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Electronic Documentation Form This form will include the following details: 1. Report Title and Type (Title: Methodology For Socio-economic Vulnerability Assessment For Flood Disaster Risk Management In Bangkok And Hanoi)(Type: Thesis work) 2. Name of the Author (Mst. Fahmida Khatun) 3. Name(s) of Advisor and Committee Members Dr. Dushmanta Dutta (Chairman) Dr. Sutat Weesakul (Co-Chairman) Prof. Ashim Das Gupta Dr. Mukand S. Babel Dr. Srikantha Herath (External Expert) 4. Field of Study: Water Engineering And Management 5. Address (School): School of Civil Engineering 6. External Examiner (for Dissertations only) 7. Expert Comments on the Work and Facility for the Feedback from the Users This study can support the flood mitigation measures of Hanoi and Bangkok cities in several ways. Firstly, the information from the result of loss functions can be used as guidelines for possible improvement of structural measures and planning. Secondly, loss curves can be used for rapid flood damage estimation. The estimates can be useful for rapid damage estimation in planning for relief works, financial supports for affected people and preparedness measures. 8. Abstract of the Work: With the increase of the occurrence of most damaging type of disaster flood, around the world in urbanized areas, assessment of economic loss and estimating potential losses has become an urgent necessity for disaster risk management. Flood affects socio-economic activities of people and damages to human settlements and developments. Loss estimation methodology can evaluate the risk and facilitate in taking flood disaster mitigation measures at the local, regional, state and national levels of government.

This study effort develops a methodology for loss estimation on socio-economic aspect in two major cities in South-east Asia, Hanoi and Bangkok, which are the capital of Vietnam and Thailand, resp. These two areas are selected as the study area because these two cities had several severe flood events during the last two decades. Questionnaire survey is conducted out to collect data on flood damages and losses for residential, commercial and industrial buildings in both the cities. Recent flood events are selected which are from 2000 to 2003. Besides, other flood events during 1996 for Hanoi and 1995 for Bangkok are also selected. The damages are estimated, in terms of direct, indirect and intangible damages for different categories. Relationships are developed for flood damage with different damage influencing parameters. The parameters are both in qualitative and quantitative nature. For the qualitative parameters quantification process is applied. Flood loss curve is developed for structural damage from residential survey samples of Hanoi. Vulnerability is a function of element at risk. In this study element at risk is considered in monetary value which effects on damage. Vulnerability indices are developed for two variables: building floor area and plinth level. Finally, a loss map is developed considering structural damage for a particular area in Hanoi. For loss map development a scenario is analyzed which is supplied by Institute of Meterology and Hydrology, under the Ministry of Natural Resources and Environment, Hanoi. These indices and loss map can be helpful for rapid damage estimation in planning for preparedness activities, relief works, city planning, etc. 9. Keywords: Flood, Vulnerability, Risk Management, Loss Function, Loss Map 10. Bibliographic data: Alam, J. (2003). Two-dimensional Urban Flood Modeling for Real Time Flood Forecasting for Dhaka City, Bangladesh, AIT Thesis no. WM 02-06, Asian Institute of Technology. Alkema, D. (2003). Flood Risk Assessment for EIA; an Example of a Motorway Near Trento, Italy. Studi Trentini Di Scienze Naturali, Acta Geologica, V. 78, pp 147-153. Apirumanekul, C. (2001). Modeling of Urban Flooding in Dhaka City, AIT Thesis no. WM 00-13, Asian Institute of Technology. ASEAN Statistical Yearbook, 2004. Available online: http://www.aseansec.org/statistics%202004/01_population.pdf. [Downloaded on April 22, 2005] Barua, S. and Nagasawa, Y. (2003). Risk Assessment and Empowering Community Health Care Facilities in Coastal Cities of Bangladesh. Proceedings of the 2 nd International Symposium on New Technologies for Urban Safety of Mega Cities in Asia, University of Tokyo, Japan, pp. 449-456.

