Application Forms Cover Page

Application Forms Cover Page Please complete this page & attach all relevant forms Ascend self managed super Please Note: If any of the Application Forms are incomplete or contain errors, or you do not provide any additional information that we request, it may prevent or cause delay in the establishment, administration and reporting of your Fund. Fund Name Checklist for ALL funds (existing or new) Attached is: A Fund Application Form (a trustee* of the fund to sign) A Member Application Form for each member (each proposed member to sign their own form) An Authority Form to enable us to contact institutions on your behalf (all existing and proposed members/trustees/directors to sign) An Investment Strategy Selection Form (a trustee* of the fund to sign) The Direct Debit Form (a trustee* of the fund to sign) Extra documentation for an EXISTING fund The details of my existing administrator/accountant are as follows: Contact Person: Firm Name: Address: Suburb: Postcode: Phone: ( ) Email: Transferring MONIES from another fund into this fund Attached is a separate Rollover Request Form Retail Superannuation for each fund that you wish to cash in and transfer (signed by the member who is transferring the amount). Transferring ASSETS from another fund into this fund Attached is a separate Rollover Request Form In Specie Transfer form for each fund that you wish to transfer (signed by the member who is transferring the assets). Auditor Nomination I wish to appoint Ure Lynam as the fund s Auditor (please complete the Direct Debit Request Form); or I wish to appoint a different auditor for my fund and will provide you with details I acknowledge that, if I choose to appoint an auditor other than Ure Lynam, the fund must negotiate its own fees with this auditor and may incur different fees than those stated in the Administration Services Guide. Insurance Any member who is interested in insurance must tick the relevant box on their application form Other Instructions Signed by a trustee* of the fund: Signature Trustee name Date * Includes a proposed trustee and a proposed director of a new corporate trustee, of a new fund to be established. Please return this sheet & all completed forms and attachments to: AMP Ascend Self Managed Super Administration (PO Box 6229, North Sydney NSW 2059) Please contact us on 1300 205 302 if you require further information: visit admin.ascendsmsf.com.au e-mail ascend_admin@amp.com.au fax 1300 205 854 Issue Date 21 July 2011 1/24

Fund Application - additional information for EXISTING funds Ascend self managed super Please Note! It is important to provide the following information as soon as possible. If you do not provide any of the information we request, it may prevent or cause delays in the establishment, administration and reporting of your fund. Fund Registration Information Income Tax File Number (TFN) of the fund (please make sure that this TFN is for the fund itself and not the trustee) Australian Business Number (ABN) of the fund (please make sure that this ABN is for the fund itself and not the trustee) TFN ABN Information to set up your fund so we can administer it I have forwarded (or organised for the previous administrator to forward) A copy of the most recent Audited Accounts for the fund (including a signed audit certificate) A copy of the most recent Income Tax Return for the fund The Asset Register of the fund as at the date of the last accounts (list of all assets with their purchase date and cost value together with market value at date of latest financial accounts plus holder statements for all listed investments held as at date of latest financial accounts) Details of the composition of each member s account (ie breakdown of the member s balance into each category of contribution received eg undeducted, employer, CGT exempt) Copies of workpapers to detail amounts shown in debtors and creditors (if any) Information so we can review the fund for compliance I have forwarded (or organised for the previous administrator to forward) A copy of the fund s initial trust deed plus any amending deeds since the initial deed was set up Copies of all minutes for the fund since it was established A copy of the current investment strategy and related documents A copy of the last annual review (or annual return) for the trustee company (if there is a corporate trustee). Information to process your fund s transactions for the current year I have forwarded (or organised for the previous administrator to forward) Bank Statements, rental property statements and broker statements from the date of the last Annual Accounts to today Purchase and sale documentation for investments bought or sold from the date of the last Annual Accounts to today Income statements (interest, dividends, rent, trust distributions etc) from the date of the last Annual Accounts to today Copies of any BAS and/or IAS statements lodged for the current year Where the fund invests in non-standard assets I have forwarded (or organised for the previous administrator or the relevant accountant to forward) Copies of latest financial accounts and tax return for any private companies or unit trusts the fund invests in. Copies of latest valuations for any private companies or unit trusts, art works, collectibles or direct real estate the fund invests in. Issue Date 21 July 2011 2/24

