(I) (a) Statement showing Shareholding Pattern NSE SYMBOL : UNIPHOS Cate- gory Code Number of Partly paid up shares partly paid number of partly number of shares up shares Held by Promoter/Promoter group 0 Held by Public 0 Total 0 Number of Outstanding Convertible Securities outstanding No. of outstanding No. of shares of the Securities Held by Promoter/Promoter group 0 Held by Public 0 Total 0 Number of warrants Held by Promoter/Promoter group 0 Held by Public 0 Total 0 Total Warrants conversion of warrants and convertible securities UNITED PHOSPHORUS LIMITED SHAREHOLDING PATTERN AS ON 31.03.2012 BSE SCRIP CODE : 512070 Name of Scrip : UNITEDPHOS Class of Security : Equity Quarter Ended : 31.03.2012 Cate- Number of Total No. Number of paid up shares Con. Securities number of warrants Total shareholding as gory Category of Share- of shares shares held a percentage of total otherwise encumbered Code Shareholders holders in demated number of shares Number of As a form As a percentage of Shares % (A+B)1 (A+B+C) of the Company Company, assuming full conversion of the Securities number of shares of the Company assuming full conversion of warrants Shares pledged or ( I ) ( II ) ( III ) ( IV ) ( V ) ( VI ) ( VII ) ( VIII ) (IX )=(VIII)/(IV)*100 (A) Shareholding of Promoter and Promoter Group (1) Indian (a) Individuals/H.U.F 11 3790979 3790979 0.82 0.82 0 0.00 (b) Cental/State Government(s) 0 0 0 0 0.00 ( c) Bodies Corporate 3 123970160 123970160 26.87 26.84 12150000 9.80 (d) Financial Institutions/Banks (e) Any Other (specify) Sub-Total (A)(1) 14 127761139 127761139 27.69 27.67 12150000 9.51 (2) Foreign (a) Non Resident Individuals/ Foreign Nationals (b) Bodies Corporate ( c) Institutions (d) Any Other (specify) Sub_Total (A)(2) Total holding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 14 127761139 127761139 27.69 27.67 12150000 9.51
Name of the Company : United Phosphorus Ltd Page # 02 BSE SCRIP CODE : 512070 Name of Scrip : UNITEDPHOS Class of Security : Equity Quarter Ended : 31.03.2012 NSE SYMBOL : UNIPHOS Cate- Number of Total No. Number of Total shareholding as gory Category of Share- of shares shares held a percentage of total otherwise encumbered Code Shareholders holders in demated number of shares Number of As a form As a percentage of Shares % (A+B)1 (A+B+C) Shares pledged or ( I ) ( II ) ( III ) ( IV ) ( V ) ( VI ) ( VII ) ( VIII ) (IX )=(VIII)/(IV)*100 (B) Public Shareholding3 (1) Institutions (a) Mutual Fund/UTI 56 50292534 50292534 10.90 10.89 (b) Financial Institutions/Banks 13 321930 321930 0.07 0.07 ( c) Central/State Government(s) 0 0 0 (d) Venture Capital Funds (e) Insurance Companies 15 26049223 26049223 5.65 5.64 ( f) Foreign Institutional Investors 314 157107762 157066262 34.05 34.02 (g) Foreign Venture Cap. Inv Sub-Total (B)(1) 398 233771449 233729949 50.66 50.62 N. A. N. A. (2) Non Institutions (a) Bodies Corporate 1588 48072789 47935779 10.42 10.41 (b) Individuals i) Holding nominal share capital upto Rs. 1 lakh 70711 35126096 29460176 7.61 7.61 ii) Holding nominal share capital in excess of Rs. 1 lakh. 38 5611126 5346846 1.22 1.22 ( c) Any Other(specify) Overseas Corporate Bodies 4 6740 0 Non Resident Individuals 2630 7668096 4948646 1.66 1.66 Foreign Bodies 3 3416119 3416119 0.74 0.74 Sub-Total (B)(2) 74974 99900966 91107566 21.65 21.63 N. A. N. A. Total Public shareholding (B)=(B)(1)+(B)(2) 75372 333672415 324837515 72.31 72.25 TOTAL (A)+(B) 75386 461433554 452598654 100.00 99.92 12150000 2.63 ( C) Shares held by Custodians and against which Depository Receipts have been issued 1 Promoter and Promoter Group 0 0 0 2 Public 3 370720 362720 0.08 0.08 N. A. N. A. GRAND TOTAL (A)+(B)+( C) 75389 461804274 452961374 100.00 12150000 2.63
