.. AO JO Rev. 112008 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008 Report Required by the Ethics in Government Act of 1978 (5 use app. 101-lllJ 1. Person Reporting (last name, first, middle initial) Court or Organization US COURT OF APPEALS SIXTH CIRCUIT?} (,/II/'2O'f oj1s12009 Title (Article 111 judges indicate active or senior starus; Sa. Report Type (check appropriate type) magistrate judges indicate full- or part-time) D Nomination, Date U.S. CIRC UIT JUDGE (ACTIVE) Initial D Sb. D Amended Report 0 Annual D Final 6. Reporting Period 01/01/2008 to 12/31/2008 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance 970 FEDERAL LBUILDING with applicable laws and regulations. 167 N MAIN STREET MEMPHIS, TN 38103 Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form mllst be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSJTJ ONS. (Reporting individual only; see pp. 9-13 offtling instructions.) [Z NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY!. 5. II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.) [Z NONE (No reportable agreements.) PAR TIES AND TERMS (_ CJ -. ' ' o:::: LJ):- c - > :::0 :;;: ft C:) o)>..,, -. CJ ft = = c_ c:: :z N )? C) w ;o rn 0 rn - < m 0 I. Gibbons, Julia S
Page 2 of 8 IP/II/z.r# III. NON-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.) A. Filer's Non-Investment Income [Z NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount no/ required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE I. 2008 STATE OF TN - SALARY AS DISTRICT ATTORNEY GENERAL 2008 SHELBY COUNTY - COUNTY SUPPLEMENT AS DISTRICT ATTORNEY GENERAL IV. REIMBURSEMENTS D -- transportation, lodging,jood, entertainment (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. FIRST AMENDMENT CE NTER (FREEDOM FORUM) 2/22/08-2/23/08 NASHVILLE, TN MOOT COURT TRANSPORTATION, LODGING, ME ALS NEW YORK UNIVERSITY S CHOOL OF LAW 4/6/08-4/8/08 NEW YORK, NY MOOT COURT TRANSPORTATION, LODGING, ME ALS TAMPA BAY CHAPTER, FE DERAL BAR ASSOCIATION 5/21/08-5/23/08 ORLANDO, FL SENTENCING SEMINAR TRANSPORTATION, LODGING, ME ALS 5.
Page 3of8 GIBBONS, JULIAS. "/11/ o"'t,t V. GIFTS. {/nc/11des those to spouse and dependent children; see pp. 28-31 of filing instructions.) [2 NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I. 5. VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. SALLIE MAE SERVICING CORP. PLUS EDUCATIONAL LOANS J
VJ' FINANCIAL DISCLOSURE REPORT Page 4of8 J' (7 Vil. INVESTMENTS and TRUSTS -- income, vatue, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 offi/ing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code l (A-H) div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private (Q-W) ' transaction) 1. IRA-EQUITABLE LIFE ANNUITY-EQU A Interest K T!VEST GUARANTEED INT ACCOUNT IRA-EQUITABLE LIFE ANNUITY-EQU A Interest K T!VEST GUARANTEED INT ACCOUNT SUNTRUST-MEMPHIS, TN A Interest J T FEDERAL BLDG. FEDERAL CREDIT U A Interest K T NION ACCOUNT 5. ST A TE OF TN 401 (K) REGIONS BANK A Interest J T 6. SCHWAB MONEY MARKET FUND A Dividend Closed 12/30 J 7. IRA ROLLOVER RETIREMENT PLAN ( See items I through 25 below) 8. 1) AMERICAN FUNDS: INVESTMENT A Dividend J T Sold 8/18 J B FUND OF AMERICA 9. 2) JOHN HANCOCK FDS: GREATER C A Dividend J T HINA OPPORTUNITIES FUND 10. 3) IVY FDS: GLOBAL NATURAL RE A Dividend J T Sold 8/15 J c SOURCES FUND II. Sold 8/18 J B 1 4) VAN KAMPEN FDS: EQUITY & IN A Dividend J T Sold 3/4 J COME FUND -.. 1 5) EA TON VANCE FDS: DIVIDEND B A Dividend J T Sold UILDER FUND 3/4 J A 1 6) HARTFORD MUTUAL FDS: HARTFO A Dividend J T Sold 314 J RD CAPITAL APPRECIATION FUND 15. 7) FRANKLIN FDS: FRANKLIN TEMP A Dividend J T LETON MUTUAL DISCOVERY FUND 16. 8) DWS FDS: DREMAN HIGH RETURN A Dividend J T Sold 314 J EQUITY FUND 17. 9) HENDERSON INTERNATIONAL OPP A Dividend J T ORTUNITIES FUND J. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2,501 -$5,000 D=S5,00! -$!5,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$50,001 $100,000 G =$100,001 $1,000,000 HI=$1,000,001- $5,000,000 HZ =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,00 I -$!00,000 M =$!00,001 -$250,000 (See Columns Cl and 03) N =$250,00! -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,00 I -$25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U =Book Value V=Other W=Estimated
