Global Futures and Options Volume Based on the number of contracts traded and/or cleared at 84 exchanges worldwide Jan-Oct 2011 Jan-Oct 2012 % Change Futures 10,372,245,544 9,237,477,984-10.9% Options 10,882,208,113 8,674,940,683-20.3% Total 21,254,453,657 17,912,418,667-15.7% Global Futures and Options Volume by Category Based on the number of contracts traded and/or cleared at 84 exchanges worldwide Category Jan-Oct 2011 Jan-Oct 2012 % Change Individual Equities 5,984,972,416 5,453,858,414-8.9% Equity Indices 7,131,189,564 5,246,906,365-26.4% Interest Rate 3,031,725,148 2,524,619,571-16.7% Foreign Currency 2,757,474,761 1,994,345,671-27.7% Agriculture 860,310,710 1,047,568,727 21.8% Energy 690,832,839 742,250,370 7.4% Non-Precious Metals 344,202,749 447,733,045 30.1% Precious Metals 276,400,297 267,006,046-3.4% Other 177,345,173 188,130,458 6.1% Total 21,254,453,657 17,912,418,667-15.7% Note: Other includes contracts based on commodity indices, credit, fertilizer, housing, inflation, lumber, plastics and weather. 30.4% Individual Equities 29.3% Equity Indices 14.1% Interest Rate 11.1% Foreign Currency 5.8% Agriculture 4.1% Energy 4.0% Metals 1.1% Other Global Futures and Options Volume by Region Based on the number of contracts traded and/or cleared at 84 exchanges worldwide Region Jan-Oct 2011 Jan-Oct 2012 % Change Asia Pacific 8,361,518,113 6,364,400,484-23.9% North America 7,009,892,772 6,053,691,438-13.6% Europe 4,256,486,920 3,748,407,021-11.9% Latin America 1,337,097,924 1,494,991,665 11.8% Other 289,457,928 250,928,059-13.3% Total 21,254,453,657 17,912,418,667-15.7% Note: Location of exchanges is determined by country of registration. Other consists of exchanges in Dubai, Israel, South Africa, and Turkey. 35.5% Asia Pacific 33.8% North America 20.9% Europe 8.3% Latin America 1.4% Other 12 Futures Industry www.futuresindustry.com
Top 30 Derivatives Exchanges Ranked by number of contracts traded and/or cleared Rank Exchange Jan-Oct 2012 Volume Annual % Change Oct 2012 Open Interest Annual % Change 1 CME Group 2,465,178,657-15.3% 80,842,956-10.7% 2 Eurex * 1,975,677,773-18.7% 111,955,262-12.8% 3 Korea Exchange 1,712,260,857-49.0% 2,853,728-40.7% 4 National Stock Exchange of India 1,652,906,877-10.6% 183,396-18.8% 5 NYSE Euronext * 1,630,889,280-16.3% 64,313,862-11.0% 6 BM&FBovespa 1,410,574,147 12.8% 62,130,548 26.0% 7 CBOE Holdings * 964,407,682-8.3% 381,393 171.1% 8 Nasdaq OMX * 924,210,789-15.6% 8,181,524 2.9% 9 Moscow Exchange 896,224,868-0.2% 5,044,587 17.3% 10 Multi Commodity Exchange of India 807,710,541-20.7% 2,158,706 36.2% 11 Dalian Commodity Exchange 503,883,654 117.2% 2,962,891 69.2% 12 IntercontinentalExchange ** 371,553,894 14.2% 73,128,103 865.6% 13 Shanghai Futures Exchange 289,311,527 22.7% 1,465,133 26.6% 14 Zhengzhou Commodity Exchange 278,873,337-22.8% 1,166,624 23.2% 15 ASX Group 218,028,468 15.9% 17,681,921 11.2% 