VILLAGE OF BUFFALO GROVE Part 2 Tree Growing Contract With Eugene A. de St. Aubin & Bro. Inc. CONTRACT DOCUMENTS

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VILLAGE OF BUFFALO GROVE 2012 Part 2 Tree Growing Contract With Eugene A. de St. Aubin & Bro. Inc. CONTRACT DOCUMENTS September 10, 2012

VILLAGE OF BUFFALO GROVE 2012 PART 2 TREE GROWING CONTRACT WITH EUGENE A. de ST AUBIN & BRO. INC. CONTRACT DOCUMENT TABLE OF CONTENTS SECTION AND PAGES I. COVER SHEET 1 SHEET II. TABLE OF CONTENTS A-1 III. AGREEMENT B-1 to B-4 IV. GENERAL CONDITIONS OF THE CONTRACT C-1 to C-6 V. INTENTIONALLY BLANK VI. PUBLIC CONTRACT CERTIFICATIONS E-1 VII. TREE GROWING AND HARVESTING SPECIFICATIONS F-1 to F-3 A-1

VILLAGE OF BUFFALO GROVE 2012 TREE GROWING CONTRACT WITH EUGENE A. de ST AUBIN & BRO. INC. This agreement, made this day of, 2012, by and between the VILLAGE OF BUFFALO GROVE (hereinafter called the "Owner" or Village ) a Municipal Corporation acting through its President, and Board of Trustees, and Eugene A. de St. Aubin & Bro. Inc., (hereinafter called the "Contractor"). This agreement is sometimes referred to as Contract. W I T N E S S E T H WHEREAS, the Village of Buffalo Grove is a home rule unit of government pursuant to the Illinois Constitution of 1970; and WHEREAS, the Village, pursuant to home rule powers is authorized to enter into long term contracts with a vendor of trees for the purchase and delivery of such trees as may be necessary and appropriate; and WHEREAS, Illinois State Law allows municipalities to enter into long term contractual relationships for the purpose of procuring parkway trees for up to ten (10) years; and WHEREAS, the goal of the Village is to enter into a contractual growing arrangement whereby a contractor will grow trees according to predetermined qualifications and make trees available for fall and/or spring plantings for up to a ten (10) year period; and WHEREAS, the Contractor represents that it has the necessary experience and qualifications to furnish the services to the Village in accordance with the terms of this Agreement; and WHEREAS, the Contractor warrants that it is in good standing under the laws of the State of Illinois, is qualified to do business in the State of Illinois, is authorized to conduct its business as it is presently being conducted and is not in violation of any provision of its organizational or operating agreements; and WHEREAS, the Contractor shall plant in the Spring of 2013 the specified type and amount of tree liners in an area on the Contractor s property to be exclusively dedicated for planting for the Village; and WHEREAS, the Contractor shall harvest the specified type and amount of 2 diameter trees for fall planting in 2015 and spring planting in 2016. NOW THEREFORE, for and in consideration of their mutual promises, covenant undertaking and agreements, the parties hereto do hereby agree as follows: B-1

