederation of Industrialists

Trends in the European Investment Fund Industry. in the Fourth Quarter of Results for the Full Year of 2017

CFA Institute Member Poll: Euro zone Stability Bonds

Survey on the access to finance of enterprises (SAFE)

March 2005 Euro-zone external trade surplus 4.2 bn euro 6.5 bn euro deficit for EU25

ETS SUPPORT FACILITY COSTS BREAKDOWN

Chapter 2. Non-core funding of multilaterals

How to complete a payment application form (NI)

Preliminary results of International Trade in 2014: in nominal terms exports increased by 1.8% and imports increased by 3.

The intergenerational divide in Europe. Guntram Wolff

Targeting aid to reach the poorest people: LDC aid trends and targets

Briefing May EIB Group Operational Plan

August 2005 Euro-zone external trade deficit 2.6 bn euro 14.2 bn euro deficit for EU25

BULGARIAN TRADE WITH EU IN THE PERIOD JANUARY - MAY 2017 (PRELIMINARY DATA)

Transcription:

EUROPEAN COMMISSION STAFF WORKING PAPER Aid for Trade Report 2012 Accompanying document to the Communication from the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions Improving EU support to developing countries in mobilising Financing for Development 09.07.2012

EUROPEAN COMMISSION STAFF WORKING PAPER Aid for Trade Report 2012 Accompanying document to the Communication fromt the Commission to the European Parliament, the Council, the European Economic and Social Committee and the Committee of the Regions Improving EU support to developing countries in mobilising Financing for Development Brussels, 09.07.2012 SWD(2012) 199

TABLE OF CONTENTS 1 2 Main messages Preliminary remarks 5 7 3 3.1 3.2 4 4.1 4.2 4.3 4.4 5 5.1 5.2 5.3 5.4 6 6.1 6.2 6.3 6.4 6.5 6.6 Progress in EU Aid for Trade Flows Wider Aid for Trade Trade Related Assistance Complementarities between EU and its Member States Analysis by category and sector Size and number of projects Instruments used Geographical coverage AfT flows to LDCs and ACPs Evolution of the AfT flows to LDCs AfT to LDCs by donor and sector LDCs and other income groups AfT flows to ACP countries Qualitative Assessment of EU Aid for Trade Ownership Joint operations and harmonisation Regional dimension of AfT AfT Monitoring and Evaluation LDCs and EU AfT Conclusions 9 9 15 19 19 21 24 25 29 29 32 33 34 35 36 37 37 38 38 40 Appendixes Appendix 1 Definitions of AfT Categories Appendix 2 EU Member States AfT Donor Profiles Appendix 3 Aid for Trade by Region, Country and Category Appendix 4 Trade Related Assistance by Region, Country and Category Appendix 5 Category 6 in EU AfT 2010 Appendix 6 List of Least Developed Countries (LDCs) and ACP Countries 43 45 74 90 106 111

1. MAIN MESSAGES The European Union (EU) and its Member States are longstanding providers of development assistance in support of increased international and regional trade. Since 2007, the EU and its Member States have been driving the global Aid for Trade (AfT) efforts, confirming again in 2010 the EU s position as collectively the largest provider of AfT in the world. Indeed, the EU and Member States accounted for around 32% of total AfT flows in 2010, reaching more than EUR 10.7 billion (EUR 8.2 billion from EU Member States and EUR 2.5 billion from the EU), an increase of 4.2% in comparison with last year. As highlighted in last year s AfT monitoring report, the EU and its Member States had already met their 2010 EUR 2 billion target for Trade Related Assistance (TRA) in 2008 and in 2009. TRA remained over the target in 2010, at EUR 2.6 billion, but for the first time since 2005 there was a decrease if compared to the previous year (- 0.2 billion or -8% on 2009). Nevertheless EU and its Member States remain the major providers of TRA, with 60% of total TRA commitments. Beyond increasing AfT volumes, the EU AfT Strategy is focused on enhancing the impact of the support. This year s AfT monitoring exercise demonstrates that EU and Member States continue to advance in the implementation of EU AfT Strategy through a continued effort to increase the impact of AfT delivery. It also shows important complementarities between the EU and its Members States in terms of categories and sectors, size of projects, instruments used and geographical coverage. The responses to the AfT questionnaire from EU Delegations elaborated together with EU MS field offices indicate a progressive improvement in terms of partner-donor policy dialogue, joint operations and harmonisation, the inclusion of strategic regional economic integration priorities into the national development plan or trade strategy. Despite the progress, there is the need for a better targeted, result-oriented and coordinated AfT as part of the aid and development effectiveness agenda, by encouraging developing countries to integrate trade as a strong component in their development instruments. To further bolster the effectiveness of AfT, and as a result of this year s reporting, additional efforts by EU and Member States will be made in the following key areas: More attention should be paid to LDCs and developing countries most in need through mainstreaming of trade in their national and regional development strategies and a better use of existing multi-country instruments like the Enhanced Integrated Framework (EIF) to identify their needs and priorities. Better coordination and dialogue between Commission and MSs to align to development strategies of partner countries as much as possible, supporting efforts to integrate inclusive and sustainable growth dimension in these strategies. AfT strategy should continue supporting regional and continental integration efforts (including South- South initiatives) through partners policies in areas such as markets, infrastructure and cross border cooperation on water, energy and security. 5

Need for more transparency and efficiency in trade policy making. EU Questionnaires show that while in three quarters of AfT beneficiary countries trade is a regular topic of discussion, it seems that civil society is little involved in the AfT dialogue. The role of civil society, including private sector, is very important to legitimate trade policy at the domestic level. Continue the support to partner countries own monitoring of results and impact of Aid for Trade and the progress of their trade development strategies. According to the findings of the field questionnaire, obtaining in-country data and defining suitable indicators remain the main challenges in assessing AfT programmes and projects. 6

2. PRELIMINARY REMARKS Aid for Trade entered the WTO agenda with the Doha Development Round. In 2005, several donors, including the EU and its Member States, made commitments to increase their traderelated support. In December 2005, the WTO Ministerial Conference in Hong Kong set up a Task Force to operationalize Aid for Trade. In its 2006 recommendations, this Task Force stated that Projects and programmes should be considered as Aid for Trade if these activities have been identified as trade-related development priorities in the recipient country s national development strategies. It specified six groups of activities that it considered to constitute Aid for Trade: Trade Policy and Regulation, Trade Related Infrastructure (category 3), Building Productive Capacity (category 4, including trade development), Trade Related Adjustment (category 5) and Other Trade Related needs. Categories 1, 2 and 6 (category 2 is a subset of category 4) correspond to standard Trade Related Assistance (TRA) and categories 1, 3, 4, 5 and 6 are usually referred as the wider Aid for Trade agenda or AfT (01). In its 2006 recommendations, this Task Force stated that Projects and programmes should be considered as Aid for Trade if these activities have been identified as trade-related development priorities in the recipient country s national development strategies. It specified six groups of activities that it considered to constitute Aid for Trade: Trade Policy and Regulation, Trade Related Infrastructure (category 3), Building Productive Capacity (category 4, including trade development), Trade Related Adjustment (category 5) and Other Trade Related needs. Categories 1, 2 and 6 (category 2 is a subset of category 4) correspond to standard Trade Related Assistance (TRA) and categories 1, 3, 4, 5 and 6 are usually referred as the wider Aid for Trade agenda or AfT (1). Different sources of information on AfT flows are available. The 2012 AfT monitoring report is based on four main sources of information: The OECD Creditor Reporting System (CRS) database is the most comprehensive and accurate database available on AfT flows for the period 2000-2010. It does not report on AfT flows from new EU Member States (only the EU and 15 Member States report to the OECD CRS as DAC members), on trade development markers before 2007 (important to identify category 2) and on category 6 data. The Doha Development database is a publicly availabledatabase on Trade Related Assistance (TRA) flows over the period 2001-2007. It is provided by the World Trade Organization (WTO) through the Doha Development Agenda website (tcbdb.wto.org). This database is particularly useful for historical evaluations of TRA for the period 2001-2006/2007, and particularly for category 2 (Trade Development). The Monterrey Questionnaires, sent annually to EU MS for the monitoring of the EU commitments on financing for development, provide useful information on AfT flows. These questionnaires are particularly useful to obtain data from new EU MS, on which AfT figures are not available in the primary sources of data (OECD CRS and Doha Development Agenda Database) and data regarding category 6. 1. See Appendix 1 7

8 Replies to the AfT Questionnaires from EU Delegations coordinated with MS field offices in Developing Countries. The questionnaire is an important tool for the qualitative assessment of AfT activities.