Page 5 of 8 'Jl;. I VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) A. income, value, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 of filing instructions.) B. C. D. Description of Assets Income during Gross value at end of Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (2) (!) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private -- (Q-W) transaction) 18. l 0) CLAYMORE BYN BRlC SER 2 (UIT) A Dividend Sold 419 J B SEE NOTE IN PART VIII 19. 11) VAN KAMPEN FDS: FAN KAMPEN A Dividend Sold 1/18 J FIN INST #34 CLASSIC (UIT) 20.!2) FIRST TRUST CANADIAN ENERGY A Dividend Sold 2/20 J A & INCOME (UIT) 21. 13) EATON VANCE FDS: GREATER I None J T NDIA FUND 2 14) AMERICAN FUND: CAPITAL WOR A Dividend J T LD GROWTH & INCOME FUND 2 15) IVY FDS: ASSET STRATEGY FUND A Dividend J T Buy 2/4 J 2 Buy 3/19 J (add'!) 25. 16) VIRTUS MUTUAL FDS: ALTERNA A Dividend J T Buy 2120 J TIVES DIVERSIFIER FUND 26. 17) JP MORGAN CHASE & CO- STOCK None Buy 3/17 J 27. Sold 3/25 J B 28. 18) ING FDS: FINANCIAL SERVICES F A Dividend J T Buy 3/19 J UND - 29. Buy 417 J 30. 19) PIONEER FUND: PIONEER FUND CL A Dividend J T Buy 3120 J ASS A M/F (add'!) 31. 20) FIRST HORIZON NA TL CORP - STO A Dividend Buy 4/11 J CK 3 Sold 6119 J 3 Sold 7/15 J 3 21) MARKET VECTORS ETF TRUST A None Buy 4/18 J GR!BUSINESS l. Income Gain Codes: A =$1,000 or less B=$1,001-$2,500 c=$2,501 - $5,000 D=$5,00 I - SI 5,000 E =$15,001 - $50,000 (See Columns B1 and D4) F =$50,001 - $100,000 G =$100,00I - $1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,00I - $50,000 L =$50,001 - $100,000 M =$ 100,00 I - $250,000 (See Colums Cl and DJ) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000 P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R=Cost (Real Estate Only) S =Assessment T=Cash Market (See Colum C2) U=Book Value V=Other W=Estimated
-- FINANCIAL DISCLOSURE REPORT Page 6of8 VII. INVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.) income, value, transactions r1nc1udes those of spouse and dependent children; see PP 34-60 of filing instructions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. Income during Gross value at end of Transactions during reporting period reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code 1 div. rent, Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller (A-H) or int) (1-P) Code 3 redemption) Day (J-P) (A-H) (if private D. I (Q-W) transaction) 35. Sold 6/!3 J 36. 22) MCDERMOTT INTL INC - STOCK None J T Buy 6/20 ] 37. 23) CONVERGYS CORP - STOCK None J T Buy 6/24 J 38. 24) SUNAMERICA 20!5 HIGH WATER A Dividend ] T Buy!0/23 ] MARKFUND 39. 25) RAYMOND JAMES BANK (X) A Interest ] T SEE NOTE IN PART VIII 40. AXA EQUITABLE LIFE INS CO A Interest ] T 41. AXA EQUITABLE LIFE INS CO A Interest _ K T 4 4 4 45. 46. 47. 48. I. Income Gain Codes: A=$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,00 I - $15,000 E =$15,001 -$50,000 (See Columns BI and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,00I - $50,000 L =$50,00I - $100,000 M =$100,001 -$250,000 (See Columns Cl and DJ) N =$250,001 - $500,000 0 =$500,001 -$1,000.000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,00 I -$50,000,000 P4 =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Colwnn C2) U =Book Value V =Other W=Estimated
Page 7 of 8 (#/;1/z.00'1 9 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.) VIL LINE I 8: WAS REPORTED ON 2007 AS "SOLD" WHEN IT SHOULD HA VE BEEN SHOWN AS "SOLD (PART)" VII. LINE 39: WAS NOT REPORTED ON 2007 REPORT BECAUSE IT DID NOT EXCEED MINIMUM REPORTABLE AMOUNT.
Page 8of8 <,/II /zt>o-j -015/ -p IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544