APPLICATION FM Client Services Phone 1300 658 355 or +61 3 8541 0458 Email service@anzshareinvesting.com Website anzshareinvesting.com INSTRUCTIONS Welcome to ANZ Share Investing. Please use this form to open one of the following types of ANZ Share Investing Accounts: A Trust including superannuation fund - where the trustee/s is/are individual(s) or a company, or Trustee(s) on a minor s behalf To ensure that your application is processed as quickly as possible, follow the steps outlined below. Once we ve received and approved your application, we ll send you an email to confirm your account is open. NEED HELP CALL 1300 658 355 MONDAY TO FRIDAY 8AM TO 8PM SYDNEY TIME If you have any questions about this form please contact us on 1300 658 355, Monday to Friday between 8am and 8pm Sydney time or email us at service@anzshareinvesting.com STEP 1. VERIFY YOUR ID You have two options to verify your ID: OPTION A Visit an ANZ branch Visit any Australian ANZ branch and follow the steps below. Find your local ANZ Branch at anz.com OPTION B Send by post Have your ID certified by an approved certifier then complete steps 2 to 7 on pages 4 to 19. OPTION A Visit an ANZ branch Complete steps 2 to 6 on pages 4 to 18. Bring your original ID (as per the guidelines on pages 2 and 3) and this form to any ANZ branch. Make sure that all trustee, signatory, beneficial owner, senior managing official (if applicable) or minor (if applicable) are together, at the same time: Sign together at the branch, witnessed by the branch officer That s it, within two business days we will send your confirmation via email. OPTION B Send by post Provide a certified copy of the trust deed or extract, a basic ASIC company search and proof of identity documents for each trustee, signatory, beneficial owner, senior managing official (if applicable) or minor (if applicable) as per the guidelines on pages 2 and 3. For each trustee, signatory, beneficial owner, senior managing official (if applicable) or minor (if applicable) have your proof of identity documents certified by an approved certifier as per the guidelines on page 3. Complete steps 2 to 7 on pages 4 to 19. Post your application form and certified identity documents to: ANZ Share Investing Reply Paid 1346 Royal Exchange NSW 1224 Page 1 of 20
APPLICATION FM OPTION B (continued) Proof of identity You need to provide us with specific Australian or New Zealand documents to identify the trust/super fund for which you are opening this account, as well as the trustees and beneficial owners of the trust, and where that trustee is a company, the signatories, beneficial owners or senior managing official of the company. If the trust for which you are opening this account is for a minor, you also need to provide us with specific Australian or New Zealand documents to identify the minor. Trust Trust deed or a certified copy/extract including full name of trust, full name of trustees and date of execution of the trust deed. Please note that this requirement does not apply if the trust for which you are opening this account is for a minor. Company Trustee A basic ASIC company search is required. Ensure this report includes: of company ACN or ABN issued to company Type of company. This report does not require certification. Company directors/trustees/beneficial owners or senior managing official All signatories for this account must provide one (1) identity document from A below, or two (2) from B below. Note: Each identity document must contain name plus either date of birth residential address (except Medicare card) No Document type can be used more than once (e.g foreign drivers licence) Documents must be current unless otherwise specified and may be Australian or foreign* except where otherwise specified. Photocopies must be clear and legible. The director/s or company secretary or trustee/s signing the Declaration on page 19 will be authorised to sign instructions for this account. A Primary Government issued photographic ID documents Australian state/territory photographic driver s licence or learner s permit; Australian passport (current or has expired within the past two years); Foreign passport; Australian state/territory Government issued proof of age card; Government issued National Identification card; Australian firearms/shooting licence; Australian explosives licence; or Australian waterways/boat licence. B Secondary ID documents Government issued birth certificate, birth card, birth extract; Citizenship certificate; Foreign driver s licence; Australian Centrelink pension card including: Health and Veterans Affairs card; DHS or DVA Pensioner Concession cards (excluding interim cards); Notice issued by the Australian