3. PROGRESS IN EU AID FOR TRADE FLOWS EU and Member States adopted a joint AfT Strategy on 15 October 2007 which aims at supporting all developing countries, particularly the Least Developed Countries (LDCs), to better integrate into the world trading system and to use trade more effectively in promoting the overarching objective of eradicating poverty in the context of sustainable development. EU Commitments In 2007, the EU Aid for Trade Strategy (2) aimed at increasing financial resources for Aid for Trade and improving its impact on poverty reduction. In particular, the EU committed to: Increasing EU Aid for Trade in coherence with the gradual increase of overall EU aid; Enhancing the Pro-poor Focus and Quality of EU AfT; Increasing EU-wide and Member State donors capacity in line with globally agreed aid effectiveness principles; Building upon, fostering and supporting ACP regional integration processes with an ACP specific angle of EU AfT. The EU AfT Strategy confirmed the 2005 EU committement, pledging to strive to increase its collective Trade Related Assistance expenditure to EUR 2 billion per year by 2010, with EUR 1 billion coming from the EU and EUR 1 billion from the Member States. 3.1 Wider Aid for Trade Main trends Following a strong increase observed in 2008 (+44%), last year s report (with data for 2009) indicated an all-time high of collective EU and Member States Aid for Trade commitments. In 2010 AfT commitments continued to increase but at a slower pace of +4.2%, reaching a total of almost EUR 10.7 billion. The 2010 increase in collective AfT was due to EU Member States (+17% compared to 2009), mainly explained by new German AfT commitments (+77%), while from the EU the volume decreased (-24%). 2. Council Conclusions on The EU Strategy on Aid for Trade: Enhancing EU support for trade-related needs in developing countries, 14470/07, 29 October 2007. 9

Figure 1 - Aid for Trade (EU and Member states, in EUR million) Sources: OECD CRS, Monterrey Questionnaires, EU In 2010, Germany was the major AfT contributor among EU and EU Member States, with EUR 3.3 billion committed. It was followed by the EU, with EUR 2.5 billion committed, France (EUR 1.3 billion, +17% compared to 2009) and Spain (EUR 1.0 billion, +52% compared to 2009). 10

In EUR million 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 Austria 15 63 21 17 27 26 44 51 58 68 Belgium 114 186 135 178 155 156 209 221 389 315 Bulgaria 0 0 0 0 0 Cyprus - - - - - Czech Rep. 3 3 0 0 0 Denmark 81 206 188 367 410 189 255 173 251 314 Estonia 0 0 0 0 0 Finland 31 41 38 43 100 64 84 135 256 195 France 635 329 466 527 722 744 1 017 1 738 1 090 1 277 Germany 962 816 776 889 1 138 1 495 1 213 2 036 1 889 3 345 Greece 6 4 12 14 22 11 10 13 15 Hungary - - - - - Ireland 19 19 22 26 20 29 30 52 44 49 Italy 105 164 187 70 310 239 111 186 197 131 Latvia 0 0 0 0 - Lithuania 0 0 1 0 0 Luxembourg 3 2 15 14 11 12 27 28 22 26 Malta - - - - - Netherlands 343 463 303 461 384 686 510 466 482 424 Poland - - 0 - - Portugal 30 17 8 41 61 7 47 13 66 41 Romania - 0 0-1 Slovakia - - - - - Slovenia 1 1 2 0 2 Spain 253 306 366 247 135 561 474 622 660 1 002 Sweden 192 135 170 150 200 259 267 225 247 283 United Kingdom 631 422 670 286 665 480 380 1 240 1 329 716 Member States 3 413 3 175 3 369 3 327 4 352 4 975 4 685 7 200 6 995 8 203 EU 1 741 2 036 1 903 1 444 2 117 2 563 2 436 3 056 3 298 2 520 Grand Total 5 154 5 210 5 272 4 770 6 468 7 538 7 120 10 256 10 293 10 723 Other donors Table 1 - Amounts of AfT by Country: 2001-2010 Sources: OECD CRS, Monterrey Questionnaires, EU MS revisions EU and Members States still represent a large share of both total AfT flows (32%) and of total ODA (38% in 2010). However, after a peak at 40% in 2006, the share of EU and Member States in total AfT has been decreasing. A similar trend of a decreasing share can also be observed as regards total ODA flows from EU and Member States. 11

Figure 2 - Share of EU and its Member States in Total AfT and Total ODA Sources: OECD CRS, Monterrey Questionnaires, EU The share of EU and Member States AfT in relation to total ODA has been inceasing constantly since 2006 (from 14% in 2006 to 23% in 2010) and the positive trend is also observed for other donors (from 18% in 2006 to 27% in 2010 for all DAC Members). Figure 3 - Share of Aft in Total ODA for EU and its Member States and other donors Sources: OECD CRS, Monterrey Questionnaires, EU AfT has become increasingly important for all DAC members. Total AfT was equal to EUR 34 billion in 2010 and increases were reported for all major donors. 12

Figure 4 - Aid for Trade by major donor Sources: OECD CRS, Monterrey Questionnaires, EU Categories Building Productive Capacity (BPC) and Trade-related Infrastructure (TRI) represent the most important components of AfT, respectively EUR 5.1 billion and EUR 4.8 billion in 2010. The three other categories (Trade Policy and Regulation, Trade Related Adjustments and ) represent less than 8% of the total (a share that has been almost stable since 2007). Figure 5 - Aid for Trade by Category (EU and Member states, in EUR million) 13

Geographical coverage Africa still accounts for the largest share of AfT from EU and Member States at 38% (EUR 3.9 billion). It is followed by Asia (20%), Europe (13%), America (9%), and Oceania (1%). Figure 6 - Aid for Trade by Region (bilateral & regional programmes, EU and Member states, in EUR million) In terms of growth rates, there is a slight decrease in the amount committed to all regions except for Europe, which has seen an increase of 82% since 2009. Unspecified programmes now represent 20% of total AfT. Disbursements The EU and its Member States maintain a high level of disbursements. In 2010, disbursement represented 82% of commitments for EU and Member States, in comparison with 68% of committed amounts disbursed for other donors. Moreover, since 2008 a positive trend for EU and Member States has been observed in this regard. EU and its Member States (disbursements in dark red, in EUR million and percentages) Figure 7 - Aid for Trade: Disbursement versus Commitments Other Donors (disbursements in dark blue, in EUR million and percentages) 14

3.2 Trade Related Assistance Main trends In the joint 2007 AfT Strategy, EU made specific financial commitments in relation to TRA, pledging to increase its collective spending to EUR 2 billion per year by 2010. The EU and its Member States met the EUR 2 billion target for TRA already in 2008 and 2009 and for 2010 this continues. However, for the first time since 2005, commitments were slightly down, at EUR 2.6 billion compared to EUR 2.8 billion in 2009 (-8% in 2010, to be compared to +24% in 2009). The substantial increase of TRA over the 2006-2009 period and the decrease in 2010 wereattributable to Member States (+52% between 2008 and 2009 and -12% in 2010) while EU has maintained almost the same level of commitment since 2006. Figure 8 - Trade Related Assistance (EU and its Member States, in EUR million) Sources: OECD CRS, Doha Development Database, Monterrey Questionnaires, EU With almost 70% of TRA provided by 3 Member States and EU providing 34% of commitments in 2010, TRA continues to remain highly concentrated among EU donors. Germany provides 29% of total TRA from Member States, UK 27% and Spain 12%. Germany, the first contributor of TRA among Member States since 2007, reduced its contribution to EU 497 million in 2010, while UK confirmed the substantial increase started in 2009 (from EUR 92 million in 2008 to EUR 457 million in 2010). 15

Table 2 - Trade Related Assistance by country: 2002-2010 In EUR million 2002 2003 2004 2005 2006 2007 2008 2009 2010 Austria 1 0 2 8 5 14 24 18 23 Belgium 8 52 46 28 52 33 58 204 4 Bulgaria - - - - 0 0 0 0 0 Cyprus - - - - - - - - - Czech Rep. - - - 0 0 0 0 0 0 Denmark 5 35 4 28 48 48 73 97 113 Estonia - - - - 0 0 0 0 0 Finland 6 9 0 15 33 2 51 91 56 France 129 100 65 83 106 215 16 84 18 Germany 81 89 64 81 31 238 680 700 497 Greece 6 2 1 0 4 6 4 5 1 Hungary - 0 - - - - - - - Ireland 0 0 0 0 5 8 16 0 15 Italy 9 1 8 4 6 15 29 33 32 Latvia - - - - 0 0 0 0 - Lithuania - - - - 0 0 0 0 0 Luxembourg 0 0 0 0 0 0 0-2 Malta - - - - - - - - - Netherlands 67 128 61 81 196 126 62 40 159 Poland - - - - - - 0 - - Portugal 15 2 1 2 1 0 2 4 1 Romania - - - - - 0 0-1 Slovakia - - - - - - - - - Slovenia - - - - 1 1 2 0 1 Spain 1 3 2 7 57 73 133 217 207 Sweden 5 18 9 46 25 29 36 75 131 United Kingdom 54 41 36 90 106 32 92 381 457 EU MS 388 482 299 473 677 841 1 280 1 949 1 719 EU 566 733 811 695 902 1 032 1 007 879 897 Grand Total 954 1 215 1 110 1 168 1 579 1 874 2 287 2 828 2 616 Sources: OECD CRS, Doha Development Database, Monterrey Surveys, EU MS revisions Other donors EU and Member States have been the major providers of TRA since 2008, with 59% of total TRA commitments reported in the whole OECD CRS database in 2010, compared to the 20% committed by USA, the second TRA provider. 16

Figure 9 - Trade Related Assistance by major donor (in EUR million) Sources: OECD CRS, Monterrey Questionnaires, EU Categories Trade Development (TD) (Category 2, which is a sub-set of Category 4) has continued to make up the bulk of total TRA since 2001 (75% on average). In 2010, the relative shares of the TRA categories were as follows: Trade Policy and Regulation representing 20%, Trade Development almost 70% and Other Trade Related Needs approximately 10%. Figure 10 - Trade Related Assistance by Category (EU and Member states, in EUR million), EU 17

Geographical coverage Africa has continued to receive the largest share of EU and Member States TRA in 2010 with EUR 817 million (35% of the total). Almost 70% of these amounts were dedicated to the South of Sahara (see section 4.4). Asia remains the second destination of TRA commitments (EUR 472 million, 20% of total TRA) followed by America (16% of total TRA). All three were affected by the decrease in AfT commitments. A tendency to commit TRA through global programs and projects not specifically connected to a geographic region ( Unspecified ) is also observed. Figure 11 - Trade Related Assistance by Region (bilateral & regional programmes, EU and Member states, in EUR million) 18

