General information about company Scrip code 526211 Name of the company SURAJ INDUSTRIES LIMITED Whether company is SME No Class of Security Equity Type of report Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) 30 09 2016 Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b) file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern cl 1/16
Sr. No. Particular Yes/No 1 Whether the Listed Entity has issued any partly paid up? Yes 2 Whether the Listed Entity has issued any Convertible Securities? No 3 Whether the Listed Entity has issued any Warrants? No 4 Whether the Listed Entity has any against which depository receipts are issued? No 5 Whether the Listed Entity has any in locked in? No 6 Whether any held by promoters are pledge or otherwise encumbered? No 7 Whether company has equity with differential voting rights? No file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern cl 2/16
Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Nos. Of shareholders (III) Table I Summary Statement holding of specified securities No. of fully paid up equity held (IV) No. Of Partly paid up equity held (V) No. Of underlying Depository Receipts (VI) nos. held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y as a % of (A+B+C) 5 2945050 0 2945050 39.8 2945050 2945050 40.42 (B) Public 16726 4340950 114000 4454950 60.2 4340950 4340950 59.58 (C) (C1) (C2) Non Promoter Non Public underlying DRs held by Employee Trusts 16731 7286000 114000 7400000 100 7286000 7286000 100 file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern cl 3/16
Category (I) (A) Category of shareholder (II) Promoter & Promoter Group No. Of securities (X) Table I Summary Statement holding of specified securities No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) 39.8 0 (B) Public 60.2 4700 (C) (C1) (C2) Non Promoter Non Public underlying DRs held by Employee Trusts 100 4700 Number of equity held in dematerialized form (XIV) file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern cl 4/16
Sr. A (1) Indian (d) Sub (A)(1) Table II Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders (I) Nos. Of shareholders (III) No. of fully paid up equity held (IV) No. Of Partly paid up equity held (V) No. Of underlying Depository Receipts (VI) nos. held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Table II Statement showing shareholding pattern of the Promoter and Promoter Group Individuals/Hindu undivided Family Any Other (specify) (2) Foreign Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (2) B (1) Institutions (f) Sub (B)(1) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y as a % of Voting rights 4 2860050 0 2860050 38.65 2860050 2860050 39.25 1 85000 0 85000 1.15 85000 85000 1.17 5 2945050 0 2945050 39.8 2945050 2945050 40.42 5 2945050 0 2945050 39.8 2945050 2945050 40.42 Table III Statement showing shareholding pattern of the Public shareholder Financial Institutions/ Banks ( 3 ) Non institutions (a(i)) (a(ii)) (e) Sub (B)(3) Public Shareholding (B)=(B)(1)+ (B)(2)+(B) (3) C ( A+B+C2 ) (A+B+C ) Individuals i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. Individuals ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Any Other (specify) 1 100 0 100 0 100 100 0 1 100 0 100 0 100 100 0 16673 1994150 114000 2108150 28.49 1994150 1994150 27.37 9 1341100 0 1341100 18.12 1341100 1341100 18.41 43 1005600 0 1005600 13.59 1005600 1005600 13.8 16725 4340850 114000 4454850 60.2 4340850 4340850 59.58 16726 4340950 114000 4454950 60.2 4340950 4340950 59.58 Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder 16731 7286000 114000 7400000 100 7286000 7286000 100 16731 7286000 114000 7400000 100 7286000 7286000 100 file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern cl 5/16
Sr. A Table II Statement showing shareholding pattern of the Promoter and Promoter Group No. Of securities (X) (1) Indian No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+ (X) As a % of (A+B+C2) Number of Locked in (XII) No. As a % of total held (b) Table II Statement showing shareholding pattern of the Promoter and Promoter Group Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) 38.65 0 (d) 1.15 0 Sub (A) (1) (2) Foreign Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) B (1) Institutions 39.8 0 39.8 0 Table III Statement showing shareholding pattern of the Public shareholder (f) 0 0 Sub (B) (1) ( 3 ) Non institutions 0 0 (a(i)) 28.49 4600 (a(ii)) 18.12 0 (e) 13.59 100 Sub (B) (3) Public Shareholding (B)=(B)(1)+ (B)(2)+(B)(3) C ( A+B+C2 ) (A+B+C ) 60.2 4700 60.2 4700 Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder 100 4700 100 4700 Number of equity held in dematerialized form (XIV) file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern cl 6/16
