(I) (a) Statement showing Shareholding Pattern Name of the Company: CAIRN INDIA LIMITED Scrip Code, Name of the scrip, of security: BSE- 532792, NSE- CAIRN; CAIRN INDIA LIMITED ; Equity Quarter ended: 31.12.2013 Partly paid-up shares:- No. of partly paid-up shares As a % of total no. of partly paidup shares the company As a % of total no. of shares of Held by Promoter / Promoter Group 0 0.0000 0.0000 Held by public 0 0.0000 0.0000 Total 0 0.0000 0.0000 Outstanding :- No. of outstanding As a % of total No. of outstanding Held by Promoter / Promoter Group 0 0.0000 0.0000 Held by public 0 0.0000 0.0000 Total 0 0.0000 0.0000 Warrants:- No. of warrants As a % of total no. of warrants As a % of total no. of shares of the company, assuming full conversion of the As a % of total no. of shares of the company, assuming full conversion of warrants Held by Promoter / Promoter Group 0 0.0000 0.0000 Held by public 0 0.0000 0.0000 Total 0 0.0000 0.0000 Total paid-up capital of the company assuming full conversion of warrants and Same as present paid up capital as there are no warrants and Total number shares Total shareholding as a Shares pledged or shareholders of shares in percentage of total otherwise encumbered Category Category of shareholder dematerialised As a As a As a Code form percentage percentage of shares percentage of (A+B) (A+B+C) (IX) = (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (VIII)/(IV)*100 (A) Promoter and Promoter Group 1 Indian (a) Individuals/Hindu Undivided Family 0 0 0 0.0000 0.0000 0 0.0000 (b) Central Government/State Government(s) 0 0 0 0.0000 0.0000 0 0.0000 (c) Bodies Corporate 2 383840413 383840413 20.0879 20.0879 0 0.0000 (d) Financial Institutions / Banks 0 0 0 0.0000 0.0000 0 0.0000 (e) Any Other (specify) 0 0 0 0.0000 0.0000 0 0.0000 Sub Total (A)(1) 2 383840413 383840413 20.0879 20.0879 0 0.0000 2 Foreign (a) Individuals (Non-Resident Individuals/Foreign Individuals) 0 0 0 0.0000 0.0000 0 0.0000 (b) Bodies Corporate* 1 738873586 738873586 38.6683 38.6683 738873586 100.0000 (c) Institutions 0 0 0 0.0000 0.0000 0 0.0000 (d) Qualified Foreign Investors 0 0 0 0.0000 0.0000 0 0.0000 (e) Any Other (specify) 0 0 0 0.0000 0.0000 0 0.0000 Sub Total (A)(2) 1 738873586 738873586 38.6683 38.6683 738873586 100.0000 Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 3 1122713999 1122713999 58.7562 58.7562 738873586 65.8114 (B) Public shareholding NA NA 1 Institutions NA NA (a) Mutual Funds/UTI 165 35443046 35443046 1.8549 1.8549 - - (b) Financial Institutions / Banks 55 159835969 159835969 8.3649 8.3649 - - (c) Central Government/State Government(s) 4 325612 325612 0.0170 0.0170 - - (d) Venture Capital Funds 0 0 0 0.0000 0.0000 - - (e) Insurance Companies 3 2232625 2232625 0.1168 0.1168 - - (f) Foreign Institutional Investors 640 311829865 311829865 16.3193 16.3193 - - (g) Foreign Venture Capital Investors 0 0 0 0.0000 0.0000 - - (h) Qualified Foreign Investors 1 50 50 0.0000 0.0000 - - (I) Any Other (specify) 0 0 0 0.0000 0.0000 - - Sub Total (B) (1) 868 509667167 509667167 26.6730 26.6730 2 Non-institutions NA NA (a) Bodies Corporate 2092 31197873 31197873 1.6327 1.6327 - - (b) (i) Individuals - shareholders holding nominal share capital up to Rs 1 Lakh** 246671 42823523 42818236 2.2411 2.2411 - - (ii) Individual shareholders holding nominal share capital in excess of Rs. 1 Lakh 184 5003958 5003958 0.2619 0.2619 - -
Category Total number shares Total shareholding as a Shares pledged or code shareholders of shares in percentage of total otherwise encumbered Category of shareholder dematerialised As a As a As a form percentage percentage of shares percentage of (A+B) (A+B+C) (IX) = (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (VIII)/(IV)*100 (c) Qualified Foreign Investors 0 0 0 0.0000 0.0000 - - (d) Any Other NA NA i Non Resident Indians (Repat) 2735 1367143 1366843 0.0715 0.0715 - - ii Non Resident Indians (Non Repat) 929 443020 443020 0.0232 0.0232 - - iii Foreign Companies 1 196174600 196174600 10.2666 10.2666 - - iv Clearing Member 409 670640 670640 0.0351 0.0351 - - v Directors***/ Relatives 2 177746 177746 0.0093 0.0093 - - vi Trusts 31 560057 560057 0.0293 0.0293 - - Sub Total (B)(2) 253054 278418560 278412973 14.5708 14.5708 Total Public Shareholding Public Group (B)=(B)(1)+(B)(2) 253922 788085727 788080140 41.2438 41.2438 0.0000 0.0000 Total (A)+(B) 253925 1910799726 1910794139 100.0000 100.0000 738873586 38.6683 (C) Shares by custodians and against which Depository