4. COMPLEMENTARITIES BETWEEN EU AND ITS MEMBER STATES The EU AfT strategy is not only based on quantitative pledges but also on efforts aiming at enhancing the quality of EU AfT in line with globally agreed aid effectiveness principles. An effort to achieve a greater complementarity, harmonisation and cooperation among donors is one of the pillars of the Strategy. The analysis below shows strong complementarities between the EU and Members States in terms of categories and sectors, size of projects, instruments used and geographical coverage. 4.1 Analysis by category and sector Figure 1 in section 3.1 shows an increase of EU and Member States AfT flows since 2005 (almost 66%), which has been much more accentuated in the case of Member States (88%) compared to the EU (19%). This rise is mainly attributable to the evolution of the support to Trade Related Infrastructure and Building Productive Capacities which represent more than 90% of total AfT. A decomposition of growth rates by category points out important differences between EU and Member States. The 19% increase of EU commitments is mainly explained by a 56% increase in commitments towards Building Capacities, which has been partly compensated by a 26% decrease towards Infrastructures. Conversely, the 88% increase in commitments by Member States is the result of a more homogeneous increase in both TRI and BPC (82% in TRI and 86% in BPC). Figure 12 - Trade Related Infrastructure (in EUR million) Figure 13 - Building Productive Capacity (in EUR million) A focus on sectors reveals other interesting differences in AfT commitments between EU and Member States. EU commitments are mainly directed towards three main sectors, namely agriculture (35%), transport and storage (29%), and energy (13%), while commitments by Member States are focused on energy (33%) with agriculture and transport representing respectively only 17% and 12% of the total. Moreover, while the EU presents no commitments in banking and financial services, this sector represents 11% of total commitments by Member States. 19

Figure 14 - Aid for Trade by Sector (EU 2005-2009, in percentages) Figure 15 - Aid for Trade by Sector (Member States 2005-2009, in percentages) Figure 16 - Aid for Trade by Sector (EU in 2010, in percentages) Figure 17 - Aid for Trade by Sector (Member States in 2010, in percentages) The analysis of these major sectors (table below) stresses a strong degree of concentration among donors. Energy (with 67% of the programmes financed by Germany and 24% by France), and banking and financial services (with 55% of the programmes financed by Germany, 15% by UK, and 12% by Belgium) are the sectors that show the highest degree of concentration. Table 3 - Aid for Trade by sector: breakdown by donor (in 2010) 20

4.2 Size and number of projects The graph below shows the historical mean averages of project size for EU and Member States since 2000, calculated on the basis of total new commitments divided by the number of new committed projects. Complementarities between EU and Member States emerge from the analysis. The average size of EU projects is ten times the average size of projects financed by Member States (EUR 11.2 million in the case of EU compared to EUR 1.1 million for Member States) and the types of projects that have been financed are different. Figure 18 - Aid for Trade - Average Size of Projects (EU and Member states, in EUR million) Sources: OECD CRS, Monterrey Questionnaires, EU Both in the case of EU and Member states there has been an upward trend in the average size of projects since 2000, with an average compound annual growth rate (CAGR) of 11% for the EU and of 3% for Member States. The detailed analysis of Member States projects shows that only six of them (The Netherlands, Germany, France, Sweden, United Kingdom and Denmark) manage AfT programmes with an average size of EUR 1 million or more. Spain is the Member State that has been implementing the largest number of AfT projects. 21

Table 4 - Number of AfT projects by Country 2010 Austria 172 Belgium 809 Denmark 301 Finland 293 France 644 Germany 1677 Greece 22 Ireland 203 Italy 440 Luxembourg 168 Netherlands 155 Portugal 91 Spain 1 968 Sweden 212 United Kingdom 572 EU 198 Figure 20 - Distribution of the Size of Projects in 2010 (EU and its Member states) The distribution of the size of projects (graph below) stresses the asymmetry between EU and Member States. In the case of EU the average size is close to EUR 10 million and the clear majority of projects in the range EUR 1-100 million. Member States show an opposite pattern, with the majority of the projects in the range EUR 0-1 million. Figure 20 - Distribution of the Size of Projects in 2010 (EU and its Member states) 22

EU transport projects have the biggest average size (EUR 18.28 million) followed by agricultural projects (EUR 16.22 million). In Member States, mining projects are characterised by the biggest average size (EUR 4.08 million). Table 5 - Size of EU AfT Projects by Sector in 2010 (% of total and ranges in EUR million) Ranges (mn ) <0.1 [0.1-1[ [1-10[ [10- Average >100 Total 100[ Size Transport & Storage 3% 3% 43% 51% 0% 100% 18.28 Communica ons 11% 22% 67% 0% 0% 100% 2.54 Energy 3% 5% 70% 22% 0% 100% 7.77 Banking & Financial Services 0% 0% 100% 0% 0% 100% 1.17 Business & Other Services 10% 0% 60% 30% 0% 100% 8.67 Agriculture 2% 6% 44% 46% 2% 100% 16.22 Forestry 0% 13% 75% 13% 0% 100% 5.11 Fishing 0% 0% 67% 33% 0% 100% 7.25 Industry 0% 0% 65% 35% 0% 100% 9.90 Mineral Resources & Mining 0% 0% 0% 0% 0% 100% 0.00 TPR 24% 21% 31% 24% 0% 100% 5.58 Tourism 0% 0% 0% 100% 0% 100% 11.00 Table 5 - Size of EU AfT Projects by Sector in 2010 (% of total and ranges in EUR million) Ranges (mn ) <0.1 [0.1-1[ [1-10[ [10-100[ >100 Total Average Size Transport & Storage 51% 26% 15% 7% 1% 100% 3.25 Communica ons 80% 15% 4% 1% 0% 100% 0.32 Energy 62% 18% 12% 7% 1% 100% 3.81 Banking & Financial Services 60% 23% 15% 2% 0% 100% 1.15 Business & Other Services 65% 23% 10% 2% 0% 100% 0.80 Agriculture 60% 34% 6% 1% 0% 100% 0.52 Forestry 65% 24% 9% 2% 0% 100% 0.68 Fishing 58% 35% 7% 0% 0% 100% 0.40 Industry 66% 27% 6% 1% 0% 100% 0.50 Mineral Resources & Mining 61% 34% 3% 0% 2% 100% 4.08 TPR 55% 30% 13% 1% 0% 100% 1.52 Tourism 67% 31% 2% 0% 0% 100% 0.15 23

4.3 Instruments used Since 2000, most EU and Member States AfT flows have been channelled through grants (almost 60% in 2010 in the collective AfT), even if the share of loans and equity investments has been increasing over the past few years. Also in this respect, EU and Member States show remarkable complementarities. In the case of EU, grants have been representing 100% of AfT programmes since 2007, while in the case of Member States 43% of programmes have been financed through loans and 13% through equity investments. Figure 21 - Aid for Trade by Type of Flow (EU and Member States, in EUR million) Figure 22 - Aid for Trade - ODA Loans (in EUR million) A comparison with other DAC donors shows that the share of grants in EU projects remains very high particularly since 2007, while it is much lower in the case of projects financed by Member States which tend to converge towards the average share of grants for all DAC donors (a 43% of total AfT flows in 2010). Figure 23 - Share of grants in AfT (EU and Member States and other donors in 2010) The EU is the most important source of grants (38% of collective EU and MS AfT grants) followed by Germany (15%). Loans a re mostly provided by Germany (64%), and France (27%), while equity investments are mainly used by UK (38%), Spain (37%), and Germany (22%). 24

Figure 24 - Aid for Trade ODA Grants (EU and Member States in 2010) Figure 25 - Aid for Trade ODA Loans (EU and Member States in 2010) Figure 26 - Aid for Trade - Equity Investment (EU and Member States in 2010) 4.4 Geographical coverage For both EU and Member States, Africa was the most important region for AfT flows in 2010. The second priority was Europe for the EU and Asia for Member States. We also observed the importance of unspecified flows for Member States (box below). 25

Figure 27 - Aid for Trade by Region EU / Member states (bilateral & regional programmes, in EUR million, 2010) A breakdown of the total amounts of AfT towards Africa in 2010 (charts below) shows that the majority of programmes was directed towards South of Sahara (80% of EU programmes and 60% of programmes financed by Member States). For Member States the shares of flows directed towards North of Sahara and Pan African programmes (respectively 32% and 8%) are more important than in the case of EU. Figure 28 - Aid for Trade by Region Africa (break down) (EU in 2010, in percentages) Figure 29 - Aid for Trade by Region - Africa (break down) (Member States in 2010, in percentages) In recent years, Eastern Africa is the most important destination of AfT for both the EU and Member States and Western Africa remains the second destination of AfT. Support from Member States to the Southern Africa is relatively higher as compared to EU financing. 26

Figure 30 - Aid for Trade on South of Sahara (EU, in EUR million) Figure 31 - Aid for Trade on South of Sahara (Member States, in EUR million) Box 1 - What are the projects under the category unspecified region? The volume of AfT projects in the category Unspecified is large and has been regularly increasing over the past years, particularly in the case of Member States (more than 20% of programmes in 2010). Figure 32 - Aid for Trade: the category unspecified (EU and Member States, in EUR million) What are the programmes that are classified in this category? The following table shows a list of the ten most important programmes in this category, with their description, donor country, AfT category and amount allocated to the project. Among the 1007 programmes classified in this category in 2010, more than 72% of the total volume is explained by these ten most important ones. 27

Table 7 - The Category unspecified, list of 10 most important projects in 2010 Volume AfT Sector Title (EUR mln) Category Germany 500.0 3 Power generation/renewable sources Clean Technology Fund (CTF) Spain 285.5 4 Agricultural policy & admin. mgmt FIDA's financial facilty Netherlands 157.1 1 Regional trade agreements (rtas) DGI CBI budget 2005 France 110.9 4 Agricultural research Recherches scientifiques et technolgiques autour du développement des pays du sud Germany 110.1 4 Formal sector financ. intermediaries Infrastructure Crisis Facility - Debt trust EU 80.8 3 Power generation/renewable sources Premier engagement financier global (GFC) de la Facilité Energie 10è FED Belgium 72.0 4 Formal sector financ. intermediaries BIO - Fonds de Dévelopment Globale Netherlands 69.5 4 Business support services & institutions DDE PSOM 2007-2013 Netherlands 60.3 3 Energy policy and admin. management DME Scalingup Renewable Energy EU 31.84 Agricultural development LRRD Component 4 FSTP AAP 2010 In 2010, the bulk of the flows come from Germany (37%), The Netherlands (17%), and Spain (15%). Table 8 - The Category unspecified, by donor (in EUR million, 2010) Volume % of total (in EUR million) Austria 12.6 1% Belgium 90.2 4% Denmark 2.4 0% Finland 46.6 2% France 145.0 7% Germany 766.9 37% Ireland 6.7 0% Italy 0.1 0% Luxembourg 7.6 0% The Netherlands 344.2 17% Portugal 0.5 0% Spain 304.4 15% Sweden 59.3 3% United Kingdom 60.2 3% EU 205.7 10% Total 2052.3 100% 28