16 BSE 193,634,967 84,161.3% 99,755 3,700.2% 17 TMX Group * 181,189,554 7.0% 4,613,583 15.2% 18 Osaka Securities Exchange 167,678,498 0.5% 4,493,611 32.6% 19 London Metal Exchange 132,928,514 10.4% 2,013,710-11.8% 20 JSE South Africa 128,962,446-5.7% 1,528,790-89.2% 21 Taiwan Futures Exchange 126,385,996-18.4% 1,326,515 19.9% 22 BATS Exchange * 107,609,711-17.2% N/A N/A 23 Hong Kong Exchanges and Clearing 99,697,546-16.9% 6,958,159-16.1% 24 China Financial Futures Exchange 78,389,470 100.4% 94,016 127.0% 25 Singapore Exchange 65,348,236 6.6% 2,336,943 66.2% 26 London Stock Exchange Group 60,166,377-20.2% 13,029,896-30.6% 27 Tokyo Financial Exchange 57,608,921-54.3% 1,229,194-18.5% 28 MEFF 56,957,820 6.0% 15,300,559 6.5% 29 Tel-Aviv Stock Exchange 55,833,660-31.5% 687,216 6.6% 30 Turkish Derivatives Exchange 53,332,133-13.7% 327,644 7.8% * Open interest for these exchanges does not include options traded in the U.S. and cleared by OCC. ** Includes OTC products converted to futures on Oct. 15 Futures Industry January 2013 13
Exchange Groups Futures and options volume broken down by subsidiary exchanges Volume Volume % Open Interest Open Interest % Exchange Jan-Oct 2011 Jan-Oct 2012 Change Oct 2011 Oct 2012 Change ASX 99,323,915 132,112,412 33.0% 13,509,393 15,362,092 13.7% ASX 24 88,864,116 85,916,056-3.3% 2,385,874 2,319,829-2.8% ASX Group 188,188,031 218,028,468 15.9% 15,895,267 17,681,921 11.2% Bolsa de Valores de São Paulo 688,520,247 807,920,388 17.3% 16,810,375 15,679,098-6.7% Bolsa de Mercadorias & Futuros 562,068,081 602,653,759 7.2% 32,505,374 46,451,450 42.9% BM&FBovespa 1,250,588,328 1,410,574,147 12.8% 49,315,749 62,130,548 26.0% Chicago Board Options Exchange 997,385,458 903,762,368-9.4% N/A N/A N/A C2 Exchange 44,099,973 41,943,759-4.9% N/A N/A N/A CBOE Futures Exchange 10,568,658 18,701,555 77.0% 140,662 381,393 171.1% CBOE Group 1,052,054,089 964,407,682-8.3% 140,662 381,393 171.1% Chicago Mercantile Exchange 1,551,567,759 1,222,526,887-21.2% 37,266,047 31,399,918-15.7% Chicago Board of Trade 894,484,844 798,774,578-10.7% 14,171,939 15,253,203 7.6% New York Mercantile Exchange 463,482,164 443,877,192-4.2% 39,060,940 34,189,835-12.5% CME Group 2,909,534,767 2,465,178,657-15.3% 90,498,926 80,842,956-10.7% Eurex 1,760,296,601 1,445,320,162-17.9% 128,329,975 111,955,262-12.8% International Securities Exchange 670,460,787 530,357,611-20.9% N/A N/A N/A Eurex 2,430,757,388 1,975,677,773-18.7% 128,329,975 111,955,262-12.8% ICE Futures Europe 228,795,594 239,936,981 4.9% 4,327,690 7,225,127 67.0% ICE Futures U.S. 92,431,951 127,276,288 37.7% 3,030,502 3,037,047 0.2% ICE Futures Canada 3,946,661 4,318,967 9.4% 161,393 182,288 12.9% Chicago Climate Futures Exchange 76,936 21,658-71.8% 54,071 0-100.0% IntercontinentalExchange * 325,251,142 371,553,894 14.2% 7,573,656 73,128,103 865.6% * Includes OTC products converted to futures on Oct. 