JOINT VENTURE CONSTRUCTION FIRMS AND SPECIALIST WORKS CONTRACTORS REGISTRATION FORM - CICF 3

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JOINT VENTURE CONSTRUCTION FIRMS AND SPECIALIST WORKS CONTRACTORS REGISTRATION FORM - CICF 3 IMPORTANT NOTICE IT IS VERY IMPORTANT THAT YOU READ THE PROCEDURES, RULES, TERMS AND CONDITIONS FOR REGISTRATION INCLUDED IN THIS DOCUMENT BEFORE ATTEMPTING TO FILL IN THE REGISTRATION FORM. INCOMPLETE FORMS WILL NOT BE CONSIDERED AND THUS DELAY THE REGISTRATION PROCESS. IT IS IMPORTANT THAT ALL THE DOCUMENTATION REQUESTED FOR SUBMISSION ON REGISTRATION ACCOMPANY THIS DOCUMENT UPON SUBMISSION. Kingdom of Swaziland Construction Industry Council Established by Act No. 14 of 2013 RHUS OFFICE PARK KAL GRANT STREET MBABANE P.O. Box 5020 Mbabane Swaziland Tel: +268 404 9848/2404 8481/2404 1497 Fax: +268 404 8527 Email: info@cic.co.sz Website: www.cic.co.sz

The Chief Executive Officer Construction Industry Council P.O. Box 5020 Mbabane RHUS OFFICE PARK KAL GRANT STREET MBABANE Swaziland Dear Sir/Madam LETTER OF APPLICATION Being duly authorized to represent and act on behalf of...(name of Joint Venture) in my capacity as the Lead Partner of same and having reviewed and fully understood all the information requested, do hereby apply to be considered for a Joint Venture with the Construction Industry Council for Building, Civil, Electrical, Mechanical, Specialist Contractor Works (delete as appropriate). I do consent and duly authorize the Construction Industry Council and/or its authorized agents to conduct any enquiries or investigations to verify the truthfulness of the statements, documents and the general information submitted in connection to this application, and to seek clarification from our bankers and clients regarding any financial and technical aspects of the application. This letter of application will also serve as authorization to any individual or authorized representative of any institution referred to in the supporting information, to provide information deemed necessary and as would be requested by yourselves (Construction Industry Council or your Agents) to verify statements and information provided in this application, such as the resources, experience and compliance of the Applicant. I also understand that should the findings of such an exercise indicate dishonesty on our part, our application shall not be considered and as such our Joint Venture would not be registered and categorized. Signed:... Date:... Page 2

PROCEDURE, RULES, TERMS & CONDITIONS FOR REGISTRATION 1) Procedure for registration: The Joint Venture shall submit an application in the prescribed proforma to the Construction Industry Council (CIC) together with necessary documents in support of the application. The CIC will take action to verify the credentials and antecedents of the Joint Venture and issue a Joint Venture Registration Certificate to the Joint Venture in the eligible Category and for the work discipline applied for. (a) Work Discipline The registration of Joint Ventures will be done for the following Items of work: General Construction Works: i. General building works (JvB); ii. General civil works (JvC); iii. Electrical contracting works (JvE) iv. Mechanical contracting works (JvM); Specialist Works: i. Building Works Specialist (JvBS); ii. Civil Works Specialist (JvCS); iii. Electrical Works Specialist (JvES); iv. Mechanical Works Specialist (JvMS); Page 3

(b) Types of Joint Ventures Swazi joint venture means a joint venture in which 60% or more of the shares in the joint venture are held by Swazis. Foreign joint venture means a joint venture in which less than 60% of the shares in the joint venture are held by a Swazi citizen or company. Page 4

(c) Fees and Tender Value Ranges for Joint Venture Construction Firms The following fees will apply to the tender value ranges for each eligible category Joint Venture: Joint Venture Building Works Category Maximum Aggregate Value of Contracts Administration Fees Registration Fees Subscription/Annual Renewal Fees JvBF Foreign Firms 1500 30 000 30 000 JvB1 No Limit 750 12 750 12 750 JvB2 25 Million 650 8 500 8 500 JvB3 10 Million 450 4 250 4 250 JvB4 5 Million 450 2 550 2 550 JvB5 2 Million 450 1 700 1 700 JvB6 0.5 Million 450 850 850 Joint Venture Civil Works Category Maximum Aggregate Value of Contracts Administration Fees Registration Fees Subscription/Annual Renewal Fees JvCF Foreign Firms 3 000 60 000 60 000 JvC1 No Limit 1 500 25 500 25 500 JvC2 50 Million 1 300 17 000 17 000 JvC3 30 Million 900 8 500 8 500 JvC4 15 Million 900 5 100 5 100 JvC5 5 Million 900 3 400 3 400 JvC6 1 Million 900 1 700 1 700 Page 5

