VOLTAS 16th April, 218 BSE Limited Department of Corporate Services Phiroze Jeejeebhoy Towers Dalai Street Mumbai 4 1 National Stock Exchange of India Limited Listing Department Exchange Plaza Bandra-Kurla Complex Bandra (East), Mumbai 4 51 Dear Sir, Sub: Shareholding Pattern for the quarter ended 31st March, 218 Pursuant to Regulation 31(1)(b) of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 215, we enclose herewith a statement showing holding of and shareholding pattern of the Company in the prescribed format for the quarter ended 31St March, 218. Thanking You, Yours faithfully, Vice President - Taxation, Enc. Corporate Management Office Registered Office Voltas House 'N Dr Babasaheb Ambedkar Road Chinchpokli Mumbai 4 33 India Tel 91 22 66656251 66656258 Fax 91 22 66656311 e-mail vpmalhotra@voltas.com website www.voltas.com Corporate Identity Number L2938M1-11954PLC9371 A TATA Enterprise
Annexure - I Statement of holding of specified 1 Name of Listed Entity : 2 Scrip Code/Name of Scrip/Class of Security : 3 Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter ending : b. If under 31(1)(c) then indicate date of allotment/extinguishment Voltas Limited 5575 31(1)(b) 31st March, 218 N.A. 4 Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes No 1 Whether the Listed Entity has issued any partly paid up? Yes -- 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? -- No 3 Whether the Listed Entity has any against which depository receipts are issued? -- No 4 Whether the Listed Entity has any in locked-in? -- 5 Whether any by promoters are pledge or otherwise encumbered? -- No No 1
Table I - Summary Statement holding cf specified Cate- gory Category of shareholder share- holders of fully paid up equity of Partly p aid-up equity of underlying Depository Total nos. Shareholding as a % of no. of (calculated as per SCRR, 1957) Voting Rights in each class of (including Warrants) Shareholding, as a % assuming full conversion of ( as a percentage of Locked in Shares pledged or otherwise encumbered equity in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) Asa%of (A+B+C2) (IX) (X) (XI)= (VII)+(X) Asa % of (A+B+C2) of Voting Rights Total as a % of Class X Class Equity y (A+B+C) (XII) (XIII) (XIV) Asa%of Asa % of No Shares Shares Total (a) (b) (a) (b) (A) Promoter & Promoter Group 4 125348 125348 3.3 125348 125348 3.31 3.3.. 125348 (B) Public 17453 235296 1283 2363126 69.7 235296 235296 69.69 69.7. NA 22251667 (C) Non Promoter- Non Public.... NA _ (Cl) Shares underlying DRS.... NA Shares by Employee (C2) Trusts.... NA Total 17457 3375644 1283 3388474 1. 3375644. 3375644 1. 1... 32235147 Vice President Taxation, - 2_
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group ry & Name of the Category Shareholders of sharehol der (Folios) of fully paid up equity Partly paid-up equity underlying Depository Total nos. Shareholding % calculated as per SCRR, 1957 Voting Rights in each class of (including Warrants) Shareholding, as a % assuming full conversion of (as a percentage of Locked in Shares pledged or otherwise encumbered equity in dematerializ ed form O (I) (II) (III) (IV) (V) (VI) (VII =1V+V+VI) As a % of O (A+B+C2) Class X Equity (IX) (X) (XI) = (V11)-1-(X) as a % of A+B+C2 No of Voting Rights Total as a % of Total Voting rights (XII) (XIII) (XIV) Asa %of As a % of Shares Class Y Total (a) (b) (a) (b) (1) Indian (a) (b) Individuals/Hindu undivided Family... Central Government/ State Government(s)... (c) Financial Institutions/ Banks... (d) Any Other (specify)... (i) Bodies Corporate 4 125348 125348 3.3 125348 125348 3.31 3.3.. 