Xtrackers Japan JPX-Nikkei 400 Equity ETF ETF.com segment: Equity: Japan - Total Market Competing ETFs: JPXN, DXJ, HJPX, DDJP, EWJ Related ETF Channels: Smart-Beta ETFs, Total Market, Single Country, Fundamental, Asia-Pacific, Equity, Japan, Broad-based, Size and Style Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. N/A 96 FUND DESCRIPTION The Xtrackers Japan JPX-Nikkei 400 Equity ETF tracks an index of 400 Japanese companies that rank highest in profitability and capital efficiency. FACTSET ANALYTICS INSIGHT tracks the JPX-Nikkei 400 Total Return Index an innovative benchmark that was developed recently and has already been adopted by many institutions in Japan and abroad. Both the Japanese Central Bank and the country s Government Pension Investment Fund are using this benchmark to increase their allocations to the Japanese equity market. The index attempts to pick the highest-quality corporations through a rigorous screening process relying on fundamental metrics such as consistent earnings and high return on equity. We ll see if institutional buying pressure and a quality selection process lead to stronger performance versus plainvanilla offerings like EWJ. charges a similar fee to other funds; however, the segment is getting crowded, so attracting investor attention and AUM won t be easy. We ll see if the tacit endorsement of its index by Japanese government institutions proves helpful to the fund. MSCI ESG ANALYTICS INSIGHT The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of September 19, 2018 the Xtrackers Japan JPX-Nikkei 400 Equity ETF MSCI ESG Fund Quality Score is 5.55 out of 10. SUMMARY DATA Issuer Brand Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Distribution Yield Next Ex-Dividend Date Number of Holdings Deutsche Bank Xtrackers 06/24/15 Open-Ended Fund 0.09% $18.59M $361.71K 0.21% $30.88B 13.86 1.44 1.16% 12/19/18 392 The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ranks in the 75th percentile within its peer group and in the 52nd percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. INDEX DATA Index Tracked Index Weighting Methodology Index Selection Methodology JPX-Nikkei 400 Total Return Index Market Cap Fundamental MSCI Japan Large Cap Index
1 Year Daily Price ($) 32.00 31.00 30.00 29.00 28.00 27.00 Oct Nov Dec `18 Feb Mar Apr May Jun Jul Aug Sep 4M PERFORMANCE [as of 09/19/18] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS 4.55% 1.22% -0.23% 8.71% 10.54% (NAV) 3.46% 0.07% -0.67% 7.84% 10.44% JPX-Nikkei 400 Total Return Index MSCI Japan Large Cap Index All returns over 1 year are annualized. All returns are total returns unless otherwise stated. TOP 10 COUNTRIES Japan 100.00% TOP 10 SECTORS Industrials 28.27% Healthcare 8.29% Consumer Cyclicals 16.95% Basic Materials 6.00% Financials 15.00% Telecommunications Serv 5.15% Consumer Non-Cyclicals 9.66% Utilities 1.63% Technology 8.63% Energy 0.41% TOP 10 HOLDINGS SoftBank Group Corp. 1.92% Toyota Motor Corp. 1.48% Sony Corporation 1.73% Sumitomo Mitsui Financia 1.46% Mitsubishi UFJ Financial G 1.62% Nippon Telegraph and Te 1.45% Honda Motor Co., Ltd. 1.53% Mizuho Financial Group, I 1.37% Keyence Corporation 1.49% KDDI Corporation 1.34% Total Top 10 Weighting 15.39%
PORTFOLIO MANAGEMENT TAX EXPOSURES FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo) 0.09% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K1 20.00% / 39.60% Qualified dividends No Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Open-Ended Fund No Yes 90% / 10% N/A ETN Counterparty Risk N/A Fund Closure Risk High Portfolio Disclosure Daily
Daily Spread 0.6% FACTSET ANALYTICS BLOCK LIQUIDITY As of 09/20/18 0.4% 0.2% 0% 5 4 3 2 1 This measurement shows how easy it is to trade a $1 million USD block of. is rated a 4 out of 5. Premium/Discount 5.0% 2.5% TRADABILITY Avg. Daily Share 12,639 0.0% Average Daily $ $361.71K -2.5% Median Daily Share 5,561-5.0% 4M 3M 2M 1M Median Daily ($) Average Spread (%) Average Spread ($) $155.63K 0.21% $0.06 Oct Dec Feb Apr May Jul Sep Median Premium / Discount (12 Mo) 0.15% Max. Premium / Discount (12 Mo) 2.31% / -3.06% Impediment to Creations None Market Hours Overlap 0.00% Creation Unit Size (Shares) 50,000 Creation Unit/Day (45 Day Average) 0.11 Creation Unit Cost (%) 0.14% Underlying / Unit 0.01% Open Interest on ETF Options Net Asset Value (Yesterday) $29.03 ETF.com Implied Liquidity 4
SECTOR/INDUSTRY BREAKDOWN TOP 10 HOLDINGS PERFORMANCE STATISTICS Industrials 28.27% 26.05% Consumer Cyclicals 16.95% 19.06% Financials 15.00% 15.97% Consumer Non- Cyclicals 9.66% 8.83% Technology 8.63% 9.33% SoftBank Group Corp. Sony Corporation Mitsubishi UFJ Financial Group, Inc. Honda Motor Co., Ltd. Keyence Corporation Toyota Motor Corp. Sumitomo Mitsui Financial Group, Inc. 1.92% 1.73% 1.62% 1.53% 1.49% 1.48% 1.46% Goodness of Fit (R2) Beta Up Beta Down Beta Downside Standard Deviation 0.99 1.00 1.02 0.98 0.06% MSCI Japan Large Cap Index Healthcare 8.29% 7.18% Basic Materials Telecommunications Services 6.00% 6.08% 5.15% 4.38% Nippon Telegraph and Telephone Corporation Mizuho Financial Group, Inc. KDDI Corporation 1.45% 1.37% 1.34% MSCI ESG RATINGS MSCI ESG Quality Score Peer Group Percentile Rank Global Percentile Rank 5.55 / 10 75.23 51.82 Utilities 1.63% 1.68% Energy 0.41% 1.22% Total Top 10 Weighting 15.39% SRI Screening Criteria Exposure 9.05% COUNTRIES Exposure to Sustainable Impact Solutions 9.90% Japan 100.00% 100.00% Weighted Average Carbon Intensity (t CO2e/$M Sales) 117.87 REGIONS Asia-Pacific 100.00% 100.00% BENCHMARK COMPARISON HOLDINGS Number of Holdings Constituents 392 1283 Shared Holdings 391 ECONOMIC DEVELOPMENT Shared Holdings Weight 75.08% Developed Countries 100.00% 100.00% BENCHMARK COMPARISON SUMMARY Number of Holdings 392 1283 Weighted Average Market Cap $30.88B $31.17B Price / Earnings Ratio Price / Book Ratio Dividend Yield 13.86 14.22 1.44 1.37 2.08% 2.05% Concentration
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