Ascend self managed super Fund Application (Page 1 of 3) Before you sign this Application Form, you should read and understand the terms and conditions contained in the Administration Services Guide (ASG) for AMP Ascend Self Managed Super Administration issued on 1 October 2010. The ASG and the completed Application Forms together make up the legal contract with you. They will help you to understand the service and decide if it is appropriate to your needs. On this form, I, my and me also mean we, our and us respectively. New Fund Existing Fund (please complete the additional information form and supply requested information) Fund Name (Existing Name of Fund or Preferred Fund Name for new fund) Estimated initial Fund value $ Preferred Contact Person Your financial planner will be the first contact for all documentation, enquiries and correspondence. If you would prefer someone other than your financial planner to be the first contact eg one of the members, please provide the details: Name: Address: Suburb: Postcode: Phone: ( ) Fax: ( ) Email: Preferred Contact Method: E-mail Fax Post Trustee Details Please Note trustee(s) must be either: A company with all members of the fund as Directors; or, (if you do not want a corporate trustee) All members of the fund, except in the case of a single member fund where a second individual must be appointed. This individual can be a relative or anyone else except the member s employer. Selected Trustee(s): Corporate Trustee* All Members as Trustees Single Member Fund Second Trustee Name (for single member funds without a Corporate Trustee only) Full name: Date of Birth: / / Relationship to member: TFN: - - Residential Address: Suburb: Postcode: *Please see the next page for Corporate Trustee information Planner Details Planner name: Address: Phone: ( ) Email: Issue Date 21 July 2011 3/24

Ascend self managed super Fund Application (Page 2 of 3) Nominated representative details Please complete this section if you wish to nominate a person as the nominated representative of the trustee. Name: Address: Suburb: Postcode: Phone: ( ) Fax: ( ) Email: Signature: Date: Trustee Company Details I have an existing company that I would like to use details are as follows: Corporate Trustee Name: Registered Office Address: Postcode ABN / ACN: TFN: - - - - I would like you to establish a NEW corporate trustee company (separate fees apply). Please check on the ASIC website (www.asic.gov.au) to see if the name you would like is already in use. Preferred Trustee Name: Alternative Name 1: Alternative Name 2: Directors names Place of birth: Town & State (if in Australia) Town & Country (if overseas) Trustee Company Secretarial Matters (Director/shareholder/address changes) I would like AMP Ascend Self Managed Super Administration to look after the company secretarial matters for me (non-trading companies only) I will look after the company secretarial needs I would like the following person to look after or continue to look after our company secretarial needs: Name: Firm Name (if applicable): Phone: ( ) Issue Date 21 July 2011 4/24