125348 i ii iii iv Tata Sons Ltd Ewart Investments Ltd Tata Investment Corporation Ltd The Tata Power Company Ltd AAACT46A AAACE2546C AAACT412F AAACT54A 8813178 192595 996233 23342 8813178 192595 996233 23342 26.64.58 3.1.7 8813178 192595 996233 23342 8813178 192595 996233 23342 26.65.58 3.1.7 26.64.58 3.1.7........ 8813178 192595 996233 23342 Sub-Total (A)(1) 4 125348 125348 3.3 125348 125348 3.31 3.3 125348 (2) Foreign Individuals (Non-Resident Individuals/ (a) "I v-1 Foreign Individuals)... (b) Government... (c) Institutions... (d) Foreign Portfolio Investor... (e) Any Other (specify)... (i) Bodies Corporate... Sub-Total (A)(2)... Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 4 125348 125348 3.3 125348 125348 3.31 3.3.. 125348 Ca Ca CD CD Ca Ca Ca Vice President - Taxation,
Table III - Statement showing shareholding pattern of the Public shareholder (1) Institutions Category & Name of the Shareholders PAN Total Shareholding, as a Shareholding % assuming full Shares of fully paid Partly paid- shareho Total nos. % calculated Voting Rights in each class of conversion of pledged or up equity up equity underlying Locked in!der as per SCRR, otherwise Depository (Folios) 1957 (as a percentage of encumbered (including Warrants) (I) (II) (III) (IV) (V) (VI) (VII =1V+V+VI) As a % of (IX) (X) (XI) = (VII)+(X) as a % of (XII) (XIII) (XIV) (A+B+C2) A+B+C2 Asa % of No of Voting Rights Asa % of (not Total as a applicab % of Total Shares (Not le) Voting applicabl Class X Equity rights e) Class Y Total (a) (b) (a) (b) (a) Mutual Funds/UTI 31 634551 634551 19.16 634551 634551 19.17 19.16. NA 6336491 HDFC Mutual Fund AAATH189A 17824 17824 5.39 17824 17824 5.39 5.39. NA 17824 Franklin Templeton Mutual Fund AAATT4931H 1129633 1129633 3.41 1129633 1129633 3.42 3.42. NA 1129633 Aditya Birla Sun Life Trustee Company Private Limited AAATB12C 6745735 6745735 2.4 6745735 6745735 2.4 2.4. NA 6745735 5131 Mutual Fund AABTS647Q 64964 64964 1.96 64964 64964 1.96 1.96. NA 64964 IDFC Mutual Fund AAETS9556K 4987959 4987959 1.51 4987959 4987959 1.51 1.51. NA 4987959 Mirae Asset Emerging Bluechip Fund AACTMO23B 3333951 3333951 1.1 3333951 3333951 1.1 1.1. NA 3333951 vi (b) Venture Capital Funds.. NA (c) Alternate Investment Funds 5 1921939 1921939.58 1921939 1921939.58.58. NA 1921939 Foreign Venture Capital Investors.. NA (d) (e) Foreign Portfolio Investors 192 64794259 64794259 19.58 64794259 64794259 19.59 19.58. NA 6479759 Franklin Templeton Investment Funds AABCT531.1 1179332 1179332 3.56 1179332 1179332 3.57 3.57. NA 1179332 i ii Standard Life Pacific Basin Trust AAMTS6723N 4141992 4141992 1.25 4141992 4141992 1.25 1.25. NA 4141992 (f) Financial Institutions/ Banks 31 658741 1536 67411.2 658741 658741.2.2. NA 571931 (g) Insurance Companies 14 3143476 3143476 9.38 3143476 3143476 9.39 9.39. NA 3143476 i Life Insurance Corporation of India AAACL582H 22716849 22716849 6.87 22716849 22716849 6.87 6.87. NA 22716849 ii HDFC Standard Life Insurance Company Limited AAACH8755L 442334 442334 1.33 442334 442334 1.33 1.33. NA 442334 (h) Provident Funds/ Pension Funds.. NA Any Other (specify).. NA (i) Sub-Total (B)(1) 273 161823916 1536 161839276 48.91 161823916 161823916 48.92 48.91. NA 1616936 Central Government/ State Government(s)/ (2) President of India 2 1122652 1122652.34 1122652 1122652.34.34. NA 1122652 Sub-Total (B)(2) 2 1122652 1122652.34 1122652 1122652.34.34. NA 1122652 (3) Non-institutions NA (a) Individuals - 1329 54954 11294 5153894 15.16 54954 54954 15.13 15.16. NA 4223421 i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 1329 54954 11294 5153894 15.16 54954 54954 15.13 15.16. NA 4223421 equity in dematerialized ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs... NA (b) NBFCs registered with RBI 8 8885 8885. 