Court of Appeals Docket as of 04/16/2003 Retrieved from the court on Tuesday, January 30, 2007 General Docket Eighth Circuit Court of Appeals Court of Appeals Docket #: 02-3783 Filed: 11/14/2002 Nsuit: 3850 Securities/Commodities Termed: 02/27/2003 Kevin Kloster et al v. Carol Mackay et al Appeal From: U.S. District Court for the Eastern District of Missouri - St. Louis Case Type Information: 1) Civil 2) Private 3) null Originating Court Information: District: 0865-4 : 4:99-MD-1264 (JFN) Trial Judge: John F. Nangle, U.S. District Judge Date Filed: 02/12/1999 Date Order/Judgment: Date NOA Filed: 10/15/2002 10/30/2002 Prior Cases: 00-02255 Date Filed: 05/19/2000 Date Disposed: 08/24/2001 Disposition: Affirmed 01-01961 Date Filed: 04/24/2001 Date Disposed: 10/25/2001 Disposition: Granted Current Cases: None Panel Assignment: Not available Bankamerica Corporation Securities Litigation ------------------------------ Kevin Kloster Jules Brody Direct: 212-687-7230 STULL & STULL
6 E. 45th Street Fourth Floor New York, NY 10017-0000 Vincent R. Cappucci Direct: 212-894-7200 ENTWISTLE & CAPPUCCI Firm: 212-894-7200 280 Park Avenue 26th Floor West New York, NY 10017-0000 Martin D. Chitwood Direct: 404-873-3900 CHITWOOD & HARLEY 1230 Peachtree Street Suite 2900 Atlanta, GA 30309-0000 Donald H. Clooney Direct: 314-231-5855 CLOONEY & ANDERSON Firm: 314-231-5855 319 N. Fourth Street Suite 200 St. Louis, MO 63102-0000 Martin M. Green GREEN & JACOBSON Firm: 314-862-6800 7733 Forsyth Boulevard Suite 700 St. Louis, MO 63105-0000 Daniel W. Krasner WOLF & HALDENSTEIN 270 Madison Avenue New York, NY 10016-0000 Mitchell A. Margo Direct: 314-725-8788 CURTIS & HEINZ Firm: 314-725-8788 130 S. Bemiston
Suite 200 St. Louis, MO 63105-0000 Joseph Hempen Jules Brody Direct: 212-687-7230 Vincent R. Cappucci Direct: 212-894-7200 Martin D. Chitwood Direct: 404-873-3900 Donald H. Clooney Direct: 314-231-5855 Martin M. Green Daniel W. Krasner Mitchell A. Margo Direct: 314-725-8788 John M. Koehler Jules Brody Direct: 212-687-7230 Vincent R. Cappucci Direct: 212-894-7200 Martin D. Chitwood Direct: 404-873-3900
Donald H. Clooney Direct: 314-231-5855 Martin M. Green Daniel W. Krasner Mitchell A. Margo Direct: 314-725-8788 David P. Oetting Jules Brody Direct: 212-687-7230 Vincent R. Cappucci Direct: 212-894-7200 Martin D. Chitwood Direct: 404-873-3900 Donald H. Clooney Direct: 314-231-5855 Martin M. Green Daniel W. Krasner
Mitchell A. Margo Direct: 314-725-8788 Selma Kaiser Arthur N. Abbey Direct: 212-889-3700 ABBEY & GARDY Firm: 212-889-3700 212 E. 39th Street New York, NY 10016-0000 Daniel W. Krasner Clinton A. Krislov KRISLOV & ASSOCIATES Firm: 312-606-0500 20 N. Wacker Drive Suite 1350 Chicago, IL 60601-1086 Brian Markee Arthur N. Abbey Direct: 212-889-3700 Clinton A. Krislov Walter E. Ryan Jr. Arthur N. Abbey Direct: 212-889-3700 Clinton A. Krislov Ernesto Gumapas Intervenor below - Appellee Reed R. Kathrein Direct: 415-288-4545