Joint Venture Electrical Works Category Maximum Aggregate Value of Contracts Administration Fees Registration Fees Subscription/Annual Renewal Fees JvEF Foreign Firms 1 500 20 000 20 000 JvE1 No Limit 750 8 500 8 500 JvE2 20 Million 650 6 300 6 300 JvE3 5 Million 450 2 550 2 550 JvE4 2 Million 450 1 700 1 700 Joint Venture Mechanical Works Category Maximum Aggregate Value of Contracts Administration Fees Registration Fees Subscription/Annual Renewal Fees JvEF Foreign Firms 1 500 20 000 20 000 JvE1 No Limit 750 8 500 8 500 JvE2 20 Million 650 6 300 6 300 JvE3 5 Million 450 2 550 2 550 JvE4 2 Million 450 1 700 1 700 Page 6

(d) Fees and Tender Value Ranges for Joint Venture Specialist Works Contractors The following fees will apply to the tender value ranges for each eligible category Joint Venture: Joint Venture Building Specialist Works Grade Maximum Aggregate Value of Contracts Administration Fees Registration Fees Subscription/Annual Renewal Fees JvBSF Foreign Firms 1500 13 000 13 000 JvBS1 60 000 000 750 6 500 6 500 JvBS2 12 500 000 650 6 000 6 000 JvBS3 5 000 000 450 5 000 5 000 JvBS4 2 500 000 450 4 000 4 000 JvBS5 1 000 000 450 3 000 3 000 JvBS6 250 000 450 2 000 2 000 Joint Venture Civil Specialist Works Grade Maximum Aggregate Value of Contracts Administration Fees Registration Fees Subscription/Annual Renewal Fees JvCSF Foreign Firms 3 000 14 000 14 000 JvCS1 100 000 000 1 500 7 000 7 000 JvCS2 25 000 000 1 300 6 000 6 000 JvCS3 15 000 000 900 5 000 5 000 JvCS4 7 500 000 900 4 000 4 000 JvCS5 2 500 000 900 3 000 3 000 JvCS6 500 000 900 2 000 2 000 Page 7

Joint Venture Electrical Specialist Works Grade Maximum Aggregate Value of Contracts Administration Fees Registration Fees Subscription/Annual Renewal Fees JvESF Foreign Firms 1 500 10 000 10 000 JvES1 No Limit 750 5 000 5 000 JvES2 20 Million 650 4 000 4 000 JvES3 5 Million 450 3 000 3 000 JvES4 2 Million 450 2 000 2 000 Joint Venture Mechanical Specialist Works Grade Maximum Aggregate Value of Contracts Administration Fees Registration Fees Subscription/Annual Renewal Fees JvMSF Foreign Firms 1 500 10 000 10 000 JvMS1 No Limit 750 5 000 5 000 JvMS2 20 Million 650 4 000 4 000 JvMS3 5 Million 450 3 000 3 000 JvMS4 2 Million 450 2 000 2 000 Page 8

Specialist Categories The table below shows the Specialists categories under each main category. Main Category Specialists Works Building Works o Landscaping, tree-planting and turfing o Plumbing and Drainage o Waterproofing installation o Aluminium and Glazing o Interior Decorations, Partitions and Ceiling o Structural Steel Fabrication, Fixing and Erection works o Concrete and Construction works. o Piling and Diaphragm walling o Sign-craft Installation o Shop Fittings, Timber and Carpentry Works o Scaffolding, Cladding and Insulation works Civil Works o Water Restraining structure o Water Supply works o Sign-craft installation o Water Treatment and Sanitation. o Irrigation and Flood Control Systems. o Road and Pavement rehabilitation and maintenance. o Demolition and Blasting o Concrete and Construction works. Page 9

Mechanical Works o Air-conditioning and Ventilation Systems. o Fire Prevention and Protection system. o Workshop, Mill and Quarry system. o Medical Equipment o Kitchen and Laundry Equipment. o Specialised Plant o Mechanical and Ventilation o Renewable Energy & Efficiency Technologies. o PVC & Polyurethane Conveyor Belts Electrical works o Electronic Systems Installation o Security, Safety and Surveillance system o Sound System o ICT and Telecommunications system installation o External Telecommunications works o Specialised lighting system. o High Voltage Installation o Low Voltage Installation NB: New Specialists Works will continue to be added under each category as required by the industry!! Page 10

BANKING DETAILS NAME OF BANK: SWAZI BANK NAME OF ACCOUNT: CONSTRUCTION INDUSTRY COUNCIL TYPE OF ACCOUNT: CALL ACCOUNT ACCOUNT NO.: 7703 685 7201 BRANCH CODE: 770009 BRANCH NAME: MBABANE OR NAME OF BANK: NEDBANK NAME OF ACCOUNT: CONSTRUCTION INDUSTRY COUNCIL TYPE OF ACCOUNT: CURRENT/CHEQUE ACCOUNT NO.: 11990051277 BRANCH CODE: 360164 BRANCH NAME: MBABANE SWIFT CODE: NESWSZMX IMPORTANT NOTICE 1. USE COMPANY NAME AS REFERENCE. 2. BANK DEPOSIT SLIP OR EFT RECEIPT SHALL BE PRODUCED AS PROOF OF PAYMENT. 3. CHEQUE PAYMENTS: NO REGISTRATION CERTIFICATE WILL BE ISSUED UNTILL THE CHEQUE HAS BEEN CLEARED AT THE BANK. Page 11