8885 8885.1. NA 8885 (c) Employee Trusts.. NA Overseas Depositories (holding DRs) (balancing (d) figure).. NA form
Category & Name of the Shareholders _ PAN Shareholding of fully paid Partly paid- shareho Total nos. % calculated up equity up equity underlying Icier as per SCRR, Depository (Folios) 1957 (I) (II) (III) (IV) (V) (VI) (VII = 1V+V+VI) As a % of (A+B+C2) Voting Rights in each class of No of Voting Rights (including Warrants) Total Shareholding, as a % assuming full conversion of (as a percentage of (IX) (X) (XI) = (VII)+(X) as a % of A+B+C2 Total as a % of Total Voting rights Locked in Shares pledged or otherwise encumbered equity in dematerialized form (XII) (XIII) (xlv) As a % of Asa % of (not applicab Shares (Not le) applicab) e) (e) i Class X Equity Class Y Total (a) (b) (a) (b) Any Other (specify) 388 1756553 1756553 5.29 1756553 1756553 5.29 5.29. NA 172373 Trusts 18 4767829 4767829 1.44 4767829 4767829 1.44 1.44. NA 476769 ii Bodies Corporate 861 7393968 7393968 2.23 7393968 7393968 2.24 2.24. NA 7274668 iii Limited Liability Partnership 37 32369 32369.9 32369 32369.9.9. NA 32369 iv Foreign Nationals 2 1823 1823. 1823 1823... NA 1823 v Clearing Member 288 948862 948862.29 948862 948862.29.29. NA 948862 vi NRI with Repatriation 1726 1251386 1251386.38 1251386 1251386.38.38. NA 1198686 vii NRI without Repatriation 946 1175837 1175837.36 1175837 1175837.36.36. NA 1134157 viii Foreign Bodies-OCB 1 8895 8895.3 8895 8895.3.3. NA ix IEPF Authority MCA 1 1575529 1575529.48 1575529 1575529.48.48. NA 1575529 Sub-Total (B)(3) 17178 67556392 11294 67669332 2.45 67556392 67556392 2.43 2.45. NA 592369 Total Public Shareholding (13)= (13)(1)+(3)(2)+(3)(3) 17453 235296 1283 2363126 69.7 235296 235296 69.69 69.7. NA 22251667 VO TAS LIMITED Vice President - Taxation,
Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder Category & Name of the Shareholders PAN of sharehol der (Folios) of fully paid up equity Partly paid-up equity underlying Depository Total nos. Shareholding % calculated as per SCRR, 1957 Voting Rights in each class of (including Warrants) Total Shareholding, as a % assuming full conversion of (as a percentage of Locked in Shares pledged or otherwise encumbered equity in dematerialized form (1) (a) Custodian/DR Holder Name of DR Holder (if available) 1' (II) (Ill) (IV) (V) (VI) (VII = IV+V+VI) As a % of (A+B+C2) No of Voting Rights (IX) (X) (XI) = (VII)+(X) as a % of Total as a % of Total Voting rights A+B+C2 (XII) (XIII) As a % of (XIV) (Not Applicable) Asa % of (not Shares appli-cable) Class X Class Y Total (a) (b) (a).... (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 214).... Total Non-Promoter- Non Public Shareholding (C). (C)(1)+(C)(2).... NA NA (Not applicable) (b) Vice President Taxation, -
Note: The Company's Issued, Subscribed and Paid up capital is 33,8,84,74 Equity Shares of Re. 1/-. Out of these, call money on 1283 Equity Shares of Re. 1/- is unpaid as on 31st March, 218. Hence, they are classified as partly-paid up. Vice President - Taxation, 7