5. AFT FLOWS TO LDCS AND ACPS The EU AfT Strategy explicitly refers to supporting LDCs to better integrate into the rulesbased world trading system and to more effectively use trade in promoting the overarching objective of eradicating of poverty in the context of sustainable development. Moreover, one of the aims of the EU AfT Strategy is building up, fostering and supporting ACP regional integration processes through a support to ACP regions and countries to take full advantage of the increased trading opportunities and maximise the benefits of trade reforms, including those of the Economic Partnership Agreements (EPAs), while the collective EU delivery of AfT does not depend on the outcome of such negotiations. 5.1 Evolution of the AfT flows to LDCs In 2010 the share of AfT to LDCs as percentage of total AfT from EU and Member States decreased to 16% compared with 23% in 2009 (in 2010 the support to LDCs amounted to EUR 1.7 billion compared with EUR 8.7 billion to non-ldcs). This decrease can be probably explained by cyclical and EU programming factors. Furthermore, the share of LDCs in the total AfT remains underestimated because of the increasing tendency to provide support through programmes under the category Unallocated by income (see box 2). Figure 33 - Aid for Trade to LDCs (EU and its Member states, in EUR million) Since 2001, the share of EU AfT provided to LDCs (22% in 2010) has been higher than the share Member States delivered to LDCs (15% in 2010). Both curves are characterised by a highly cyclical profile. 29

Figure 34 - Aid for Trade to LDCs (EU and its Member states, in EUR million) The share of AfT provided to LDCs by other DAC donors is much higher than that of the EU and its Member States. Figure 35 Share of Aid for Trade to LDCs in comparison with other donors (in percentages) 30

Box 2 Underestimation of AfT share to LDCs In the OECD CRS database, regional programmes are classified in the category Unallocated by income, but some of them are clearly LDCs-oriented, in particular regional programmes in Africa (EUR 615 million in 2010). Recalculating the share of LDCs taking these regional programmes in Africa into account, the share of AfT flows to LDCs increases. Figure 36 - AfT for EU and its Member States: Adjusted share of LDCs (in % of total AfT) 2000 2005 2009 2010 Share of LDCs 34% 31% 23% 16% Adjusted share of LDCs 39% 35% 31% 22%, Authors calculations The following list summarises the top receivers of AfT flows (regional or bilateral). The whole list of countries represented account for 65% of total AfT, and the same list explains 66% of programmes dedicated to LDCs. However, countries or regions are not always provided and the category Unspecified is the primary recipient of AfT flows (see Box 1 for details about this category). Therefore, for some of them, a share could be allocated to LDC (for example the FIDA s financial facility with EUR 286 million, the DGI CBI budget 2005 with EUR 157 million, or the Recherches scientifiques et technolgiques autour du développement des pays du sud with EUR 111 million). To evaluate the potential sensibility of this evaluation, these three programmes have been added to the category. With such an adjustment, the share of LDCs would be 21% instead of 16% in 2010, and with the assumption of 25% of the rest being allocated to LDC this share would rise to 25% (a 10% increase compared to the initial evaluation). 31

Table 9 - AfT for EU and its Member States by Recipient Country: how many LDCs? (in EUR million, these countries account for 65% of total AfT) (in EUR million, these countries account for 65% of total AfT) 2000 2005 2008 2009 2010 LDC Unspecified 384 551 1 065 1 866 2 052? Morocco 108 118 789 438 441 China 205 228 461 359 404 Egypt 42 137 308 87 402 Kenya 61 190 39 255 354 Turkey 64 102 554 199 347 South of Sahara 158 190 126 423 336 regional India 149 234 391 425 308 Vietnam 104 168 52 162 248 Tunisia 141 32 332 172 245 Africa 42 30 243 391 237 regional Serbia 87 190 174 57 203 Mozambique 113 138 154 84 198 Yes Afghanistan 2 63 161 273 194 Yes Europe 18 29 101 48 192 Bosnia-Herzegovina 13 36 84 57 163 Asia 53 30 162 111 149 regional Brazil 26 35 33 144 149 Burkina Faso 120 95 56 12 142 Yes 5.2 AfT to LDCs by donor and sector In 2010, almost 30% of collective EU and Member States AfT towards LDCs have been granted by the EU followed by Germany (13% of collective AfT) even if the support to this group of countries equals only 7% of the total German AfT. AfT activities of Ireland (68% of the total Irish AfT), Sweden (45%), Belgium (40%) and Denmark (38%) are highly focused on LDCs. Figure 37 - Aid for Trade to LDCs, by donor (EU and its Member states, in 2010 Table 10 - Share of LDC in AfT, by donor (in 2010) Austria 11% Luxembourg 23% Belgium 40% Netherlands 4% Denmark 38% Portugal 5% Finland 25% Spain 14% France 16% Sweden 45% Germany 7% UK 14% Ireland 68% EU 19% Italy 32% More than 70% of AfT towards LDCs were directed towards three sectors (transport and storage, agriculture, and energy) in 2010 32

Figure 38 - Aid for Trade to LDCs, by Sector (EU and its Member states, 2010) 5.3 LDCs and other income groups Among the categories of countries monitored (LMIC: lower middle income countries, MADCT: more advanced developing countries, LIC: low income countries and UMIC: upper middle income countries), LDCs are the only category showing a decline in absolute amount compared to the 2005-2009 average. This decrease is probably due to cyclical factors. Moreover, in 2010 a considerable part of programs is unallocated by income (see 5.1 and box 2). Figure 39 - Aid for Trade by Income Group (bilateral & regional programmes, EU and Member states, in EUR million) 33

5.4 AfT flows to ACP countries In 2010, collective EU AfT flows provided to ACP countries decreased to EUR 3.1 billion (29% of the total collective EU AfT) in comparison with EUR 3.7 billion (36% of the total collective EU AfT) in 2009 (chart below). This decrease was due to the fall in EU commitments both on bilateral and regional levels. However, ACP countries remain a strong priority for the EU, with 39% of total EU commitments compared to 27% of total in the case of Member States. Figure 40 Aid for Trade to ACP countries (EU and Member states, in EUR million) Figure 41 Aid for Trade to ACP countries Bilateral (in EUR million) Regional (in EUR million) As far as Trade Related Assistance to ACP countries is concerned, 2007 EU AfT Strategy states that In the context of efforts to increase the collective EU TRA to 2 billion EUR annually by 2010, in the range of 50% of the increase will be available for the ACP needs. Between 2008 and 2010, the total EU TRA increased at the rate of 26% but at the same period of time the EU TRA to ACP countries grew by 105%. The increase of EU TRA to ACP, in absolute values, represents almost 92% of total TRA increase (TRA to non-acp countrie was relatively stable). In 2010, the part of ACP in total EU TRA was equal to 37%. 34

Figure 42 - Trade Related Assistance to ACP Countries (EU and EU MS, in EUR million) 6. QUALITATIVE ASSESSMENT OF EU AID FOR TRADE The important part of the EU AfT Strategy is focussed on enhancing the effectiveness of AfT delivery. As in previous years monitoring exercises the European Commission submitted a questionnaire to EU Delegations in developing countries and invited them to provide a joint reply to be elaborated with the Member States present in the country and active in sectors covered by AfT. In addition to collecting important feedback from the field on how the AfT agenda is progressing at country and regional level, this exercise also helped catalyse and facilitate a discussion on AfT matters in the partner country in question. This year s analysis contributed in particular to reinforce the understanding of a series of key issues including: the possibility of more coordinated EU and EU Member States work on AfT in partner countries, the use of trade needs assessments in AfT strategies, constraints to donor s support to LDCs, opportunities for greater regional integration support and difficulties in the area of AfT monitoring and evaluation. EU delegations and EU Member States embassies in 64 partner countries across the developing world completed the field questionnaire (3). 34 of the respondents are based in the ACP States, 11 in Asia, 10 in Latin America and 9 in the Neighbourhood country group. 21 of the total responses came from field offices in LDCs. Many Member States significantly involved in AfT in the partner countries provided contributions to the questionnaire (in almost 70 % of cases). 3. There were 89 responses in the last year Report. 35

6.1 Ownership Trade issues in the EU donor partner policy dialogue EU Delegations and Member States representatives report that for nearly threequarters of AfT beneficiary countries trade was a regular topic of discussion. This reflects the situation in thirty-seven partner countries out of 64, with only six responding negatively. 61% of respondents affirmed that no particular changes had occurred compared to 2009 (4) while a still sizeable 39% observed an improvement. A dialogue on AfT within partner countries appears to involve civil society only on an irregular basis. The replies indicate that 11% of recipient countries consistently incorporate civil society in AfT discussions while 54% occasionally do so. More importantly, about 31% rarely or never involve civil society in the policy dialogue, suggesting that opportunities for a broader dialogue exist. Compared to 2009, 52% of Delegations in partner countries report that demand for AfT has increased. Despite not reflecting the general opinion of recipient countries, a nonnegligible 23 respondents (35%) answered that AfT demand had seen little or no change since 2009. Moreover, the overwhelming majority of non-acp countries (64%) have an existing intra-ministerial/institutional committee to coordinate trade issues whereas the same existed only in 39% of ACP countries. Coordination process to develop and implement trade strategy Half of EU field responses show that partner country has an existing government-donor coordination mechanism in place to develop and implement trade strategies, mainly in ACP countries. The other half of the countries are said either not to have such coordination processes or to have them formally but not using them actively. Reasons are generally related to lack of capacity or scarcity of human resources. Trade Needs Assessment and Strategies This year s exercise shows that 56% of partner countries have not conducted a comprehensive trade needs assessment over the past five years. This percentage was lower in the case of ACP countries (47%). It appears that even if a recent comprehensive trade needs assessment is available, its findings are fully or partially reflected in the trade strategy only in 30% of countries. Countries are either failing to integrate assessment findings or do not have an existing trade strategy in place. This remains a serious concern in that EU and Member States may be providing AfT support on the basis of an obsolete or nonexistent trade needs assessment. 4. To be in line with the OECD CRS data, currently available till 2010, the questionnaire asked to describe the situation in 2010 in comparison to 2009. 36