MILBERG & WEISS 100 Pine Street Suite 2600 San Francisco, CA 94111-0000 Sydney Sorkin Intervenor below - Appellee Reed R. Kathrein Direct: 415-288-4545 Herman Shyken Intervenor below - Appellee Reed R. Kathrein Direct: 415-288-4545 Carol Mackay, Executrix of the estate of Joseph I. Sir Intervenor below - Appellant Edward W. Cochran Direct: 216-751-5546 COCHRAN & COCHRAN 20030 Marchmont Road Shaker Heights, OH 44122-0000 Scott Kessinger Direct: 314-369-5115 7304 Michigan Avenue St. Louis, MO 63111-0000 v. Hugh L. McColl Jr. Frank H. Tomlinson Direct: 205-328-9190 PRITCHARD & MCCALL 505 N. 20th Street 800 Financial Center Birmingham, AL 35203-0000 BRYAN & CAVE Firm: 314-259-2000 211 N. Broadway Suite 3600 St. Louis, MO 63102-2186
Direct: 212-371-9200 WACHTELL & LIPTON Firm: 212-403-1000 51 W. 52nd Street New York, NY 10019-0000 James H. Hance Jr. Direct: 212-371-9200 David A. Coulter Mark H. Epstein Direct: 213-683-9118 MUNGER & TOLLES 355 S. Grand Avenue 35th Floor Los Angeles, CA 90071-1560 David H. Fry Direct: 415-512-4000 MUNGER & TOLLES 33 New Montgomery Street San Francisco, CA 94105-9781 Jeffrey S. Russell Direct: 314-259-2000 BRYAN & CAVE Firm: 314-259-2000 211 N. Broadway Suite 3600 St. Louis, MO 63102-2186 Barry A. Short LEWIS & RICE Firm: 314-444-7600
500 N. Broadway Suite 2000 St. Louis, MO 63102-2147 Direct: 212-371-9200 Michael E. O'Neill Mark H. Epstein Direct: 213-683-9118 David H. Fry Direct: 415-512-4000 Jeffrey S. Russell Direct: 314-259-2000 Barry A. Short Direct: 212-371-9200 John J. Higgins Mark H. Epstein Direct: 213-683-9118 David H. Fry Direct: 415-512-4000
Jeffrey S. Russell Direct: 314-259-2000 Barry A. Short Direct: 212-371-9200 Marc D. Oken Direct: 212-371-9200 Bank of America Stephen T. Rodd Direct: 212-889-3700 ABBEY & GARDY Firm: 212-889-3700 212 E. 39th Street New York, NY 10016-0000 Jeffrey S. Russell Direct: 314-259-2000 Direct: 212-371-9200
Allison Desmond Objector Jas Securities, LLC Movant Milberg, Weiss, Bershad, Hynes & Lerach, LLP Movant Wachovia Bank National Association Movant In re: BANKAMERICA CORPORATION SECURITIES LITIGATION ------------------------- KEVIN KLOSTER; JOSEPH HEMPEN; JOHN M. KOEHLER; DAVID P. OETTING; SELMA KAISER; BRIAN MARKEE; WALTER E. RYAN, JR.; Plaintiffs - Appellees ERNESTO GUMAPAS; SYDNEY SORKIN; HERMAN SHYKEN; Intervenor Below - Appellees CAROL MACKAY, Executrix of the estate of Joseph I. Sir Intervenor Below - Appellant v. HUGH L. MCCOLL, JR.; JAMES H. HANCE, JR.; DAVID A. COULTER; MICHAEL E. O'NEILL; JOHN J. HIGGINS; MARC D. OKEN; BANK OF AMERICA; Defendants - Appellees ALLISON DESMOND; Objector JAS SECURITIES, LLC; MILBERG, WEISS, BERSHAD, HYNES &
LERACH, LLP; WACHOVIA BANK NATIONAL ASSOCIATION Movants Below 11/14/2002 Civil Case Docketed. Dist. Ct. Office: St. Louis 11/14/2002 CERTIFIED copies notice of appeal, docket entries, and orders 7/8/02; 9/30/02; and 10/15/02 from district court [02-3783] [1581088] 11/14/2002 BRIEFING SCHEDULE: [02-3780, 02-3783, 02-3784] Method of Apndx due on 11/25/02 in 02-3780, in 02-3783, in 02-3784 ; DR aplnt due on 11/25/02 in 02-3780, in 02-3783, in 02-3784 ; Aplee DR due on 12/4/02 in 02-3780, in 02-3783, in 02-3784 ; Joint Apndx due on 12/24/02 in 02-3780, in 02-3783, in 02-3784 ; Aplnt brief due on 12/24/02 in 02-3780, in 02-3783, in 02-3784 ; Aplee brief due on 1/23/03 in 02-3780, in 02-3783, in 02-3784 ; Reply brief due on 2/6/03 in 02-3780, in 02-3783, in 02-3784 ; 11/22/2002 APPEARANCE for appellee, attorney Stephen T. Rodd [02-3783] [1590186] 