Tax Office (ATO) within preceding 12 months recording debt payable/refund due by/to the person at the stated address; Notice issued within the last 12 months by an Australian approved aged care facility detailing the resident s name and residential address; Notice issued within last 12 months by Australian Commonwealth, State or Territory, recording provision of financial benefits to person at the stated address; Letter issued by the Australian Electoral Commission within the last three months, confirming name and residential address; Australian Medicare card; or Australian ImmiCards: Evidence of Immigration Status (EIS) ImmiCard; Permanent Resident Evidence (PRE) ImmiCard; and Residence Determination ImmiCard (RDI). Please Note: If the identification document is written in a language other than English, the customer must provide a translation into English by a translator who is accredited by the National Accreditation Authority for Translators and Interpreters. Page 2 of 20
APPLICATION FM OPTION B (continued) Minors Identity documents for a minor are the same as a director. If you cannot provide these documents, you ll need to provide us with an original certified copy of one (1) of the documents listed below. Birth Certificate; or Current passport; or Citizenship certificate; or Learner s driving permit; or A letter from the educational institution (on letterhead) signed by the Principal (or delegate), confirming the minor attends that educational institution. The letter must include the minor s full name, date of birth and and residential address. Certify your ID Below is a list of persons authorised to certify copies of documentation under the anti-money laundering legislation ( Approved Certifier ). Unless specified, an approved certifier must be either an Australian citizen or permanent resident of Australia. Please note: An original certified copy of the identity documents referred to on page 2 must be provided and certification must have taken place within three months of submitting this application. A person who is enrolled on the roll of the Supreme Court of a State or Territory, or the High Court of Australia, as a legal practitioner; Judge of a court; Magistrate; Chief executive officer of a Commonwealth court; Registrar or deputy registrar of a court; Justice of the Peace; Notary Public; Police Officer; Agent of the Australian Postal Corporation who is in charge of an office supplying postal services to the public; Permanent employee of the Australian Postal Corporation with two or more years of continuous service who is employed in an office supplying postal services to the public; Australian consular officer or an Australian diplomatic officer (within the meaning of the Consular Fees Act 1955); Officer with two or more continuous years service with one or more Australian financial institutions (for the purposes of the Statutory Declaration Regulations 1993) or overseas financial institutions with which ANZ has an existing correspondent banking relationship; Officer with, or authorised representative of, a holder of an Australian financial services licence, having two or more continuous years of service with one or more licensees; Member of the Institute of Chartered Accountants in Australia, CPA Australia or the National Institute of Accountants; or Pharmacist. IMPTANT For the certifier We recommend you certify in the following manner: Example I certify that this is a true copy of the original John Smith 01/01/2017 Signature Date John Smith of certifier Chartered Accountant Title/authority to certify CPA#12345 Professional membership number (if applicable) (02) 9888 8888 Phone number of certifier Remember: Certification MUST appear on the same side as image. Sticker certifications will not be accepted. The certifier must include their title/authority to certify. For multiple page documents: The first page of the document must be certified as follows: I certify this and the following <xx> pages are a true copy of the original sighted by me. The certifier should then sign or initial each page of the copy and number as Page 1 of <xx> etc All pages of the certified document are certified as individual pages. Page 3 of 20
