Prescription Drug Event Record Layout HDR RECORD 1 RECORD ID 1-3 X(3) 3 "HDR" 2 SUBMITTER ID 4-9 X(6) 6 CMS Unique ID assigned by CMS. 3 FILE ID 10-19 X(10) 10 Unique ID provided by Submitter. Same ID cannot be used within 12 months. 4 TRANS DATE 20-27 9(8) 8 Date of file transmission to. 5 PROD TEST CERT IND 28-31 X(4) 4 TEST, CERT or PROD 6 FILLER 32-512 X(481) 481 SPACES BHD RECORD 1 RECORD ID 1-3 X(3) 3 "BHD" 2 SEQUENCE NO 4-10 9(7) 7 Must start with 0000001 3 CONTRACT NO 11-15 X(5) 5 CMS Assigned by CMS 4 PBP ID 16-18 X(3) 3 CMS Assigned by CMS 5 FILLER 19-512 X(494) 494 SPACES
DET RECORD 1 RECORD ID 1-3 X(3) 3 "DET" 2 SEQUENCE NO 4-10 9(7) 7 Must start with 0000001 3 CLAIM CONTROL NUMBER 4 HEALTH INSURANCE CLAIM NUMBER (HICN) 11-50 X(40) 40 CMS Optional Field 51-70 X(20) 20 CMS Medicare Health Insurance Claim Number or Railroad Retirement Board (RRB) number. 5 CARDHOLDER ID 302-C2 71-90 X(20) 20 Plan identification of the enrollee. Assigned by plan. 6 PATIENT DATE OF BIRTH (DOB) 304-C4 91-98 9(8) 8 CCYYMMDD Optional Field 7 PATIENT GENDER CODE 305-C5 99-99 9(1) 1 1 = M 2 = F Unspecified or unknown values are not accepted 8 DATE OF SERVICE (DOS) 401-D1 100-107 9(8) 8 CCYYMMDD 9 PAID DATE 108-115 9(8) 8 CMS CCYYMMDD, The date the plan paid the pharmacy for the prescription drug. Mandatory for Fallback plans, Optional for all other plans 10 PRESCRIPTION SERVICE REFERENCE NO 402-D2 116-124 9(9) 9 The field length is 9 to accommodate proposed future standard. Under 5.1 right justify and fill with 2 leading zeros. When plans compile PDEs from non-standard formats, the plans must assign a unique reference number if necessary. A reference number must be unique for any DOS and Service Provider ID combination. 11 FILLER 125-126 X(2) 2 SPACES
12 PRODUCT SERVICE ID 407-D7 or 489- TE 13 SERVICE PROVIDER ID QUALIFIER 127-145 X(19) 19 DDPS accepts NDC only. Do not report HRI or UPC codes. Fill the first 11 positions, no spaces or hyphens, followed by 8 spaces. Format is MMMMMDDDDPP. If Compound Code (field 17) = 2 (Compound) and the Compound Segment is used in claims processing, the Product Service ID (field 12) contains the NDC of the most expensive Part D covered drug from the Compound Product ID (489-TE) occurrences. If Compound Code (field 17) = 2 (Compound) and the Compound Segment is not used in claims processing, the Product Service ID (field 12) contains the NDC from the Product/Service ID (407-D7) from the Claim Segment. DDPS will reject the following billing codes for compounded legend and/or scheduled drugs: 99999999999, 99999999992, 99999999993, 99999999994, 99999999995, and 99999999996. 202-B2 146-147 X(2) 2 Mandatory for Standard Format The type of pharmacy provider identifier used in field 14. 01 = National Provider Identifier (NPI) 06 = UPIN 07 = Number 08 = State License 11 Federal Tax Number 99 Other For Non-Standard formats any of the above values are acceptable. For Standard Data Format, valid values are 01 NPI or 07 Provider ID 14 SERVICE PROVIDER ID 201-B1 148-162 X(15) 15 When Plans report Service Provider ID Qualifier = 99 - Other, populate Service Provider ID with the default value PAPERCLAIM defined for TrOOP Facilitation Contract. When Plans report Federal Tax Number (TIN), use the following format: ex: 999999999 (do not report embedded dashes) 15 FILL NUMBER 403-D3 163-164 9(2) 2 Values = 0-99. If unavailable, use 0. 16 DISPENSING STATUS 343-HD 165-165 X(1) 1 Blank = Not Specified P = Partial Fill C = Completion of Partial Fill