Fund Application (Page 3 of 3) Ascend self managed super 1. Confirmations I hereby: Agree that the contract between us for superannuation fund administration services will be on the terms and conditions detailed in the Administration Services Guide for AMP Ascend Self Managed Super Administration (ASG) and the completed Application Forms and I agree to be bound by those terms and conditions. Unless defined, capitalised terms in this fund Application Form have the same meaning as in the ASG. Confirm that I have read and understood the ASG, including the fee structure outlined therein, and hereby request that you establish or takeover (as applicable) and administer a superannuation fund on my behalf. Authorise you to provide any information requested in relation to my superannuation fund to the financial planner noted on this fund Application Form. Agree that you will charge the fund the fees outlined in both the ASG and the fund Product Disclosure Statement (PDS) and that I have had the various fees, including any planner service fees, adequately explained to me. Agree that Australian Securities Administration Limited (ASAL) has the authority to make deductions from my superannuation fund's cash account from time to time without reference to me on each occasion for the purposes of charging its fees, paying expenses required in the administration of my superannuation fund and obtaining reimbursement of expenses. 2. AMP Ascend Self Managed Super Administration Online Access conditions The following terms and conditions apply: You must tell us immediately if you suspect that any unauthorised person has access to your Login ID or password. We may suspend or cancel your access but will give you notice beforehand if possible. We may vary these terms and conditions immediately from the time we notify you. We may email you about your AMP Ascend Self Managed Super Administration Online Access use. You authorise us and any agents we may appoint to use your personal information for the delivery of AMP Ascend Self Managed Super Administration Online Access. You acknowledge that anything associated with or available through AMP Ascend Self Managed Super Administration Online Access belongs to us or other third parties and is protected by intellectual property rights. You hereby release, discharge and will indemnify ASAL and the AMP Group from and against all liabilities and costs (including legal costs) incurred by you, ASAL, the AMP Group or Smartsuper Pty Ltd as a result (direct or indirect) of your use of (or inability to use) AMP Ascend Self Managed Super Administration Online Access. 3. Trustee acknowledgments You acknowledge that ASAL is only responsible for providing the administration services described in the ASG and is not responsible for the management or compliance of the superannuation fund with the law and does not provide advice on aspects of fund compliance with the law to you. ASAL and the AMP Group are not liable to you or the superannuation fund for any losses (direct or indirect) relating to AMP Ascend Self Managed Super Administration except to the extent that the liability directly results from the fraud, wilful default, dishonesty or negligence of ASAL. 4. Trustee undertakings You undertake to: Ensure that you register all fund investments in the trustee s name, but care of the AMP Ascend Self Managed Super Administration postal address, unless otherwise agreed in writing. Ensure that AMP Ascend Self Managed Super Administration is the sole administrator of the investments of your superannuation fund. Immediately notify AMP Ascend Self Managed Super Administration in writing if you receive a determination that your superannuation fund is non-complying or for any reason ceases to exist or of any other matter that may affect the administration of the superannuation fund. 5. Newly established funds Once a new fund is established, the trustees and members will be automatically bound by the terms and conditions of the ASG and the completed Application Forms (including the above confirmations, authorisations, acknowledgements and undertakings). Signed by a trustee* of the fund: Signature Name Date * Includes a proposed trustee and a proposed director of a new corporate trustee, of a new fund to be established. Issue Date 21 July 2011 5/24

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Ascend self managed super Authority Form Please complete for ALL fund members/trustees/directors Name of Superannuation Fund I hereby authorise Australian Securities Administration Limited, the administrator for the above Superannuation Fund: 1. To access and/or obtain copies of all information or documentation relating to my superannuation fund and investments. 2. To organise for duplicate or electronic copies of any investment statements, dividend notices, broker accounts or bank statements to be forwarded to them. Once a new fund is established, the trustees and members will be automatically bound by the terms and conditions of the ASG and the completed Application Forms (including the above authorisations). Authorisation by all Members / Trustees / Directors of Trustee Company: 1 Full Name Signature Date 2 3 4 Please contact us if you require further information: AMP Ascend Self Managed Super Administration (PO Box 6229, North Sydney NSW 2059) Ph : 1300 205 302 visit admin.ascendsmsf.com.au e-mail ascend_admin@amp.com.au fax 1300 205 854 Issue Date 21 July 2011 7/24

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Ascend self managed super Direct Debit Request Fund Name Financial Institution where account is held Institution name and branch: BSB: Address: Account Number: Postcode Commencement We will: Debit fees and other charges as outlined in the Administration Services Guide for AMP Ascend Self Managed Super Administration (ASG) and the Fund Product Disclosure Statement (PDS) Forward invoices to you prior to debiting for your review. Authorisation I request that Australian Securities Administration Limited arrange for the payment of amounts due to them and other third parties (if applicable) to be debited from my nominated account at the financial institution shown above according to the ASG, the PDS and the schedule as detailed on the next page. Signature of Trustee / Director 1 Date Signature of Trustee / Director 2 Date Direct Debit Customer Service Agreement OUR COMMITMENT TO YOU This document outlines our service commitment to you, in respect of the Direct Debit Request (DDR) arrangements made between Australian Securities Administration Limited and you. It sets out your rights, our commitment to you and your responsibilities to us together with where you should go for assistance. INITIAL TERMS OF THE ARRANGEMENT In terms of the DDR arrangements made between us and signed by you, we undertake to periodically debit your nominated account for the agreed amount for administration and adviser service fees. DRAWING ARRANGEMENTS The first drawing under this DDR arrangement will occur in accordance with this Direct Debit Customer Services Agreement Where the due date for a drawing falls on a non-business day, we will draw the amount on the next business day We will provide written notice of any proposed changes to your drawing arrangement, providing no less than 14 days notice. YOUR RIGHTS Changes to the arrangement If you want to make changes to the DDR arrangements, contact AMP Ascend Self Managed Super Administration on 1300 205 302. These changes may, if we agree, include deferring the drawing, altering the schedule, stopping an individual debit, suspending the DDR or cancelling the DDR completely. Enquiries Direct all enquiries to us, rather than to your financial institution, and these should be made at least five business days prior to the due date for the next drawing. All communication addressed to us should include your superannuation fund name and account number. All personal customer information held by us will be kept confidential except that information provided to our financial institution to initiate the drawing to your nominated account. Disputes All transaction disputes, queries, and claims should be raised directly with us. We will provide a verbal or written response within 20 business days from the date of the notice. If the claim/dispute is successful, we will reimburse you by way of cheque or electronic credit to your nominated account. YOUR COMMITMENT TO US It is your responsibility to ensure that: Your nominated account can accept direct debits (your financial institution can confirm this); and That on the drawing date there are sufficient cleared funds in the nominated account; and That you advise us if the nominated account is transferred or closed. We may charge you a dishonour fee for drawings that are returned unpaid by your financial institution, and may terminate your DDR arrangement if drawings are returned unpaid three times in any 12-month period. Where drawings are returned unpaid we will arrange with you an alternate payment method. Issue Date 21 July 2011 9/24