UNITED PHOSPHORUS LIMITED (I) (b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Promoter and Promoter Group" Sr.No. Name of the shareholder Details of shares held Encumbered shares (*) Details of Warrants Details of Convertible Securities Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital No. of As a % of Number As a As a % of No. of As a % No. of As a % shares held grand total Percentage grand total warrants total No. of Convertible total No. of (A)+(B)+( C) (A)+(B)+( C) held warrants securities convertible of sub-clause of the same held securities ( I ) (a) class of the same class ( I ) ( II ) ( III ) ( IV ) ( V ) ( VI ) ( VII ) ( VIII ) ( IX ) ( X ) ( XI ) ( XII ) 1 NERKA CHEMICALS PVT LTD 98633100 21.36 10600000 10.75 2.30 0 0 0 0 21.36 2 UNIPHOS ENTERPRISES LIMITED 22135130 4.79 4.79 3 UNIPHOS ENTERPRISES LIMITED 3201930 0.69 1550000 48.41 0.34 0 0 0 0 0.69 4 SHILPA R SHROFF 1468799 0.32 0.32 5 SHILPA SHROFF 1437780 0.31 0.31 6 JYOTSNA J BHATT 448750 0.10 0.10 7 JYOTINDRA MANSHANKAR BHATT 393580 0.09 0.09 8 VARUN JAIDEV SHROFF 14000 9 PRADIP N SAGAR 11330 10 TANIA JAIDEV SHROFF 6000 11 SHAILA SHASHIKUMAR SHROFF 4080 12 PRADIP NATHALAL SAGAR 3660 13 MEKHALA VIKRAM SHROFF 2000 14 SHAILA SHASHIKUMAR SHROFF 1000 Total 127761139 27.67 12150000 9.51 2.63 0 0 0 0 27.67 (*) The term "encumbrance" has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011. (I) (c ) (i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares Sr.No. Name of the shareholder Number of Shares as a Details of warrants Details of Convertible Securities Total shares (including shares percentage of total No. of warrants As a % No of convertible % w.r.t underlying shares held number of shares held total securities held total No. of assuming full {i.e. Grand Total of No. of convertible conversion of warrants (A)+(B)+( C) warrants of securities of and conv. Securities) indicated in same the same as a % of diluted statement at para class class share capital ( I ) (a) above} 1 HDFC STANDARD LIFE INSURANCE CO LTD 18194206 3.94 3.94 2 GOLDMAN SACHS INVESTMENTS (MAURITIUS) LTD 15421195 3.34 3.34 3 ICICI PRUDENTIAL DYNAMIC PLAN 9872819 2.14 2.14 4 LIC OF INDIA MARKET PLUS-1 GROWTH FUND 8818475 1.91 1.91 5 RELIANCE CAPITAL TRUSTEE CO LTD 8108573 1.76 1.76 6 SLOANE ROBINSON LLP A/C SR GLOBAL 7364500 1.59 1.59 7 ICICI PRUDENTIAL LIFE INSURANCE COMPANY LTD 7183901 1.56 1.56 8 LIFE INSURANCE CORPORATION OF INDIA 6736134 1.46 1.46 9 INVESCO PERPETUAL GLOBAL EQUITY FUND 6523874 1.41 1.41 10 GOVERNMENT OF SINGAPORE 6018379 1.30 1.30 11 CITIBANK INTERNATIONAL PLC AS DEPOSITORY 5681083 1.23 1.23 12 LIC OF INDIA MONEY PLUS GROWTH FUND 4866748 1.05 1.05 13 SMALLCAP WORLD FUND INC 4730000 1.02 1.02 TOTAL 109519887 23.72 23.72
