Factsheet June 2014
MD s Desk Dear Investors, Warm Greetings! Mr. Jaideep Bhattacharya Managing Director Stockmarkets showed no letup in their northbound journey surging across the board. Indices clocked all-time highs over the month an indication of the buoyant sentiment in the market. The S&P CNX Nifty and BSE Sensex shot up by 5.3% and 4.9% respectively. True to form, small caps and mid caps surged even higher with the CNX Midcap and the BSE Smallcap clocking 9.4% and 13.2% growth respectively. Power, capital goods and realty led the surge, while FMCG and IT, historical outperformers, were the laggards. As was widely anticipated, the RBI left the repo rate unchanged at 8% in the second bi-monthly monetary policy meeting. The central bank reiterated its commitment to rein in CPI inflation below the 8% level by January 2015 and further to 6% by January 2016. It maintains that so long as the economy stays on course, further policy tightening may not be necessary. In fact, faster-than-anticipated disinflation could usher in benign interest rates. Monsoons will likely play an important role in the RBI s strategy on interest rates. If El Nino forecasts play out, weak monsoons could upset the best laid plans. Merchandise exports grew by 12.4% year-on-year (YoY) in May 2014 - its fastest rise over the past 7 months. Petroleum product exports, engineering goods and ready-made garments all of which grew at over 20% YoY were the three leading export segments. Imports were down 11.4% YoY, mainly due to depressed gold imports in the face of controls. April 2014 industrial output as represented by the IIP picked up. Higher by 3.4%, IIP posted its best performance over the last 13 months. The resurgence was mainly due to an uptick in mining and electricity as also pickup in industrial demand and investment-led manufacturing sectors. Particularly encouraging was the positive growth recorded in 13 of 22 manufacturing industries compared to 11 industries in March 2014. Electrical machinery and equipment sector grew sharply by 66% YoY in April 2014. Demand for electrical machinery has been on upswing due to significant capacity additions of nearly 38 GW over the past two years in the power sector coupled with large capacity addition in transmission lines. Gold witnessed revival in June 2014 after a rather indifferent performance in 2014 so far. Turnaround in gold was on the back of tensions in Iraq which saw crude prices spiking. Over January 2014 to June 2014 gold has barely risen by 9%, of this 7% of the appreciation came in June 2014 alone. With increased urgency in policymaking and a slew of measures outlined to boost industrial growth, corporates and ultimately investors will be major beneficiaries over the medium to long term. Investors are advised to remain focussed on their financial goals and approach them with the help of SIPs. Jaideep Bhattacharya Managing Director (Source: economictimes)
INDEX Title Baroda Pioneer Growth Fund Pg 4 Baroda Pioneer ELSS 96 Pg 5 Baroda Pioneer PSU Equity Fund Pg 6 Baroda Pioneer Infrastructure Fund Pg 7 Baroda Pioneer Balance Fund Pg 8 Baroda Pioneer Banking and Financial Services Fund Pg 9 Baroda Pioneer Monthly Income Plan (MIP) Fund Pg 10 Baroda Pioneer Income Fund Pg 11 Baroda Pioneer Gilt Fund Pg 12 Baroda Pioneer Short Term Bond Fund Pg 13 Baroda Pioneer Public Sector Undertaking (PSU) Bond Fund Pg 14 Baroda Pioneer Treasury Advantage Fund Pg 15 Baroda Pioneer Liquid Fund Pg 16 Baroda Pioneer Dynamic Bond Fund Pg 17 Investment Performance Pg 18
Baroda Pioneer Growth Fund An Open Ended Growth Scheme Capital appreciation over long term Investment predominantly in equity and equity related instruments. High risk (BROWN) To generate long term Capital appreciation from an actively managed of equity & equity related instruments. An Open Ended Growth Scheme Date of Allotment September 12, 2003 Fund Manager Mr. Dipak Acharya # Benchmark CNX 100* Average AUM () 223.79 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- Option 1% if redeemed on or before 365 days from the date of allotment, if redeemed after 365 days from the date of allotment of units The Scheme(s) offer: A. Growth Option (default option in case no option specified by investor); B. Dividend Option 1. Payout; 2. Reinvestment (default sub-option in case no option specified by investor) C. Bonus Option 1000/month - 6 Installments, 1500/quarter - 4 Installments, Risk profile 30 JUNE 2014 Standard deviation 19.98 Sharpe 0.08 Beta 1.01 Portfolio Turnover (last 12 months) 1.77 AS ON 30 JUNE 2014 Growth 66.5600 Dividend 32.7700 Growth 67.7100 Dividend 33.3300 EQUITY & EQUITY RELATED HDFC Bank Banks 5.93% Larsen & Toubro Construction 5.38% Project Divi's Laboratories Pharmaceuticals 3.29% The Federal Bank Banks 3.13% IPCA Laboratories Pharmaceuticals 3.10% Reliance Industries Petroleum 2.92% Products ICICI Bank Banks 2.85% Infosys Software 2.81% Tech Mahindra Software 2.65% Alstom T&D India Industrial 2.56% Capital IndusInd Bank Banks 2.46% Amara Raja Batteries Auto Ancillaries 2.41% Motherson Sumi Systems Auto Ancillaries 2.40% Bharat Forge Industrial 2.31% Products Maruti Suzuki India Auto 2.30% Eicher Motors Auto 2.30% Tata Consultancy Services Software 2.19% Crompton Greaves Industrial 2.14% Capital Tata Motors Auto 2.12% Oil & Natural Gas Oil 2.09% Corporation ITC Consumer Non 2.00% Durables Container Corporation of Transportation 1.95% India Tata Steel Ferrous Metals 1.95% NTPC Power 1.92% HCL Technologies Software 1.91% Punjab National Bank Banks 1.87% Yes Bank Banks 1.78% D.B.Corp Media & 1.67% Entertainment Wipro Software 1.57% Cummins India Industrial 1.38% Products Hindustan Zinc Non - Ferrous 1.37% Metals JSW Steel Ferrous Metals 1.37% Power Finance Corporation Finance 1.26% Tata Communications Telecom - Services 1.21% The Ramco Cements Cement 1.19% Axis Bank Banks 1.18% Shriram Transport Finance Finance 1.11% Company Bosch Auto Ancillaries 1.11% Kotak Mahindra Bank Banks 1.09% Oriental Bank of Commerce Banks 1.08% Pidilite Industries Chemicals 1.07% Jindal Steel & Power Ferrous Metals 1.06% Bata India Consumer Durables 1.05% LIC Housing Finance Finance 1.01% Bharti Airtel Telecom - 0.97% Services Carborundum Universal Industrial Products 0.95% Jaiprakash Associates Construction 0.95% Engineers India Construction 0.93% Project ING Vysya Bank Banks 0.91% Jyothy Laboratories Consumer Non 0.88% Durables Shree Cements Cement 0.59% Total 97.68% PREFERENCE SHARES Zee Entertainment Enterprises - Preference shares Media & Entertainment 0.07% Total 0.07% CBLO / Reverse Repo Investments 2.84% Total 2.84% Net Receivable/Payable -0.59% Total -0.59% Top Sectors # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 *For Disclaimer please refer page no 21 4