Ascend self managed super Fee Confirmation Type of fee Establishment fees Amount Fund establishment (for a new fund only) $660 Corporate trustee establishment (optional) Preparation of prior year accounts and tax returns (optional) For existing funds - fee for each month s processing in the current financial year up to the date of receipt of Fund application $8 Conversion from Small APRA Fund to SMSF (if applicable) $495 Annual fees Administration fee 1 There are two administration fee structures that charge: a flat fee p.a. of a percentage fee p.a. based on the aggregate assets in the Fund of - first $2m of assets - the balance above $2m of assets $1,650 (per year outstanding) $183.33 per month minimum Essentials $2,000 Nil Nil Platinum $550 0.44% Nil Subject to a minimum fee per annum of Additional services Pension set up per pension (including actuarial) Limited Recourse Borrowing legal fees corporate trustee for debt instrument trust (optional) Administrator support to implement structure (optional) compliance maintenance - per month Remedial services on existing funds Other work as requested (per hour charge depending on the task) Fund wind up Month 1-12 Month 13 onwards n/a $2,200 Essentials Platinum $220 Nil $935 (estimate with institutional borrowing) $ $950 $110 $165 $330 per hour $165 $330 per hour Balance of 12 months administration fees Nil Fees payable to external service providers and the regulator Provision of Trust Deed (plus stamp duty if applicable) for a new fund $286 standard conversion of an existing trust deed $192.50 premium conversion of an existing trust deed $341 Trust deed updates (plus stamp duty if applicable) standard a flat fee per annum of (waived in year 1 for new funds) $137.50 individual changes Variable Actuarial certificates Account based pensions, allocated and term allocated pensions $275 Defined benefit pensions up to 2 pensions $522.50 Defined benefit pensions each additional $165 Additional cost per pension if above are Residual Capital Value pensions $165 Audit - a flat fee per annum of $440 ATO levy $1 0 Please confirm the fee level that is applicable to your fund ( ) Please indicate the Planner service fee (including GST) that you wish to pay (% or $ per annum) Essentials Platinum: $ $ or %pa AMP reserves the right to individually negotiate fees for large and complex funds Acceptance I hereby acknowledge that you will charge the fees as outlined above and in both the ASG and the PDS and that I have had the various fees, including any financial planner service fees, adequately explained to me. Signed on behalf of the members by a trustee of the fund: Signature Trustee name Date Issue Date 21 July 2011 10/24

