DEFINITIONS AND INTERPRETATION

Similar documents
PROSPECTUS GUIDELINES

in respect of the right of a person under structured warrants, means the ability to exercise that right any time before or on expiry date.

DIVISION 3 STRUCTURED WARRANT

in respect of the right of a person under structured warrants, means the ability to exercise that right any time before or on expiry date.

means admission of securities to the Official List of the Exchange and admitted will be construed accordingly.

means admission of securities to the Official List of the Exchange and admitted will be construed accordingly.

DIVISION 6 SUPPLEMENTARY AND REPLACEMENT PROSPECTUS

GUIDELINES ON UNLISTED CAPITAL MARKET PRODUCTS UNDER THE LODGE AND LAUNCH FRAMEWORK SC-GL/ (R3-2018)

SCHEDULE OF FEES FEES AND CHARGES FOR THE MAIN MARKET (subject to change from time to time)

Applications will be accepted from 10:00 a.m. (Malaysian time) on 27 November 2018 and will close at 5:00 p.m. (Malaysian time) on 18 December 2018.

(2) An issuer may list its sukuk or debt securities either as Exchange Traded Bonds or under the Exempt Regime.

FREQUENTLY ASKED QUESTIONS

Box advertisement. Chapter 3. Box advertisement. Chapter

BURSA MALAYSIA SECURITIES BERHAD

means admission of securities to the Official List of the Exchange and admitted will be construed accordingly.

PART H REQUIREMENTS RELATING TO AN ISSUE OF DEBT SECURITIES AND REDEEMABLE PREFERENCE SHARES

Handbook for Issuers making cross-border offers under the Streamlined Review Framework for the ASEAN Common Prospectus

NOTICE ACCOMPYING THE ELECTRONIC PROSPECTUS OF ICAPITAL.BIZ BERHAD ( ICAPITAL.BIZ OR THE COMPANY ) DATED 26 SEPTEMBER 2005 ( ELECTRONIC PROSPECTUS )

GUIDELINES ON UNIT TRUST FUNDS

PART A. External auditors of foreign issuers accounting firms with international affiliation

GUIDELINES ON PRIVATE DEBT SECURITIES

GUIDELINES ON UNIT TRUST FUNDS SC-GL/GUTF-2008(R1-2016)

CHAPTER 4B LISTING UNDER AN EXEMPT REGIMEOF SUKUK AND DEBT SECURITIES

Summary of Amendments to the Revised Prospectus Guidelines (Date of Revision: 19 September 2018)

LICENSING EXAMINATION STUDY OUTLINE. For January to June 2014 Examinations (Issued in November 2013)

PRIVATE DEBT SECURITIES GUIDELINES

TERM SHEET RELATING TO THE OFFERING OF UP TO

TERM SHEET RELATING TO THE OFFERING OF UP TO

TA BALANCE INCOME FUND

PRODUCT HIGHLIGHTS SHEET

Issuer and Market Maker. OCBC BANK (MALAYSIA) BERHAD (Company No W) (Incorporated in Malaysia under the Companies Act, 1965)

MANULIFE INVESTMENT INDIA EQUITY FUND

Eastspring Investments Cash Management Fund

CAPITAL MARKETS AND SERVICES ACT 2007 CAPITAL MARKETS AND SERVICES (AMENDMENT OF SCHEDULES 5, 6 AND 7) ORDER 2012

SECURITIES COMMISSION GUIDELINES ON ADVERTISING

CIMB-Principal Bond Fund

ANNEXURE 1 AMENDMENTS TO THE RULES OF BURSA MALAYSIA DEPOSITORY SDN BHD CONSEQUENTIAL TO THE INTRODUCTION OF THE CAPITAL MARKETS AND SERVICES ACT 2007

THE ACE MARKET Key Changes to the LR - GN3 Companies - Cash Companies - Default in Payment

GUIDELINES ON UNIT TRUST FUNDS SC-GL/GUTF-2008(R2-2017)

means admission of securities to the LEAP Market of the Exchange and admitted will be construed accordingly. an Adviser;

PRODUCT HIGHLIGHTS SHEET

PRODUCT HIGHLIGHTS SHEET. for. Affin Hwang Select Asia (ex Japan) Quantum Fund

NOMURA GLOBAL HIGH CONVICTION FUND

MANULIFE INVESTMENT GLOBAL RESOURCES FUND

New Framework For Listings And Equity Fund-Raisings

BURSA MALAYSIA SECURITIES BERHAD

N O T I C E T O W A R R A N T H O L D E R S

CIMB-Principal Balanced Fund

APPENDIX 2 AMENDMENTS RELATING TO CA, CG, MOG, SPAC AND CODIFICATION OF FINANCIAL DISCLOSURES. Main Market Listing Requirements

CIMB-Principal Equity Growth & Income Fund

MAIN MARKET FEES AND CHARGES

RHB ASIA ACTIVE ALLOCATION FUND

UNITED BOND & EQUITY STRATEGIC TRUST (the Fund )