15 MCX-SX 747,590,644 480,314,318-35.8% 1,086,575 1,283,145 18.1% Multi Commodity Exchange of India 271,504,861 327,396,223 20.6% 498,077 875,561 75.8% Multi Commodity Exchange of India 1,019,095,505 807,710,541-20.7% 1,584,652 2,158,706 36.2% Nasdaq OMX PHLX 830,509,308 656,414,898-21.0% N/A N/A N/A Nasdaq Options ket (U.S.) 166,783,586 168,226,827 0.9% N/A N/A N/A Nasdaq OMX (Nordic markets) 97,466,107 90,127,607-7.5% 7,730,093 8,135,715 5.2% Nasdaq OMX BX Options N/A 8,198,224 N/A N/A N/A N/A Nasdaq OMX Commodities 701,379 726,318 3.6% 116,532 45,333-61.1% Nasdaq OMX Futures Exchange (U.S.) N/A 516,915 N/A N/A 476 N/A Nasdaq OMX 1,095,460,380 924,210,789-15.6% 7,846,625 8,181,524 4.3% NYSE Liffe Europe 988,820,815 801,860,801-18.9% 71,404,056 63,195,425-11.5% NYSE Amex Options 525,234,092 472,287,091-10.1% N/A N/A N/A NYSE Arca Options 416,424,269 340,504,426-18.2% N/A N/A N/A NYSE Liffe U.S. 17,068,461 16,236,962-4.9% 886,664 1,118,437 26.1% NYSE Euronext 1,947,547,637 1,630,889,280-16.3% 72,290,720 64,313,862-11.0% Note: Open interest for U.S. equity options is held at OCC rather than at the exchanges. 14 Futures Industry www.futuresindustry.com
Top 20 Agricultural Futures & Options Contracts 1 Soy Meal Futures, DCE 10 tonnes 42,194,237 269,911,671 539.7% 2 White Sugar Futures, ZCE 10 tonnes 110,241,341 123,915,140 12.4% 3 Rubber Futures, SHFE 5 tons 80,396,357 64,823,205-19.4% 4 Corn Futures, CBOT 5,000 bushels 66,946,233 63,424,066-5.3% 5 Soy Oil Futures, DCE 10 tonnes 49,049,058 52,979,172 8.0% 6 Soybean Futures, CBOT 5,000 bushels 38,216,694 45,132,657 18.1% 7 Corn Futures, DCE 5,000 bushels 22,439,911 34,473,505 53.6% 8 No. 1 Soybean Futures, DCE 10 tonnes 21,963,065 33,924,643 54.5% 9 Palm Oil Futures, DCE 10 tonnes 18,995,267 27,258,726 43.5% 10 Sugar #11 Futures, ICE Futures U.S. 112,000 pounds 22,238,031 24,067,249 8.2% 11 Strong Gluten Wheat Futures, ZCE 10 tonnes 7,173,404 23,625,742 229.4% 12 Corn Options on Futures, CBOT 5,000 bushels 25,152,950 23,342,101-7.2% 13 Wheat Futures, CBOT 5,000 bushels 20,879,596 23,170,485 11.0% 14 Soybean Oil Futures, CBOT 60,000 pounds 19,992,812 22,774,571 13.9% 15 Cotton No. 1 Futures, ZCE 5 tonnes 136,812,724 19,293,566-85.9% 16 Soybean Options on Futures, CBOT 5,000 bushels 11,450,007 16,028,900 40.0% 17 Soybean Meal Futures, CBOT 100 short tons 14,111,688 15,516,597 10.0% 18 Live Cattle Futures, CME 40,000 pounds 11,519,147 11,930,223 3.6% 19 Lean Hogs Futures, CME 40,000 pounds 8,503,893 9,852,408 15.9% 20 Refined Soy Oil Futures, NCDEX 10 tonnes 4,383,933 7,197,740 64.2% Top 20 Energy Futures & Options Contracts 1 Brent Crude Futures, ICE Futures Europe 1,000 barrels 111,684,716 126,875,149 13.6% 2 Light, Sweet Crude Oil Futures, Nymex 1,000 barrels 151,433,549 120,952,176-20.1% 3 Henry Hub Natural Gas Futures, Nymex 10,000 MMBTU 64,868,958 82,161,688 26.7% 4 Gasoil Futures, ICE