The foregoing whereas clauses are hereby made a part of this Contract. ARTICLE I - WORK TO BE DONE BY THE CONTRACTOR Contractor agrees, at its own cost and expense, to do all work and to furnish all the labor, materials, equipment, land and other property to do, construct, install, and complete all the works and improvements included, all in full accordance with and in compliance with and as required by the hereinafter specified Tree Growing and Harvesting Specifications and Contract Documents for said works and improvements, and to do, at its own cost and expense, all other things required of the Contractor by said Contract Documents. ARTICLE II - CONTRACT DOCUMENTS The Contract Documents herein mentioned include all of the Contract Documents, including but not limited to the following: 1. The General Conditions of the Contract 2. This Contract 3. Public Contract Statements 4. Tree Growing and Harvesting Specifications 5. All Bonds, Insurance Certificates and Insurance Policies mentioned or referred to in the foregoing documents 6. Any and all other documents or papers included or referred to in the foregoing documents all of which documents are on file in the OFFICE OF THE VILLAGE CLERK, 50 Raupp Boulevard, Buffalo Grove, Illinois, all said documents being hereby incorporated herein and made a part herein by reference the same as if set forth herein. ARTICLE III - CONTRACT AMOUNT The Contractor agrees to receive and accept the unit price as set forth in the Tree Growing and Harvesting Specifications as full compensation for furnishing all materials and equipment and for doing all the work contemplated and embraced in this Agreement; also for all loss or damage arising out of the nature of the work aforesaid, or from the action of the elements, or from any unforeseen difficulties or obstructions which may arise or be encountered in the execution of the work until its acceptance by the Village, and for all risks of every description connected with the work; also for well and faithfully completing the work, and the whole thereof, in the manner and according to and in compliance with the Plans and Contract Documents and the requirements of the Village Public Works Director (Public Works Director). ARTICLE IV CONFLICT BETWEEN COMPONENT PARTS OF CONTRACT In the event that any provision in any of the following component parts of this Contract conflicts with any provision in any other of the following component parts, the B-2

provision in the component part which follows it numerically except as may be otherwise specifically stated applies. Said component parts are the following: 1. General Conditions of Contract 2. Tree Growing and Harvesting Specifications 3. Contractor's Proposal 4. This Contract This Contract is intended to conform in all respects to applicable statutes of the State in which the work is to be constructed, and if any part or provision of this Contract conflicts therewith, the said statute shall govern. ARTICLE V CONTRACT TIME This Contract shall commence on the 1 st day of October, 2012, and continue until the 31 st day of December, 2016, unless earlier terminated as provided in this Contract. The Contractor shall fully complete all work to the point of final acceptance by the Village, and to complete doing all other things required of them by the Contract Documents on or before and no later than December 31, 2016. Contractor shall and agrees to furnish and deliver to the Village fifteen (15) calendar days after date of award of this contract the Faithful Performance and Payment Bond and the Insurance Certificates and Policies of Insurance required of him by the provisions of Paragraph 1 and 2 of the General Conditions of the Contract, and to do, prior to starting work, all other things which are required of them by the Contract Documents as a prerequisite of starting work. ARTICLE VI - ASSIGNMENT The Village does hereby award this contract to the Contractor to provide the materials and do all the work, and do all other things hereinabove mentioned, according to the terms and conditions hereinabove contained or referred to, for the prices aforementioned, and hereby contracts to pay the same at the time, in the manner and upon the conditions set forth or referred to in the Plans and Specifications and Contract Documents; and the said parties for themselves, their heirs, executors, administrators, successors and assigns, do hereby agree to the full performance of the covenants herein contained. This Contract is personal in character and the Contractor shall not assign, transfer, convey, or otherwise dispose of its interest in this Agreement without the prior written consent of the Village. No assignment, even if consented to, shall in any way reduce or eliminate the liability of the assignee for obligations accrued prior to such assignment. B-3

VILLAGE OF BUFFALO GROVE 2012 PART 2 TREE GROWING CONTRACT WITH EUGENE A. de ST AUBIN & BRO. INC. CONTRACTOR BY ATTEST: TITLE BY TITLE THE VILLAGE OF BUFFALO GROVE VILLAGE MANAGER B-4

