LAUNCH OF ICC COMMISSION REPORT: FINANCIAL INSTITUTIONS AND INTERNATIONAL ARBITRATION

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LAUNCH OF ICC COMMISSION REPORT: FINANCIAL INSTITUTIONS AND INTERNATIONAL ARBITRATION 3.5 PDU's Points Granted for both CDCS and CSDG, Law Society CPD points will be applied for Hong Kong, China - 10 April 2017 (14:00 17:45) Venue Latham & Watkins 18th Floor, One Exchange Square 8 Connaught Place, Central Hong Kong Highlights ICC Commission s latest Report on Financial Institutions and International Arbitration reflects financial institutions perceptions and experience of international arbitration. Arbitration, with its flexibility and worldwide enforcement, has the potential to become the preferred dispute resolution method for the world s corporate and investment banks. This one-of-a-kind interdisciplinary Report addresses the potential benefits of international commercial arbitration in banking and financial matters and some common misperceptions about the process. It concludes with a series of detailed recommendations for tailoring the arbitration procedure to suit the needs of the banking and finance sectors. The report offers an analytical survey of arbitration in twelve banking and financial sectors and products spanning all CIB financing, capital markets, asset management and advisory mandate fields. It is the linchpin of a new approach to dispute risk management in international banking and finance. Who should attend All local, regional and international professionals involved in banking, finance and international arbitration: bankers, decision-makers in banks and funds, in-house counsel in the banking sector, government representatives, lawyers and arbitrators. Organized by: The International Court of Arbitration of the International Chamber of Commerce (ICC) and ICC-HK Kindly hosted by:

PROGRAMME 13:30 14:00 Registration 14:00 14:15 Welcome Remarks and Introductory Remarks Ronald Sum Chairman, ICC HK Arbitration and ADR Committee, Hong Kong Partner, Troutman Sanders, Hong Kong Simon Powell Partner, Latham & Watkins, Hong Kong 14:15 14:30 Introduction of Report on Financial Institutions and International Arbitration Claudia Salomon 14:30 15:15 Panel I: Overview of the Report, Its Recommendations and Conclusions Timothy Lindsay Partner, Lowndes Jordan, New Zealand Arbitration in Sovereign Lending Workstream Leader Charles Nairac Partner, White & Case, Paris Arbitration in International Financing Workstream Leader Claudia Salomon Pui-Ki Ta Counsel, ICC International Court of Arbitration, Asia Office, Hong Kong Dominic Wu Managing Director and Senior Risk Manager, Asia Pacific, BNY Mellon, Hong Kong Moderator: Claudia Salomon 15:15 15:30 Coffee break

15:30 17:00 Panel II: What Banks and Financial Institutions should know about International Arbitration John Choong Partner, Freshfields Bruckhaus Deringer, Hong Kong Cameron Hassell Partner, Clifford Chance, Hong Kong Susan Lesle Munro Partner, Steptoe & Johnson LLP, Beijing Anselmo Reyes Professor of Legal Practice at Hong Kong University, Former Judge of the Hong Kong High Court, Representative of the Asia-Pacific Regional Office of the Hague Conference, International Judge of the Singapore International Commercial Court Mary Thomson Barrister-at-law, Arbitrator, Mediator, Chartered Arbitrator Moderator: Ronald Sum Chairman, ICC HK Arbitration and ADR Committee, Hong Kong Partner, Troutman Sanders, Hong Kong 17:00 17:30 Q&A 17:30 17:45 Closing Remarks Mingchao Fan ICC Regional Director of Arbitration and ADR for North Asia, Shanghai 17:45 21:00 Cocktail sponsored by Latham & Watkins