Figure 43 Dialogue on Aid for Trade (% of total responses) Figure 44 Trade Needs Assessment (Has a comprehensive trade needs assessment been undertaken in the last five years?) Source: TAC, EAMR 2011 Source: TAC, EAMR 2011 6.2 Joint operations and harmonisation Survey results for 2010 show that compared to 2009 there has been a moderate improvement in donor s coordination. This year s field responses indicated that in 51% of Partner Countries EU donors improved their coordination compared to 2009 (moderate improvements were reported in 43% of countries). However, at the same time, the replies show a softening in the pace of improvement, as only about 12% of those surveyed witnessed significant progress relative to 21% in the previous year. 6.3 Regional dimension of AfT Field questionnaire s responses indicate that within 62% of partner countries EU donors were supportive/ partially supportive in strengthening the inclusion of strategic regional economic integration priorities in national development plans or the trade strategies of partner countries. The remaining 38% reported there was no support. Compared to 2009, 13% of respondents considered that this represented an improvement. EU donors seem especially supportive to the inclusion of strategic regional economic integration within national development plans or trade strategies in ACP countries, accounting for 73% of those that responded yes to EU support, following distantly by Asian countries. The case study Zambia s Great East Road Rehabilitation Project Nacala Corridor-Highlights This project started in 2010 concerns the improvement of some 360km of single carriageway highway on the Great East Road connecting central Zambia to its Eastern province, as well as into the Nacala Corridor, a regional transport corridor linking Malawi and Zambia to the deep sea port of Nacala in Mozambique. Innovative approach: This project is considered as best practice example for blending loans and grants in the road transport sector under the umbrella of the Infrastructure Trust Fund (ITF), where a EUR 38 million of EDF10 in forms of grant was blended with an investment loan from EIB s, AFD s and AfDB own resources (with a interest rate subsidies from the ITF to cover for the total project costs of EUR 250 million). 37

6.4 AfT Monitoring and Evaluation Asked about the problems that donors encounter in assessing AfT programmes and projects, 26% of replies indicated the difficulty of obtaining in-country data as one of the leading challenges. For the responses that reported the difficulty of obtaining in-country data as either most important or important, the share increases to 83%. The second most importanthurdle is the difficulty in defining suitable indicators (74%). A critical element in monitoring and evaluation is to feedback results into the government s trade development strategy for which specific processes need to be in place. According to survey results, this is far from being the case. Only 6% indicated that this process significantly applies whereas 36% stated it applies moderately. 6.5 LDCs and EU AfT Trade related policy dialogue When asked whether trade is a regular topic of discussion in AfT dialogue with EU and Member States, 60% responded yes while 33% only a limited extent. For a relatively insignificant 7% of partner countries trade is not part of the AfT dialogue at all. Compared to 2009, the trend has improved noticeably for at least eight countries (38%). Several reasons for changes or lack of changes in the LDCs policy dialogue were mentioned in the questionnaires. Among those, the circumstance that several LDCs were in crisis or post-crisis situations leads to a scaled down dialogue or to a focus on constitutional and socio-economic issues. AfT demand More than 70% of EU donors in LDCs (fifteen countries) reported an increase in AfT demand since 2009, while 29% reported little or no change (six countries). National coordination mechanisms In five out of twenty-one (25%) LDCs, EU field offices considered that national coordination mechanisms were in place to coordinate trade policy. Nine (45%) responded that these mechanisms exist formally but not actively used. In six LDCs (30%), such mechanisms were said not to exist. It should be noted that LDCs responses indicate a lower degree of availability and use of trade policy coordination mechanisms in LDCs as compared to the total sample (Here 49% indicate that such mechanisms are available and used). 38

Trade needs assessment The replies from the EU Delegations indicate that only seven (two partially) LDCs countries (33%) carried out a comprehensive trade needs assessment in the last five years. For the few countries that have conducted a comprehensive trade needs assessment, six reflected the findings in their respective trade strategies. 44% of answers from LDCs show that there was no trade strategy in place in these countries. Main LDCs constraints to increasing attention to trade According to 19 responses (out of 21), the main constraint to increasing attention to trade is related to the low capacity to identify needs and priorities.17 responses indicated that the most important challenge is the low absorption capacity of LDCs. Other constraints highlighted as important or very important included trade-related needs not substantiated (11 countries), other more pressing priorities (11 countries), and insufficient availability of funds from donors (7 countries). However, the latter constraint was considered to be the least important with 11 less important and 4 not important responses. The case study Supporting coffee and tea production in Rwanda An EU project, set up to help support the Rwandan tea and coffee industry, creating more jobs and increasing the livelihoods of farmers as a result, has benefitted 60,000 farmers. Some 85% of the Rwandan population works in the agricultural industry. The programme helped to provide new facilities and equipment (for example new washing stations and new and rehabilitated storage systems, as well as pesticides, to protect the crops). To help tea production, drainage canals were built, road works carried out to improve access to tea estates, and training provided. It also helped farmers to diversify into other products: for example; soya, macadamia nuts, mushrooms and potatoes. Figure 45 Aid for Trade in LDCs (% of total LDC responses) Figure 46 Monitoring and Evaluation ( Important % of total responses) Source: TAC, EAMR 2011 Source: TAC, EAMR 2011 39

6.6 Conclusions This year s AfT monitoring exercise demonstrates that EU and Member States continue to advance in the implementation of EU AfT Strategy particularly through a continued effort to increase the impact of AfT delivery. The responses to the AfT questionnaire show that albeit from a low level a progressive improvement is taking place in terms of joint operations and harmonisation, inclusion of strategic regional economic integration priorities into the national development plan or trade strategy and partner-donor policy dialogue. However, it appears from the report that in many cases a national trade needs assessment has not been undertaken or a trade strategyis not in place and not reflected into the national development plans. Furthermore, civil society and private sector seem to be little involved in the AfT dialogue In order to preserve this momentum and further bolster the effectiveness of the AfT: It is vital to pay more attention to LDCs through a direct support to mainstreaming of trade in their national and regional strategies and a better use of existing multi-country instruments like the Enhanced Integrated Framework (EIF) to identify their needs and priorities. Furthermore, particular attention should be paid to improve the Business Enabling Environment in these countries in order to attract more foreign and domestic investments and reduce their dependence on grants in AfT. Better coordination and dialogue between Commission and Member States are required to benefit the most from complementarities and to align to development strategies of partner countries as much as possible, supporting efforts to integrate inclusive and sustainable growth dimension in these strategies. Need for more transparency and efficiency in trade policy making through a more regular involvement of civil society and private sector in AfT dialogue. Continue the give support to partner countries own monitoring of results and impact of Aid for Trade and the progress of their trade development strategies. Obtaining in-country data and defining suitable indicators remain among the major challenges in assessing AfT programmes and projects. 40

APPENDIXES Appendix 1 Appendix 2 Appendix 3 Appendix 4 Appendix 5 Appendix 6 Definitions of AfT Categories EU Member States AfT Donor Profiles Aid for Trade by Region, Country and Category Trade Related Assistance by Region, Country and Category Category 6 in EU AfT 2010 List of Least Developing Countries (LDC) and ACP Countries 43 45 74 90 106 111 42

APPENDIX 1 - DEFINITIONS OF AFT CATEGORIES Aid for Trade (AfT) figures are obtained summing the following five categories: Trade Policy and Regulation (category 1), Trade Related Infrastructure (category 3), Building Productive Capacity (category 4, including trade development), Trade Related Adjustment (category 5) and Other Trade Related needs. Trade Related Assistance can be viewed as a subset of Aid for Trade comprising three categories: Trade Policy and Regulation, Trade Development (category 2), and. These categories are computed as follows: Trade Policy and Regulation (TPR or category 1) refers to trade policy and planning, trade facilitation, regional trade agreements, multilateral trade negotiations, multisector wholesale/retail trade and trade promotion. This category includes training of trade officials, analysis of proposals and positions and their impact, support for national stakeholders to articulate commercial interests and identify trade-offs, dispute issues, and institutional and technical support to facilitate implementation of trade agreements and to adapt to and comply with rules and standards. Technically, this category is the sum of the following sectors codes: 33110, 33120, 33130, 33140 & 33181(in the OECD CRS online database). Trade Development (TD or category 2) includes support aimed at stimulating trade by domestic firms and encouraging investment in trade-oriented industries, such as trade-related business development and activities to improve business climate, privatisation, assistance to banking and financial services, agriculture, forestry, fishing, industry, mineral resources and mining, and tourism. This category is the trade-related subset of category 4 (which includes all building productive capacity of a traderelated and non-trade-related nature). This category is obtained my extracting all lines marked as trade development from category 4. Trade Related Infrastructure (TRI or category 3) includes physical infrastructure including transport and storage, communications, and energy generation and supply. Technically, this category is the sum of the following sectors codes: 210**, 220**, 230** (in the OECD CRS online database). Building Productive Capacity (BPC or category 4) includes business development and activities aimed at improving the business climate, privatisation, assistance to banking and financial services, agriculture, forestry, fishing, industry, mineral rewsources and mining, tourism. It includes trade- and non-trade-related capacity building. Technically, this category is the sum of the following sectors codes: 25010, 240**, 311**, 312**, 313**, 321**, 322**, 332** (in the OECD CRS online database). Trade Related Adjustment (TRA or category 5). This code was created by OECD/DAC at the end of 2007. It covers contributions to the government budget to assist with the implementation of recipients own trade reforms and adjustments to trade policy measures taken by other countries, as well as assistance to manage balance of payments shortfalls due to changes in the world trading environment. Technically, this category is the sum of the sectors codes 33150 (in the OECD CRS online database). (OTRN or category 6) refers to programmes supporting trade in sectors not comprised in the other five categories (including the wider Aid for Trade agenda), such as vocational training or public sector policy programmes. It is also used to report on larger cross-sectorial programmes with important subcomponents in the other AfT categories. This is useful, as the CRS methodology requires the use of one single CRS code per reported programme, an approximation which limits in some cases the ability of the CRS to capture TRA. 43