1. Contract Security GENERAL CONDITIONS OF THE CONTRACT The Village will provide their own contract security. 2. Contractor s Insurance Contractor shall procure and maintain for the duration of the Contract insurance against claims for injuries to persons or damages to property which may arise from or in connection with the performance of the work hereunder by the Contractor, his agents, representatives, employees or subcontractors. A. Minimum Scope of Insurance: Coverage shall be at least as broad as: 1. Insurance Services Office Commercial General Liability occurrence form CG 0001 (Ed. 11/85) with the Village named as additional insured; and 2. Insurance Service Office Business Auto Liability coverage form number CA 0001 (Ed. 10/90 or newer), Symbol 01 "Any Auto." 3. Workers' Compensation as required by the Labor Code of the State of Illinois and Employers' Liability insurance. B. Minimum Limits of Insurance: Contractor shall maintain limits no less than: 1. Commercial General Liability: $1,000,000 combined single limit per occurrence for bodily injury, personal injury and property damage. The general aggregate shall be twice the required occurrence limit. Minimum General Aggregate shall be no less than $2,000,000 or a project/contract specific aggregate of $1,000,000. 2. Business Automobile Liability: $1,000,000 combined single limit per accident for bodily injury and property damage. 3. Workers' Compensation and Employers' Liability: Workers' Compensation coverage with statutory limits and Employers' Liability limits of $1,000,000 per accident. C. Deductibles and Self-Insured Retentions Any deductibles or self-insured retentions must be declared to and approved by the Village. At the option of the Village, either: the insurer shall reduce or eliminate such deductibles or self-insured retentions as respects the Village, its officials, agents, employees and volunteers; or the C-1

Contractor shall procure a bond guaranteeing payment of losses and related investigation, claim administration and defense expenses. D. Other Insurance Provisions The policies are to contain, or be endorsed to contain, the following provisions: 1. General Liability and Automobile Liability Coverages: The Village, its officials, agents, employees and volunteers are to be covered as insureds as respects: liability arising out of activities performed by or on behalf of the Contractor; products and completed operations of the Contractor; premises owned, leased or used by the Contractor; or automobiles owned, leased, hired or borrowed by the Contractor. The coverage shall contain no special limitations on the scope of protection afforded to the Village, its officials, agents, employees and volunteers. 2. The Contractor's insurance coverage shall be primary as respects the Village, its officials, agents, employees and volunteers. Any insurance or self-insurance maintained by the Village, its officials, agents, employees and volunteers shall be excess of Contractor's insurance and shall not contribute with it. 3. Any failure to comply with reporting provisions of the policies shall not affect coverage provided to the Village, its officials, agents, employees and volunteers. 4. The Contractor's insurance shall contain a Severability of Interests/Cross Liability clause or language stating that Contractor's insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer's liability. E. All Coverages: Each insurance policy required by this paragraph shall be endorsed to state that coverage shall not be suspended, voided, cancelled, reduced in coverage or in limits except after thirty (30) days prior written notice by certified mail, return receipt requested, has been given to the Village. F. Acceptability of Insurers Insurance is to be placed with insurers with a Best's rating of no less than A-, VII and licensed to do business in the State of Illinois. C-2

G. Verification of Coverage Contractor shall furnish the Village with certificates of insurance naming the Village, its officials, agents, employees, and volunteers as additional insured's and with original endorsements, affecting coverage required herein. The certificates and endorsements for each insurance policy are to be signed by a person authorized by that insurer to bind coverage on its behalf. The certificates and endorsements are to be received and approved by the Village before any work commences. The Village reserves the right to request full certified copies of the insurance policies and endorsements. H. Subcontractors Contractor shall include all subcontractors as insured's under its policies or shall furnish separate certificates and endorsements for each subcontractor. All coverage's for subcontractors shall be subject to all of the requirements stated herein. I. Assumption of Liability The contractor assumes liability for all injury to or death of any person or persons including employees of the contractor, any subcontractor, any supplier or any other person and assumes liability for all damage to property sustained by any person or persons occasioned by or in any way arising out of any work performed pursuant to this agreement. J. Indemnity/Hold Harmless Provision To the fullest extent permitted by law, the Contractor hereby agrees to defend, indemnify and hold harmless the Village, its officials, agents and employees against all injuries, deaths, loss, damages, claims, patent claims, suits, liabilities, judgments, cost and expenses, which may in anywise accrue against the Village, its officials, agents and employees arising in whole or in part or in consequence of the performance of this work by the Contractor, its employees, or subcontractors, or which may in anywise result therefore, except that arising out of the sole legal cause of the Village, its agents or employees, the Contractor shall, at its own expense, appear, defend and pay all charges of attorneys and all costs and other expenses arising therefore or incurred in connections therewith, and, if any judgment shall be rendered against the Village, its officials, agents and employees in any such action, the Contractor shall, at its own expense, satisfy and discharge the same. Contractor expressly understands and agrees that any performance bond or insurance policies required by this contract, or otherwise provided by the Contractor, shall in no way limit the C-3