NO. NAME 17 COMPOUND CODE 406-D6 166-166 9(1) 1 0=Not specified 1=Not a Compound 2=Compound 18 DISPENSE AS WRITTEN (DAW) PRODUCT SELECTION CODE 408-D8 167-167 X(1) 1 0=No Product Selection Indicated 1=Substitution Not Allowed by Prescriber 2=Substitution Allowed - Patient Requested Product Dispensed 3=Substitution Allowed - Pharmacist Selected Product Dispensed 4=Substitution Allowed - Generic Drug Not in Stock 5=Substitution Allowed - Brand Drug Dispensed as Generic 6=Override 7=Substitution Not Allowed - Brand Drug Mandated by Law 8=Substitution Allowed Generic Drug Not Available in Marketplace 9=Other 19 QUANTITY DISPENSED 442-E7 168-177 9(7)V999 10 Number of Units, Grams, Milliliters, other. If compounded item, total of all ingredients will be supplied as Quantity Dispensed. 20 DAYS SUPPLY 405-D5 178-180 9(3) 3 0 999 21 PRESCRIBER ID QUALIFIER 466-EZ 181-182 X(2) 2 The type of prescriber identifier used in field 22. 01 = National Provider Identifier (NPI when implemented) 06 = UPIN 08 = State License Number 12 = Drug Enforcement Administration (DEA) number Mandatory for Standard Format. Optional when non-standard data format = B, C, P, or X
NO. NAME 22 PRESCRIBER ID 411-DB 183-197 X(15) 15 Mandatory for Standard Format. Mandatory for non-standard data format when Prescriber ID Qualifier is present and valid. Optional when non-standard data format = B, C, P, or X when Prescriber ID Qualifier is not present 23 DRUG COVERAGE STATUS CODE 198-198 X(1) 1 CMS Coverage status of the drug under part D and/or the PBP. C = Covered E = Supplemental drugs (reported by Enhanced Alternative plans only) O = Over-the-counter drugs 24 ADJUSTMENT DELETION CODE 25 NON- STANDARD FORMAT CODE 26 PRICING EXCEPTION CODE 27 CATASTROPHIC COVERAGE CODE 199-199 X(1) 1 CMS A = Adjustment D = Deletion Blank = Original PDE 200-200 X(1) 1 CMS Format of claims originating in a non-standard format. B = Beneficiary submitted claim C = COB claim P = Paper claim from provider X = X12 837 Blank = electronic format 201-201 X(1) 1 CMS M = Medicare as Secondary Payer O = Out-of-network pharmacy Blank = In-network pharmacy and Medicare Primary 202-202 X(1) 1 CMS A = Attachment Point met on this event C = Above Attachment Point Blank = Attachment Point Not Met 28 INGREDIENT COST PAID 506-F6 203-210 S9(6)V99 8 Amount the pharmacy is paid for the drug itself. Dispensing fees or other costs are not included in this amount. 29 DISPENSING FEE PAID 507-F7 211-218 S9(6)V99 8 Amount the pharmacy is paid for dispensing the medication. The fee may be negotiated with pharmacies at the plan or PBM level. Additional fees may be charged for compounding/mixing multiple drugs. Do not include administrative fees. Vaccine Admin. Fee reported in Field 40 30 TOTAL AMOUNT ATTRIBUTED TO SALES TAX 219-226 S9(6)V99 8 CMS Depending on jurisdiction, Sales Tax may be calculated in different ways or reported in multiple fields. Plans will report the total sales tax for the PDE irregardless of how the tax is calculated or reported at point-of-sale.