The change in methodology from the Doha Trade-Capacity-Building Database to CRS in 2007 and the new definitions create some limitations in the comparisons of figures over time. The amounts captured in the former database as Trade Policy and Regulation and Trade development (category 2) are nowadays split into three categories, namely categories 1, 2 and 6. Due to the definitions of codes in the CRS, it is not possible to continue counting some activities as TPR or TD, since they have different CRS purpose codes and so they are captured in category 6. Moreover, figures prior to 2007 do not include category 6, which did not exist at the time. Therefore, comparisons of TRA before and after 2007 need to be taken with caution. The evaluation of TRA for the period 2001-2010 is therefore inferred from the direct combination of the four different databases: OECD CRS, Doha Development Database, Monterrey Questionnaires and EU (for category 6). 44

APPENDIX 2 - EU MEMBER STATES AFT DONOR PROFILES Aid for Trade flows reported in the following donor profiles come from the following data sources: The OECD Creditor Reporting System (CRS), in which most of EU Member States (15 out of 27) provide quantitative data on their Official Development Assistance (ODA). Information included in the Monterrey questionnaire for data of EU Member States that did not report to the OECD CRS and for the category 6 for EU. 45

AUSTRIA AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 675 2 113 97 71 12 904 21 681 18 109 23 265 0 0 0 0 Total Trade-Related Assistance 13 579 23 794 18 205 23 336 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 675 2 113 97 71 22 802 11 503 22 692 19 886 Building Productive Capacity (category 4) 20 541 36 988 35 512 47 880 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 44 018 50 604 58 301 67 837 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Unspecified 12 613 China 10 585 South of Sahara, regional 8 406 Europe, regional 6 250 Egypt 3 625 Nicaragua 3 616 North & Central America, regional 2 600 Africa, regional 2 000 States Ex-Yugoslavia 2 000 Mozambique 1 385 46

BELGIUM AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 2 101 7 219 14 257 3 800 30 474 51 189 190 243 0 0 0 0 Total Trade-Related Assistance 32 575 58 408 204 500 3 800 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 2 101 7 219 14 257 3 800 80 036 44 369 105 272 59 985 Building Productive Capacity (category 4) 127 023 169 282 269 502 251 588 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 209 160 220 871 389 031 315 373 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Unspecified 90 161 Senegal 17 921 Burundi 17 659 Mozambique 15 347 Rwanda 15 331 Congo, Dem. Rep. 12 055 Peru 11 429 Nicaragua 10 870 Congo, Rep. 10 000 Mali 8 668 47

BULGARIA AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) n/a 3 4 5.5 n/a 0 0 0 n/a 0 0 0 Total Trade-Related Assistance 3 3 4 5.5 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) n/a 3 4 5.5 n/a 0 0 0 Building Productive Capacity (category 4) n/a 0 0 0 Trade Related Adjustment (category 5) n/a 0 0 0 n/a 0 0 0 Total Aid for Trade 3 3 4 5.5 n/a: data not provided 48

CYPRUS AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) n/a 0 0 0 n/a 0 0 0 n/a 0 0 0 Total Trade-Related Assistance n/a 0 0 0 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) n/a 0 0 0 n/a 0 0 0 Building Productive Capacity (category 4) n/a 0 0 0 Trade Related Adjustment (category 5) n/a 0 0 0 n/a 0 0 0 Total Aid for Trade n/a 0 0 0 n/a: data not provided 49

CZECH REPUBLIC AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 124 46 53 28 0 0 0 0 n/a 0 0 0 Total Trade-Related Assistance 124 46 53 28 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) n/a 46 53 28 n/a 0 0 0 Building Productive Capacity (category 4) n/a 0 0 88 Trade Related Adjustment (category 5) n/a 0 0 0 n/a 0 0 0 Total Aid for Trade 2 520 46 53 116 n/a: data not provided 50

DENMARK AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 940 5 621 1 465 1 893 47 230 67 317 95 038 111 385 0 0 0 0 Total Trade-Related Assistance 48 170 72 939 96 503 113 278 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 940 5 621 1 465 1 893 136 160 36 995 63 382 65 585 Building Productive Capacity (category 4) 117 951 130 851 186 367 246 061 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 255 050 173 468 251 213 313 639 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Mozambique 70 360 Kenya 47 295 Bolivia 25 193 Vietnam 24 732 Ghana 22 177 Africa, regional 20 633 Tanzania 19 463 Zimbabwe 12 392 Sri Lanka 11 221 Maldives 7 936 51

ESTONIA AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) n/a 46 13 32 n/a 32 1 3 0 0 Total Trade-Related Assistance 36 78 14 35 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) n/a 46 13 32 n/a 320 320 400 Building Productive Capacity (category 4) n/a 32 1 3 Trade Related Adjustment (category 5) n/a 0 0 0 n/a 0 0 0 Total Aid for Trade 36 398 334 435 n/a: data not provided 52

FINLAND AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 1 603 9 141 8 448 8 545 0 42 304 82 501 47 955 0 0 0 0 Total Trade-Related Assistance 1 603 51 445 90 950 56 500 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 1 603 9 141 8 448 8 545 8 070 14 443 123 189 40 216 Building Productive Capacity (category 4) 74 762 111 764 124 280 146 131 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 84 436 135 347 255 917 194 892 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Unspecified 46 595 Kenya 27 671 Ethiopia 21 173 Africa, regional 14 995 South of Sahara, regional 14 139 Tanzania 12 375 Asia, regional 8 983 Mozambique 8 769 South America, regional 7 816 Vietnam 3 459 53

FRANCE AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 3 295 2 671 2 036 1 597 211 646 13 809 81 534 16 203 0 0 0 0 Total Trade-Related Assistance 214 941 16 479 83 571 17 800 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 3 295 2 671 2 036 1 597 412 657 1 142 527 576 485 591 916 Building Productive Capacity (category 4) 600 822 593 016 511 581 683 690 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 1 016 774 1 738 213 1 090 103 1 277 202 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Unspecified 301 906 Kenya 150 539 Unspecified 144 959 Tunisia 82 502 Egypt 77 683 Vietnam 67 332 Ghana 44 000 Haiti 39 189 Yemen 38 039 Mayotte 37 906 54

GERMANY AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 30 770 33 762 33 857 31 831 207 240 646 247 666 561 464 794 0 0 0 0 Total Trade-Related Assistance 238 010 680 008 700 418 496 625 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 30 770 33 762 33 857 31 831 406 768 1 037 126 746 676 2 199 494 Building Productive Capacity (category 4) 775 445 965 506 1 108 401 1 113 210 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 1 212 984 2 036 394 1 888 934 3 344 536 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Unspecified 766 908 China 311 971 Egypt 283 676 India 134 514 Vietnam 127 505 Brazil 106 201 Africa, regional 105 992 Serbia 101 577 Georgia 100 273 Albania 91 239 55

GREECE AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 31 1 353 509 5 944 2 594 4 148 729 0 0 0 0 Total Trade-Related Assistance 5 974 3 947 4 657 729 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 31 1 353 509 1 544 4 359 7 237 13 717 Building Productive Capacity (category 4) 9 293 4 178 5 283 904 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 10 868 9 891 13 030 14 621 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Serbia 8 188 Albania 5 319 Egypt 400 West Bank & Gaza Strip 320 Sri Lanka 152 The former Yugoslav Republic of Macedonia 100 Syria 78 Europe, regional 37 Montenegro 18 Armenia 9 56

HUNGARY AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a Total Trade-Related Assistance n/a n/a n/a n/a Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) n/a n/a n/a n/a n/a n/a n/a n/a Building Productive Capacity (category 4) n/a n/a n/a n/a Trade Related Adjustment (category 5) n/a n/a n/a n/a n/a n/a n/a n/a Total Aid for Trade n/a n/a n/a n/a n/a: data not provided 57

IRELAND AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 16 2 500 295 8 150 13 325 0 14 414 0 0 0 0 Total Trade-Related Assistance 8 166 15 825 295 14 414 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 16 2 500 295 1 493 2 088 664 1 087 Building Productive Capacity (category 4) 28 588 47 742 43 310 47 757 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 30 097 52 330 44 269 48 844 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Malawi 7 887 Unspecified 6 690 Tanzania 6 423 Mozambique 3 676 Uganda 2 965 Kenya 2 669 Ethiopia 2 542 Vietnam 1 787 Congo, Dem. Rep. 1 505 Afghanistan 1 241 58

ITALY AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 13 577 84 13 15 055 28 905 32 452 31 593 0 0 5 200 0 Total Trade-Related Assistance 15 067 29 482 37 736 31 606 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 13 577 84 13 58 366 37 070 34 168 57 502 Building Productive Capacity (category 4) 52 701 148 546 162 624 73 245 Trade Related Adjustment (category 5) 0 0 0 0 0 0 5 200 0 Total Aid for Trade 111 079 186 194 202 076 130 759 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Malawi 31 109 Serbia 30 447 Bolivia 17 321 Lebanon 14 679 West Bank & Gaza Strip 2 753 Brazil 2 512 Albania 2 264 Bosnia-Herzegovina 1 955 Egypt 1 878 Ethiopia 1 583 59

LATVIA AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) n/a 257 38 n/a n/a 0 0 n/a n/a 0 0 n/a Total Trade-Related Assistance 77 257 38 n/a Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) n/a 257 38 n/a n/a 0 0 n/a Building Productive Capacity (category 4) n/a 0 0 n/a Trade Related Adjustment (category 5) n/a 0 0 n/a n/a 0 0 n/a Total Aid for Trade 77 257 38 n/a n/a: data not provided 60