APPLICATION FM STEP 2. TRUST DETAILS If this is a MIN account complete STEPS 2A, 2B, 2C, 3, 5 AND 6. If this is a COMPANY TRUSTEE account complete STEPS 2A, 2B, 2C, 4, 5 AND 6. If this is a INDIVIDUAL TRUSTEE(S) account complete STEPS 2, 2A, 2B, 5 AND 6. STEP 2A. TRUST DETAILS Please note: All fields are mandatory. Your account will not be processed if you do not complete all the mandatory fields. of trust Type of trust (please tick one box only) Discretionary/Family Trusts trustees can exercise discretion on how trust assets are distributed to beneficiaries. e.g: Protecting family or business assets from legal liability Unit Trusts ownership of the trust assets are split into shares or units giving percentage of income, capital gains and voting powers to holders of the units. Hybrid Trusts a combination of a discretionary and a unit trust, giving the trustee the power to divide ownership among beneficiaries. Minor A trust established by an individual/s in the name of a minor. Testamentary established by a Will and is created to hold and safeguard all or some of the assets that a person accumulates over their lifetime for the benefit of beneficiaries. Executorial Established by a Will and/or Executor of an Estate and is used to manage administration and distribution of an estate. Regulated Managed Investment Scheme (RMIS) a scheme registered with ASIC and has an Australian Registered Scheme Number (ARSN). Government Superannuation Fund a trust that is a superannuation fund for Government employees established by legislation. Country where trust was established Primary nature of business/industry the trust operates Postal address (This will be your registered share holdings address with CHESS) Address Suburb/City State Postcode Registered address (If different to the postal address above) Address Suburb/City State Postcode Optional Tax File Number Australian Business Number (ABN) of the trust If you do not provide your tax file number, any applicable taxation will be charged at the highest rate. or exemption code Page 4 of 20
APPLICATION FM STEP 2A. TRUST DETAILS (continued) Tax Residency Details Please complete the following information in relation to the Trust. If the Trust has indicated its Type is Government Superannuation Fund or Executorial, please proceed to Step 2B. The Trust is only Tax Resident in Australia The Company has no residency for tax purposes and its country of effective management or jurisdiction in which its principal/registered office is located is: I have included below all countries in which the Trust is Tax Resident (other than Australia) (if is Z) Does this Trust earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income. Yes No If yes, please ensure Tax Residency Details are completed in relation to Step 2B. Beneficiaries, Step 2C. Beneficial Owners of the Trust and Step 2D. Settlor of Trust. In relation to the field illustrated below, the following text is required to be included to assist with Entity Determination Primary nature of business/industry the trust operates (generates 50% of your gross income at least 50% of the assets of the Company/Trust are held in connection with carrying on the business identified as the nature of business) STEP 2B. BENEFICIARIES If beneficiary class(es) are defined, please provide a description of each class of beneficiaries and/or the full name and residential address and date of birth of all beneficiaries of the trust. The same details for the beneficial owners (individuals with 25% or greater ownership of issued capital) of the Company Trustee should be provided (if applicable). Beneficiary 1 (P.O. BOX addresses cannot be accepted) If the Trust has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income, please complete the following. This Beneficiary is only Tax Resident in Australia I have included below all countries in which this Beneficiary is Tax Resident (other than Australia) (if is Z) Page 5 of 20
APPLICATION FM STEP 2B. BENEFICIARIES (continued) Beneficiary 2 (P.O. BOX addresses cannot be accepted) If the Trust has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income, please complete the following. This Beneficiary is only Tax Resident in Australia I have included below all countries in which this Beneficiary is Tax Resident (other than Australia) (if is Z) Beneficiary 3 (P.O. BOX addresses cannot be accepted) If the Trust has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income, please complete the following. This Beneficiary is only Tax Resident in Australia I have included below all countries in which this Beneficiary is Tax Resident (other than Australia) (if is Z) Page 6 of 20