Baroda Pioneer ELSS 96 An Open Ended Tax Benefit - Cum - Growth Scheme Capital growth over long term Investment predominantly in equity and equity-related securities High risk (BROWN) The main objective of the scheme is to provide the investor long term capital growth as also tax benefit under section 80C of the Income Tax Act, 1961. An Open Ended Tax Benefit- Cum-Growth Scheme Date of Allotment March 31, 1996 Fund Manager Mr. Dipak Acharya # Benchmark S&P BSE SENSEX Average AUM () 29.61 Crs (Apr-Jun 2014) Minimum Investment 500/- & in multiples of 1/- Option The Scheme(s) offer: Divided Payout Option Bonus Option 1000/month - 6 Installments 1500/quarter - 4 Installments Risk profile 30 JUNE 2014 Standard deviation 19.66 Sharpe 0.17 Beta 1.06 Portfolio Turnover (last 12 months) 1.86 AS ON 30 JUNE 2014 Dividend 28.4500 Bonus 30.9400 Dividend 29.0300 Bonus 31.5300 EQUITY & EQUITY RELATED HDFC Bank Banks 5.79% ICICI Bank Banks 5.22% Larsen & Toubro Construction Project 4.69% Divi's Laboratories Pharmaceuticals 3.13% Motherson Sumi Systems Auto Ancillaries 2.98% IPCA Laboratories Pharmaceuticals 2.96% Eicher Motors Auto 2.94% The Federal Bank Banks 2.87% Voltas Construction Project 2.67% Alstom T&D India Industrial Capital 2.65% Tata Motors Auto 2.64% Tech Mahindra Software 2.64% Maruti Suzuki India Auto 2.62% ITC Consumer Non 2.49% Durables Reliance Industries Petroleum Products 2.49% Crompton Greaves Balkrishna Industries Oil & Natural Gas Corporation Bajaj Electricals Industrial Capital 2.46% Auto Ancillaries 2.31% Oil 2.21% Consumer Durables 2.19% MRF Auto Ancillaries 2.17% NTPC Power 2.15% Astral Poly Technik Industrial Products 2.15% IndusInd Bank Banks 2.10% Infosys Software 2.00% Cummins India Industrial Products 1.98% Bharat Forge Industrial Products 1.92% Wipro Software 1.84% HCL Technologies Software 1.84% Yes Bank Banks 1.82% Container Corporation of Transportation 1.82% India State Bank of India Banks 1.65% Tata Steel Ferrous Metals 1.62% Tata Consultancy Services Software 1.49% LIC Housing Finance Finance 1.40% Pidilite Industries Chemicals 1.40% Shriram Transport Finance Finance 1.39% Company Power Finance Finance 1.18% Corporation WABCO India Auto Ancillaries 1.01% Oriental Bank of Commerce Banks 1.00% JSW Steel Ferrous Metals 0.95% Bharti Airtel Telecom - Services 0.93% Jyothy Laboratories Consumer Non 0.89% Durables Coal India Minerals/Mining 0.88% Carborundum Universal Industrial Products 0.88% Total 96.41% PREFERENCE SHARES Zee Entertainment Enterprises - Preference shares Media & Entertainment 0.02% Total 0.02% CBLO / Reverse Repo Investments 3.48% Total 3.48% Net Receivable/Payable 0.09% Total 0.09% Top Sectors # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 5
Baroda Pioneer PSU Equity Fund An Open Ended Equity Scheme Growth in capital along with the liquidity over long term Investment predominantly in equity stocks of domestic Public Sector Undertakings. High risk (BROWN) The primary investment objective of the Scheme is to provide investors wit opportunities for long term growth in capital along with the liquidity of an open ended scheme through an active management of investments in a diversified basket of equity stocks of domestic Public Sector Undertakings. An Open Ended Equity Scheme Date of Allotment December 4, 2010 Fund Manager Mr. Dipak Acharya # Benchmark S&P BSE PSU Index Average AUM () 59.92 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- Option 1.00% if redeemed on or before 365 days from the date of allotment of units, if redeemed after 365 days from the date of allotment of units The Scheme(s) offer: A. Growth Option (default option in case no option specified by investor); B. Dividend Option 1. Payout; 2. Reinvestment (default sub-option in case no option specified by investor) C. Bonus Option 1000/month - 6 Installments, 1500/quarter - 4 Installments, Risk profile 30 JUNE 2014 Standard deviation 27.41 Sharpe -0.11 Beta 0.97 Portfolio Turnover (last 12 months) 1.82 AS ON 30 JUNE 2014 Growth 9.2000 Dividend 9.2000 Growth 9.3100 Dividend 9.3100 % to Net EQUITY & EQUITY RELATED Oil & Natural Gas Corporation Oil 11.07% Coal India Minerals/ 10.03% Mining State Bank of India Banks 7.88% Engineers India Construction 5.02% Project NTPC Power 4.96% Container Corporation of India Transportation 4.84% NMDC Minerals/ 4.16% Mining Bharat Petroleum Corporation Petroleum Products 3.91% Power Grid Corporation of India Power 3.86% Bharat Heavy Electricals Industrial 3.67% Capital Oil India Oil 3.64% Bank of India Banks 3.19% GAIL (India) Gas 3.02% Mangalore Refinery and Petrochemicals Petroleum Products 2.93% Punjab National Bank Banks 2.91% Gujarat Mineral Development Minerals/ 2.75% Corporation Mining Power Finance Corporation Finance 2.50% Rural Electrification Corporation Finance 2.34% Bank of Baroda Banks 2.28% Gujarat State Petronet Gas 2.21% BEML Industrial Capital 2.08% National Aluminium Company Non - Ferrous Metals 1.92% Syndicate Bank Banks 1.43% The Jammu 9.3100 & Kashmir Bank Banks 1.27% Shipping Corporation Of India Transportation 1.13% Steel Authority of India Ferrous Metals 1.08% Oriental Bank of Commerce Banks 1.07% NHPC Power 0.43% Total 97.60% CBLO / Reverse Repo Investments 2.20% Total 2.20% Net Receivable/Payable 0.20% Total 0.20% Top Sectors # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 6