LITHUANIA AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 273 232 74 66 0 60 144 13 0 0 0 0 Total Trade-Related Assistance 273 292 218 79 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 273 232 74 66 4 426 87 82 Building Productive Capacity (category 4) 183 114 144 13 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 460 772 305 161 n/a: data not provided 61

LUXEMBOURG AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 128 300 0 1 795 0 0 0 0 0 0 0 0 Total Trade-Related Assistance 128 300 0 1 795 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 128 300 0 1 795 6 344 3 456 590 1 785 Building Productive Capacity (category 4) 20 717 24 292 21 215 22 744 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 27 189 28 048 21 805 26 323 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Unspecified 7 606 Africa, regional 3 109 Vietnam 2 533 Burkina Faso 1 844 Montenegro 1 675 North & Central America, regional 1 174 Rwanda 1 048 Mali 873 West Bank & Gaza Strip 600 Laos 600 62

MALTA AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a Total Trade-Related Assistance n/a n/a n/a n/a Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) n/a n/a n/a n/a n/a n/a n/a n/a Building Productive Capacity (category 4) n/a n/a n/a n/a Trade Related Adjustment (category 5) n/a n/a n/a n/a n/a n/a n/a n/a Total Aid for Trade n/a n/a n/a n/a n/a: data not provided 63

NETHERLANDS AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 35 779 62 356 40 348 159 345 90 305 0 0 0 0 0 33 100 0 Total Trade-Related Assistance 126 084 62 356 73 448 159 345 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 35 779 62 356 40 348 159 345 69 461 237 787 204 559 93 638 Building Productive Capacity (category 4) 405 096 165 495 237 193 171 397 Trade Related Adjustment (category 5) 0 0 0 0 0 0 33 100 0 Total Aid for Trade 510 337 465 638 515 200 424 380 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Unspecified 344 181 South of Sahara, regional 14 879 West Bank & Gaza Strip 10 891 Africa, regional 9 930 Bolivia 8 805 Sudan 7 507 Asia, regional 5 182 Pakistan 4 307 Yemen 3 855 Colombia 2 901 64

POLAND AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) n/a 8 n/a n/a n/a 0 n/a n/a n/a 0 n/a n/a Total Trade-Related Assistance n/a 8 n/a n/a Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) n/a 8 n/a n/a n/a 0 n/a n/a Building Productive Capacity (category 4) n/a 0 n/a n/a Trade Related Adjustment (category 5) n/a 0 n/a n/a n/a 0 n/a n/a Total Aid for Trade n/a 8 n/a n/a n/a: data not provided 65

PORTUGAL AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 150 33 91 1 0 1 483 3 910 1 466 0 0 0 0 Total Trade-Related Assistance 150 1 516 4 001 1 467 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 150 33 91 1 44 239 9 845 61 515 38 741 Building Productive Capacity (category 4) 2 715 2 957 4 349 2 075 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 47 104 12 835 65 955 40 818 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Cape Verde 37 608 Timor-Leste 636 Unspecified 452 Mozambique 447 South of Sahara, regional 437 Angola 436 Guinea-Bissau 350 Sao Tome & Principe 325 Guatemala 81 Brazil 25 66

ROMANIA AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) n/a 0 n/a n/a n/a 93 n/a n/a 0 n/a n/a Total Trade-Related Assistance 100 93 n/a n/a Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) n/a 0 n/a n/a n/a 0 n/a n/a Building Productive Capacity (category 4) n/a 93 n/a 800 Trade Related Adjustment (category 5) n/a 0 n/a n/a n/a 0 n/a n/a Total Aid for Trade 100 93 n/a 800 n/a: data not provided 67

SLOVAKIA AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a n/a Total Trade-Related Assistance n/a n/a n/a n/a Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) n/a n/a n/a n/a n/a n/a n/a n/a Building Productive Capacity (category 4) n/a n/a n/a n/a Trade Related Adjustment (category 5) n/a n/a n/a n/a n/a n/a n/a n/a Total Aid for Trade n/a n/a n/a n/a n/a: data not provided 68

SLOVENIA AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 0 634 350 939 1 200 900 0 269 n/a 0 0 0 Total Trade-Related Assistance 1 200 1 534 350 1 208 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) n/a 634 350 939 n/a 0 38 317 Building Productive Capacity (category 4) n/a 900 0 269 Trade Related Adjustment (category 5) n/a 0 0 0 n/a 0 0 0 Total Aid for Trade 1 200 1 534 388 1 525 n/a: data not provided 69

SPAIN AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 5 475 4 535 2 692 4 766 67 955 128 800 214 101 202 612 0 78 948 98 198 0 Total Trade-Related Assistance 73 430 212 283 314 992 207 378 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 5 475 4 535 2 692 4 766 244 132 301 918 329 370 326 893 Building Productive Capacity (category 4) 224 538 315 529 327 509 670 110 Trade Related Adjustment (category 5) 0 0 0 0 0 78 948 98 198 0 Total Aid for Trade 474 145 700 930 757 769 1 001 769 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Unspecified 304 434 Tunisia 106 259 Europe, regional 103 099 South of Sahara, regional 62 765 Haiti 47 140 Bosnia-Herzegovina 32 261 Nicaragua 30 931 America, regional 29 195 Cambodia 26 740 Dominican Republic 22 115 70

SWEDEN AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 27 640 25 359 36 256 36 487 1 778 10 261 38 750 94 572 0 0 0 0 Total Trade-Related Assistance 29 418 35 621 75 006 131 058 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 27 640 25 359 36 256 36 487 57 641 78 993 32 032 93 087 Building Productive Capacity (category 4) 181 315 121 107 179 013 153 320 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 266 597 225 459 247 302 282 894 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Unspecified 59 286 Mozambique 36 874 Tanzania 28 114 Africa, regional 23 434 Afghanistan 19 624 Uganda 12 918 Ukraine 9 911 Burkina Faso 9 792 Bolivia 8 389 Bosnia-Herzegovina 726 71

UNITED KINGDOM AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 21 449 62 741 152 932 131 498 10 805 29 647 227 711 325 102 0 0 0 0 Total Trade-Related Assistance 32 254 92 388 380 644 456 600 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 21 449 62 741 152 932 131 498 90 252 226 262 347 231 251 655 Building Productive Capacity (category 4) 268 643 950 580 828 103 333 125 Trade Related Adjustment (category 5) 0 0 0 0 0 0 0 0 Total Aid for Trade 380 344 1 239 583 1 328 266 716 278 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) India 131 457 South of Sahara, regional 104 364 Unspecified 60 193 Africa, regional 44 689 China 37 860 South Africa 35 693 Afghanistan 29 877 Brazil 28 945 Nigeria 27 637 Indonesia 22 728 72

EU AfT Commitments (in thousand EUR) 2007 2008 2009 2010 Trade-Related Assistance (TRA) Trade Development (category 2) 212 452 238 095 315 655 145 111 569 858 317 330 262 995 451 904 249 830 451 526 332 496 299 605 Total Trade-Related Assistance 1 032 140 1 006 951 911 146 896 620 Wider Aid for Trade Agenda (AfT) Trade Related Infrastructure (category 3) 212 452 238 095 315 655 145 111 1 111 541 1 661 064 1 103 032 950 198 Building Productive Capacity (category 4) 862 039 701 599 1 535 414 1 108 553 Trade Related Adjustment (category 5) 0 4 037 11 312 16 580 249 830 451 526 332 496 299 605 Total Aid for Trade 2 435 862 3 056 322 3 297 909 2 520 047 Aid for Trade flows for OECD CRS Reporters: top recipient countries and regions (in thousand EUR, bilateral flows in red and regional flows in black) Turkey 284 861 Unspecified 205 679 Morocco 125 000 South of Sahara, regional 108 777 Malawi 82 000 Burkina Faso 71 200 Kenya 66 637 Moldova 59 000 Serbia 55 080 Sierra Leone 51 000 73

APPENDIX 3 - AID FOR TRADE BY REGION, COUN- TRY AND CATEGORY WEST AFRICA 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 3.TRI 4.BPC 5.TRAdj 6.Other TR Needs TOTAL 3 2 2 4 4 14 7 2 45 14 119 166 388 259 557 230 274 668 271 344 269 245 251 241 287 280 332 283 356 288 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 391 413 641 505 848 524 613 954 672 647 74

CENTRAL AFRICA 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 0.0 0.4 0.0 0.0 0.0 0.2 5.6 2.3 29.1 2.0 3.TRI 164.2 155.5 83.2 56.3 183.4 304.9 111.0 198.0 233.2 41.9 4.BPC 46.9 92.6 75.6 49.6 63.2 83.1 90.5 58.4 49.6 70.5 5.TRAdj 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 6.Other TR Needs 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 TOTAL 211.1 248.6 158.8 105.8 246.6 388.3 207.1 258.6 311.9 114.4 75

EAC (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 0.9 0.0 0.6 0.6 9.5 3.1 2.4 7.5 27.3 19.0 3.TRI 182.0 99.8 106.5 138.2 331.8 183.1 182.4 122.9 565.6 322.8 4.BPC 124.3 123.8 108.9 126.4 115.9 159.1 98.6 230.1 225.0 272.4 5.TRAdj 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.4 0.0 0.0 6.Other TR Needs 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 TOTAL 307.2 223.7 216.0 265.2 457.1 345.3 283.4 360.9 817.9 614.2 76

EAST AFRICA EXCL. EAC (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 0.2 0.5 0.5 0.6 2.3 8.8 5.4 1.0 2.3 13.3 3.TRI 113.6 183.4 280.3 206.3 388.7 316.0 200.6 510.4 135.8 171.2 4.BPC 112.4 116.7 186.4 113.3 170.3 188.0 151.7 167.3 327.7 194.3 5.TRAdj 0.0 0.0 0.0 0.0 0.0 0.0 0.0 2.2 0.3 0.0 6.Other TR Needs 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 TOTAL 226.3 300.6 467.2 320.2 561.3 512.9 357.7 680.9 466.1 378.9 77

