SHAREHOLDING PATTERN AS ON 31.3.213 (I) (a) Statement showing Shareholding Pattern BSE SCRIP CODE : 5127 Name of Scrip : UNITEDPHOS Class of Security : Equity Quarter Ended : 31.3.213 NSE SYMBOL : UNIPHOS Cate- Number of gory Partly paid up shares partly paid number of partly number of shares Code Held by Promoter/Promoter group Held by Public up shares paid up shares of the Company Outstanding Convertible Securities Number of outstanding Securities No. of outstanding Con. Securities No. of shares of the Company, assuming full conversion of the Securities Held by Promoter/Promoter group Held by Public Number of warrants number of warrants number of shares Warrants of the Company assuming full conversion of warrants Held by Promoter/Promoter group Held by Public conversion of warrants and convertible securities Cate- Number of No. Number of shareholding as gory Category of Share- of shares shares held a percentage of total otherwise encumbered Code Shareholders holders in demated number of shares Number of As a form As a percentage of Shares % (A+B)1 (A+B+C) Shares pledged or ( I ) ( II ) ( III ) ( IV ) ( V ) ( VI ) ( VII ) ( VIII ) (IX )=(VIII)/(IV)*1 (A) Shareholding of Promoter and Promoter Group (1) Indian (a) Individuals/H.U.F 11 3791679 3791679.86.86 (b) Cental/State Government(s) ( c) Bodies Corporate 2 1239716 1239716 28.3 28.1 24165 19.49 (d) Financial Institutions/Banks (e) Any Other (specify) Sub- (A)(1) 13 127761839 127761839 28.89 28.87 24165 18.91 (2) Foreign (a) Non Resident Individuals/ Foreign Nationals (b) Bodies Corporate ( c) Institutions (d) Qualified Foreign Investor (e) Any Other (specify) Sub_ (A)(2) holding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 13 127761839 127761839 28.89 28.87 24165 18.91
Name of the Company : United Phosphorus Ltd Page # 2 BSE SCRIP CODE : 5127 Name of Scrip : UNITEDPHOS Class of Security : Equity Quarter Ended : 31.3.213 NSE SYMBOL : UNIPHOS Cate- Number of No. Number of shareholding as gory Category of Share- of shares shares held a percentage of total otherwise encumbered Code Shareholders holders in demated number of shares Number of As a form As a percentage of Shares % (A+B)1 (A+B+C) Shares pledged or ( I ) ( II ) ( III ) ( IV ) ( V ) ( VI ) ( VII ) ( VIII ) (IX )=(VIII)/(IV)*1 (B) Public Shareholding3 (1) Institutions (a) Mutual Fund/UTI 42 45787226 45787226 1.35 1.34 (b) Financial Institutions/Banks 15 63468 63468.14.14 ( c) Central/State Government(s) (d) Venture Capital Funds (e) Insurance Companies 15 25547688 25547688 5.78 5.77 ( f) Foreign Institutional Investors 22 1419323 141888523 32.9 32.7 (g) Foreign Venture Cap. Inv (h) Qualified Foreign Investor (i) Any Other (specify) Sub- (B)(1) 274 2138995 21385755 48.37 48.33 N. A. N. A. (2) Non Institutions (a) Bodies Corporate 1596 45263262 45131752 1.24 1.23 (b) Individuals i) Holding nominal share capital upto Rs. 1 lakh 7863 3761545 316416 8.38 8.37 ii) Holding nominal share capital in excess of Rs. 1 lakh. 51 734829 783749 1.66 1.66 ( c) Qualified Foreign Investor ( d) Any Other(specify) Overseas Corporate Bodies 4 674 Non Resident Individuals 265 747715 488592 1.69 1.69 Foreign Bodies 3 3416119 3416119.77.77 Sub- (B)(2) 82367 157271 9215914 22.74 22.72 N. A. N. A. Public shareholding (B)=(B)(1)+(B)(2) 82641 314471715 3616645 71.11 71.5 TOTAL (A)+(B) 82654 442233554 433778484 1 99.92 24165 5.46 ( C) Shares held by Custodians and against which Depository Receipts have been issued 1 Promoter and Promoter Group 2 Public 3 3772 36272.8.8 N. A. N. A. GRAND TOTAL (A)+(B)+( C) 82657 44264274 43414124 1 24165 5.46
