SHAREHOLDING PATTERN (For the quarter ended on September 3, 215) 1(a) Statement showing Shareholding Pattern Name of the Company: National Stock Exchange of India Limited Scrip Code, Name of the scrip, class of security: Equity Shares Quarter Ended September 3, 215 Partly Paid-up No. of Partly Paid-up total no. of partly paid-up total no. of of the Company Held by promoter / promoter group - - - Held by public - - - Total - - - Outstanding No. of total no. of Held by promoter / promoter group - - - Held by public - - - Total - - - Warrants No.of total no. of Held by promoter / promoter group - - - Held by public - - - Total - - - Total paid-up capital of the company, assuming full conversion of and total no. of of the Company, assuming full conversion of the total no. of of the Company, assuming full conversion of 4,5,, equity of Rs.1/-each amounting to Rs.45,,, ( Rupees fortyfive crores only)
Category Code Category of shareholder shareholders Total number of in dematerialised form Total shareholding as a % of total (A+B) (A+B+C) Shares pledged or otherwise encumbered No. of Shares As a percentage (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) = (VIII) / (IV) * 1 (A) (1) Promoter and Promoter's Group Indian (B) (C) (1) Notes: (a) Individuals/ Hindu Undivided Family - - - (b) - - - (c) Bodies Corporate - - - (d) Financial Institutions/ Banks - - - (e) Any Other (specify) - - - (a) Sub-Total (A)(1) - - - Individuals (Non-Resident Individuals/ Foreign Individuals) - - - (b) Bodies Corporate - - - (c) Institutions - - - (d) Qualified Foreign Investors - - - (e) Any Other (specify) - - - Sub-Total (A) - - - Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) - - (a) Mutual Funds/ UTI - - - (b) Financial Institutions/ Banks 11 1672429 1672429 23.72 23.72 - - (c) - - - (d) Venture Capital Funds 4 1883953 1883953 4.18 4.18 - - (e) Insurance Companies 7 82535 82535 18.34 18.34 - - (f) Foreign Institutional Investors 18 643155 643155 14.29 14.29 - - (g) Foreign Venture Capital Investors - - - (h) Qualified Foreign Investors - - - (i) Foreign Public Shareholding Institutions Any Other (specify) Foreign Direct Investments 11 117 117 26. 26. - - Sub-Total (B)(1) 51 389437 389437 86.53 86.53 - - Non-institutions (a) Bodies Corporate 14 555634 555634 12.35 12.35 - - (b) Individuals - i. Individual shareholders holding nominal share capital up to Rs. 1 lakh. - - - ii. Individual shareholders holding nominal share capital in excess of Rs. 6 53929 53929 1.12 1.12 - - 1 lakh. (c) Qualified Foreign Investors - - - (d-i) Any Other (specify) - - - Sub-Total (B) 2 659963 659963 13.47 13.47 - - Total Public Shareholding (B)= (B)(1)+(B) 71 45 45 1 1 - - TOTAL (A)+(B) 71 45 45 1 1 - - Shares by Custodians and against which Depository Receipts have been issued (1) Promoter and Promoter Group - - - Public - - - GRAND TOTAL (A)+(B)+(C) 71 45 45 1 1 - - NA Not applicable available in the (i) non public, (ii) FII /FPI and (iii) FDI category- (i)18,48,651 equity of Rs.1/- each (4.11%), (ii) 39,19,845 equity of Rs.1/- each (8.71%) and (iii) Zero equity of Rs.1/- each (.%) respectively. However the above is subject to FDI policy, RBI and SEBI Regulations currenctly in force.