APPLICATION FM Beneficiary 4 (P.O. BOX addresses cannot be accepted) If the Trust has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income, please complete the following. This Beneficiary is only Tax Resident in Australia I have included below all countries in which this Beneficiary is Tax Resident (other than Australia) (if is Z) Please attach a separate page of names, residential addresses and dates of birth and/or description of each class of beneficiaries if required. STEP 2C. BENEFICIAL OWNERS OF THE TRUST (MANDATY) Note: Beneficial owner is not required for regulated trusts. Regulated trusts include SMSFs, Government superannuation funds and registered managed investment schemes. A beneficial owner is an individual who exercises direct or indirect control over the trust arrangement. This includes the following individuals: The appointer or protector Any other individual who can appoint/remove trustees or add/remove beneficiaries Trustees who have discretion over how to distribute trust property (or where the trustee is a company, the individuals who own or control the trustee, including through a chain of ownership or control) Any individual who can direct or veto the decisions of the trustee(s). Beneficial Owner 1 If the Trust has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income, please complete the following. This Beneficial Owner is only Tax Resident in Australia I have included below all countries in which this Beneficial Owner is Tax Resident (other than Australia) (if is Z) Page 7 of 20
APPLICATION FM STEP 2C. BENEFICIAL OWNERS OF THE TRUST (MANDATY) (continued) Beneficial Owner 2 If the Trust has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income, please complete the following. This Beneficial Owner is only Tax Resident in Australia I have included below all countries in which this Beneficial Owner is Tax Resident (other than Australia) (if is Z) Beneficial Owner 3 If the Trust has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income, please complete the following. This Beneficial Owner is only Tax Resident in Australia I have included below all countries in which this Beneficial Owner is Tax Resident (other than Australia) (if is Z) Page 8 of 20
APPLICATION FM STEP 2C. BENEFICIAL OWNERS OF THE TRUST (MANDATY) (continued) Beneficial Owner 4 If the Trust has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income, please complete the following. This Beneficial Owner is only Tax Resident in Australia I have included below all countries in which this Beneficial Owner is Tax Resident (other than Australia) (if is Z) STEP 2D. SETTL OF TRUST (MANDATY) Note: The settlor of trust is not required for regulated trusts. Regulated trusts include SMSFs, Government superannuation funds and registered managed investment schemes. A settlor is the person who created the trust; and an example of the settlor may be (for the avoidance of doubt, not in all cases) an accountant or lawyer. Full Name If the Trust has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income, please complete the following. The Settlor of the Trust is only Tax Resident in Australia I have included below all countries in which the Settlor of the Trust is Tax Resident (other than Australia) (if is Z) Page 9 of 20
APPLICATION FM STEP 3. F MIN ACCOUNTS ONLY MIN S DETAILS Please note: All fields are mandatory. Your account will not be processed if you do not complete all the mandatory fields. Surname Gender Male Female Given names Postal address (This will be your registered share holdings address with CHESS. If different to address in STEP 2.) Address Suburb/City State Postcode Page 10 of 20
APPLICATION FM STEP 4. COMPANY AS TRUSTEE STEP 4A. COMPANY TRUSTEE DETAILS Please note: All fields are mandatory. Your account will not be processed if you do not complete all the mandatory fields. Full company name as registered by ASIC Type of registration (If applicable) Private company Public company Australian Company Number (ACN) or Australian Business Number (ABN) Optional Company Tax File Number or Exemption code Company registered address Address If you do not provide your tax file number, any applicable taxation will be charged at the highest rate. Suburb/town State Postcode Principal place of business address (if different to above) Address Suburb/Town State Postcode Postal address same as company registered address Same as principal place of business Other (complete below) Address Suburb/town State Postcode Contact numbers Phone Fax Email Primary nature of business/industry the company operates Tax Residency Details Please complete the following information in relation to the Trust. If the Company has indicated its Publicly Listed, please proceed to Step 4B. The Company is only Tax Resident in Australia The Company has no residency for tax purposes and its country of effective management or jurisdiction in which its principal/registered office is located is: I have included below all countries in which the Company is Tax Resident (other than Australia) (if is Z) Does this Company earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Company s assets produce or are held for producing investment income. Yes No If yes, please ensure Tax Residency Details are completed in relation to Step 2B. Beneficiaries, Step 2C. Beneficial Owners of the Trust and Step 2D. Settlor of Trust. Page 11 of 20