Investment Strategy Selection Form (Standard Asset Types only) Ascend self managed super Fund Name Standard Assets Investment Strategy Asset Allocation (each category should have a spread of no more than 30%) Cash (see notes) % to % International Equities % to % Australian Fixed Interest % to % Mortgages % to % International Fixed Interest % to % Direct Property % to % Australian Equities % to % Listed Property % to % Please Note 1. You should look at setting an investment strategy for a super fund in the same way as setting an investment strategy in any financial plan ie by having regard to the risk tolerance levels of the members and meeting their medium to long term objectives. 2. You should hold enough cash to allow the fund to meet expenses (including our fees) without the need to redeem investments. (This is typically 5% of the assets or $5,000.) 3. The ranges should be set so that monitoring can be done in a meaningful manner. The ranges should be set so that the fund can reasonably achieve them, say over the next 6-12 months. Do not fill in a category on the basis that you might invest in it one day. 4. Investing in assets not listed on a stock exchange may incur additional valuation costs to satisfy audit requirements. 5. You will need to complete a detailed investment strategy to cover non-standard investments or where the fund invests a large proportion in one asset. Please obtain a template for this from your financial planner. Non-Standard Assets The fund wishes to invest in assets that are not listed in the categories above. Please forward a non-standard investment strategy document for completion to (please tick one): The trustees; Our financial planner Depending on any restrictions in the trust deed or superannuation law, non-standard assets may include such things as: Shares in private companies Collectibles such as diamonds, first edition novels Units in private unit trusts Farms Artworks Non-standard assets are NOT such things as units in a widely held unit trust that invests in real estate. These should just be classified as Direct Property. Assets such as managed funds should be split over the underlying standard asset allocations. Investment strategies for non-standard assets will need to include the rationale for the selection of the particular investment and detailed risk management strategies put in place (eg storage and insurance for assets such as artworks or diamonds). Confirmations 1. In conjunction with my advisers, I have elected to adopt the above investment strategy for my fund and request the trustee give consideration to adopting this strategy; 2. I acknowledge that I have received, read and will retain a copy of the current fund Product Disclosure Statement; and 3. In the event that I determine, in conjunction with my adviser, to change this strategy I will seek the trustee s approval prior to implementation. Signed by each member of the fund: 1 2 3 4 Full Name Signature Date Issue Date 21 July 2011 11/24

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Member Application Form (Page 1 of 3) Ascend self managed super This application is based on the Product Disclosure Statement (PDS) issued by the Trustee. Before you sign this application form, the trustee or your financial planner is obliged to give you a PDS (which is a summary of important information relating to the fund). The PDS will help you to understand the fund and whether it is appropriate for your needs. Member Reference Number: Member 1 Member 2 Member 3 Member 4 Personal Details Title: Family Name: First Names: Preferred Greeting: Home Address: Postal Address (if different): Preferred Contact Methods Preferred Voice Contact Postcode Postcode Contact Details: Phone Number (W): ( ) Phone Number (H): ( ) Mobile: Email: Fax: ( ) Preferred Written Contact Home Phone Work Phone Mobile Postal Address Email Fax Important Taxation Information Eligible Service Date: / / (This is important to determine future tax liabilities). Personal TFN: - - Date of Birth: / / I am a resident of Australia for Taxation Purposes YES NO Membership Please tick the appropriate box to advise membership category Employed (employee or company director / owner receiving a wage) Self Employed (sole trader/partner) Child Unemployed and under age 65 Retired Not working due to ill health Non-working spouse Beneficiaries: (Please refer to the PDS or your financial planner for details of who can be a beneficiary) It is recommended that you talk to your legal advisers and/or financial planner prior to completion of this section. Please note: It is not necessary to complete this section at application time as you can make or change your beneficiary nominations at any time. If you wish to nominate beneficiaries at this stage, complete the following steps for each beneficiary on page 2 of this Member Application form: Step 1 Nominate the beneficiary to whom you wish to pay an amount Step 2 Indicate the dollar amount or percentage of your total benefit that you wish to pay. Step 3 Indicate the method of payment (ie lump sum, pension or both). If both, then the percentage that you wish to pay as a lump sum. If a pension, how you wish to pay it and for how long. Step 4 Indicate if you want your nomination to be a Statement of Wishes or Binding. Step 5 If you choose a Binding nomination, indicate whether you wish to enforce the payment method (ie MUST pay this way), or whether it is just your preferred method. If you wish to nominate more than two beneficiaries, please print extra copies of page 2 of this form and attach the additional details. Issue Date 21 July 2011 13/24