Baroda Pioneer Infrastructure Fund An Open Ended Equity Scheme Capital appreciation over long term Investment predominantly in equity and equity-related securities of companies engaged in infrastructure and infrastructurerelated sectors. High risk (BROWN) The primary investment objective of the Scheme will be to generate long-term capital appreciation by investing predominantly in equity and equity related securities of companies engaged in infrastructure and infrastructure related sectors. Date of Allotment June 22, 2010 An Open Ended Equity Scheme Fund Manager Mr. Dipak Acharya # Benchmark CNX Infra* Average AUM () 26.35 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- Option 1.00% if redeemed on or before 365 days from the date of allotment of units, if redeemed after 365 days from the date of allotment of units The Scheme(s) offer: A. Growth Option (default option in case no option specified by investor); B. Dividend Option 1. Payout; 2. Reinvestment (default sub-option in case no option specified by investor) C. Bonus Option 1000/month - 6 Installments 1500/quarter - 4 Installments Risk profile 30 JUNE 2014 Standard deviation 26.47 Sharpe 0.05 Beta 1.25 Portfolio Turnover (last 12 months) 2.11 AS ON 30 JUNE 2014 Growth 11.2700 Dividend 11.2700 Growth 11.3900 Dividend 11.3900 EQUITY & EQUITY RELATED Larsen & Toubro Construction 9.83% Project NTPC Power 5.93% Sadbhav Engineering Construction 3.88% Project Tata Power Company Power 3.73% Gujarat State Petronet Gas 3.43% Bharti Airtel Telecom - Services 3.33% Hindustan Zinc Non - Ferrous 3.31% Metals Voltas Construction 3.24% Project Engineers India Construction Project 3.21% Crompton Greaves Industrial Capital 2.98% Container Corporation of Transportation 2.75% India Tata Steel Ferrous Metals 2.62% Tata Communications Telecom - Services 2.59% Coal India Minerals/Mining 2.54% JSW Steel Ferrous Metals 2.45% Adani Ports and Special Transportation 2.41% Economic Zone Alstom T&D India Industrial Capital 2.29% GMR Infrastructure Construction 2.27% Project Bharat Forge Industrial Products 2.27% FAG Bearings India Industrial Products 2.26% Gujarat Mineral Development Corporation Minerals/Mining 2.23% The Ramco Cements Cement 2.11% Power Finance Corporation Finance 2.03% PTC India Power 1.87% BEML Industrial Capital 1.84% Ashok Leyland Auto 1.81% Mangalore Refinery and Petrochemicals Siemens Shriram Transport Finance Company Petroleum 1.66% Products Industrial Capital 1.58% Finance 1.49% Jindal Steel & Power Ferrous Metals 1.49% Ambuja Cements Cement 1.46% Oil & Natural Gas Oil 1.40% Corporation Bharat Petroleum Petroleum 1.39% Corporation Products Cummins India Industrial Products 1.35% Idea Cellular Telecom - Services 1.31% Carborundum Universal Industrial Products 1.14% ABB India Industrial Capital 1.11% Jaiprakash Associates Construction 1.02% Power Grid Corporation of Power 1.01% India Alstom India Industrial Capital 0.89% UltraTech Cement Cement 0.86% Total 98.35% CBLO / Reverse Repo Investments 2.40% Total 2.40% Net Receivable/Payable -0.75% Total -0.75% Top Sectors # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 *For Disclaimer please refer page no 21 7
Baroda Pioneer Balance Fund An Open Ended Balanced Scheme Capital appreciation along with stability over long term Investment predominantly in equity and equity related instruments with balance exposure to money market instruments and debt securities. Medium risk (YELLOW) The scheme is targeted for long-term capital appreciation along with stability through a well balanced comprising of equity,equity related instruments, money market instrument and debt securities. An Open Ended Balanced Scheme Date of Allotment September 12, 2003 Fund Manager Mr. Dipak Acharya # Benchmark CRISIL Balance Fund Index Average AUM () 21.85 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- Option 1% if redeemed on or before 365 days from the date of allotment, if redeemed after 365 days from the date of allotment of units The Scheme(s) offer: A. Growth Option (default option in case no option specified by investor); B. Dividend Option 1. Payout; 2. Reinvestment (default sub-option in case no option specified by investor) C. Bonus Option 1000/month - 6 months, 1500/quarter - 4 quarters Risk profile 30 JUNE 2014 Standard deviation 15.19 Sharpe 0.13 Beta 0.86 Portfolio Turnover (last 12 months) 2.89 AS ON 30 JUNE 2014 Growth 38.8600 Dividend 32.1200 Growth 39.3100 Dividend 32.4600 EQUITY & EQUITY RELATED HDFC Bank Banks 4.45% Larsen & Toubro Construction 4.03% Project ICICI Bank Banks 3.20% Divi's Laboratories Pharmaceuticals 2.96% Tech Mahindra Software 2.91% IPCA Laboratories Pharmaceuticals 2.77% Motherson Sumi Systems Auto Ancillaries 2.63% D.B.Corp Media & 2.56% Entertainment Wipro Software 2.46% ITC Consumer Non Durables 2.35% Maruti Suzuki India Auto 2.20% Container Corporation of Transportation 2.14% India The Federal Bank Banks 2.11% Bharat Forge Industrial Products 1.98% Jindal Steel & Power Ferrous Metals 1.89% Alstom T&D India Industrial Capital 1.80% Pidilite Industries Chemicals 1.76% Oil & Natural Gas Oil 1.72% Corporation Balkrishna Industries Auto Ancillaries 1.70% Crompton Greaves Industrial Capital 1.63% Tata Motors Auto 1.56% IndusInd Bank Banks 1.55% NTPC Power 1.48% Oriental Bank of Banks 1.48% Commerce Infosys Software 1.47% Power Finance Corporation Finance 1.38% HCL Technologies Software 1.35% Punjab National Bank Banks 1.34% Axis Bank Banks 1.30% Alstom India Industrial Capital 1.22% Bharti Airtel Telecom - Services 1.14% LIC Housing Finance Finance 1.03% Biocon Pharmaceuticals 0.96% Cummins India Industrial Products 0.93% Blue Star Consumer 0.92% Durables Yes Bank Banks 0.85% Jyothy Laboratories Consumer Non 0.77% Durables Hindustan Zinc Non - Ferrous 0.75% Metals JSW Steel Ferrous Metals 0.73% PTC India Power 0.43% Carborundum Universal Industrial Products 0.39% Total 72.29% CENTRAL GOVERNMENT SECURITIES 8.60% CGL 2028 SOV 5.84% 8.24% CGL 2027 SOV 5.61% 8.28% CGL 2027 SOV 0.43% Total 11.88% BONDS & NCDs Power Finance Corporation ICRA AAA 4.01% Power Grid Corporation of CRISIL AAA 2.22% India Total 6.23% CBLO / Reverse Repo Investments 6.29% Total 6.29% Net Receivable/Payable 3.31% Total 3.31% **Thinly traded/non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines. Top Sectors # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 8