(I)(b) Statement showing holding of (including,, ) of persons belonging to the category Promoter and Promoter Group Name of the shareholder Details of Shares Grand Total (A)+(B)+(C) Encumbered Number As a % Grand Total (A)+(B)+(C) of sub clause (I)(a) Details of As a % total of the same class Details of As a % total of the same class Total (including underlying assuming full conversion of and ) as a % of diluted share capital (I) (II) (III) (IV) (V) (VI) = (V)/(III)X1 (VII) (VIII) (IX) (X) (XI) (XII) 1 None - - 2 - - Total - - (I)(c)(i) Statement showing holding of (including,, ) of persons belonging to the category Public and holding more than 1% of the total Name of the shareholder Shares as a {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of As a % total of the same class Details of % w.r.t. total of the same class Total (including underlying assuming full conversion of and ) as a % of diluted share capital 1 Life Insurance Corporation of India 47285 1.51 1.51 2 State Bank of India 45875 1.19 1.19 3 Stock Holding Corporation of India Limited 225 4 GAGIL FDI Limited, Cyprus 225 5 GS Strategic Investments Limited 225 6 SAIF II SE Investments Mauritius Limited 225 7 Aranda Investments (Mauritius) Pte Limited 225 8 IDBI Bank Limited 2249153 4.998 4.998 9 SBI Capital Markets Limited 195 4.33 4.33 1 IFCI Limited 182275 4.5 4.5 11 PI Opportunities Fund I 135 3. 3. 12 MS Strategic (Mauritius) Limited 135 3. 3. 13 Tiger Global Five Holdings 135 3. 3. 14 Norwest Venture Partners X FII-Mauritius 95 2.11 2.11 15 Citigroup Strategic Holdings Mauritius Limited 9 2. 2. 16 DVI Fund (Mauritius) Limited 9 2. 2. 17 IDFC Limited 856537 1.9 1.9 18 General Insurance Corporation of India 74 1.64 1.64 19 Acacia Banyan Partners 675 1.5 1.5 2 National Insurance Company Limited 64 21 The New India Assurance Company Limited 64 22 The Oriental Insurance Company Limited 64 23 United India Insurance Company Limited 64 24 Bajaj Holding& Investment Limited 562 1.25 1.25 TOTAL 3878144 86.16 86.16
(I)(c)(ii) Statement showing holding of (including,, ) of persons (together with PAC) belonging to the category Public and holding more than 5% of the total of the company Name(s) of the shareholder(s) and the Persons Acting in Concert (PAC) with them Shares as a {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} Details of As a % total of the same class Details of % w.r.t total of the same class Total (including underlying assuming full conversion of and ) as a % of diluted share capital 1 Life Insurance Corporation of India 47285 1.51 1.51 2 State Bank of India 45875 1.19 TOTAL 9316 2.7 2.7 1.19
(I)(d) Statement showing details of locked-in Name of the shareholder locked-in Locked-in as a {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} NA Total (II)(a) Statement showing details of Depository Receipts (DRs) Type of DR (ADRs, GDRs, SDRs, etc.) DRs underlying DRs Shares underlying DRs as a {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} NA Total (II)(b) Statement showing Holding of Depository Receipts (DRs), where underlying by 'promoter/promoter group' are in excess of 1% of the total Name of the DR Holder Type of DR (ADRs, GDRs, SDRs, etc.) underlying DRs Shares underlying DRs as a {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} NA Total
(III)(a) Statement showing the voting pattern of shareholders, if more than one class of / is issed by the issuer: (Give description of voting rights for each class of : Class X, Class Y, Class Z) Not Applicable, as Company has only one class of security. Category Category of shareholder Class X Class Y Class Z (A+B) (A+B+C) (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (A) Promoter and Promoter's Group (1) Indian (a) Individuals/ Hindu Undivided Family voting rights in each class of Total Voting Rights (III+IV+V} Total Voting Rights i.e. VI (b) (c) Bodies Corporate (d) Financial Institutions/ Banks (e) Any Other (specify) Sub-Total (A)(1) Foreign Individuals (Non-Resident (a) Individuals/ Foreign Individuals) (b) Bodies Corporate (c) Institutions (d) Any Other (specify) Sub-Total (A) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (B) (C) (1) Public Shareholding Institutions (a) Mutual Funds/ UTI (b) Financial Institutions/ Banks (c) (d) Venture Capital Funds (e) Insurance Companies (f) Foreign Institutional Investors (g) Foreign Venture Capital Investors (h) Any Other (specify) Sub-Total (B)(1) Non-institutions (a) Bodies Corporate (b) Individuals - i. Individual shareholders holding nominal share capital up to Rs. 1 lakh. ii. Individual shareholders holding nominal share capital in excess of Rs. 1 lakh. (c) Any Other (specify) Sub-Total (B) Total Public Shareholding (B)= (B)(1)+(B) TOTAL (A)+(B) Shares by Custodians and against which Depository Receipts have been issued GRAND TOTAL (A)+(B)+(C)