Futures Europe 100 tonnes 55,889,301 55,367,270-0.9% 5 Crude Oil Futures, MCX 100 barrels 44,547,741 47,919,501 7.6% 6 NY Harbor RBOB Gasoline Futures, Nymex 42,000 gal 26,125,335 31,579,526 20.9% 7 No. 2 Heating Oil Futures, Nymex 42,000 gal 26,148,237 30,733,550 17.5% 8 WTI Crude Oil Futures, ICE Futures Europe 1,000 barrels 44,957,456 28,379,650-36.9% 9 Light, Sweet Crude Oil Opt. on Futures, Nymex 1,000 barrels 31,916,141 27,894,107-12.6% 10 Natural Gas Futures, MCX 1,250 MMBTU 7,463,502 23,379,782 213.3% 11 Natural Gas European-Style Options, Nymex 10,000 MMBTU 19,832,148 21,877,685 10.3% 12 U.S. Oil Fund ETF Options * N/A 24,940,426 18,560,624-25.6% 13 Henry Hub Natural Gas Swap Futures, Nymex 2,500 MMBTU 16,935,080 16,360,396-3.4% 14 U.S. Natural Gas Fund ETF Options * N/A 11,478,737 10,968,479-4.4% 15 Brent Crude Oil Futures, Moscow Exchange 10 barrels 17,352,367 10,045,116-42.1% 16 Brent Crude Oil Options, ICE Futures Europe 1,000 barrels 1,781,842 7,588,374 325.9% 17 Natural Gas Penultimate Swap Fut., Nymex 2,500 MMBTU 5,986,335 7,238,247 20.9% 18 EUA Futures, ICE Futures Europe 1,000 EUAs 4,438,833 5,109,514 15.1% 19 UK Nat. Gas Fut. (Seasons), ICE Futures Europe 1,000 therms/day 2,259,480 2,764,770 22.4% 20 Crude Oil 1 Month CSO Options, Nymex 1,000 barrels 2,614,660 2,668,965 2.1% * Traded on multiple U.S. options exchanges Futures Industry January 2013 15
Top 20 Equity Index Futures & Options Contracts Rank Contract Index Multiplier Jan-Oct 2011 Jan-Oct 2012 % Change 1 Kospi 200 Options, Korea Exchange * 500,000 Korean won 3,140,818,598 1,491,340,328-52.5% 2 S&P CNX Nifty Options, NSE India 50 Indian rupees 701,858,270 682,089,699-2.8% 3 SPDR S&P 500 ETF Options ** N/A 613,817,277 479,232,250-21.9% 4 E-mini S&P 500 Futures, CME 50 U.S. dollars 522,925,797 397,318,726-24.0% 5 RTS Futures, Moscow Exchange 2 U.S. dollars 304,360,023 278,792,356-8.4% 6 Euro Stoxx 50 Futures, Eurex 10 euros 347,628,543 274,292,308-21.1% 7 Euro Stoxx 50 Options, Eurex 10 euros 311,123,815 248,420,700-20.2% 8 S&P 500 Options (SPX) Options, CBOE 100 U.S. dollars 166,765,838 142,611,792-14.5% 9 Sensex Options, BSE 15 Indian rupees 20,610 127,565,440 618,849.2% 10 Nikkei 225 Mini Futures, OSE 100 yen 100,897,766 107,135,032 6.2% 11 ishares Russell 2000 ETF Options ** N/A 146,612,691 104,233,057-28.9% 12 Powershares QQQ ETF Options ** N/A 120,068,541 96,885,655-19.3% 13 CBOE Volatility (VIX) Options, CBOE 100 U.S. dollars 86,167,494 90,121,238 4.6% 14 Taiex Options, Taifex 50 New Taiwan dollars 107,467,694 85,626,313-20.3% 15 CSI 300 Futures, CFFEX 300 Chinese RMB 39,107,160 78,389,470 100.4% 16 S&P CNX Nifty Futures, NSE India 50 Indian rupees 102,170,701 71,369,924-30.1% 17 BSE 100 Options, BSE *** 50 Indian rupees N/A 57,051,234 N/A 18 Kospi 200 Futures, Korea Exchange 500,000 Korean won 74,010,485 54,474,565-26.4% 19 E-mini Nasdaq 100 Futures, CME 20 