11/25/2002 CERTIFIED copies of district court order of 11/21/02 regarding judgment. See judgment for content. [02-3780, 02-3783, 02-3784] [1585024], of updated docket entries received. [1585024] [02-3780, 02-3783, 02-3784] 11/25/2002 DESIGNATION of record received from Appellants 02-3780, 02-3783, 02-3784. Type of appendix: separate [02-3780, 02-3783, 02-3784] 11/25/2002 REMARKS: No transcript will be ordered. [02-3780, 02-3783, 02-3784] 11/25/2002 APPEARANCE for appellant, attorney Frank H. Tomlinson [02-3783] [1587081] 11/25/2002 Corporate Disclosure Statement filed. Filed by Carol Mackay in 02-3783 FOR CAL. 12/06/2002 APPEARANCE for appellee, attorney Jeffrey S. Russell [02-3783] [1605329] 12/10/2002 MOTION of aplnts in 02-3780, 02-3783, 02-3784, for extension of time to file brief until 3/1/03. [02-3780, 02-3783, 02-3784] [1589146] w/service 12/9/02 12/11/2002 ORDER filed: Appellants' motion for an extension of time to file their brief is granted in part to January 31, 2003. Any additional appeals will be consolidated with this case and will be subject to this deadline. 12/11/2002 MOTION of aplee, Bank of America in 02-3780, 02-3783, 02-3784, for reconsideration of order of 12/11/02 granting in part appellants' motion for extension of time to file brief [02-3780, 02-3783, 02-3784] [1589895] w/service 12/11/02 12/19/2002 JUDGE ORDER: Appellees' motion for reconsideration of the clerk's December 11, 2002 order is granted. Appellants' are granted to January 14, 2003 to file their opening brief. 01/13/2003 BRIEFING SCHEDULE: [02-3780, 02-3783, 02-3784] Joint Apndx due on 2/24/03 in 02-3780, in 02-3783, in 02-3784 ; Aplnt brief due on 2/24/03 in 02-3780, in 02-3783, in 02-3784 ; Aplee brief due on 3/24/03 in 02-3780, in 02-3783, in 02-3784 ; Reply brief due on 4/7/03 in 02-3780, in 02-3783, in 02-3784 ; 01/14/2003 ORDER filed: [02-3780, 02-3783, 02-3784] [1599771] [1599771] Briefing schedule established for these appeals on Jan. 13, 2003 is rescinded. The prior briefing schedule calling for appellants' opening brief to be filed on Jan. 14, 2003 remains in effect
01/15/2003 MOTION of aplnt, Carol Mackay in 02-3783, for extension of time to file brief until 1/17/03. [02-3783] [1600850] w/service 1/15/03 01/16/2003 ORDER filed:granting appellant motion for extension of time to file brief [1600850-1] [1600890] Aplnt brief now due on 1/17/03. 01/17/2003 BRIEF FILED - Brief of Appellant- Carol Mackay in 02-3783 16 pages 10 copies - w/service 1/16/03 w/disk Defects: footnote type size, no addendum (corrected brief requested). [02-3783] [1601610] 01/17/2003 RECORDS received: Appendix filed by Appellant Carol Mackay in 02-3783 consisting of 1 Volume(s), 3 Copies. [02-3783] 01/27/2003 BRIEF FILED - Corrected brief of Appellant Carol Mackay in 02-3783 10 copies w/service 1/16/03 [02-3783] [1604609] 01/27/2003 ADDENDUM FILED - Appellant addendum. 11 copies w/service Defects: cover color (addendum correction requested) [02-3783] [1604620] 01/29/2003 MOTION of aplees in 02-3783 to dismiss case [02-3783] [1605721] w/service 1/29/03 01/31/2003 Clerk letter sent to hold briefing schedule in abeyance. Appellees motion to dismiss filed. [02-3783] [1606361] 02/04/2003 Brief Correction(s) received from Appellant Carol Mackay in 02-3783. Correction(s): addendum covers. [02-3783] 02/07/2003 ATTORNEY motion, filed by Andrew Entwistle, to add Robert A. Hepworth as a party as an appellee. 