SPEAKERS John Choong Partner, Freshfields Bruckhaus Deringer, Hong Kong Mingchao Fan ICC Regional Director of Arbitration and ADR for North Asia, Shanghai Cameron Hassell Partner, Clifford Chance, Hong Kong Timothy Lindsay Partner, Lowndes Jordan, New Zealand Arbitration in Sovereign Lending Workstream Leader Susan Lesle Munro Partner, Steptoe & Johnson LLP, Beijing Charles Nairac Partner, White & Case, Paris Arbitration in International Financing Workstream Leader Simon Powell Partner, Latham & Watkins, Hong Kong Anselmo Reyes Professor of Legal Practice at Hong Kong University, Former Judge of the Hong Kong High Court, Representative of the Asia-Pacific Regional Office of the Hague Conference, International Judge of the Singapore International Commercial Court Claudia Salomon Ronald Sum Chairman of ICC HK Arbitration Committee, Hong Kong Partner, Troutman Sanders, Hong Kong Pui-Ki Ta Counsel, ICC International Court of Arbitration, Asia Office, Hong Kong Mary Thomson Barrister-at-law, Arbitrator, Mediator, Chartered Arbitrator Dominic Wu Managing Director and Senior Risk Manager, Asia Pacific, BNY Mellon, Hong Kong

LOGISTICS AND REGISTRATION Venue: Latham & Watkins 18th Floor, One Exchange Square 8 Connaught Place, Central Hong Kong Working language: English Registration Fee: HK$ 1,500/person (For public) HK$ 1,000/person (For ICC-HK members) How to register: Please complete and return the registration form indicating method of payment to: Email: publn@icchkcbc.org Tel: 2973 0060 Fax: 2869 0360 Website: www.icchkcbc.org Cancellation: There will be no refund for cancellation of booking initiated by the applicant. However, the registration may be transferred to another person from the same company or organization at no extra charge, subject to the prior consent of ICC-HK. Seat Confirmation: Seat confirmation is based on receipt of payment on a first come, first served basis. Enquiry: Contact Ms. Kokko Ko at Tel: 2973 0060 or e-mail to:publn@icchkcbc.org Data protection information: The details you provide on this form will be used for registration purposes. They will be stored in ICC s databases for the sole use of ICC (the International Chamber of Commerce). Under the French law informatique et libertés of 6 January 1978, you may have access to these details and request deletions and corrections at any time by contacting ICC at arbevents@iccwbo.org. The details you provide may be used by ICC to keep you informed of developments in your area of activity through publications, subscriptions, events and other commercial offers. Pictures during the event - disclaimer ICC staff will be present taking pictures and footage at the event. These images may be used, without further notification, at a later date to market this event and/or within the following printed/online materials: brochures, newsletters, marketing materials, videos, social media platforms and the ICC website.

REGISTRATION FORM Date: Time: Venue: Medium: Points: Subject: Please return this registration form to: 10 April 2017 (Monday) Fax : 2869 0360, OR, e-mail to 2:00 p.m. 5:45 p.m. publn@icchkcbc.org for seats Latham & Watkins, 18th Floor, One Exchange reservation, enquiry: Square, Ms Kokko Ko at Tel: 2973 0060 8 Connaught Place, Central, Hong Kong English 3.5 CDCS & CSDG PDUs points granted Law Society CPD points will be applied for Launch of ICC Commission Report: Financial Institutions and International Arbitration Company: Address: Date: As a matter of our practice, we intend to use your personal data provided by you and set out in this form for direct marketing of the services of International Chamber of Commerce or International Chamber of Commerce - Hong Kong in relation to banking and financial services, arbitration, e-commerce, trade and investment, environment, competition, intellectual property and projection of the business interests of Hong Kong. However, we cannot so use your personal data without your consent. Pursuant to Personal Data (Privacy) Ordinance, you have the right to ascertain whether we hold any of your personal data, access to such personal data and request us to correct such personal data. Please sign in below signature box to confirm your consent to such use. Registration fee: HK$ 1,500 /person (For public) HK$ 1,000/person (For ICC-HK members) Name Participant's information Participant's information Participant's information Position Department Tel No. E-mail Signature (E-mail address must be filled in. For extra participants over 3, please use a new registration form) Total Payment: HK$ (non member) HK$ (ICC-HK member) Payment Method: By cheque, please mark payable to: Int'l Chamber of Commerce Hong Kong (Please send your cheque to: Flat B, 8/F., Wah Kit Commerical Centre, 300 Des Voeux Road Central, Sheung Wan, Hong Kong) By bank transfer: Int'l Chamber of Commerce Hong Kong HSBC, 1 Queen's Road Central, Hong Kong Account No: 500-423736-001 (Please fax the bank-in slip to:2869 0360 or e-mail to: publn@icchkcbc.org)