U.S. dollars 64,532,463 52,179,401-19.1% 20 ishares MSCI Emerging kets ETF Options ** N/A 61,281,376 52,144,571-14.9% * Multiplier changed from 100,000 won for series listed from ch onwards. ** Traded on multiple U.S. options exchanges *** Began trading in August 2012 Top 20 Foreign Exchange Futures & Options Contracts 1 U.S. Dollar/Indian Rupee Futures, NSE India 1,000 USD 611,556,531 506,591,496-17.2% 2 U.S. Dollar/Indian Rupee Futures, MCX-SX 1,000 USD 708,078,059 464,781,756-34.4% 3 U.S. Dollar/Russian Ruble Fut., Moscow Exchange 1,000 USD 164,838,100 303,988,330 84.4% 4 U.S. Dollar/Indian Rupee Options, NSE India 1,000 USD 216,777,555 170,914,991-21.2% 5 U.S. Dollar Futures, BM&F 50,000 USD 72,739,432 71,494,505-1.7% 6 Euro FX Futures, CME 125,000 Euro 72,260,033 57,686,199-20.2% 7 U.S. Dollar Futures, Korea Exchange 10,000 USD 58,068,010 46,043,427-20.7% 8 U.S. Dollar Futures, Rofex 1,000 USD 44,605,070 43,738,308-1.9% 9 Australian Dollar Futures, CME 100,000 AUD 25,690,215 28,322,146 10.2% 10 Euro/U.S. Dollar Futures, Moscow Exchange 1,000 Euro 40,343,167 27,173,586-32.6% 11 British Pound Futures, CME 62,500 GBP 24,958,834 22,071,808-11.6% 12 Canadian Dollar Futures, CME 100,000 CAD 19,269,492 19,800,806 2.8% 13 Japanese Yen Futures, CME 12,500,000 Yen 25,433,212 18,692,379-26.5% 14 Australian Dollar/Japanese Yen Futures, TFX 10,000 Euro 36,014,787 14,584,325-59.5% 15 Euro/Japanese Yen Futures, TFX 10,000 AUD 22,857,510 14,453,943-36.8% 16 U.S. Dollar Futures, Turkdex 1,000 USD 13,118,508 9,600,994-26.8% 17 Mexican Peso Futures, CME 500,000 MXP 7,702,190 9,471,309 23.0% 18 Swiss Franc Futures, CME 125,000 CHF 9,187,808 8,707,228-5.2% 19 Euro/Indian Rupee Futures, MCX-SX 1,000 Euro 27,625,638 8,391,860-69.6% 20 Mexican Peso/U.S. Dollar Futures, Mexder 10,000 USD 5,838,015 8,220,310 40.8% 16 Futures Industry www.futuresindustry.com
Top 20 Interest Rate Futures & Options Contracts 1 Eurodollar Futures, CME 1,000,000 USD 495,925,079 373,229,055-24.7% 2 One Day Inter-Bank Deposit Futures, BM&F 100,000 Real 270,747,431 289,639,197 7.0% 3 10 Year Treasury Note Futures, CBOT 100,000 USD 276,437,017 226,204,922-18.2% 4 Euro-Bund Futures, Eurex 100,000 Euro 206,757,724 158,467,364-23.4% 5 3 Month Euribor Futures, Liffe U.K. 1,000,000 Euro 210,883,748 151,378,969-28.2% 6 5 Year Treasury Note Futures, CBOT 100,000 USD 147,512,655 110,824,838-24.9% 7 3 Month Sterling Futures, Liffe U.K. 500,000 GBP 102,392,375 99,752,417-2.6% 8 IDI Index Options, BM&F 1 Real 85,950,843 95,634,065 11.3% 9 Euro-Bobl Futures, Eurex 100,000 Euro 125,135,965 91,962,996-26.5% 10 Eurodollar Mid-Curve Options on Futures, CME 1,000,000 USD 82,062,407 81,073,305-1.2% 11 Euro-Schatz Futures, Eurex 100,000 Euro 146,321,519 81,016,832-44.6% 12 30 Year Treasury Bond Futures, CBOT 100,000 USD 78,310,987 77,104,790-1.5% 13 3 Month Euribor Options, Liffe U.K. 1,000,000 Euro 