31 GROSS DRUG COST BELOW OUT- OF- POCKET THRESHOLD (GDCB) 32 GROSS DRUG COST ABOVE OUT-OF-POCKET THRESHOLD (GDCA) 227-234 S9(6)V99 8 CMS When the Catastrophic Coverage Code = blank, this field equals the sum of Ingredient Cost Paid + Dispensing Fee Paid + Total Amount Attributed to Sales Tax+ Vaccine Admin Fee. When the Catastrophic Coverage Code = A this field equals the portion of Ingredient Cost Paid + Dispensing Fee Paid + Total Amount Attributed to Sales Tax+ Vaccine Admin Fee falling at or below the OOP threshold. The remaining portion is reported in GDCA. 235-242 S9(6)V99 8 CMS When the Catastrophic Coverage Code = C, this field equals the sum of Ingredient Cost Paid + Dispensing Fee Paid + Total Amount Attributed to Sales Tax + Vaccine Admin. Fee above the OOP threshold. When the Catastrophic Coverage Code = A this field equals the portion of Ingredient Cost Paid + Dispensing Fee Paid + Total Amount Attributed to Sales Tax + Vaccine Admin Fee falling above the OOP threshold. The remaining portion is reported in GDCB. 33 PATIENT PAY AMOUNT 505-F5 243-250 S9(6)V99 8 Payments made by the beneficiary or by family or friends at point of sale. These amounts count towards a beneficiary's TrOOP costs. 34 OTHER TROOP AMOUNT 251-258 S9(6)V99 8 CMS Other health insurance payments by TrOOP-eligible other payers. This field records all third party payments that contribute to a beneficiary's TrOOP, i.e. all TrOOP eligible payments except LICS and Patient Pay Amount. Examples: payments made on behalf of a beneficiary by charities or qualified SPAPs. 35 LOW INCOME COST SHARING SUBSIDYAMOUNT (LICS) 259-266 S9(6)V99 8 CMS Amount the plan reduced patient liability due to a beneficiary's LICS status. The MMA provides for Medicare payments to plans to subsidize the cost-sharing liability of qualifying low-income beneficiaries at the point of sale. This amount counts towards a beneficiary's TrOOP costs.
36 PATIENT LIABILITY REDUCTION DUE TO OTHER PAYER AMOUNT (PLRO) 37 COVERED D PLAN PAID AMOUNT (CPP) 267-274 S9(6)V99 8 CMS Amounts by which patient liability is reduced due to payment by other payers that are not TrOOP-eligible and do not participate in Part D. Examples of non-troop-eligible payers: group health plans, governmental programs (e.g. VA, TRICARE), Workers' Compensation, Auto/No- Fault/Liability Insurances. 275-282 S9(6)V99 8 CMS The net Medicare covered amount which the plan has paid for a Part D covered drug under the Basic benefit. Amounts paid for supplemental drugs, supplemental cost-sharing and over-the-counter drugs are excluded from this field. 38 NON COVERED PLAN PAID AMOUNT (NPP) 283-290 S9(6)V99 8 CMS The amount of plan payment for enhanced alternative benefits (cost sharing fill-in and/or non-part D drugs). This dollar amount is excluded from risk corridor calculations and TrOOP accumulation. 39 ESTIMATED REBATE AT POS 40 VACCINE ADMINISTRATION FEE 41 PRESCRIPTION ORIGIN CODE 291-298 S9(6)V99 8 CMS The estimated amount of rebate that the plan sponsor has elected to apply to the negotiated price as a reduction in the drug price made available to the beneficiary at the point of sale. This estimate should reflect the rebate amount that the plan sponsor reasonably expects to receive from a pharmaceutical manufacturer or other entity. 299-306 S9(6)V99 8 CMS The fee reported by a pharmacy, physician, or provider to cover the cost of administering a vaccine, excluding the ingredient cost and dispensing fee 419-DJ 307-307 X(1) 1 0 =Not Specified 1 =Written 2 =Telephone 3 =Electronic 4 =Facsimile <Blank> 42 FILLER 308-512 X(205) 205 CMS SPACES Notes: For any field that references values, please refer to the appropriate specification to ensure compliance. All dollar fields are mandatory. If the field is not applicable, report a default value of zeroes. Since the field is a signed field, plans must utilize the appropriate overpunch signs as specified in the Telecommunications Standard, Version 5.1.
BTR RECORD 1 RECORD ID 1-3 X(3) 3 "BTR" 2 SEQUENCE NO 4-10 9(7) 7 Must start with 0000001 3 CONTRACT NO 11-15 X(5) 5 CMS Must match BHD 4 PBP ID 16-18 X(3) 3 CMS Must match BHD 5 DET RECORD TOTAL 19-25 9(7) 7 CMS Total count of DET records 6 FILLER 26-512 X(487) 487 CMS SPACES TLR RECORD 1 RECORD ID 1-3 X(3) 3 "TLR" 2 SUBMITTER ID 4-9 X(6) 6 CMS Must match HDR 3 FILE ID 10-19 X(10) 10 Must match HDR 4 TLR BHD RECORD TOTAL 20-28 9(9) 9 CMS Total count of BHD records 5 TLR DET RECORD TOTAL 29-37 9(9) 9 CMS Total count of DET records 6 FILLER 38-512 X(475) 475 CMS SPACES Note: Maximum number of detail records per file is 3 million records. If one file contains multiple batches, maximum record count applies to the cumulative total across all batches.