Member Application Form (Page 2 of 3) Nomination of beneficiaries Ascend self managed super Beneficiary 1 Full name: Date of birth: / / Relationship: Residential Address: Suburb: State: Postcode: Portion of total benefit to this beneficiary: % or $ Lump sum Pension Both Lump Sum component: % $ Pension component: % $ Pension component method of payment (how often, how long etc): Statement of wishes Binding If Binding: ENFORCE the payment method I would PREFER to pay in this manner Beneficiary 2 Full name: Date of birth: / / Relationship: Residential Address: Suburb: State: Postcode: Portion of total benefit to this beneficiary: % or $ Lump sum Pension Both Lump Sum component: % $ Pension component: % $ Pension component method of payment (how often, how long etc): Statement of wishes Binding If Binding: ENFORCE the payment method I would PREFER to pay in this manner Witnesses for BINDING nominations only. (A witness cannot also be a nominated beneficiary.) I declare that this binding death benefit nomination was signed by the above-named member in my presence and in the presence of the other witness who has signed this nomination. 1 2 Full Name Signature Date Issue Date 21 July 2011 14/24

Member Application Form (Page 3 of 3) Declarations, acknowledgements and undertakings Ascend self managed super 1. I apply to become a member of the Fund. 2. I declare that all information on this application form is true and correct. 3. I agree to be bound by the trust deed governing the Fund as amended from time to time. 4. I acknowledge that I have received and read a current copy of the Fund Product Disclosure Statement. If I have received this Product Disclosure Statement from the internet or other electronic means, I declare that I have received it personally, or a printout of it, accompanied by or attached to the application forms before making an application. 5. I understand that contributions can generally only be made for or on my behalf to the Fund if I am an Australian resident for taxation purposes and: a. I am under 75 and have worked at least 40 hours in a period of 30 consecutive days during the financial year; b. I am under 65; or c. I am rolling over a superannuation benefit. 6. I undertake to provide the Trustee and Australian Securities Administration Limited (Administrator): a. with any information requested that relates to this Fund; and b. any change to the information I have given in the application. 7. I authorise the provision of financial data with respect to the Fund to my financial planner, appoint him/her to act on my behalf with respect to the operations of the Fund and agree to the payment of fees as instructed on the Fee Confirmation form. 8. With regard to any nomination of beneficiaries: I understand the ramifications of the type of nomination I have made. I have sought such advice as I deem necessary before signing this form. I understand that if I do not make a binding death benefit nomination, the Trustee, in its absolute discretion will, on my death, determine to which of my dependants and/or legal personal representative(s) to pay any benefits and may take into account my nomination of preferred beneficiaries that I advise to the Trustee from time to time. 9. I acknowledge that neither the Administrator, the AMP Group nor Smartsuper Pty Ltd guarantee any particular rate of return, rate of interest, the capital invested nor the repayment of capital. 10. I acknowledge and have read the Privacy Policy included in the Product Disclosure Statement and understand by completing and returning the relevant forms, I agree to the Administrator using and disclosing my personal information as set out in the Privacy Policy. If I am acting as trustee, or as a director of a company acting as trustee I hereby confirm that: 1. I am an Australian resident; 2. I have never been subject to a civil penalty order under Superannuation Law; 3. I am not insolvent under administration (eg. an undischarged bankrupt); and 4. I have never been notified by either of the regulators (ATO or APRA) that I am a disqualified person. Authorisation by the Member Signature Date Issue Date 21 July 2011 15/24

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Member Application Form (Page 1 of 3) Ascend self managed super This application form is based on the Product Disclosure Statement (PDS) issued by the Trustee. Before you sign this Application Form, the trustee or your adviser is obliged to give you a PDS (which is a summary of important information relating to the fund). The PDS will help you to understand the fund and whether it is appropriate to your needs. Member Reference Number: Member 1 Member 2 Member 3 Member 4 Personal Details Title: Family Name: First Names: Preferred Greeting: Home Address: Postal Address (if different): Preferred Contact Methods Preferred Voice Contact Postcode Postcode Contact Details: Phone Number (W): ( ) Phone Number (H): ( ) Mobile: Email: Fax: ( ) Preferred Written Contact Home Phone Work Phone Mobile Postal Address Email Fax Important Taxation Information Eligible Service Date: / / (This is important to determine future tax liabilities) Personal TFN: - - Date of Birth: / / I am a resident of Australia for Taxation Purposes YES NO Membership Please tick appropriate box to advise membership category Employed (employee or company director / owner receiving a wage) Self Employed (sole trader/partner) Child Unemployed and under age 65 Retired Not working due to ill health Non-working spouse Beneficiaries: (Please refer to the PDS or your financial planner for details of who can be a beneficiary) It is recommended that you talk to your legal advisers and/or financial planner prior to completion of this section. Please note: It is not necessary to complete this section at application time as you can make or change your beneficiary nominations at any time. If you wish to nominate beneficiaries at this stage, please complete the following steps for each beneficiary on page 2 of this Member Application form: Step 1 Nominate the beneficiary to whom you wish to pay an amount Step 2 Indicate the dollar amount or percentage of your total benefit that you wish to pay. Step 3 Indicate the method of payment (ie lump sum, pension or both). If both, then the percentage that you wish to pay as a lump sum. If a pension, how you wish to pay it and for how long. Step 4 Indicate if you want your nomination to be a Statement of Wishes or Binding. Step 5 If you choose a Binding nomination, indicate whether you wish to enforce the payment method (ie MUST pay this way), or whether it is just your preferred method. If you wish to nominate more than two beneficiaries, please print extra copies of page 2 of this form and attach the additional details. Issue Date 21 July 2011 17/24