responsibility to indemnify, keep and save harmless and defend the Village, its officials, agents and employees as herein provided. K. Retention of Payments: The Contractor further agrees that to the extent that money is due the Contractor by virtue of this contract as shall be considered necessary in the judgment of the Village, may be retained by the Village to protect itself against said loss until such claims, suits, or judgments shall have been settled or discharged and/or evidence to that effect shall have been furnished to the satisfaction of the Village. L. Patent Fees and Royalties: Contractor shall indemnify and hold harmless the Village and anyone directly or indirectly employed by either of them from and against all claims, damages, losses, and expenses (including attorneys fees and court and arbitration costs) arising out of any infringement of patent rights or copyrights incident to the use in the performance of the work or resulting from the incorporation in the work of any invention, design, process, product, or device not specified in the Contract Documents, and shall defend all such claims in connection with any alleged infringement of such rights. M. Request for Payment: Contractor shall submit sworn Contractor s affidavit along with executed lien waivers with request for payment. 3. Certificate of Authority and Surety Certificate The Contractor shall furnish the Owner with a current Certificate of Authority or Surety Certificate issued by the Illinois Department of Insurance (IDOI) for the bonding company that they are using. The Contractor shall also furnish the Owner with a current Certificate of Authority issued by the Illinois Department of Insurance (IDOI) for the insurance company that they are using. 4. Plans and Specifications The Plans and Specifications shall be the Tree Growing and Harvesting Specifications, and any work shown thereon shall be executed the same as if specifically mentioned herein and should any discrepancy between plans and specifications appear, the ruling of the Public Works Director on the interpretation thereof shall be final and binding. C-4

It is the intention of these Plans and Specifications to provide for this improvement in a complete, thorough and workman-like manner. The Contractor to whom the work is awarded shall furnish all materials, labor, tools, appliances, appurtenances, and all things necessary to complete the work in accordance with these Plans and Specifications, and anything omitted that may be interpreted as reasonably necessary to such completion is to be merged in the prices bid for the improvement. 5. Changes If the Public Works Director deems it proper or necessary in the execution of the work to make any alteration which will increase or diminish the quantity of labor or material or the expense of the work, even to the elimination of one or more items, such alteration shall not annul or vitiate the Contract hereby entered into. The elimination of any part of the work shall not increase the unit price for any of the remaining work bid on. The value of the work so added shall be based on the rates and prices named in the Contract, and bid, when such rates and prices cover the class of work added, otherwise the value shall be determined by mutual agreement between the Owner and Contractor, before such work shall be commenced. 6. Extra Work No claim whatsoever will be allowed the Contractor for changes, extra work or material not completed or necessary for the completion of the work described, or for a greater amount of money than is hereby stipulated to be paid, unless the change in or addition to the work requiring additional outlay by the Contractor is first ordered in writing by the Public Works Director, and the price therefore agreed to in writing. Minor changes or small modifications in the specifications which may be made to suit some special condition or situation shall not be construed as a precedent for like changes at other times, nor shall such modifications be construed by the Contractor as removing the work from the classification given in the proposal, and placing it under the category of "Extra Work". 7. Notice of Starting Work The Contractor shall notify the Public Works Director forty-eight (48) hours before beginning any work on this Contract, or of its intention so to do; in case of a temporary suspension of the work he shall give a similar notice before resuming same. 8. Sequence The Public Works Director shall have the power to direct the order and sequence of the work. On any major portion of the work, all accessories shall be set coincident with the main construction. Payment for major portion of the work may be withheld until proper completion of accessories. C-5