APPLICATION FM STEP 4B. BENEFICIAL OWNER OF THE COMPANY (MANDATY) A beneficial owner is any individual who ultimately owns 25% or more of the company s issued share capital (directly or indirectly). This includes any individual who exercises control (directly or indirectly) through: the ultimate authority to make financial and operating decisions on a day-to-day basis; or voting rights of 25% or more; or authority to control the decisions and operations of the company through a power of veto. An individual will have control if they hold the relevant rights or powers directly, or indirectly through a chain of ownership or by means of trusts, agreements, arrangements, understanding and practices. Please note: If there is no beneficial owner, a senior managing official must be provided in Step 4C below. Beneficial Owner 1 If the Company has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Company s assets produce or are held for producing investment income, please complete the following. This Beneficial Owner of the Company is only Tax Resident in Australia I have included below all countries in which this Beneficial Owner of the Company is Tax Resident (other than Australia) (if is Z) Beneficial Owner 2 If the Company has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Company s assets produce or are held for producing investment income, please complete the following. This Beneficial Owner of the Company is only Tax Resident in Australia I have included below all countries in which this Beneficial Owner of the Company is Tax Resident (other than Australia) (if is Z) Page 12 of 20
APPLICATION FM Beneficial Owner 3 If the Company has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Company s assets produce or are held for producing investment income, please complete the following. This Beneficial Owner of the Company is only Tax Resident in Australia I have included below all countries in which this Beneficial Owner of the Company is Tax Resident (other than Australia) (if is Z) Beneficial Owner 4 If the Company has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Company s assets produce or are held for producing investment income, please complete the following. This Beneficial Owner of the Company is only Tax Resident in Australia I have included below all countries in which this Beneficial Owner of the Company is Tax Resident (other than Australia) (if is Z) Page 13 of 20
APPLICATION FM STEP 4C. SENI MANAGING OFFICIAL OF THE COMPANY Complete this section if no beneficial owners for the company have been provided above. A senior managing official is an individual who makes or participates in key decisions for the company or can significantly affect the financial standing of the company (e.g. CEO, CFO, COO, president, treasurer, managing director). Surname Given names Date of Birth (dd/mm/yyyy) Suburb/City State Postcode Role If the Company has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Company s assets produce or are held for producing investment income, please complete the following. This Senior Managing Official of the Company is only Tax Resident in Australia I have included below all countries in which this Senior Managing Official of the Company is Tax Resident (other than Australia) (if is Z) Page 14 of 20
APPLICATION FM STEP 5. INDIVIDUAL TRUSTEE 1/DIRECT 1/TRUSTEE 1 F MIN Please note: All fields are mandatory. Your account will not be processed if you do not complete all the mandatory fields. Important: Please be aware that only the first and second individual trustee, director or trustee for minor will be issued with login details and will be able to login to the ANZ Share Investing website. The third and remaining trustees or directors will only be able to access account information or place orders via our Client Services team. Title Mr Mrs Ms Miss Other Gender Male Female Surname Given names Optional Trustee s Tax File Number (For minor account trustees only). If you do not provide your tax file number, any applicable taxation will be charged at the highest rate. or Exemption code Residential Address (P.O. Box addresses cannot be accepted.) Address Suburb/City State Postcode Contact numbers Work Home Mobile Fax Email Occupation Citizenship Primary (e.g. Australian) Secondary (if applicable) If the Trust has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income, please complete the following. This Individual is only Tax Resident in Australia I have included below all countries in which this Individual is Tax Resident (other than Australia) (if is Z) Page 15 of 20