(I) (c ) (ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares Sr.No. Name(s) of the shareholder(s) Number of Shares as a Details of warrants Details of Convertible Securities Total shares and the Persons Acting in Concert shares percentage of total No. of warrants As a % No of convertible % w.r.t (including underlying ( PAC ) with them number of shares held total securities held total No. of shares assuming full {i.e. Grand Total of No. of convertible conversion of (A)+(B)+( C) warrants of securities of warrants and indicated in same the same convertible securities) as statement at para ( I ) (a) above} class class a % of diluted share capital NIL (I) (d) Statement showing details of locked-in shares Sr.No. Name of the shareholder N I L Category of shareholders Promoters / Public Number of locked-in shares Locked-in shares as a percentage of total number of shares {i.e.grand Total of (A)+(B)+( C) indicated in Statement at para (I)(a) above}
UNITED PHOSPHORUS LIMITED (II) (a) Statement showing details of Depository Receipts (DRs) BSE SCRIP CODE : 512070 NSE SYMBOL : UNIPHOS Quarter ended : 31.03.2012 Sr.No. Type of Number of Number of Shares underlying outstanding DR outstanding shares outstanding DRs as a (ADRs, GDRs, DRs underlying percentage of total number of SDRs. Etc.) outstanding shares {i.e.grand Total of DRs (A)+(B)+( C) indicated in Statement at para (I)(a) above 1 GDR 37072 370720 0.08 UNITED PHOSPHORUS LIMITED (II) (b) Statement showing holding of Depository Receipts (DRs) where underlying shares held by "promoter/promoter group" are in excess of 1% of the total number of shares BSE SCRIP CODE : 512070 NSE SYMBOL : UNIPHOS Quarter ended : 31.03.2012 Sr.No. Name of the Type of Number of Shares underlying DR holder. outstanding shares outstanding DRs as a DR underlying percentage of total number of (ADRs, outstanding shares {i.e.grand Total of GDRs, DRs (A)+(B)+( C) indicated in SDRs. etc.) Statement at para (I)(a) above N I L
UNITED PHOSPHORUS LIMITED III (a) Statement showing the voting pattern of shareholders, if more than one class of shares/securities is issued by the issuer. (Give description of voting rights for each class of security Class X, Class Y, Class Z) Category Caegory of shareholder Number of Voting Rights Total Total Voting Rights (VI) code held in each class of securities Voting Rights As a % As a % Class X Class Y Class Z (III+IV+V) of (A+B) of (A+B+C) ( I ) ( II ) ( III ) ( IV ) ( V ) ( VI ) ( VII ) ( VIII ) (A) Promoter and Promoter Group ( 1 ) Indian ( a ) Individuals/Hindu Undivided Family ( b ) Central/State Government(s) ( c ) Bodies Corporate ( d ) Financial Institutions/Banks ( e ) Any Other (specify) Sub-Total (A) (1) N.A. N.A. N.A. N.A. N.A. N.A. ( 2 ) Foreign ( a ) Individuals (Non Resident/Foreign) ( b ) Bodies Corporate ( c ) Institutins ( d ) Any Other (specify) Sub-Total (A)(2) N.A. N.A. N.A. N.A. N.A. N.A. Total Shareholding of Ptomoter and Ptomoter Group (A)=(A)(1) + (A)(2) ( B ) Public Shareholding ( 1 ) Institutins ( a ) Mutual Funds/UTI ( b ) Financial Institutions/Banks ( c ) Central/State Government(s) ( d ) Venture Capital Funds ( e ) Insurance Companies ( f ) Foreign Institutional Investors ( g ) Foreign Venture Capital Investors ( h ) Any Other (specify) Sub-Total (B) (1) N.A. N.A. N.A. N.A. N.A. N.A. ( 2 ) Non Instituons ( a ) Bodies Corporate ( b ) Individuals i. Individual shareholders holding nominal share capital upto Rs. 1 lakh ii.individual shareholders holding nominal share capital in excess of Rs. 1 lakh. ( c ) Any Other (specify) Sub-Total (B) (2) N.A. N.A. N.A. N.A. N.A. N.A. TOTAL (A) + (B) N.A. N.A. N.A. N.A. N.A. N.A. ( C ) Shares held by Custodians and against which Depository Receipts have been issued GRAND TOTAL ( A )+( B )+( C ) N.A. N.A. N.A. N.A. N.A. N.A.