Member Application Form (Page 2 of 3) Nomination of beneficiaries Ascend self managed super Beneficiary 1 Full name: Date of birth: / / Relationship: Residential Address: Suburb: State: Postcode: Portion of total benefit to this beneficiary: % or $ Lump sum Pension Both Lump Sum component: % $ Pension component: % $ Pension component method of payment (how often, how long etc): Statement of wishes Binding If Binding: ENFORCE the payment method I would PREFER to pay in this manner Beneficiary 2 Full name: Date of birth: / / Relationship: Residential Address: Suburb: State: Postcode: Portion of total benefit to this beneficiary: % or $ Lump sum Pension Both Lump Sum component: % $ Pension component: % $ Pension component method of payment (how often, how long etc): Statement of wishes Binding If Binding: ENFORCE the payment method I would PREFER to pay in this manner Witnesses for BINDING nominations only. (A witness cannot also be a nominated beneficiary.) I declare that this binding death benefit nomination was signed by the above-named member in my presence and in the presence of the other witness who has signed this nomination. 1 2 Full Name Signature Date Issue Date 21 July 2011 18/24

Member Application Form (Page 3 of 3) Ascend self managed super Declarations, acknowledgements and undertakings 1. I apply to become a member of the Fund. 2. I declare that all information on this application form is true and correct. 3. I agree to be bound by the trust deed governing the Fund as amended from time to time. 4. I acknowledge that I have received and read a current copy of the Fund Product Disclosure Statement. If I have received this Product Disclosure Statement from the internet or other electronic means, I declare that I have received it personally, or a printout of it, accompanied by or attached to the application forms before making an application. 5. I understand that contributions can generally only be made for or on my behalf to the Fund if I am an Australian resident for taxation purposes and: a. I am under 75 and have worked at least 40 hours in a period of 30 consecutive days during the financial year; b. I am under 65; or c. I am rolling over a superannuation benefit. 6. I undertake to provide the Trustee and Australian Securities Administration Limited (Administrator): d. with any information requested that relates to this Fund; and e. any change to the information I have given in the application. 7. I authorise the provision of financial data with respect to the Fund to my financial planner, appoint him/her to act on my behalf with respect to the operations of the Fund and agree to the payment of fees as instructed on the Fee Confirmation form. 8. With regard to any nomination of beneficiaries: I understand the ramifications of the type of nomination I have made. I have sought such advice as I deem necessary before signing this form. I understand that if I do not make a binding death benefit nomination, the Trustee, in its absolute discretion will, on my death, determine to which of my dependants and/or legal personal representative(s) to pay any benefits and may take into account my nomination of preferred beneficiaries that I advise to the Trustee from time to time. 9. I acknowledge that neither the Administrator, the AMP Group nor Smartsuper Pty Ltd guarantee any particular rate of return, rate of interest, the capital invested nor the repayment of capital; 10. I acknowledge and have read the Privacy Policy included in the Product Disclosure Statement and understand by completing and returning the relevant forms, I agree to the Administrator using and disclosing my personal information as set out in the Privacy Policy. If I am acting as trustee, or as a director of a company acting as trustee I hereby confirm that: 1. I am an Australian resident; 2. I have never been subject to a civil penalty order under Superannuation Law; 3. I am not insolvent under administration (eg. an undischarged bankrupt); and 4. I have never been notified by either of the regulators (ATO or APRA) that I am a disqualified person. Authorisation by the Member Signature Date Issue Date 21 July 2011 19/24