Disaster Fighting Activities (2004). Disaster Management Unit, UNDP Project. Available online: http://www.undp.org.vn/dmu/events/events-2004/040000- a/frame.htm. [Downloaded on August 24, 2004] Dutta, D. (1999). Distributed Modeling of Flood Inundation and Damage Estimation, Doctoral Dissertation, University of Tokyo. Dutta, D., Herath, S. and Musiake, K. (2003). A Mathematical Model for Flood Loss Estimation. Journal of Hydrology, Elsevier Science, Volume 277, pp. 24-49. Dutta, D. and Tingsanchali, T. (2003). Development of Loss Functions for Urban Flood Risk Analysis in Bangkok. Proceedings of the 2 nd International Symposium on New Technologies for Urban Safety of Mega Cities in Asia, ICUS, The University of Tokyo, pp. 229-238. Dutta, D. and Herath, S. (2004). Trend of floods in Asia and Flood Risk Management with Integrated River Basin Approach. Proceedings of the 2 nd International Conference of Asia-Pacific Hydrology and Water Resources Association, Singapore, Volume I, pp. 55-63. Dutta, D. and Serker, N.H.M.K. (2004). Urban Building Inventory for Bangkok City with Very High-Resolution Remote Sensing Data. Seisan Kenkyu, Volume 56, No.3, pp. 27-30. Fink, A. and Kosecoff, J. (1998). How to Conduct Surveys, SAGE Publications, London. Gupta, A.D., Babel, M.S and Ngoc, P. (2004). Flood Damage Assessment in the Mekong delta, Vietnam. Proceedings of the 2 nd International Conference of Asia- Pacific Association of Hydrology and Water Resources, Singapore, Volume I, pp. 109-117, July. Hanoi Statistical Year Book (2003), Hanoi Statistical Office. Hinggins, R.J., et al (1981), An Economic Comparison of Different Flood Mitigation Strategies in Australia: A case study, Canberra: Australian Government Publishing Service. Human Development Resource Centre (2003). Fact Sheet, Vietnam. Available online: http://hdrc.undp.org.in/hds/hdfct/vietnm.htm. [Downloaded on September 5, 2004] Human Development Resource Centre (2004). Fact Sheet, Thailand. Available online: http://hdr.undp.org/statistics/data/country_fact_sheets/cty_fs_tha.html [Downloaded on April 25, 2005] Institute of Meteorology and Hydrology, Ministry of Natural Resources and Environment, Vietnam (2005), Flood Scenario.

Islam, M. M., and Sado, K. (2000). Flood Hazard Assessment in Bangladesh using NOAA AVHRR Data with Geographical Information System. Journal of Hydrological Processes, 14(3), pp-605-620. Jonkman, S.N., Van Gelder, P.H.A.J.M., and Vrijling, J.k. (2003). An Overview of Quantitative Risk Measure for Loss of Life and Economic Damage. Journal of Hazardous Materials, Elsevier Science, A99, pp. 1-30. Karim, M.F., and Chowdhury, J.U. (1996). A Risk-Based Zoning of Storm Surge Prone Area of the Ganges Tidal Plain. Journal of Civil Engineers, The Institute of Engineers, Bangladesh, Vol. CE 24, No.2, pp. 221-233. Karim, M.F. (2000). Floodplain Zoning for the Ganges River in Bangladesh, AIT Thesis no. WM 99-13, Asian Institute of Technology. Lekuthai, A., and Vongvisessomjai, S (2001). Intangible Flood Damage Quantification. Water Resources Management 15:pp343-362. Lekuthai, A. (2003). Tangible and Intangible Flood Damage Assessment of Bangkok, Doctoral Dissertation, WM 02-04, Asian Institute of Technology. Merriman, P.A. and Browitt, C.W.A. (1993). Natural Disasters: Protecting Vulnerable Communities. Proceedings of the conference held in London, international Decade for Natural Disaster Reduction. Ngoc, P. (2003), Flood Damage Assessment in the Mekong Delta, Vietnam, AIT Thesis no. WM 02-17, Asian Institute of Technology. Oliveri, E. and Santoro, M. (2000). Estimation of Urban Structural Flood Damages: The Case Study of Palermo. Journal of Urban Water 2, Elsevier Science, pp. 223-234. Parker, D.J. and Cannon, T. (2002). Vulnerability Analysis and Disasters, Floods, Volume I, London and New York: Routledge, pp. 45-55. Sharma, V.K, (1995). Disaster Management, Natural Centre for Disaster Management, Indian Institute of Public Administration, pp. 258-264. Shrestha, M.S., Heggen, R., Thapa, K.B., Ghimire, M. and Shakya, N. (2004). Flood Risk and Vulnerability Mapping using GIS: A Nepal case study. Proceedings of the 2 nd International Conference of Asia-Pacific Association of Hydrology and Water Resources, Singapore, Volume I, pp. 180-190, July. Tanhueco, R.T and Velasquez, G. (2003). Quantifying the Social Aspects of Disaster Vulnerability. Proceedings of the 2 nd International Symposium on New Technologies for Urban Safety of Mega Cities in Asia, University of Tokyo, Japan, pp. 191-200. Tapsell, S.M. and Tunstall, S.M. (2002). The Health Effects of Floods, Floods, Volume I, London and New York: Routledge, pp. 172-187.

11. Type of Project: Thesis work 12. Details of the Sponsor/Donor: AIT Full scholarship (Government of the Netherlands, Thesis work is sponsored by UNU (United Nations University) 13. Specific Agreement involved in the Sponsorship Agreement: Not applicable 14. AIT Code Number Each thesis/dissertation should have an ISBN Code Number, which would be the responsibility of the AIT Library. The requested details above have to be submitted in a single PDF file to library@ait.ac.th