105,448,918 63,681,684-39.6% 14 10 Year Treasury Note Opt. on Fut., CBOT 100,000 USD 43,985,883 47,286,210 7.5% 15 Eurodollar Options on Futures, CME 1,000,000 USD 84,230,664 46,499,012-44.8% 16 2 Year Treasury Note Futures, CBOT 200,000 USD 63,408,375 45,365,925-28.5% 17 3 Year Treasury Bond Futures, ASX 24 100,000 AUD 36,280,437 37,453,641 3.2% 18 Euro-Bund Options on Futures, Eurex 100,000 Euro 30,504,791 35,887,754 17.6% 19 Long Gilt Futures, Liffe U.K. 100,000 GBP 29,005,976 31,199,226 7.6% 20 3 Year Treasury Bond Fut., Korea Exchange 100 million KRW 29,791,187 26,037,579-12.6% Top 20 Metals Futures & Options Contracts 1 Steel Rebar Futures, SHFE 10 tonnes 61,391,327 131,568,373 114.3% 2 Copper Futures, SHFE 5 tonnes 30,775,616 50,760,823 64.9% 3 High Grade Primary Aluminum Futures, LME 25 tonnes 48,030,862 49,156,983 2.3% 4 SPDR Gold Shares ETF Options * N/A 64,790,552 45,134,583-30.3% 5 Silver MIC Futures, MCX 1 kilogram 35,151,127 43,931,485 25.0% 6 Comex Gold Futures, Nymex 100 ounces 42,168,399 36,875,640-12.6% 7 Gold Petal Futures, MCX ** 1 gram 17,880,307 31,155,630 74.2% 8 Silver M Futures, MCX 5 kilograms 39,224,210 30,872,757-21.3% 9 Copper Grade A Futures, LME 25 tonnes 28,540,760 30,258,044 6.0% 10 ishares Silver Trust ETF Options * N/A 73,333,365 29,928,931-59.2% 11 Copper Futures, MCX 1 tonne 27,129,518 28,698,306 5.8% 12 Special High Grade Zinc Futures, LME 25 tonnes 18,127,351 24,390,633 34.6% 13 Gold M Futures, MCX 100 grams 20,840,700 18,530,012-11.1% 14 Zinc Futures, SHFE 5 tonnes 46,345,295 18,445,896-60.2% 15 Copper Mini Futures, MCX *** 250 kilograms N/A 15,705,292 N/A 16 Silver Futures, SHFE **** 15 kilograms N/A 15,190,102 N/A 17 Silver Futures, MCX 30 kilograms 21,239,289 14,546,591-31.5% 18 Comex Copper Futures, Nymex 25,000 pounds 10,444,132 13,840,414 32.5% 19 Nickel Futures, MCX 250 kilograms 12,150,644 13,025,992 7.2% 20 Standard Lead Futures, LME 25 tonnes 9,135,669 11,685,535 27.9% * Traded on multiple U.S. options exchanges ** Began trading in April 2011 *** Began trading in February 2012 **** Began trading in 2012 Futures Industry January 2013 17
Top 30 Futures Commission Merchants in the U.S. Based on Value of Customer Segregated Funds Held for Trading in U.S. Futures kets Rank Company Name October 2011 October 2012 % Change 1 Goldman Sachs & Co. 20,346,497,796 20,463,532,750 0.6% 2 J.P. Morgan Securities LLC 19,170,979,010 18,100,941,197-5.6% 3 Newedge USA LLC 20,833,983,459 17,082,323,664-18.0% 4 Deutsche Bank Securities Inc. 15,136,579,003 14,757,500,778-2.5% 5 UBS Securities LLC 9,445,467,218 8,644,856,793-8.5% 6 Citigroup Global kets Inc. 10,148,689,984 8,354,106,120-17.7% 7 Merrill Lynch Pierce Fenner & Smith 9,365,678,809 7,715,747,991-17.6% 8 Morgan Stanley & Co LLC 5,169,696,486 7,403,703,176 43.2% 9 Barclays Capital Inc. 5,705,209,090 6,229,871,294 9.2% 10 Credit Suisse Securities (USA) LLC 