Baroda Pioneer Banking and Financial Services Fund An Open Ended Sectoral Scheme Capital appreciation over long term Investment predominantly in equity and equity related securities of companies engaged in the Banking & Financial Services Sector High risk (BROWN) The investment objective is to generate long-term capital appreciation for unit holders from a invested predominantly in equity and equity related securities of companies engaged in the Banking & Financial Services Sector. An Open Ended Sectoral Scheme Date of Allotment June 22, 2012 Fund Manager Mr. Dipak Acharya # Benchmark CNX Bank Index * Average AUM () 38.34 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- Option - 1.00% if redeemed on or before 365 days from the date of allotment of units, if redeemed after 365 days from the date of allotment The Scheme(s) offer: A. Growth Option (default option in case no option specified by investor); B. Dividend Option 1. Payout; 2. Reinvestment (default sub-option in case no option specified by investor) C. Bonus Option 1000/month - 6 Installments 1500/quarter - 4 Installments, EQUITY & EQUITY RELATED ICICI Bank Banks 20.43% HDFC Bank Banks 19.56% State Bank of India Banks 7.40% IndusInd Bank Banks 7.16% Yes Bank Banks 6.10% Kotak Mahindra Bank Banks 5.98% Axis Bank Banks 4.33% Karur Vysya Bank Banks 4.08% IIFL Holdings Finance 3.17% Bank of India Banks 3.02% LIC Housing Finance Finance 2.87% Bank of Baroda Banks 2.85% The Federal Bank Banks 2.34% Power Finance Corporation Finance 2.08% Shriram Transport Finance Finance 1.81% Company Punjab National Bank Banks 1.74% Oriental Bank of Commerce Banks 1.23% Bajaj Finance Finance 1.01% Indian Bank Banks 0.97% Total 98.14% CBLO / Reverse Repo Investments 2.29% Total 2.29% Net Receivable/Payable -0.42% Total -0.42% Top Sectors Risk profile 30 JUNE 2014 Standard deviation - Sharpe - Beta 0.98 Portfolio Turnover (last 12 months) 1.87 AS ON 30 JUNE 2014 Growth 13.6200 Dividend 13.6200 Growth 13.7700 Dividend 13.7700 # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 *For Disclaimer please refer page no 21 9
Baroda Pioneer Monthly Income Plan (MIP) Fund An Open Ended Income Scheme with no assured returns. (Monthly income is not assured and is subject to the availability of distributable surplus.) Regular Income and capital appreciation over medium term with providing liquidity Investment in debt and money market instruments and in equity and equity related instruments. Medium risk (YELLOW) To generate regular income through investment in debt and money market instruments and also to generate longterm capital appreciation by investing a portion in equity and equity related instruments. An Open Ended Income Scheme with no assured returns. Date of Allotment September 08, 2004 Fund Manager Ms. Hetal Shah # Benchmark CRISIL MIP Blended Index Average AUM () 6.21 Crs (Apr-Jun 2014) Minimum Investment Options 5,000/- & in multiples of 1.000/- 1% if redeemed on or before 365 days from the date of allotment. if redeemed after 365 days from the date of allotment Growth Monthly Dividend 1. Payout 2. Reinvestment Quarterly Dividend 1. Payout 2. Reinvestment Bonus Option 1000/month - 6 Installments, 1500/quarter - 4 Installments, AS ON 30 JUNE 2014 Growth 16.8887 Dividend - Monthly 12.7246 Dividend - Quarterly 12.6096 Growth 17.0658 Portfolio characteristic Average Maturity (Days) 1313.62 Modified Duration (Years) 2.30 YTM (%) 8.80 EQUITY & EQUITY RELATED HDFC Bank Banks 1.15% Wipro Software 0.99% Tech Mahindra Software 0.90% Divi's Laboratories Pharmaceuticals 0.82% IPCA Laboratories Pharmaceuticals 0.74% Larsen & Toubro Construction 0.71% Project Maruti Suzuki India Auto 0.61% ITC Consumer Non 0.61% Durables Yes Bank Banks 0.61% Punjab National Bank Banks 0.56% Container Corporation of Transportation 0.50% India Carborundum Universal Industrial Products 0.48% IndusInd Bank Banks 0.48% Bharti Airtel Telecom - Services 0.47% LIC Housing Finance Finance 0.46% Pidilite Industries Chemicals 0.46% Motherson Sumi Systems Auto Ancillaries 0.45% NTPC Power 0.44% Tata Motors Auto 0.42% Crompton Greaves Industrial Capital 0.42% Axis Bank Banks 0.40% ICICI Bank Banks 0.40% Alstom India Industrial Capital 0.36% Bharat Forge Industrial Products 0.35% Balkrishna Industries Auto Ancillaries 0.32% Reliance Industries Jindal Steel & Power Petroleum 0.28% Products Ferrous Metals 0.27% PTC India Power 0.25% Blue Star Consumer 0.25% Durables Jyothy Laboratories Consumer Non 0.24% Durables Hindustan Zinc Non - Ferrous 0.23% Metals Infosys Software 0.23% Power Finance Finance 0.21% Corporation Total 16.09% MONEY MARKET INSTRUMENT Certificate of Deposit** Corporation Bank CRISIL A1+ 19.79% Oriental Bank of CARE A1+ 4.82% Commerce IndusInd Bank CARE A1+ 1.32% Total 25.93% CENTRAL GOVERNMENT SECURITIES 9.47% SDL 2024 SOV 14.41% 8.24% CGL 2027 SOV 6.70% 8.60% CGL 2028 SOV 5.58% Total 26.69% BONDS & NCDs Housing Development Finance Corporation CRISIL AAA 7.00% Power Grid Corporation of CRISIL AAA 6.90% India Power Finance ICRA AAA 4.15% Corporation Total 18.05% CBLO / Reverse Repo Investments 11.51% Total 11.51% Net Receivable/Payable 1.73% Total 1.73% **Thinly traded/non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines. Rating Profile instruments # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 10