APPLICATION FM INDIVIDUAL TRUSTEE 2/DIRECT 2 COMPANY SECRETARY/TRUSTEE 2 F MIN Please note: All fields are mandatory. Your account will not be processed if you do not complete all the mandatory fields. Title Mr Mrs Ms Miss Other Gender Male Female Surname Given names Optional Trustee s Tax File Number (For minor account trustees only). If you do not provide your tax file number, any applicable taxation will be charged at the highest rate. or Exemption code (P.O. Box addresses cannot be accepted.) Address Suburb/City State Postcode Contact numbers Work Home Mobile Fax Email Occupation Citizenship Primary (e.g. Australian) Secondary (if applicable) If the Trust has indicated that it does earn at least 50% of its total income from investment activities (for example: rent, interest or dividends); or at least 50% of the Trust s assets produce or are held for producing investment income, please complete the following. This Individual is only Tax Resident in Australia I have included below all countries in which this Individual is Tax Resident (other than Australia) (if is Z) If the company has more than two directors, or the trust has more than two individual trustees please attach an additional page with the remaining director s/individual trustee s details. Please ensure that the details provided are in line with the details provided above. You must include all directors /individual trustee s details in this application. Then Proceed to STEP 6. Page 16 of 20
APPLICATION FM STEP 6. ACCOUNT FEATURES CHESS Registered Account Name CHESS Sponsorship is a free service provided by the ASX to electronically register share holdings. The name you nominate here will be your CHESS Registered Name. If you are transferring Issuer Sponsored or Broker Sponsored securities the Registered Account Name must be EXACTLY the same as the name on your last Holding statement. Account Names(s) Share Transfer Details (Optional) If you are transferring securities to your ANZ Share Investing account, you will need to download and complete the relevant CHESS Sponsorship Transfer form. For broker sponsored securities Broker to Broker Transfer form and a copy of a recent Broker Sponsored Statement. For issuer sponsored securities Issuer Sponsorship Conversion form and a copy of a recent Issuer Sponsored Statement for each security to be transferred. To download these CHESS Sponsorship Transfer forms you will need to log into our website and go to My Accounts and click Forms & Applications. Your log on details will be issued to you once we have opened your account. Alternatively, please contact our Client Services team to have these forms emailed to you. Account Designation Please nominate the name of the trust for this account. This designation will appear on all your stock holdings. If you are opening a Superannuation fund account, you would nominate the name of the superannuation fund here. For example SMITH S/F A/C. If you are opening the account for a minor, you nominate the name of the minor in this section. For example PETER SMITH A/C. If you are opening the account for any other registered trust, please nominate the name of that trust in this section. For example SMITH FAMILY A/C. The designation must not be greater than 24 characters and must end in A/C (account) and cannot include the word TRUST or FUND. If necessary you may use abbreviations. For example SUPERANNUATION FUND can be abbreviated to SUPER F/D or S/F. Designation Name < A/C> Cash Account and Linked Bank Account When you open an ANZ Share Investing account, we also open an ANZ Cash Investment Account to facilitate settlement of your trades. Please nominate an external Financial Institution Account to which funds will be transferred when you request a withdrawal from your ANZ Cash Investment Account. This account must be in the name of, or include the name of, the CHESS Registered Account Name provided above. Name of Australian or New Zealand Financial Institution Account Holder Name BSB Number (Contact your Financial Institution for your Bank State Branch number) Account Number (Maximum of nine digits. Credit card numbers cannot be accepted) If you are an ANZ customer and currently use ANZ Internet or Phone Banking, you can link your new ANZ Cash Investment Account to your existing account/s by entering your Customer Registration number (CRN*) below. CRN * If you do not have a CRN, please contact 13 33 50 once you have received the ANZ Cash Investment Account details included in your welcome email. Page 17 of 20