Individuals/Hindu undivided Family Searial No. 1 2 3 4 Name of the Shareholders (I) Anita Gupta Rajesh Gupta Shuchi Bahl Suraj Gupta Click here to go back PAN (II) AEBPG2218R ACRPG3928J AFVPB2202D AEBPG2217A No. of fully paid up equity held (IV) No. Of Partly paid up equity held (V) 10 10 185000 2675030 2860050 0 0 0 0 0 No. Of underlying Depository Receipts (VI) nos. held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 10 10 185000 2675030 2860050 0 0 2.5 36.15 38.65 Number of Voting Rights held in each class of securities (IX) Class eg:x 10 10 185000 2675030 2860050 Class eg:y 10 10 185000 2675030 2860050 as a % of Voting rights 0 0 2.54 36.71 39.25 No. Of securities (X) No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi) As a % of (A+B+C2) 0 0 2.5 36.15 38.65 Number of Locked in (XII) No. As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern cl 7/16
As a % of total held (b) Number of equity held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN 0 0 0 0 0 file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern cl 8/16
Searial No. 1 Any Other (specify) Category Bodies Corporate Click here to go back Name of the Shareholders (I) Global Spirits Pvt Ltd PAN (II) AACCG3083C No. of the Shareholders (I) No. of fully paid up equity held (IV) No. Of Partly paid up equity held (V) 1 1 85000 85000 0 0 No. Of underlying Depository Receipts (VI) nos. held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 85000 85000 1.15 1.15 Number of Voting Rights held in each class of securities (IX) Class eg: X 85000 85000 Class eg:y 85000 85000 as a % of Voting rights 1.17 1.17 No. Of securities (X) No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 1.15 1.15 Number of Locked in (XII) No. As a % of total file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern cl 9/16
held (b) Number of pledged or otherwise encumbered (XIII) No. As a % of total held (b) Number of equity held in dematerialized form (XIV) Reason for not providing PAN 0 0 file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern c 10/16
Individuals ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Searial No. 1 2 3 4 5 6 Name of the Shareholders (I) PAN (II) No. of fully paid up equity held (IV) No. Of Partly paid up equity held (V) No. Of underlying Depository Receipts (VI) nos. held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Deepak Kukreja Sandeep Aggarwal AAJPK0964G ABQPA6624B Rohit Prasad Sanjeev Kumar Shanti Devi Sushil Kumar 160000 235300 86300 300000 100000 374500 0 0 0 0 0 0 160000 235300 86300 300000 100000 374500 2.16 3.18 1.17 4.05 1.35 5.06 Number of Voting Rights held in each class of securities (IX) Class eg: X 160000 235300 86300 300000 100000 374500 Class eg:y 160000 235300 86300 300000 100000 374500 as a % of Voting rights No. Of securities (X) No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in (XII) No. As a % of total held (b) Number of equity held in 2.2 3.23 1.18 4.12 1.37 5.14 2.16 3.18 1.17 4.05 1.35 5.06 0 0 0 0 0 0 file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern c 11/16
dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN Textual Information(1) Textual Information(2) Textual Information(3) Textual Information(4) file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern c 12/16
Searial No. Individuals ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Name of the Shareholders (I) Click here to go back PAN (II) No. of fully paid up equity held (IV) No. Of Partly paid up equity held (V) No. Of underlying Depository Receipts (VI) nos. held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) 1256100 0 1256100 16.97 Number of Voting Rights held in each class of securities (IX) Class eg: X 1256100 Class eg:y 1256100 as a % of Voting rights 17.24 No. Of securities (X) No. of Warrants (Xi) No. Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) 16.97 Number of Locked in (XII) No. As a % of total held (b) Number of equity held in dematerialized form (XIV) 0 file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern c 13/16
Reason for not providing PAN Reason for not providing PAN file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern c 14/16
Text Block Textual Information(1) Textual Information(2) Textual Information(3) Textual Information(4) Company has requested the shareholder to provide us their PAN as Soon as possible. Company has requested the shareholder to provide us their PAN as Soon as possible. Company has requested the shareholder to provide us their PAN as Soon as possible. Company has requested the shareholder to provide us their PAN as Soon as possible. file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern c 15/16
file:///g:/sahiba/noida%20office/users/hp/desktop/noida%20group/noida%20group/noida%20group/sil/listing%20compliance/shareholding%20pattern c 16/16