Baroda Pioneer Income Fund An Open Ended Income Scheme Regular Income over long term Investment predominantly in good quality Fixed Income Securities by maintaining a balance between Risk & Return. Low risk (BLUE) To generate regular income by investing in a of good quality Fixed Income Securities by maintaining a balance between Risk & Return. Date of Allotment March 21, 2002 Fund Manager Ms. Hetal Shah # Benchmark An Open Ended Income Scheme CRISIL Composite Bond Fund Index Average AUM () 19.99 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- Options 1% if redeemed on or before 365 days from the date of allotment. if redeemed after 365 days from the date of allotment Growth Dividend 1.Payout 2.Reinvestment Bonus Option 1000/month - 6 Installments, 1500/quarter - 4 Installments, maturity profile 30 JUNE 2014 Below 2 year 10.74% 2 year to 5 years 4.68% 5 years and above 82.17% AS ON 30 JUNE 2014 Growth 19.7647 Dividend 19.7647 Growth 20.0487 Portfolio characteristic Average Maturity (Days) 3578.68 Modified Duration (Years) 5.99 YTM (%) 8.85 MONEY MARKET INSTRUMENT Certificate of Deposit** Oriental Bank of Commerce CARE A1+ 0.45% Total 0.45% CENTRAL GOVERNMENT SECURITIES 9.15% CGL 2024 SOV 24.26% 8.24% CGL 2027 SOV 18.15% 8.60% CGL 2028 SOV 14.17% 9.40% SDL 2024 SOV 9.70% 8.33% CGL 2026 SOV 6.85% 9.35% SDL 2024 SOV 3.66% 8.58% SDL 2023 SOV 3.28% 9.39% SDL 2023 SOV 2.10% Total 82.17% BONDS & NCDs Power Grid Corporation of India CRISIL AAA 4.68% Housing Development Finance Corporation Power Finance Corporation Shriram Transport Finance Company CRISIL AAA 3.80% ICRA AAA 1.87% CARE AA+ 1.43% Total 11.77% CBLO / Reverse Repo Investments 3.19% Total 3.19% Net Receivable/Payable 2.42% Total 2.42% **Thinly traded/non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines. rating profile instruments # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21. 11
Baroda Pioneer Gilt Fund An Open Ended Gilt Scheme Credit risk free regular Income over long term Investment only in Government (both Central and State Government) Securities Low risk (BLUE) To generate income by investing in a of Government securities. An Open Ended Gilt Scheme Date of Allotment March 21, 2002 Fund Manager Ms. Hetal Shah # Benchmark I SEC-MI BEX Average AUM () 39.88 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- Options 1% if redeemed on or before 365 days from the date of allotment. if redeemed after 365 days from the date of allotment Growth Dividend 1.Payout 2.Reinvestment Bonus Option CENTRAL GOVERNMENT SECURITIES 8.24% CGL 2027 SOV 21.69% 9.40% SDL 2024 SOV 20.16% 8.28% CGL 2027 SOV 17.49% 9.47% SDL 2024 SOV 10.15% 8.83% CGL 2023 SOV 9.91% 8.33% CGL 2026 SOV 8.30% 9.39% SDL 2023 SOV 6.30% 8.60% CGL 2028 SOV 0.74% Total 94.74% CBLO / Reverse Repo Investments 13.17% Total 13.17% Net Receivable/Payable -7.90% Total -7.90% rating profile instruments 1000/month - 6 Installments, 1500/quarter - 4 Installments, maturity profile 30 JUNE 2014 Below 10 Years 59.96% Above 10 Years 48.21% AS ON 30 JUNE 2014 Growth 19.7069 Dividend 17.1006 Growth 19.9819 Dividend 17.2987 Portfolio characteristic Average Maturity (Days) 3612.95 Modified Duration (Years) 5.96 YTM (%) 8.84 # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21. 12
Baroda Pioneer Short Term Bond Fund An Open Ended Income Scheme [ICRA] AAA mfs* Regular Income over short term Investment predominantly in Money Market Instruments (i.e. CP/CD) and Short Term Debt Market Instruments Low risk (BLUE) The objective of the Scheme is to generate income from a constituted of short term debt and money market securities. Date of Allotment June 30, 2010 An Open Ended Income Scheme Fund Manager Mr. Alok Sahoo, Ms. Hetal Shah # Benchmark CRISIL Short Term Bond Fund Index Average AUM () 16.24 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- 0.50% if redeemed on or before 180 days from the date of allotment. if redeemed after 180 days from the date of allotment MONEY MARKET INSTRUMENT Certificate of Deposit** United Bank of India ICRA A2+ 29.00% Oriental Bank of Commerce CARE A1+ 3.99% Total 33.00% BONDS & NCDs ONGC Videsh ICRA AAA 14.77% Shriram Transport Finance Company CARE AA+ 13.81% Housing Development Finance Corporation Power Finance Corporation CRISIL AAA 13.76% ICRA AAA 12.54% Total 54.88% CBLO / Reverse Repo Investments 9.82% Total 9.82% Net Receivable/Payable 2.30% Total 2.30% **Thinly traded/non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines. rating profile instruments Options Growth Dividend 1. Payout 2. Reinvestment Bonus Option 1000/month - 6 Installments, 1500/quarter - 4 Installments, maturity profile 30 JUNE 2014 Above 300 days 12.54% 180 to 300 days 17.80% Below 180 days 67.35% AS ON 30 JUNE 2014 Growth 13.5289 Dividend 10.0548 Growth 13.6173 Dividend 10.0562 Portfolio characteristic Average Maturity (Days) 190.23 Modified Duration (Years) 0.47 YTM (%) 9.17 *For Disclaimer please refer page no 21 # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 13
Baroda Pioneer Public Sector Undertaking (PSU) Bond Fund An Open Ended Debt Scheme [ICRA] AAA mfs* Regular Income over medium term with lower risk exposure Investment predominantly in Fixed Income instruments of Public Sector Undertakings (PSUs) - banks, financial institutions & companies. Low risk (BLUE) The investment objective is to generate stable returns with lower risk by investing in Fixed Income instruments of Public Sector Undertakings (PSUs) - banks, financial institutions & companies. An Open Ended Debt Scheme Date of Allotment December 24, 2009 Fund Manager Mr. Alok Sahoo, Ms. Hetal Shah # Benchmark CRISIL Composite Bond Fund Index Average AUM () 97.53 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- Options Growth Monthly Dividend 1.Payout 2.Reinvestment Quarterly Dividend 1.Payout 2.Reinvestment Bonus Option 1000/month - 6 Installments, 1500/quarter - 4 Installments, maturity profile 30 JUNE 2014 Above 700 days 5.32% 300 to 700 days 1.87% Below 300 days 90.21% MONEY MARKET INSTRUMENT Certificate of Deposit** Canara Bank CARE A1+ 27.55% Punjab National Bank CARE A1+ 25.92% Oriental Bank of Commerce CARE A1+ 8.93% United Bank of India ICRA A2+ 3.71% Oriental Bank of Commerce CARE A1+ 3.64% Total 69.74% CENTRAL GOVERNMENT SECURITIES 8.60% SDL 2023 SOV 0.22% Total 0.22% BONDS & NCDs Power Finance Corporation CRISIL AAA 8.58% ONGC Videsh ICRA AAA 8.58% Power Grid Corporation of India Power Finance Corporation Power Finance Corporation CRISIL AAA 5.09% CRISIL AAA 2.58% ICRA AAA 1.87% Total 26.69% CBLO / Reverse Repo Investments 0.74% Total 0.74% Net Receivable/Payable 2.60% Total 2.60% **Thinly traded/non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines. Rating Profile instruments AS ON 30 JUNE 2014 Growth 13.8878 Dividend - Monthly 10.2842 Dividend - Quarterly 10.1132 Growth 13.9361 Dividend - Monthly 10.0629 Portfolio characteristic Average Maturity (Days) 311.71 Modified Duration (Years) 0.75 YTM (%) 8.86 *For Disclaimer please refer page no 21 # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 14