2) Rules and instructions for registration: a) A joint venture certificate will be issued to two or more registered contractors whose CIC certificates are actively renewed, and are in good standing. b) The companies applying for the joint ventures must attach certified copies of their current CIC certificates in the category in which they are registered. c) The joint venture certificate shall be renewed annually. d) Attach a separate sheet where space on the form is limited, for additional information. e) The late renewal of construction firms within a financial year, after the set deadline shall carry a penalty of 10% of the annual renewal fees. f) In the event a construction firm does not return for renewal in the set financial year, the full administration fees, subscription fees and 10% penalty of the annual renewal fees shall be required. g) The CIC shall not be held liable for any delay in processing the Application in case of incompleteness or inaccuracy of information. 3) Additional Information and documentation required for registration a) Valid Joint Venture Agreement (highly important). b) Power of Attorney/Board Resolution of Authorized Signature. 4) Joint Venture Combinations Joint Venture Combinations to Achieve a Combined Category Two or more contractors with the same categories Two or more contractors in different categories Category Achieved by the Joint Venture Next Higher Category Highest Category in Joint Venture Page 12

SECTION A - Type of Application i) New Application for Registration ii) Annual Registration Renewal SECTION B - Business Details Name of Joint Venture: Type of Joint Venture: Swazi/Swazi Swazi/Foreign Foreign/Foreign Telephone No.: Fax No.: Email Address: Physical Address: Authorized Contact Person: Mr. /Mrs. /Ms.: First Name: Surname: Designation: Tel. No.: Fax No.: Mobile No.: Email Address: Page 13

Joint Venture Discipline Applying for: General Buildings General Civils General Electrical General Mechanical Buildings Specialist Works Civils Specialist Works Electrical Specialist Works Mechanical Specialist Works Particulars of Joint Venture Parties Name of Applicants Country of Origin Contact Details CIC Registration No. % Shareholding (Copy of Joint Venture Agreement Shall be submitted) Page 14

Technical and Administrative Staff to be deployed on the Project Category No. Sum of Years of Experience Technical/Supervisory Staff (Diploma Holder) Non-Qualified/Technical/Supervisory Staff Administrative Staff Occupational Safety and Health Officers Competent Person for Scaffolding Supervision Project Staff (submit certified copies of qualifications and CV where applicable) Name Position Qualification Years of Experience Nationality ID/Passport No. Activity Responsible for Page 15

Labour Force (skilled labour includes Equipment Operators, Craftsman, Masons, Plumbers, etc.) Male Female TOTAL Gender Number of Skilled Labourers Number of Unskilled Labourers TOTAL Swazi Foreign Swazi Foreign Sub-contractors to be employed on the Project Name of Sub-contractors Country of Origin CIC Registration No. Description of Works to be undertaken Contract Value of Works (State the CIC Reference of each Sub-contractor) Page 16

Joint Venture Project DetailsBid Reference Project Title Date of Award Brief Description of Project Proposed Commencement Date Proposed Completion Date Client s Name and Contact Details Contract Value (Copy of Project Documentation shall be submitted) Page 17

Checklist for Supporting Documentation for Information required for Registration/Annual Renewal. Provide the following documentation for all sections completed. Business Particulars Certified copies of individual company CIC Registration Certificates Valid Joint Venture Agreement (highly important). Power of Attorney/Board Resolution of Authorized Signature. Supplied by Contractor Received (official use only) Yes No Yes No Page 18

DECLARATION I/We declare that all the particulars and information provided in this application are complete, correct and true and we agree that in the event that any of the particulars or information provided is found to be untrue or fraudulent, my/our registration as a contractor with the Construction Industry Council may be revoked. I/We also declare that all the documentation that was submitted to the Council for registration is correct and true. I/We agree that in the event of revocation of registration, any registration fees paid to the Construction Industry Council shall be forfeited. I/We declare that in the event that the nature of my/our business changes and/or I/we no longer carry out operations in terms of our registration I/we will notify the Construction Industry Council in which case my/our registration may be revoked or my/our classification and categorisation may be revised. Declared at this day of.20. by the following, who are duly authorised to sign. Name (Print) Signature Title/Designation Witnessed by: Lead Company of Joint Venture Stamp Name (Print) Signature Title/Designation Page 19

For Official Use: Date of Receipt of Application: d d m M y y y y CIC Stamp Registration Certificate No:... Details Verified: Yes No Approved: : Yes No Signature of Approving Officer:... Page 20