1. Where can I get more information on the single licensing regime under the CMSA?

QUESTIONS AND ANSWERS IN RELATION TO BURSA MALAYSIA SECURITIES BERHAD MAIN MARKET LISTING REQUIREMENTS (As at 9 April 2018)

CIMB-Principal Balanced Income Fund

QUESTIONS AND ANSWERS IN RELATION TO BURSA MALAYSIA SECURITIES BERHAD ACE MARKET LISTING REQUIREMENTS (As at 2 January 2018)

CIMB-Principal ASEAN Equity Fund

PRODUCT HIGHLIGHTS SHEET

PRODUCT HIGHLIGHTS SHEET. for. Affin Hwang Select Dividend Fund

GUIDELINES ON WHOLESALE FUNDS

MASTER INFORMATION MEMORANDUM

LR - Appendix Statutory declaration in relation to accounts Statutory declaration in relation to accounts

UNITED JAPAN DISCOVERY FUND (the Fund )

BRIEFING ON KEY CHANGES OF THE LISTING REQUIREMENTS

PRODUCT HIGHLIGHTS SHEET. for. Affin Hwang Select Asia Pacific (ex Japan) REITs and Infrastructure Fund

Page 1 of 9 ANNEXURE 1

PRODUCT HIGHLIGHTS SHEET CIMB-PRINCIPAL BOND FUND

QUESTIONS AND ANSWERS IN RELATION TO BURSA MALAYSIA SECURITIES BERHAD LISTING REQUIREMENTS

PRODUCT HIGHLIGHTS SHEET. for. Affin Hwang Tactical Fund

FREQUENTLY-ASKED QUESTIONS ON REVISED GUIDELINES ON EXCHANGE-TRADED FUNDS (Date of Issuance: 26 November 2018)

This Chapter sets out the requirements that must be complied with in respect of transactions entered into by a listed issuer or its subsidiaries.

CIMB-Principal Deposit Fund

GUIDELINES ON THE OFFERING OF STRUCTURED PRODUCTS

This Chapter sets out the requirements that must be complied with in respect of transactions entered into by a listed issuer or its subsidiaries.

Guidance to Directors on Dealings in Securities

QUESTIONS AND ANSWERS IN RELATION TO BURSA MALAYSIA SECURITIES BERHAD LISTING REQUIREMENTS FOR THE ACE MARKET (As at 13 July 2015)

PRODUCT HIGHLIGHTS SHEET

CB INDUSTRIAL PRODUCT HOLDING BERHAD ( H) (Incorporated in Malaysia)

BURSA SECURITIES BORROWING AND LENDING - NEGOTIATED TRANSACTION ( SBLNT ) OPERATIONAL GUIDELINES For LENDERS & BORROWERS

PARTICIPATING ORGANISATIONS DIRECTIVES AND GUIDANCE PROPOSED AMENDMENTS CONSEQUENTIAL TO THE COMPANIES ACT 2016

CIMB-Principal Equity Income Fund

CAPITAL MARKET AND SERVICES ACT 2007 MALAYSIAN CODE ON TAKE-OVERS AND MERGERS 2010 PRACTICE NOTES

BURSA MALAYSIA BONDS SDN BHD

REGISTRATION GUIDELINES OF TRUST COMPANIES UNDER TRUST COMPANIES ACT 1949

APPENDIX 1 AMENDMENTS IN RELATION TO EXCHANGE-TRADED FUNDS. Main Market Listing Requirements. deliver multiples of; or. deliver opposite of,

RHB ASIA PACIFIC FUND

PRODUCT HIGHLIGHTS SHEET. for. Affin Hwang Growth Fund

TA DYNAMIC ABSOLUTE MANDATE

BORNEO OIL BERHAD (Company No.: H)

CANADIAN IMPERIAL BANK OF COMMERCE (a Canadian chartered bank)

BURSA MALAYSIA SECURITIES BERHAD

MAIN MARKET. Chapter 8 Continuing Listing Obligations CONTINUING LISTING OBLIGATIONS PART A GENERAL Introduction

BURSA MALAYSIA SECURITIES BERHAD

BURSA MALAYSIA SECURITIES BERHAD LISTING REQUIREMENTS

In these Rules, unless the context otherwise requires -

PRODUCT HIGHLIGHTS SHEET

National Instrument General Prospectus Requirements. Table of Contents

PRODUCT HIGHLIGHTS SHEET CIMB-PRINCIPAL EQUITY FUND

PRODUCT HIGHLIGHTS SHEET

Transcription:

DEFINITIONS AND INTERPRETATION In these guidelines, the following terms have the following meanings, unless the context otherwise requires: ACE Market ACE Market Listing ACMF adviser application provider means the alternative market of Bursa Malaysia Securities means the Bursa Malaysia Securities ACE Market Listing means the ASEAN Capital Markets Forum; means a person who provides advice or information to an applicant/issuer in connection with a prospectus submitted to, deposited or registered with the SC. means an entity that is allowed to provide the facility for Internet securities application, and is limited to the following entities: (c) (d) Dealers; Banks; Investment banks; and/or Other entities as may be determined by the SC in accordance with such terms and conditions as the SC deems fit. asset-backed securities or ABS has the meaning given in the Guidelines on the Offering of Asset-backed Securities. BAFIA means the Banking and Financial Institutions Act 1989. Bursa Malaysia Securities bank call warrant means Bursa Malaysia Securities Berhad means a holder of licence to carry on banking business under BAFIA. means a contract under which a person has an actual, contingent or prospective right to buy, a specified number/units of underlying shares or exchange-traded funds at a specified price on or by a specified future date; or right to receive, an amount in the form of cash or other property, depending on the state of affairs that relate to fluctuations in the value or price of an underlying financial instrument, and the amount will be calculated in a

particular manner by reference to that state of affairs in accordance with the contract. chief executive CMSA means Capital Markets and Services Act 2007. corporation dealer debenture director e-host means a person who carries on the business of dealing in securities. means an entity that is allowed to issue, circulate or distribute electronic prospectuses and electronic application forms, and is limited to the following entities: (c) (d) (e) Issuers; Dealers; Banks; Investment banks; and/or Other entities as may be determined by the SC in accordance with such terms and conditions as the SC deems fit. ESA electronic application form means Electronic Share Application. means an application form that is issued, circulated or distributed via the Internet; and/or an electronic storage medium, including but not limited to CD-ROMs. electronic prospectus means a copy of a prospectus that is issued, circulated or distributed via the Internet; and/or an electronic storage medium, including but not limited to CD-ROMs.

exercise price or strike price expert expiry date family forecast fully-collateralised call warrants independent director independent valuer infrastructure project internet securities application investment bank issuer latest practicable date licensed institution Main Market in relation to structured warrants, means the pre-specified price at which the holder of such warrants may exercise the right under such structured warrants. has the meaning given in subsection 212(1) of the CMSA. in respect of the right of a person under a structured warrant, means the date in which the ability to exercise that right expires. has the meaning given in the Main Market Listing. means any forecast of profits/losses or cash flow, and includes any statement which quantifies the anticipated level of future profits/losses or cash flow, and also includes profits/losses or cash flow for a financial period which has expired but for which the results have yet to be audited. means call warrants where the underlying financial instrument is shares quoted on the stock exchange, the issue of which is accompanied by a deposit of all shares, which is the subject of such warrants, with a custodian or trustee for the entire term of the warrants in issue. has the meaning given in Chapter 3 of Asset Valuation Guidelines. means securities application via the Internet. means an entity that holds a Capital Markets Services Licence under section 58 of the CMSA for the regulated activity of dealing in securities and a merchant banking licence under section 5 of BAFIA, and is governed by the Guidelines on Investment Banks issued jointly by Bank Negara Malaysia and the SC. means a date whereby the information disclosed should remain relevant and current as at the date of issue of the prospectus. has the same meaning given in BAFIA. means the Main Market of Bursa Malaysia Securities.

Main Market Listing market day market maker market making non-collateralised structured warrants performance guarantee person person connected principal adviser promoters prospectus public qualifying acquisition related party related-party transaction RM SC means the Bursa Malaysia Securities Main Market Listing. has the same meaning given in the Main Market Listing. means a person who performs market making. has the same meaning as is assigned to that expression in the Rules of Bursa Malaysia Securities Berhad. means str uctured warrants where the underlying financial instrument is not held in deposit by a custodian or trustee for the entire term of the warrants in issue. in relation to an issuer of structured warrants, means an unconditional and irrevocable guarantee to perform any and all of the issuer s obligations in the terms and conditions of the structured warrants issue in the event the issuer fails to perform such obligations. has the meaning given in the Principal Adviser Guidelines and includes a sponsor, where applicable. has the same meaning given in section 226 of the CMSA. has the meaning given in section 226 of the CMSA. means ringgit Malaysia. means the Securities Commission Malaysia.

shelf prospectus shelf registration scheme Special Purpose Acquisition Company or SPAC special purpose vehicle or SPV sponsor structured warrants has the meaning given under section 226 of the CMSA. has the meaning given under section 226 of the CMSA. has the meaning given in the Guidelines on the Offering of Asset-Backed Securities. has the meaning given in the ACE Market Listing. comprises call warrants, put warrants, basket warrants, bull equity-linked structures and such other structures that may be specified by the SC from time to time. subsidiary has the meaning given in section 5 of the Companies Act 1965. substantial shareholder supplementary shelf prospectus underlying corporation underlying financial instrument underlying shares voting securities has the meaning given in section 69D of the Companies Act 1965. has the meaning given in section 226 of the CMSA. in relation to structured warrants, means the corporation that has issued the shares, which is the subject of such warrants. in relation to structured warrants, means the shares, exchangetraded fund or index, which is the subject of such warrants. in relation to structured warrants, means the shares, which are the subject of such warrants. means the securities issued by a SPAC which confer upon the holders, voting rights in relation to a qualifying acquisition by the SPAC.