Baroda Pioneer Treasury Advantage Fund An Open Ended Debt Scheme [ICRA] A1+ mfs* Regular income over short term with maintaining a balance between returns and liquidity Investment predominantly in Money Market (i.e. CP/ CDs) and Debt Market Instruments Low risk (BLUE) The main objective of the scheme is to provide optimal returns and liquidity through a comprising of debt securities and money market instruments Date of Allotment June 24, 2009 An Open Ended Debt Scheme Fund Manager Mr. Alok Sahoo, Ms. Hetal Shah # Benchmark CRISIL Liquid Fund Index Average AUM () 810.12 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- Options Growth Daily Dividend 1.Reinvestment Weekly Dividend 2.Payout 3.Reinvestment Monthly Dividend 1.Payout 2.Reinvestment Quarterly Dividend 1.Payout 2.Reinvestment Bonus Option 1000/month - 6 Installments, 1500/quarter - 4 Installments, maturity profile 30 JUNE 2014 Above 50 days 93.95% Below 50 days 5.87% Portfolio characteristic Average Maturity (Days) 130.25 Modified Duration (Years) 0.34 YTM (%) 8.86 MONEY MARKET INSTRUMENT Certificate of Deposit** Andhra Bank CRISIL A1+ 12.40% Corporation Bank CARE A1+ 9.10% Canara Bank CRISIL A1+ 2.95% Oriental Bank of Commerce CARE A1+ 2.25% Corporation Bank CRISIL A1+ 1.17% Punjab National Bank CARE A1+ 1.06% Canara Bank CARE A1+ 0.95% Total 29.88% Commercial Paper** Sesa Sterlite CRISIL A1+ 15.08% Power Finance Corporation CRISIL A1+ 12.35% Shapoorji Pallonji & ICRA A1+ 11.95% Company Shapoorji Pallonji & ICRA A1+ 2.24% Company Total 41.62% Treasury Bill TBILL 91 DAY Sep 2014 SOV 11.61% TBILL 91 DAY Sep 2014 SOV 7.48% Total 19.09% BONDS & NCDs India Infoline Finance CARE AA- 3.15% India Infoline Housing CRISIL AA- 1.89% Finance Ltd Shriram Transport Finance Company CARE AA+ 1.69% Power Finance Corporation CRISIL AAA 1.44% ONGC Videsh ICRA AAA 0.45% Housing Development Finance Corporation CRISIL AAA 0.30% Power Finance Corporation ICRA AAA 0.14% Total 9.05% CBLO / Reverse Repo Investments 0.18% Total 0.18% Net Receivable/Payable 0.18% Total 0.18% **Thinly traded/non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines. Rating Profile instruments AS ON 30 JUNE 2014 Regular Growth 1483.6112 Dividend - Daily 1002.0730 Dividend - Weekly 1007.7192 Dividend - Monthly 1002.9097 Dividend - Quarterly 1007.3796 Growth 1491.0410 Dividend - Daily 1025.1529 Dividend - Weekly 1027.3103 Dividend - Monthly 1001.9458 Dividend - Quarterly 1006.2276 Growth 1495.4016 Dividend - Daily 1007.2220 Dividend - Weekly 1002.0574 Dividend - Monthly 1002.0012 Dividend - Quarterly 1010.0330 Effective November 01, 2012, dividends declared under the Regular Plan (which has been discontinued from October 01, 2012) will be reinvested in Baroda Pioneer Treasury Advantage Fund (earlier called Institutional Plan) *For Disclaimer please refer page no 21 # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 15
Baroda Pioneer Liquid Fund An Open Ended Liquid Scheme [ICRA] A1+ mfs* Regular income over short term with high level of liquidity Investment predominantly in Money Market (i.e. CP / CDs) Instruments Low risk (BLUE) To generate income with a high level of liquidity by investing in a of money market and debt securities. An Open Ended Liquid Scheme Date of Allotment February 5, 2009 Fund Manager Mr. Alok Sahoo, Ms. Hetal Shah # Benchmark CRISIL Liquid Fund Index Average AUM () 6105.73 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- Options Growth Daily Dividend 1.Reinvestment Weekly Dividend 2.Payout 3.Reinvestment Bonus Option 1000/month - 6 Installments, 1500/quarter - 4 Installments, maturity profile 30 JUNE 2014 Above 60 days 24.86% Below 60 days 66.90% Portfolio characteristic Average Maturity (Days) 59.20 Modified Duration (Years) 0.16 YTM (%) 8.80 MONEY MARKET INSTRUMENT Rating Profile Certificate of Deposit** Union Bank of India CRISIL A1+ 13.52% Allahabad Bank CRISIL A1+ 8.12% IndusInd Bank CRISIL A1+ 8.10% Kotak Mahindra Bank CRISIL A1+ 5.41% Andhra Bank CRISIL A1+ 5.41% IDBI Bank CRISIL A1+ 5.40% Andhra Bank CRISIL A1+ 2.70% Total 48.67% Commercial Paper** Indiabulls Infrastructure Credit 5.43% CRISIL A1+ Edelweiss Commodities Services CRISIL A1+ 4.05% Edelweiss Commodities Services CRISIL A1+ 4.05% Edelweiss Financial Services CRISIL A1+ 2.73% Shapoorji Pallonji & Company ICRA A1+ 2.23% Tvs Credit Services BWR A1+ 2.03% India Infoline Finance CRISIL A1+ 1.35% Tvs Credit Services BWR A1+ 1.35% Total 23.21% instruments Treasury Bill TBILL 91 DAY Sep 2014 SOV 8.44% TBILL 91 DAY Aug 2014 SOV 5.40% TBILL 91 DAY Aug 2014 SOV 0.95% TBILL 91 DAY Aug 2014 SOV 0.68% Total 15.47% Fixed Deposit IndusInd Bank Unrated 5.47% Karur Vysya Bank Unrated 5.47% Andhra Bank Unrated 5.47% AS ON 30 JUNE 2014 Total 16.42% CBLO / Reverse Repo Investments 0.02% Regular Total 0.02% Growth 2268.8301 Net Receivable/Payable -3.80% Dividend Dividend - Daily 1943.8347 1006.0600 Total -3.80% Growth 1503.2679 CARE; ICRA; IND. Dividend - Daily Dividend - Weekly 1001.1191 1001.7694 **Thinly traded/non traded securities and illiquid securities as defined Dividend - Monthly NA in SEBI Regulations and Guidelines. Growth 1504.8100 Dividend - Daily 1001.1191 Dividend - Weekly 1092.9950 Bonus 1505.0149 Effective November 01, 2012, dividends declared under the Regular Plan (which has been discontinued from October 01, 2012) will be reinvested in Baroda Pioneer Liquid Fund (earlier called Institutional Plan) *For Disclaimer please refer page no 21 # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 16