SOUTHERN AFRICA (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 0.4 0.1 0.2 3.9 1.8 4.3 1.9 18.3 3.0 1.7 3.TRI 80.4 127.1 148.7 41.7 244.4 86.7 121.2 228.8 82.8 253.8 4.BPC 193.1 143.6 84.0 69.3 239.7 157.2 158.8 158.9 115.4 187.9 5.TRAdj 6.Other TR Needs 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 TOTAL 273.9 270.8 232.8 114.9 485.9 248.2 282.0 405.9 201.2 443.3 78

CARIBBEAN (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 0.3 0.0 0.0 0.1 1.6 5.0 0.8 0.1 0.1 0.1 3.TRI 69.6 21.6 53.5 62.9 38.9 17.6 26.9 26.7 193.2 53.5 4.BPC 110.0 82.0 26.9 97.2 72.9 73.9 94.8 94.9 67.3 160.0 5.TRAdj 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.8 10.9 16.6 6.Other TR Needs TOTAL 179.8 103.6 80.4 160.1 113.3 96.5 122.4 122.4 271.6 230.1 79

PACIFIC (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 0.0 0.0 0.0 0.0 0.0 0.0 3.2 0.0 0.1 0.3 3.TRI 14.6 9.0 10.1 10.2 11.4 0.1 2.3 0.7 23.4 2.3 4.BPC 5.0 55.6 11.7 8.6 13.5 8.0 7.2 10.4 8.8 10.4 5.TRAdj 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 6.Other TR Needs TOTAL 19.6 64.6 21.8 18.8 24.9 8.1 12.7 11.1 32.2 13.0 80

NEIGHBOURHOOD (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 1.9 77.3 63.4 1.1 22.2 16.8 24.0 78.7 3.3 1.2 3.TRI 94.7 329.0 334.3 342.0 393.4 453.9 692.5 1317 632.9 862.2 4.BPC 200.5 297.2 223.9 130.8 244.5 354.3 315.2 435.7 410.7 706.9 5.TRAdj 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 6.Other TR Needs 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.2 0.0 TOTAL 297.2 703.4 621.6 473.8 660.2 825.1 1031.7 1830.9 1047.1 1570.2 81

ENLARGEMENT (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 0.2 0.1 17.0 8.9 8.5 45.7 3.8 66.4 30.2 4.6 3.TRI 130.8 301.7 313.8 167.3 169.1 460.1 218.7 484.8 229.1 583.0 4.BPC 124.1 319.7 91.3 125.2 202.5 131.8 209.1 493.7 258.8 387.8 5.TRAdj 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 6.Other TR Needs TOTAL 255.0 621.6 422.2 301.3 380.1 637.6 431.6 1044.9 518.1 975.4 82

LATIN AMERICA (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 14.0 9.2 5.1 39.5 16.0 18.7 6.0 17.0 60.2 2.2 3.TRI 181.2 154.0 89.1 95.1 7.3 15.5 35.0 82.8 168.0 201.5 4.BPC 236.7 292.9 206.5 209.7 211.6 174.8 317.9 260.2 347.3 376.3 5.TRAdj 6.Other TR Needs TOTAL 432.0 456.1 300.7 344.3 234.9 209.0 358.9 360.0 575.5 580.0 83

SOUTH ASIA (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 0.6 0.8 28.5 5.0 4.4 17.8 1.2 30.6 2.0 13.7 3.TRI 309.6 167.9 177.9 179.3 342.2 196.3 147.2 354.7 244.8 225.2 4.BPC 163.3 167.1 266.9 97.7 192.0 280.8 304.7 402.0 377.6 148.0 5.TRAdj 6.Other TR Needs TOTAL 473.6 335.8 473.3 282.0 538.6 495.0 453.2 787.3 624.3 387.0 84

MIDDLE EAST (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 0.2 7.0 0.0 0.0 0.0 6.5 0.0 0.3 0.0 1.6 3.TRI 12.8 0.1 36.9 44.5 79.1 6.8 22.5 29.3 10.9 38.4 4.BPC 0.3 4.3 5.5 55.9 22.1 1.2 1.2 5.4 136.5 25.0 5.TRAdj 6.Other TR Needs TOTAL 13.3 11.4 42.5 100.4 101.2 14.4 23.7 35.0 147.4 64.9 85

CENTRAL ASIA (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 0.0 0.0 0.0 1.2 0.1 0.0 0.6 0.1 0.0 0.1 3.TRI 31.1 0.0 12.6 3.0 39.7 0.1 66.7 47.8 9.6 5.1 4.BPC 17.1 6.0 17.1 12.0 14.5 16.5 42.9 27.0 47.6 26.4 5.TRAdj 6.Other TR Needs 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 TOTAL 48.2 6.1 29.6 16.2 54.2 16.6 110.2 74.9 57.3 31.6 86

ASEAN (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 0.9 0.1 12.2 8.8 4.1 7.9 26.1 20.8 0.5 20.3 3.TRI 240.6 168.5 46.4 133.1 161.4 239.1 175.5 74.8 178.6 208.5 4.BPC 182.7 159.3 196.9 210.7 233.9 189.6 290.7 187.4 152.3 229.9 5.TRAdj 6.Other TR Needs TOTAL 424.1 328.0 255.4 352.7 399.5 436.6 492.4 283.1 331.3 458.7 87

ASIA (other) (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 1.9 22.6 0.3 4.8 21.7 13.4 0.6 63.7 47.9 29.9 3.TRI 256.3 103.2 232.5 180.2 179.3 340.4 93.8 298.0 263.9 425.4 4.BPC 106.2 62.1 129.9 128.5 104.7 63.2 87.1 276.5 333.9 165.2 5.TRAdj 6.Other TR Needs TOTAL 364.3 187.9 362.7 313.6 305.8 417.0 181.5 638.1 645.7 620.5 88

REGIONAL (mn ) 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 1.TPR 43.5 73.8 106.3 67.2 132.5 321.9 254.1 149.7 358.1 402.6 3.TRI 301.2 282.7 236.3 246.3 272.2 585.4 381.5 405.1 515.2 1066.3 4.BPC 892.9 579.1 602.8 782.4 654.4 1451.1 1269.2 1398.5 2366.0 1822.9 5.TRAdj 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0 6.Other TR Needs TOTAL 1237.7 935.5 945.4 1095.9 1059.1 2358.5 1904.8 1953.3 3239.3 3291.8 89

APPENDIX 4 - TRADE RELATED ASSISTANCE BY REGION, COUNTRY AND CATEGORY WEST AFRICA (mn ) 2008 2009 2010 1.TPR 2.1 44.9 14.4 2.TD 49.8 122.0 92.6 6.Other TR Needs 0.0 0.0 1.0 TOTAL 51.9 166.9 107.9 90

CENTRAL AFRICA (mn ) 2008 2009 2010 1.TPR 2.3 29.1 2.0 2.TD 16.8 13.6 25.6 6.Other TR Needs TOTAL 19.1 42.7 27.6 91

EAC (mn ) 2008 2009 2010 1.TPR 7.5 27.3 19.0 2.TD 94.2 77.3 98.0 6.Other TR Needs TOTAL 101.8 104.6 117.0 92

EAST AFRICA EXCL. EAC (mn ) 2008 2009 2010 1.TPR 1.0 2.3 13.3 2.TD 41.9 66.4 52.1 6.Other TR Needs TOTAL 42.9 68.7 65.4 93

SOUTHERN AFRICA (mn ) 2008 2009 2010 1.TPR 18.3 3.0 1.7 2.TD 23.5 40.9 65.4 6.Other TR Needs TOTAL 41.7 43.9 67.0 94

CARIBBEAN (mn ) 2008 2009 2010 1.TPR 0.1 0.1 0.1 2.TD 74.3 49.3 113.4 6.Other TR Needs TOTAL 74.4 49.4 113.5 95

PACIFIC (mn ) 2008 2009 2010 1.TPR 0.0 0.1 0.3 2.TD 8.1 6.1 1.0 6.Other TR Needs TOTAL 8.1 6.2 1.3 96

NEIGHBOURHOOD (mn ) 2008 2009 2010 1.TPR 78.7 3.3 1.2 2.TD 203.6 137.9 204.6 6.Other TR Needs TOTAL 282.3 141.2 205.8 97

ENLARGEMENT (mn ) 2008 2009 2010 1.TPR 66.4 30.2 4.6 2.TD 95.5 46.2 72.7 6.Other TR Needs TOTAL 161.9 76.4 77.3 98

LATIN AMERICA (mn ) 2008 2009 2010 1.TPR 17.0 60.2 2.2 2.TD 124.5 172.6 199.4 6.Other TR Needs TOTAL 141.6 232.9 201.7 99

SOUTH ASIA (mn ) 2008 2009 2010 1.TPR 30.6 2.0 13.7 2.TD 124.8 200.1 65.3 6.Other TR Needs TOTAL 155.4 202.0 79.1 100

MIDDLE EAST (mn ) 2008 2009 2010 1.TPR 0.3 0.0 1.6 2.TD 1.4 18.0 20.5 6.Other TR Needs TOTAL 1.7 18.0 22.1 101

CENTRAL ASIA (mn ) 2008 2009 2010 1.TPR 0.1 0.0 0.1 2.TD 9.0 36.2 18.0 6.Other TR Needs 0.0 0.0 0.0 TOTAL 9.0 36.2 18.1 102

ASEAN (mn ) 2008 2009 2010 1.TPR 20.8 0.5 20.3 2.TD 58.5 30.2 99.7 6.Other TR Needs 0.0 0.0 0.0 TOTAL 79.4 30.7 120.0 103

ASIA (other) (mn ) 2008 2009 2010 1.TPR 63.7 47.9 29.9 2.TD 134.5 86.6 69.8 6.Other TR Needs 0.0 0.0 0.0 TOTAL 198.2 134.5 99.7 104

REGIONAL (mn ) 2008 2009 2010 1.TPR 149.7 358.1 402.6 2.TD 314.4 782.6 588.8 6.Other TR Needs 0.0 0.0 0.0 TOTAL 464.1 1140.7 991.4 105