(I) (b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Promoter and Promoter Group" Sr.No. Name of the shareholder Details of shares held Encumbered shares (*) Details of Warrants Details of Convertible Securities shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital No. of As a % of Number As a As a % of No. of As a % No. of As a % shares held grand total Percentage grand total warrants total No. of Convertible total No. of (A)+(B)+( C) (A)+(B)+( C) held warrants securities convertible of sub-clause of the same held securities ( I ) (a) class of the same class ( I ) ( II ) ( III ) ( IV ) ( V ) ( VI ) ( VII ) ( VIII ) ( IX ) ( X ) ( XI ) ( XII ) 1 NERKA CHEMICALS PVT LTD 986331 22.28 85 8.16 1.82 22.28 2 UNIPHOS ENTERPRISES LIMITED 253376 5.72 16115 63.6 3.64 5.72 3 SHILPA R SHROFF 1469499.33.33 4 SHILPA SHROFF 143778.32.32 5 JYOTSNA J BHATT 44875.1.1 6 JYOTINDRA MANSHANKAR BHATT 39358.9.9 7 VARUN JAIDEV SHROFF 14 8 PRADIP N SAGAR 1133 9 TANIA JAIDEV SHROFF 6 1 SHAILA SHASHIKUMAR SHROFF 48 11 PRADIP NATHALAL SAGAR 366 12 MEKHALA VIKRAM SHROFF 2 13 SHAILA SHASHIKUMAR SHROFF 1 127761839 28.87 24165 18.91 5.46 28.87 (*) The term "encumbrance" has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 211.
(I) (c ) (i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares Sr.No. Name of the shareholder Number of Shares as a Details of warrants Details of Convertible Securities shares (including shares percentage of total No. of warrants As a % No of convertible % w.r.t underlying shares held number of shares held total securities held total No. of assuming full {i.e. Grand of (A)+(B)+( C) indicated in statement at para ( I ) (a) above} No. of convertible conversion of warrants warrants of securities of and conv. Securities) same the same as a % of diluted class class share capital 1 GOLDMAN SACHS INVESTMENTS (MAURITIUS 17294189 3.91 3.91 2 HDFC STANDARD LIFE INSURANCE CO LTD 17251955 3.9 3.9 3 ICICI PRUDENTIAL DYNAMIC PLAN 11683961 2.64 2.64 4 LIC OF INDIA MARKET PLUS-1 GROWTH FUND 8818475 1.99 1.99 5 RELIANCE CAPITAL TRUSTEE CO LTD 868573 1.94 1.94 6 ICICI PRUDENTIAL LIFE INSURANCE COMPANY 7592525 1.72 1.72 7 LIFE INSURANCE CORPORATION OF INDIA 6736134 1.52 1.52 8 INVESCO PERPETUAL GLOBAL EQUITY FUND 6523874 1.47 1.47 9 CITIBANK INTERNATIONAL PLC AS DEPOSITOR 568183 1.28 1.28 1 LIC OF INDIA MONEY PLUS GROWTH FUND 4866748 1.1 1.1 11 ICICI PRUDENTIAL DISCOVERY FUND 4784313 1.8 1.8 12 SMALLCAP WORLD FUND INC 473 1.7 1.7 TOTAL 1457183 23.63 23.63