Receipts have been issued NA NA i Promoter and Promoter group 0 0 0 0.0000 0.0000 0 0.0000 ii Public 0 0 0 0.0000 0.0000 0 0.0000 Sub Total ( C ) 0 0 0 0 0 0 0.0000 GRAND ** 253925 1910799726 1910794139 100.0000 100.0000 738873586 38.6683 *Twin Star Energy Holdings Ltd (TSEHL) holds 100% in Twin Star Mauritius Holdings Ltd. (TSMHL) which in turn holds 38.6683% (738,873,586 shares) in Cairn India Limited. TSEHL has pledged entire holding in TSMHL **41,823 equity shares were allotted to employees pursuant to exercise of stock options, on 30th December, 2013. However, these shares were admitted/credited by Depository Participants (NSDL & CDSL) in Permanent ISIN- INE910H01017 on 1st January, 2014 and listing permission effective 1st January, 2014 was thereafter received from both National Stock Exchange Limited and Bombay Stock Exchange Limited.Accordingly, the total equity shares reported hereinabove, viz. 1,910,799,726 includes the 41,823 shares allotted on 30th December, 2013. ***Held by one Director under two different folios
(I)(b) Statement showing holding of (including shares, warrants, ) of persons belonging to the category Promoter and Promoter Group Sr. No. Name of the shareholder Details of Shares Encumbered shares Details of warrants As a % of grand toal No. As a percentage shares As a % of grand toal of subclause (I)(a) (I) (II) (III) (IV) (V) (VI)=(V)/(III (VII) )*100 1 Twin Star Mauritius Holdings Ltd* 738873586 38.6683 738873586 100.0000 38.6683 warrants warrants of Details of of Total shares (including underlying shares assuming full conversion of warrants and ) as a % of diluted share capital (VIII) (IX) (X) (XI) (XII) 0 0.0000 0 0.0000 0 2 Sesa Sterlite Limited 351140413 18.3766 0 0.0000 0.0000 0 0.0000 0 0.0000 0 3 Sesa Resources Limited 32700000 1.7113 0 0.0000 0.0000 0 0.0000 0 0.0000 0 0 0.0000 0 0.0000 0 1122713999 58.7562 738873586 65.8114 38.6683 0 0.0000 0 0.0000 0 *Twin Star Energy Holdings Ltd (TSEHL) holds 100% in Twin Star Mauritius Holdings Ltd. (TSMHL) which in turn holds 38.6683% (738,873,586 shares) in Cairn India Limited. TSEHL has pledged entire holding in TSMHL
(I)(c)(i) Statement showing holding of (including shares, warrants, ) of persons belonging to the category Public and holding more than 1% of the total shares Sr. No. Name of the shareholder shares Shares as a percentage of total shares {i.e., Grand Total indicated in Statement at para (I)(a) above} Details of warrants warrants of the same Number of warrants Details of % w.r.t total of Total shares (including underlying shares assuming full conversion of warrants and ) as a % of diluted share capital 1 Cairn UK Holdings Limited 196174600 10.2666 0 0.0000 0 0.0000 0.0 2 Life Insurance Corporation of India 160312259 8.3898 0 0.0000 0 0.0000 0.0 356486859 18.6564 0 0.0000 0 0.0000 0.0 (I)(c)(ii) Sr. No. Statement showing holding of (including shares, warrants, ) of persons (together with PAC) belonging to the category Public and holding more than 5% of the total shares of the company Name(s) of the shareholder(s) and the Persons Acting in Concert (PAC) with them shares Shares as a percentage of total shares {i.e., Grand Total indicated in Statement at para (I)(a) above} Details of warrants warrants of the same Number of warrants Details of % w.r.t total of Total shares (including underlying shares assuming full conversion of warrants and ) as a % of diluted share capital 1 Cairn UK Holdings Limited 196174600 10.2666 0 0.0000 0 0.0000 0.0 2 Life Insurance Corporation of India 160312259 8.3898 0 0.0000 0 0.0000 0.0 356486859 18.6564 0 0.0000 0 0.0000 0.0
(I)(d) Statement showing details of locked-in shares Sr. No. Name of the shareholder Locked in Shares Locked-in shares as a percentage of total shares {i.e., Grand Total indicated in Promoter & Promoter Group / Public Statement at para (I)(a) above} 1
(II)(a) Statement showing details of Depository Receipts (DRs) Sr. No. Type of outstanding DR (ADRs, GDRs, SDRs, etc.) outstanding DRs shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total shares {i.e., Grand Total indicated in Statement at para (I)(a) above} 1
(II) (b) Statement showing holding of Depository Receipts (DRs), where underlying shares by "Promoter/ Promoter Group" are in excess of 1% of the total shares Sr. No. Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) shares underlying outstanding DRs Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total indicated in Statement at para (I)(a) above} 1