02/10/2003 RESPONSE of aplnt, Carol Mackay in 02-3783, in opposition to appellee motion to dismiss case filed by Kevin Kloster [1605721-1] [1610309]. 02/10/2003 MOTION of aplnt, Carol Mackay in 02-3783, to supplement the record. [02-3783] [1610313] w/service 2/7/03 02/11/2003 ORDER filed: Robert Hepworth has asked to be added as an appellee. Any party objecting to his addition should file a response by February 18, 2003. Absent an objection, the court will add Hepworth as an appellee. [02-3780, 02-3783] [1610240] 02/11/2003 RESPONSE of aplnts, John M. Koehler, David P. Oetting in 02-3780, in opposition to attorney motion to add Robert A. Hepwroth as an appellee [1610239-1] in 02-3780. 02/11/2003 REPLY filed by Appellees in 02-3783 in support of motion to dismiss appeal for lack of standing and opposition to appellant's motion to supplement the record on appeal. [02-3783] 02/12/2003 CASE SUBMITTED to a panel. [02-3783] 02/13/2003 RESPONSE of aplee, Bank of America in 02-3780, in support of attorney motion to add Robert Hepworth as an appellee. [1610239-1]. 02/13/2003 RESPONSE of aplee, Bank of America in 02-3780, Bank of America in 02-3783, in opposition to. 02/13/2003 RESPONSE of aplee, Bank of America in 02-3780, 02-3783, in opposition to attorney motion to add Robert Hepworth as an appellee. [1610239-1]
02/14/2003 RESPONSE of aplnts, John M. Koehler, David P. Oetting in 02-3780, in opposition to attorney motion to add Robert Hepworth as an appellee. [1610239-1] in 02-3780. 02/19/2003 REPLY filed by attorney Andrew J. Entwhistle to responses to motion to add Robert Hepworth as an appellee. [02-3780, 02-3783] 02/25/2003 TO SCREENING to rw. [02-3780, 02-3783] 02/27/2003 JUDGMENT: Pasco M. Bowman, Gerald W. Heaney, Kermit E. Bye. Upon consideration of appellees' motion to dismiss the response in opposition thereto, and appellees' reply, the motion to dismiss is granted. Appellant's motion to supplement the record to support the standing claim is granted. The appeal is dismissed. [1610313-1] [02-3783] [1615923] [1605721-1] [02-3783] [1615923] 03/13/2003 PETITION for rehearing by the panel, filed by Appellant Carol Mackay w/service 3/12/03,with Second Motion to Supplement the Record on Appeal. TO COURT. [02-3783] 03/13/2003 MOTION of aplnt, Carol Mackay,to Supplement the Record on` Appeal. SENT TO COURT w/service 03/17/2003 RESPONSE of aplee, Bank of America, in opposition to appellant motion Supplement to record filed by Carol Mackay [1622359-1] [02-3783] [1622368]. TO COURT. 03/24/2003 JUDGE ORDER: denying appellant motion Supplement to record [1622359-1] filed by Carol Mackay 03/25/2003 RESPONSE of aplnt, Carol Mackay, in opposition to appellant's second motion to supplement the record on appeal. - NO ACTION TAKEN. 04/01/2003 JUDGE ORDER: denying petition for panel rehearing [1621706-1] filed by Carol Mackay [02-3783] [1627167] 04/09/2003 MANDATE ISSUED [02-3783] 04/16/2003 RECEIPT for Mandate. [02-3783] [1639312] Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html