APPLICATION FM Auto Dividend Crediting We can instruct the share registries (on your behalf) to direct deposit dividend payments into your ANZ Cash Investment Account. This applies to CHESS sponsored holdings only. Please note that not all companies support direct crediting of dividends into a bank account. If you hold shares in one of these companies you may still receive a dividend cheque sent to your registered address. I authorise ANZ Share Investing to pass my Bank Account details to the registry for the purposes of having dividends for applicable CHESS sponsored holdings paid into my ANZ Cash Investment Account. I do not want to use this service. Contract Notes Please choose the method you would like to receive your Contract Notes. You may choose more than one format. Email Contract Notes free of charge. Note, all customers receive emailed contract notes. Mail Contract Notes to my registered address. A fee of $2.20 (inc GST) will be added to the standard brokerage. Send an SMS message to my mobile phone with Contract Notes details. A fee of $0.33 (inc GST) will be added to the standard brokerage. Phone Password A phone password is required whenever you call ANZ Share Investing to discuss your account. Please select a password that you are sure to remember and a maximum of 10 characters. Phone password Existing ANZ Share Investing customer (optional) If you are already an ANZ Share Investing customer and would like your new account linked to your existing account, please provide us with your ANZ Share Investing User ID. User ID Qantas Frequent Flyer member (Optional) Provide us with your Qantas Frequent Flyer number and you can earn points as you trade with ANZ Share Investing. The Qantas Frequent Flyer number should be under the same surname as the account holder. For joint account holders you may provide another Qantas Frequent Flyer number. Qantas Frequent Flyer number Account holder 1: Qantas Frequent Flyer number Account holder 2: Opt in to receive marketing communications Yes, I am happy for ANZ Share Investing to contact me in the future about new products, services, offers or competitions via mail, email, phone and/or SMS. I understand that I can change this preference at any time online. No, I do not want to opt in. Where did you hear about ANZ Share Investing? Page 18 of 20
APPLICATION FM STEP 7. DECLARATION/AUTHITY All trustees or 2 Directors or 1 Director and Company Secretary must sign this application. If Option A is chosen, sign this declaration/authority at any ANZ branch. I/We have read and agree to be bound by the Trading Terms and Conditions (including the CHESS Sponsorship agreement and Best Execution Policy). I/We have been provided with a copy of the Financial Services Guide. I/We certify that the information provided in this form is accurate and current. I/We certify that: I/We understand and agree to all matters specified in this form and this declaration. The place of Establishment/Registration of the Trust is Australia, unless I/we tell ANZ Share Investing otherwise (either in this form or through other means). The nature of business specified in this form generates at least 50% of the trust gross income. I/We have obtained the necessary consent and authorisation to allow disclosure and use of the Tax Residency Details provided in this form. I/We will notify ANZ Share Investing within 30 days of any change to the Tax Residency Details provided in this form. Trustee 1/Director 1 Signature Date Full Name Trustee 2/Director 2 Signature Date Full Name Trustee 3/Director 3 Signature Date Full Name Trustee 4/Director 4 Signature Date Full Name Page 19 of 20
APPLICATION FM F BRANCH USE ONLY Please verify the clients identity and complete an iknow record. Fax completed application form to 1800 197 893 and send original form via internal mail to ANZ Share Investing, Account Initiations Dept, Level 7, 347 Kent Street, Sydney. Customer number BSB The following must be completed: Original application form sighted Signature(s) verified All customers KYC status in IKnow/CAP is verification status VERIFIED and KYC status COMPLETE. F OFFICE USE ONLY Link User ID Campaign Code/Account ID Share Investing Limited ABN 93 078 174 973 AFSL No. 238277, an ASX and Chi-X Australia Market Participant, is the provider of the ANZ Share Investing service. Share Investing Limited is a subsidiary of Australia and New Zealand Banking Group Limited ABN 11 005 357 522 (ANZ) but is not an authorised deposit-taking institution under the Banking Act. When you become a customer of Share Investing Limited, it will open an ANZ Cash Investment Account (Cash Account) on your behalf. ANZ is the issuer of the Cash Account. Apart from any deposits in the Cash Account, the obligations of Share Investing Limited do not represent deposits or other liabilities of ANZ. ANZ does not guarantee the obligations of Share Investing Limited. Page 20 of 20 370915 E0229/0617