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Ascend self managed super Rollover Request Form Retail Superannuation Warning! Completion of this form will result in the sale and conversion to cash of any investments you have with the other super fund / institution, which may result in the deduction of tax before the transfer. If you are unsure about the impact this may have on your benefit you should consult your financial planner. Current Account / Fund / Policy Details Rollover Institution / Fund Administrator / Trustee: Institution phone number: Current Fund Name (if applicable): Address: Member Details Postcode: Policy / Account Number: Title: Full Name: Date of Birth: / / Address: Postcode: Authorisation I hereby authorise you to: Retain $ in my account and transfer the balance by Cheque OR made payable to (insert name of trustee[s]): Account Direct Credit Electronic Funds Transfer Name as trustee for (Insert name of fund): AB N: BSB Account Number - and forward to the administrator of the fund as follows: AMP Ascend Self Managed Super Administration PO Box 6229 North Sydney NSW 2059 Phone 1300 205 302 Provide the administrator of the fund any other relevant or requested information regarding my account. I hereby authorise Australian Securities Administration Limited to access and/or obtain copies of all information and documentation relating to my superannuation fund account and investments. By signing this request form I am making the following statements: I declare I have fully read this form and the information completed is true and correct I am aware I may ask my superannuation provider for information about any fees or charges that may apply, or any other information about the effect this transfer may have on my benefits, and do not require any further information. I confirm that I am a member, trustee or director of a corporate trustee of the above named fund. I discharge the superannuation provider of my current fund of all further liability in respect of the benefits paid and transferred to my SMSF. I request and authorise the transfer of superannuation as described above. Member Signature Date Compliance Statement We wish to confirm that the receiving fund is a Regulated Superannuation Fund for the purposes of SIS. Please note that this document complies with Reg. 6.29 regulated superannuation funds, of the Superannuation Industry (Supervision) Act 1993 Issue Date 21 July 2011 21/24

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Ascend self managed super Rollover Request Form In Specie Transfer Warning! Transferring assets In Specie may not be permitted by all institutions. Transferring assets in this form does not eliminate the need to pay any tax on what is effectively a sale from one entity to another. If you are unsure about how you will pay any required tax prior to transfer or the impact this may have on your benefit you should consult your financial planner. Current Account / Fund / Policy Details Rollover Institution / Fund Administrator / Trustee: Date: / / Institution phone number: Current Fund Name (if applicable): Address: Member Details Postcode: Policy / Account Number: Title: Full Name: Address: Postcode: Date of Birth: / / Note: Please provide certified proof of your identity as your existing fund/institution may require this eg a certified copy of your drivers licence or passport. If you are requesting more than one rollover, please provide one copy for each rollover. Transfer Details Please transfer all my investments with your organisation in specie to: Insert name of trustee(s): as trustee for Insert name of fund: ABN: Authorisation I hereby authorise you to: forward the transfer documentation; and provide any other relevant or requested information regarding my account to the administrator of the fund as follows: AMP Ascend Self Managed Super Administration PO Box 6229 North Sydney NSW 2059 Please phone 1300 205 302 if you have any queries I hereby authorise Australian Securities Administration Limited to access and/or obtain copies of all information and documentation relating to my account and investments. By signing this request form I am making the following statements: I declare I have fully read this form and the information completed is true and correct I am aware I may ask my fund/institution for information about any fees or charges that may apply, or any other information about the effect this transfer may have on my benefits, and do not require any further information. I confirm that I am a member, trustee or director of a corporate trustee of the above named fund. I discharge the provider of my current fund/institution of all further liability in respect of assets transferred in specie to my SMSF. I request and authorise the in specie transfer of assets as described above. Member Signature Date Compliance Statement We wish to confirm the receiving Fund is a Regulated Superannuation Fund for the purposes of SIS. Please note that this document complies with Reg. 6.29 regulated superannuation funds, of the Superannuation Industry (Supervision) Act 1993 Issue Date 21 July 2011 23/24

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