Baroda Pioneer Dynamic Bond Fund An Open Ended Income Scheme Regular Income over medium term with providing liquidity Investment in medium to long term corporate bonds and / or government securities and manage the dynamically through different interest rate cycles Low risk (BLUE) The investment objective of the scheme is to generate returns with liquidity by managing the dynamically through interest rate cycles. Date of Allotment June 30, 2012 An Open Ended Income Scheme Fund Manager Mr. Alok Sahoo, Ms. Hetal Shah # Benchmark CRISIL Composite Bond Fund Index Average AUM () 40.33 Crs (Apr-Jun 2014) Minimum Investment 5,000/- & in multiples of 1/- 0.50% if redeemed within 3 months from the date of allotment of units, if redeemed after 3 months from the date of allotment of units CENTRAL GOVERNMENT SECURITIES 9.41% SDL 2024 SOV 25.56% 8.28% CGL 2027 SOV 17.91% 8.83% CGL 2023 SOV 15.03% 9.72% SDL 2023 SOV 13.00% 9.47% SDL 2024 SOV 12.82% Total 84.31% CBLO / Reverse Repo Investments 33.44% Total 33.44% Net Receivable/Payable -17.75% Total -17.75% **Thinly traded/non traded securities and illiquid securities as defined in SEBI Regulations and Guidelines. rating profile instruments Options Growth Dividend 1. Payout 2. Reinvestment Bonus Option 1000/month - 6 Installments, 1500/quarter - 4 Installments, maturity profile 30 JUNE 2014 Above 5 years 84.31% 2 to 5 years 0.00% Below 2 Years 15.69% AS ON 30 JUNE 2014 Growth 11.6326 Dividend 10.4999 Growth 11.8457 Dividend 10.7014 Portfolio characteristic Average Maturity (Days) 2600.52 Modified Duration (Years) 4.39 YTM (%) 8.82 # For performance of the Schemes managed by the said Fund manager, either individually or jointly, please refer page no 18-21 17
Investment Performance Funds Managed by Mr. Dipak Acharya Date Of Inception: 12/09/2003 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 47.68 45.07 51.11 10.00 Baroda Pioneer Growth Fund (in %)^ 39.60 5.79-11.82 19.17 CNX 100 (Scheme Benchmark) (in %) 31.98 11.19-7.10 17.63 CNX Nifty (Standard Benchmark) (in %) $ 30.28 10.67-6.53 17.18 10,000, if invested in BPGF, would have become NA NA NA 66560 10,000, if invested in CNX 100, would have become NA NA NA 57808 10,000, if invested in CNX Nifty, would have become NA NA NA 55472 Data is for Growth Option and the last working day of June has been considered in all cases. Since Inception returns are @Compounded Annualised and are calculated on the basis of 10 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. Date Of Inception: 31/03/1996 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 21.82 21.57 23.92 10.00 Baroda Pioneer ELSS 96 Fund (in %)^ 40.93 7.41-9.82 13.61 S&P BSE Sensex (Scheme Benchmark) (in %) 31.03 11.28-7.51 11.07 CNX Nifty (Standard Benchmark) (in %) $ 30.28 10.67-6.53 11.09 10,000, if invested in BPELSS 96F, would have become NA NA NA 102738 10,000, if invested in S&P BSE Sensex, would have become NA NA NA 68005 10,000, if invested in CNX Nifty, would have become NA NA NA 68248 Data is for Dividend Option and the last working day of June has been considered in all cases. Returns have been computed assuming that all payouts during the period have been reinvested in the units of the Scheme at the respective prevailing s. Since Inception returns are @ Compounded Annualised are calculated on the basis of 10 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. Date Of Inception: 12/09/2003 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 29.76 27.31 28.76 10.00 Baroda Pioneer Balance Fund (in %)^ 30.58 8.97-5.04 13.39 CRISIL Balanced Fund Index (Scheme Benchmark) (in %) 21.01 10.90-0.99 13.50 CNX Nifty (Standard Benchmark) (in %) $ 30.28 10.67-6.53 17.18 10,000, if invested in BPBF, would have become NA NA NA 38860 10,000, if invested in CRISIL Balanced Fund Index, would have become NA NA NA 39299 10,000, if invested in CNX Nifty, would have become NA NA NA 55472 Data is for Growth Option and the last working day of June has been considered in all cases. Since Inception returns are @ Compounded Annualised and are calculated on the basis of 10 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. Date Of Inception: 22/06/2012 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 10.83 10.04 NA 10.00 Baroda Pioneer Banking and Financial Services Fund - - Growth (in %)^ 25.76 7.87 NA 16.51 CNX BANK INDEX (Scheme Benchmark) (in %) 31.20 12.35-8.04 22.94 CNX Nifty (Standard Benchmark) (in %) $ 30.28 10.67-6.53 21.36 10,000, if invested in BPLF, would have become NA NA NA 13620 10,000, if invested in CNX BANK INDEX, would have become NA NA NA 15184 10,000, if invested in CNX Nifty, would have become NA NA NA 14791 Data is for Growth Option and the last working day of June has been considered in all cases. Since Inception returns are @ Compounded Annualised and are calculated on the basis of 10 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. 18
Investment Performance Funds Managed by Mr. Dipak Acharya Date Of Inception: 22/06/2010 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 6.93 7.46 9.05 10.00 Baroda Pioneer Infrastructure Fund (in %)^ 62.63-7.10-17.57 3.02 CNX Infra (Scheme Benchmark) (in %) 49.55-6.65-22.50 0.01 CNX Nifty (Standard Benchmark) (in %) $ 30.28 10.67-6.53 9.32 10,000, if invested in BPIF, would have become NA NA NA 11270 10,000, if invested in CNX Infra, would have become NA NA NA 10002 10,000, if invested in CNX Nifty, would have become NA NA NA 14316 Data is for Growth Option and the last working day of June has been considered in all cases. Since Inception returns are @ Compounded Annualised and are calculated on the basis of 10 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. Date Of Inception: 04-10-2010 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 6.28 7.21 8.51 10.00 Baroda Pioneer PSU Equity Fund (in %)^ 