6,243,488,159 5,909,602,923-5.3% 11 R.J. O Brien & Associates LLC 2,576,684,829 3,939,099,756 52.9% 12 ADM Investor Services Inc. 2,486,620,013 3,045,484,856 22.5% 13 Jefferies Bache LLC 2,999,526,000 2,768,273,000-7.7% 14 ABN Amro Clearing Chicago LLC 2,107,076,881 2,713,216,974 28.8% 15 BNP Paribas Prime Brokerage Inc. 1,397,505,939 1,949,579,449 39.5% 16 Interactive Brokers LLC 641,683,621 1,765,864,122 175.2% 17 Mizuho Securities USA Inc. 1,190,472,913 1,763,587,937 48.1% 18 FCStone LLC 1,293,351,455 1,677,471,833 29.7% 19 Rosenthal Collins Group LLC 1,372,387,305 1,667,184,154 21.5% 20 RBS Securities Inc. 2,411,857,477 1,516,125,176-37.1% 21 Merrill Lynch Professional Clearing Corp 791,273,963 955,716,720 20.8% 22 Macquarie Futures USA LLC 823,515,435 944,879,265 14.7% 23 McVean Trading & Investments LLC 853,285,791 939,952,550 10.2% 24 HSBC Securities USA Inc. 857,990,476 905,062,904 5.5% 25 Goldman Sachs Execution & Clearing LP 1,143,170,340 744,550,989-34.9% 26 Morgan Stanley Smith Barney LLC 586,487,438 717,457,116 22.3% 27 RBC Capital kets LLC 460,524,480 693,208,923 50.5% 28 Vision Financial kets LLC 331,504,313 662,619,285 99.9% 29 J.P. Morgan Clearing Corp. 650,292,326 656,382,405 0.9% 30 Timber Hill LLC 680,012,588 639,416,323-6.0% Total Customer Funds Held by All FCMs 153,021,487,145 150,352,192,105-1.7% * Previously registered as Prudential Bache Commodities LLC Note: Ranking based on the total amount of funds that futures commission merchants are required to segregate on behalf of customers trading on a U.S. futures exchange. FCMs owned by the same holding company have not been consolidated. Source: Commodity Futures Trading Commission 18 Futures Industry www.futuresindustry.com
FIA/FOA International Derivatives Expo 25-26 June 2013 The Brewery, Chiswell Street, London EC1 k Your Diary! The Futures Industry Association and the Futures and Options Association are pleased to present the sixth Annual International Derivatives Expo. Last year s event boasted more than 40 exhibits showcasing the latest in products and technology for the derivatives industry, plus 30+ sessions with high-profile speakers, information-packed workshops, and endless networking opportunities. Contact Toni Vitale Chan, tvitale-chan@futuresindustry.org, ph +1.312.636.2919 or Bernadette Connolly, connollyb@foa.co.uk, ph +44 [0]20.7090.1334 for information on becoming a sponsor or exhibitor. More information at www.idw.org.uk Customer Segregated Funds Jan 2006 to Oct 2012 200 150 100 Note: Ranking based on the total amount of funds that futures commission merchants are required to segregate on behalf of customers trading on a U.S. futures market. FCMs owned by the same holding company have not been consolidated. 50 Jan 2006 Jan 2007 Jan 2008 Jan 2009 Jan 2010 y Jan 2011 y Jan 2012 Source: Commodity Futures Trading Commission Futures Industry January 2013 19