9. Supervision The Public Works Director shall have override power to superintend and direct the work, and the Contractor shall perform all of the work herein specified, to the Public Works Director s entire satisfaction, approval and acceptance. 10. Contractor's Representative The Contractor shall have at all times a competent foreman or superintendent at the work site, who shall have full authority to act for the Contractor and to receive and execute orders from the Public Works Director, and any instructions given to such superintendant or person, executing work for the Contractor, shall be binding on the Contractor as though it was personally given to the Contractor. 11. Workman The Contractor shall employ competent foremen and laborers and shall discharge, at the request of the Public Works Director, any incompetent, unfaithful, abusive or disorderly men in its employ. None but individuals expert in their respective branches of work shall be employed where special skill is required. The Contractor shall provide and maintain such sanitary accommodations for the use of its employees as may be necessary to comply with the State and local Board of Health requirements. Public nuisances will not be permitted. 12. Termination of Contract If, at any time, the Public Works Director shall be of the opinion that the work under this Contract is unnecessarily delayed and will not be finished in the prescribed time, or that the work is not being performed in a satisfactory manner, he will so notify the Contractor in writing. If the Contractor has not within ten (10) days thereafter taken such measures, as will in the judgement of the Public Works Director, insure the satisfactory completion of the work under this Contract, on or before the date specified in the Proposal, the Village may notify the Contractor to discontinue all work under the Contract and proceed to terminate the Contract. C-6

VILLAGE OF BUFFALO GROVE PUBLIC CONTRACT STATEMENTS The Village of Buffalo Grove is required to obtain certain information in the administration and awarding of public contracts. The following Public Contract Statements shall be executed and notarized. CERTIFICATION OF CONTRACTOR/BIDDER PUBLIC CONTRACT STATEMENTS In order to comply with 720 Illinois Compiled Statutes 5/33 E-1 et seq., the Village of Buffalo Grove requires the following certification be acknowledged: The below-signed bidder/contractor hereby certifies that it is not barred from bidding or supplying any goods, services or construction let by the Village of Buffalo Grove with or without bid, due to any violation of either Section 5/33 E-3 or 5/33 E-4 of Article 33E, Public Contracts, of the Chapter 720 of the Illinois Compiled Statutes, as amended. This act relates to interference with public contracting, bid rigging and rotating, kickbacks, and bidding. CERTIFICATION RELATIVE TO 65 ILCS 5/11-42.1.1 In order to comply with 65 Illinois Complied Statutes 5/11-42.1.1, the Village of Buffalo Grove requires the following certification: The undersigned does hereby swear and affirm that: (1) it is not delinquent in the payment of any tax administered by the Illinois Department of Revenue or (2) in contesting in accordance with the procedures established by the appropriate revenue Act, its liability for the tax or the amount of the tax. The undersigned further understands that making a false statement herein: (1) is a Class I Misdemeanor, and (2) voids the contract and allows the Village to recover all amounts payable to it under the contract. CONFLICT OF INTEREST The Village of Buffalo Grove Municipal Code requires the following verification relative to conflict of interest and compliance with general ethics requirements of the Village: The undersigned supplier hereby represents and warrants to the Village of Buffalo Grove as a term and condition of acceptance of this (bid or purchase order) that none of the following Village Officials is either an officer or director of supplier or owns five percent (5%) or more of the Supplier: the Village President, the members of the Village Board of Trustees, the Village Clerk, the Village Treasurer, the members of the Zoning Board of Appeals and the Plan Commission, the Village Manager and his Assistant or Assistants, or the heads of the various departments within the Village. If the foregoing representation and warranty is inaccurate, state the name of the Village official who either is an officer or director of your business entity or owns five percent (5%) or more thereof: (Official) Print Name of Contractor/Bidder/Supplier Signature Title Subscribed and Sworn to before me this day of, 2012. Notary Public Notary Expiration Date E-1

