Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/06/2016 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 06/07/2016 CIFI Holdings (Group) Co. Ltd. I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 884 Description : No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding 10,000,000,000 HK$0.1 HK$1,000,000,000 Increase/(decrease) Nil Nil Balance at close of the 10,000,000,000 HK$0.1 HK$1,000,000,000 (2) Stock code : Description : No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at close of the
2. Preference Shares Stock code : Description : Balance at close of preceding No. of preference Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the Total authorised share capital at the end of the ( ) : HK$1,000,000,000 II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 6,706,960,498 Increase/ (decrease) 1,059,137 Balance at close of the 6,708,019,635
III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement and class of issuable Granted Exercised Cancelled Lapsed issuer during the issuer which may be as at close of the 1. Share Option Nil 387,137 Nil Nil 387,137 145,310,910 Scheme adopted on 09/10/2012 granted on 26/02/2013 Exercise price: HK$1.684 (09/10/2012) Ordinary (Note 1) 2. Share Option Nil 672,000 Nil Nil 672,000 140,416,780 Scheme adopted on 09/10/2012 granted on 29/10/2013 Exercise price: HK$1.55 (09/10/2012) Ordinary (Note 1)
Particulars of share option scheme including EGM approval date and class of issuable Movement issuer during the issuer which may be as at close of the Granted Exercised Cancelled Lapsed 3. Share Option Nil Nil Nil Nil Nil 98,800,000 Scheme adopted on 09/10/2012 granted on 13/07/2015 Exercise price: HK$1.77 (09/10/2012) Ordinary (Note 1) 4. Share Option Nil Nil Nil Nil Nil 100,000,000 Scheme adopted on 09/10/2012 granted on 20/01/2016 Exercise price: HK$1.478 (09/10/2012) Ordinary (Note 1) Total A. (Ordinary ) 1,059,137 (Preference ) (Other class) Total funds raised from exercise of options ( ) HK$1,693,538.71
Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at close of the issuer issuer which may be as at close of the 2. 3. 4. Total B. (Ordinary ) (Preference ) (Other class)
Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at close of the issuer issuer which may be as at close of the ) 2. 3. 4. Total C. (Ordinary ) (Preference ) (Other class)
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer Full particulars including, if applicable, and class of issuable: 1. issuer which may be as at close of the 2. (Note 1) 3. (Note 1) (Note 1) Total D. (Ordinary ) (Preference ) (Other class)
Other Movements in Issued Share Capital Type of Issue issuer No. of new issuer which may be as at close of the 1. Rights issue At date : : 2. Open offer At date : : 3. Placing At date : : 4. Bonus issue date : : 5. Scrip dividend At date : AGM approval date:
Type of Issue issuer No. of new issuer which may be as at close of the repurchased (Note 1) 6. Repurchase of Cancellation date : AGM approval date: redeemed (Note 1) 7. Redemption of Redemption date : : 8. Consideration issue At date : : 9. Capital reorganisation date : : 10. Other (Please specify) At date : : Total E. (Ordinary ) (Preference ) (Other class)
Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) 1,059,137 Total increase / (decrease) in preference (i.e. Total of A to E): Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).) (2)
Remarks (if any): Submitted by: LO Tai On Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.