(I) (c ) (ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares Sr.No. Name(s) of the shareholder(s) Number of Shares as a Details of warrants Details of Convertible Securities shares and the Persons Acting in Concert shares percentage of total No. of warrants As a % No of convertible % w.r.t (including underlying ( PAC ) with them number of shares held total securities held total No. of shares assuming full {i.e. Grand of No. of convertible conversion of (A)+(B)+( C) warrants of securities of warrants and indicated in same the same convertible securities) as statement at para ( I ) (a) above} class class a % of diluted share capital NIL (I) (d) Statement showing details of locked-in shares Sr.No. Name of the shareholder Category of Number of Locked-in shares as a shareholders locked-in percentage of total Promoters / Public shares number of shares {i.e.grand of (A)+(B)+( C) indicated in Statement at para (I)(a) above} N I L
(II) (a) Statement showing details of Depository Receipts (DRs) BSE SCRIP CODE : 5127 NSE SYMBOL : UNIPHOS Quarter ended : 31.3.213 Sr.No. Type of Number of Number of Shares underlying outstanding DR outstanding shares outstanding DRs as a (ADRs, GDRs, DRs underlying percentage of total number of SDRs. Etc.) outstanding shares {i.e.grand of DRs (A)+(B)+( C) indicated in Statement at para (I)(a) above 1 GDR 3772 3772.8 UNITED PHOSPHORUS LIMITED (II) (b) Statement showing holding of Depository Receipts (DRs) where underlying shares held by "promoter/promoter group" are in excess of 1% of the total number of shares BSE SCRIP CODE : 5127 NSE SYMBOL : UNIPHOS Quarter ended : 31.3.213 Sr.No. Name of the Type of Number of DR holder. outstanding shares outstanding DRs as a DR underlying percentage of total number of (ADRs, outstanding shares {i.e.grand of GDRs, DRs (A)+(B)+( C) indicated in SDRs. etc.) Statement at para (I)(a) above N I L
III (a) Statement showing the voting pattern of shareholders, if more than one class of shares/securities is issued by the issuer. (Give description of voting rights for each class of security Class X, Class Y, Class Z) Category Caegory of shareholder Number of Voting Rights Voting Rights (VI) code held in each class of securities Voting Rights As a % As a % Class X Class Y Class Z (III+IV+V) of (A+B) of (A+B+C) ( I ) ( II ) ( III ) ( IV ) ( V ) ( VI ) ( VII ) ( VIII ) (A) Promoter and Promoter Group ( 1 ) Indian ( a ) Individuals/Hindu Undivided Family ( b ) Central/State Government(s) ( c ) Bodies Corporate ( d ) Financial Institutions/Banks ( e ) Any Other (specify) Sub- (A) (1) N.A. N.A. N.A. N.A. N.A. N.A. ( 2 ) Foreign ( a ) Individuals (Non Resident/Foreign) ( b ) Bodies Corporate ( c ) Institutins ( d ) Any Other (specify) Sub- (A)(2) N.A. N.A. N.A. N.A. N.A. N.A. Shareholding of Ptomoter and Ptomoter Group (A)=(A)(1) + (A)(2) ( B ) Public Shareholding ( 1 ) Institutins ( a ) Mutual Funds/UTI ( b ) Financial Institutions/Banks ( c ) Central/State Government(s) ( d ) Venture Capital Funds ( e ) Insurance Companies ( f ) Foreign Institutional Investors ( g ) Foreign Venture Capital Investors ( h ) Any Other (specify) Sub- (B) (1) N.A. N.A. N.A. N.A. N.A. N.A. ( 2 ) Non Instituons ( a ) Bodies Corporate ( b ) Individuals i. Individual shareholders holding nominal share capital upto Rs. 1 lakh ii.individual shareholders holding nominal share capital in excess of Rs. 1 lakh. ( c ) Any Other (specify) Sub- (B) (2) N.A. N.A. N.A. N.A. N.A. N.A. TOTAL (A) + (B) N.A. N.A. N.A. N.A. N.A. N.A. ( C ) Shares held by Custodians and against which Depository Receipts have been issued GRAND TOTAL ( A )+( B )+( C ) N.A. N.A. N.A. N.A. N.A. N.A.