46.50-12.90-15.28-2.20 S&P BSE PSU (Scheme Benchmark) (in %) 40.09-15.09-15.04-5.16 CNX Nifty (Standard Benchmark) (in %) $ 30.28 10.67-6.53 5.82 10,000, if invested in BPPSUEF, would have become NA NA NA 9200 10,000, if invested in S&P BSE PSU, would have become NA NA NA 8203 10,000, if invested in CNX Nifty, would have become NA NA NA 12357 Data is for Growth Option and the last working day of June has been considered in all cases. Since Inception returns are @ Compounded Annualised and are calculated on the basis of 10 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. Funds Managed by Mr. Alok Sahoo, Ms Hetal Shah Date Of Inception: 24/12/2009 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 13.05 11.80 10.84 10.00 Baroda Pioneer PSU Bond Fund (in %)^ 6.41 10.59 8.89 7.54 CRISIL Composite Bond Fund Index (Scheme Benchmark) (in %) 4.60 10.72 8.69 6.99 CRISIL 10 Year Gilt Index (Standard Benchmark) (in %) $ -2.47 12.10 7.10 4.31 10,000, if invested in BPPSUBF, would have become NA NA NA 13888 10,000, if invested in CRISIL Composite Bond Fund Index, would have become NA NA NA 13572 10,000, if invested in CRISIL 10 Year Gilt Index, would have become NA NA NA 12099 Data is for Growth Option and the last working day of June has been considered in all cases. Since Inception returns are @ Compounded Annualised and are calculated on the basis of 10 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. Date Of Inception: 30/06/2010 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 12.55 11.45 10.54 10.00 Baroda Pioneer Short Term Bond Fund (in %)^ 7.83 9.59 8.67 7.84 CRISIL Short Term Bond Fund Index (Scheme Benchmark) (in %) 8.81 9.30 8.81 8.11 CRISIL 10 Year Gilt Index (Standard Benchmark) (in %) $ -2.47 12.10 7.10 4.48 10,000, if invested in BPSTBF, would have become NA NA NA 13529 10,000, if invested in CRISIL Short Term Bond Fund Index, would have become NA NA NA 13664 10,000, if invested in CRISIL 10 Year Gilt Index, would have become NA NA NA 11918 Data is for Growth Option and the last working day of June has been considered in all cases. Since Inception returns are @ Compounded Annualised and are calculated on the basis of 10 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. 19
Investment Performance Funds Managed by Mr. Alok Sahoo, Ms. Hetal Shah Date Of Inception: 05/02/2009 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 1372.34 1259.52 1147.06 1000.00 Baroda Pioneer Liquid Fund (in %)^ 9.54 8.96 9.80 7.84 CRISIL Liquid Fund Index (Scheme Benchmark) (in %) 9.68 8.12 8.68 7.30 CRISIL 1 year T-Bill (Standard Benchmark) (in%) $ 5.93 8.17 7.73 5.47 10,000, if invested in BPLF, would have become NA NA NA 15033 10,000, if invested in CRISIL Liquid Fund Index, would have become NA NA NA 14628 10,000, if invested in CRISIL 1 year T-Bill, would have become NA NA NA 13333 Data is for Growth Option and the last working day of June has been considered in all cases. Since Inception returns are @ Compounded Annualised and are calculated on the basis of 1000 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. Date Of Inception: 24/06/2009 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 1362.95 1245.91 1131.66 1000.00 Baroda Pioneer Treasury Advantage Fund (in %)^ 9.40 9.39 10.10 8.28 CRISIL Liquid Fund Index (Scheme Benchmark) (in %) 9.68 8.12 8.68 7.35 CRISIL 1 year T-Bill (Standard Benchmark) (in %) $ 5.93 8.17 7.73 5.62 10,000, if invested in BPTAF, would have become NA NA NA 14910 10,000, if invested in CRISIL Liquid Fund Index, would have become NA NA NA 14275 10,000, if invested CRISIL 1 year T-Bill, would have become NA NA NA 13155 Data is for Growth Option and the last working day of June has been considered in all cases. Returns have been computed assuming that all payouts during the period have been reinvested in the units of the Scheme at the respective prevailing s. Since Inception returns are @ Compounded Annualised and are calculated on the basis of 1000 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. Date of Inception: 22/06/2012 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 10.74 NA NA 10.00 Baroda Pioneer Dynamic Bond Fund (in %)^ 4.53 NA NA 6.85 CRISIL Composite Bond Fund Index (Scheme Benchmark) (in %) 4.34 NA NA 6.45 CRISIL 1 year T-Bill (Standard Benchmark) (in %) $ -1.00 NA NA 5.82 10,000, if invested in BPDBF, would have become NA NA NA 11230 10,000, if invested in CRISIL Composite Bond Fund Index, would have become NA NA NA 11153 10,000, if invested CRISIL 1 year T-Bill, would have become NA NA NA 12894 Data is for Growth Option and the last working day of June has been considered in all cases. Returns have been computed assuming that all payouts during the period have been reinvested in the units of the Scheme at the respective prevailing s. Since Inception returns are @ Compounded Annualised and are calculated on the basis of 10 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. Funds Managed by Ms. Hetal Shah Date Of Inception: 08/09/2004 Jun 2013 - Jun 2012 - Jun 2011 - Since Nav Per Unit () 15.02 13.88 13.47 10.00 Baroda Pioneer Monthly Income Plan (MIP) Fund (in %)^* 12.44 8.23 3.07 5.49 CRISIL MIP Blended Index (Scheme Benchmark) (in %) 8.28 10.83 6.54 8.07 CRISIL 10 Year Gilt Index (Standard Benchmark) (in %) $ -2.47 12.10 7.10 4.81 10,000, if invested in BPMIPF, would have become NA NA NA 16889 10,000, if invested in CRISIL MIP Blended Index, would have become NA NA NA 21423 10,000, if invested in CRISIL 10 Year Gilt Index, would have become NA NA NA 15863 Data is for Growth Option and the last working day of June has been considered in all cases. Since Inception returns are @ Compounded Annualised and are calculated on the basis of 10 invested at inception. & Absolute Returns, $ Standard benchmark as prescribed by SEBI for comparison purposes. Returns on 10,000 are point-to-point returns for the specific time period, invested at the start of the period. *Monthly income is not assured and is subject to the availability of distributable surplus. 20