1. General TREE GROWING AND HARVESTING SPECIFICATIONS The Village of Buffalo Grove is desirous of insuring the availability of three thousand three hundred (3,300) trees in the years 2015 and 2016. 2. Planting Contractor shall plant three thousand three hundred (3,300) trees in the Spring of 2013. Trees shall be in the form of tree liners. The Village shall inform the Contractor of the type and number of trees, totaling three thousand three hundred (3,300), in writing by December 31, 2012. 3. Tree Specifications All trees shall conform to the American Standard for Nursery Stock as approved by the American National Standards Institute, Inc., issued as ANSI Z60.1-2004, or any amendment thereof. 4. Location and Ownership The Village shall be assigned a designated plot of land on the Contractor s property. The Contractor shall plant, cultivate, and harvest the three thousand three hundred (3,300) trees. Once planted, the trees will become the property of the Village. 5. Maintenance The Contractor shall provide professional nurserymen for the purpose of administering all care, pruning, and other required maintenance until such time as the trees are harvested. The care rendered shall be in accordance with American Standard Nursery Stock (ANSI Z26.01-2004). Required maintenance shall include a drip irrigation system. Maintenance cost is included in the costs set forth in paragraph 9. 6. Harvesting Harvesting of the three thousand three hundred (3,300) trees will begin in the Fall of 2015 and continue through the fall of 2016 with the harvesting schedule tailored to the tree species as specified by the Village. The Village s intention is to harvest two and one-half inch (2-1/2 ) minimum diameter trees as measured at a point six inches (6 ) above the root flare. All trees harvested will be dug, balled, and bagged in accordance with the Illinois Nurserymen Standards. Delivery and replanting of trees are not included in this Contract. The Contractor shall begin digging trees for pick up by October 1 and shall finish by November 30 for the fall planting season. The Contractor shall begin digging trees for pick up by March 1 and shall finish by June 1 for the spring planting season. Trees shall F-1

be dug at the appropriate time depending on weather and other site conditions and in coordination with the Village s schedule for pick up. Additional time may only be granted upon prior written approval of the Village. 7. Guarantee/Risk It is understood that there is a mortality risk of all trees planted. However, the Contractor shall guarantee that ninety percent (90%) of the planted trees will be available for harvest. Should the amount of trees available for harvesting not meet the guaranteed number (2970) then the Contractor shall provide replacement trees of a minimum two and one-half inch (2-1/2 ) in diameter and of a type agreed to by the Village. 8. Third Party Purchasers Should the Village, for any reason, not be able to plant all of the purchased trees set forth in this contract, the Village shall have the right to assign their interest in said purchase to third party entities or individuals in the sole discretion of the Village. Any third party purchaser shall have the same rights as the Village contained herein. Payment by the third party purchaser will be paid directly to the Village. 9. Cost/Payment The Village shall pay to the Contractor the sum of $561,000.00 payable in four (4) installments. The Contractor shall submit a request for payment on or after the dates listed below. The fourth and final payment will be made at the completion of the Contract once all trees have been harvested in the Fall of 2014. DATE AMOUNT January 1, 2013 Planting (initial) $160,000 December 1, 2013 $80,000 December 1, 2014 $80,000 December 1, 2015 $80,000 December 1, 2016 Post-Harvest (final) $161,000 Except for the initial and final requests for payment, a partial waiver of lien shall be included covering all work completed to date. The final request for payment shall include a final waiver of lien. Payment will be made by the Village according to the Illinois Prompt Payment Act. 10. Inspections Representatives of the Village shall have the right to inspect any and all trees, materials, components, supplies, workmanship and services rendered hereunder. If any tree, material, component, supply, workmanship or service is deemed unacceptable by the Village because it does not comply with the requirements of this Contract, the same shall be replaced or redone by the Contractor at no additional cost to the Village. F-2

11. Annual Reports A final species report, a list of mortalities for the previous fall and spring, shall be provided by the Contractor twice yearly by June 1 and December 1. 12. Modification Except as otherwise provided for herein, no provision of these specifications may be modified, amended, waived or discharged unless such modification, waiver, amendment or discharge is agreed to in writing and bears the signatures of the Village and Contractor. F-3