TRICARE NON-NETWORK AUTISM DEMONSTRATION CORPORATE SERVICE PROVIDER (ACSP) PROVIDER APPLICATION

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TRICARE NON-NETWORK AUTISM DEMONSTRATION CORPORATE SERVICE PROVIDER (ACSP) PROVIDER APPLICATION We expect providers to submit claims electronically. If it is necessary to submit a paper claim, the only acceptable forms are the approved red and white NUCC 1500 (02-12) form and the NUBC UB-04 (CMS -1450) forms. These forms must include the instructions on the back page. Instructions for completing the application: Complete the group application demographic information page. Using the ASCP Group Member Listing, list all practitioners with their name, SSN, NPI, Specialty, and the date they joined the group. For each practitioner, complete the appropriate TRICARE certification requirements section. Please note, TRICARE requirements are specific to the provider type and complete information is required to ensure each practitioner meets TRICARE requirements. Failure to provide complete information will negatively impact claims payment. ACSP providers must enter into the enclosed participation agreement. Please submit the completed application package to: Fax: 1-844-730-1373 or Mail to: TRICARE West Provider Data Management P.O. Box 202106 Florence, SC 29502-2106 Health Net Federal Services offers payments and remittances by National Provider Identifier (NPI) number. The NPI billed on the claim will determine where payment and remittance will be sent. It is critical the information provided matches how your office will file claims. Inconsistent data will negatively impact claims payment. If your business requires multiple mailing/payment addresses, please provide an NPI for each. If you have more than one NPI, you must complete a separate application for each NPI number.

TRICARE Non-Network Application Autism Demonstration Corporate Service Provider (ACSP) Autism Demonstration Corporate Service Provider (ACSPs) include individual Board Certified Behavior Analyst (BCBA) and Board Certified Behavior Analyst D (BCBA-D), ABA licensed/certified provider, autism centers, autism clinics that contract or employ Assistant Behavior Analysts, and Behavior Technicians (BTs). ACSP NAME: FEDERAL TAX NUMBER: ACSP NPI#: Physical Location (Street Address): Telephone #: Fax #: Billing Address for this NPI (If different): Telephone #: Billing Fax #: Date legal entity established: Will each practitioner sign their own claim form Yes No If No, Signature Authorization forms are attached. Please complete these forms and have them notarized for each practitioner. Without signature authorization forms on file, each claim will require a physical signature from the rendering provider and claims without signature will be returned without processing the claim for payment.

ACSP Requirements ACSP must submit evidence that professional liability insurance in the amounts of 1 million dollars per claim and 3 million dollars in aggregate is maintained in the ACSP s name, unless state requirements specify greater amounts; ACSP must comply with all applicable organization and individual licensing or certification requirements that are extant in the State, county, municipality, or other political jurisdiction in which ABA services are provided under Autism Care Demonstration; ACSP must certify that all authorized ABA supervisors, assistant Behavior Analysts, and Behavior Technicians employed by or contracted with the ACSP meet the education, training, experience, competency, supervision and Autism Care Demonstration requirements specified in TRICARE Operations Manual (TOM) Chapter 18, Section 4; ACSP must maintain employment or contractual documentation in accordance with applicable Federal, State, and local requirements, and corporate policies regarding authorized ABA supervisors, assistant behavior analysts, and Registered Behavior Technicians; ACSP submit documents necessary to support an application designation as a TRICARE ACSP, must enter into a Participation agreement and meet all requirements set forth in TRICARE Operations Manual (TOM) Chapter 18, Section 4 ACSP must submit claims on a Centers for Medicare and Medicaid Services (CMS) 1500 Claim Form in accordance with the TOM Chapter 18, Section 4; ACSPs must certify that within 45 days of hire all authorized ABA supervisors, assistant behavior analysts, and BTs have completed a Criminal History Background (CHBC) that includes Federal, State and County Criminal and Sex Offender reports for all locations these providers have resided or worked during the previous 10 years.

ACSP MEMBER LISTING Please list all BCBA, BCBA-D, Assistant Behavior Analysts and Behavior Technicians affiliated with your ACSP. Provider payments and remittances are issued at the NPI level; therefore additional EFT Forms do NOT need to be submitted for each member. PLEASE COMPLETE ALL REQUIRED INFORMATION. PROVIDER NAME SSN NPI PRIMARY DATE (LAST, FIRST, MID) NUMBER NUMBER SPECIALTY JOINED GRP 1. LICENSE NUMBER: ORIGINAL DATE: EXPIRATION DATE: 2. LICENSE NUMBER: ORIGINAL DATE: EXPIRATION DATE: 3. LICENSE NUMBER: ORIGINAL DATE: EXPIRATION DATE: 4. LICENSE NUMBER: ORIGINAL DATE: EXPIRATION DATE: 5. LICENSE NUMBER: ORIGINAL DATE: EXPIRATION DATE: 6. LICENSE NUMBER: ORIGINAL DATE: EXPIRATION DATE: 7. LICENSE NUMBER: ORIGINAL DATE: EXPIRATION DATE: 8. LICENSE NUMBER: ORIGINAL DATE: EXPIRATION DATE: PLEASE PHOTOCOPY THIS FORM IF YOU HAVE MORE THAN EIGHT PROVIDERS.

For each Board Certified Behavior Analyst (BCBA/BCBA-D) working for the ACSP, the following is required: Provider Name: 1. Attach a copy of your Master s or Doctoral Degree. Date Graduated: (mm/yyyy) Degree Earned: Name of University: 2. Are you state licensed or certified to provide ABA services? Yes No License Number: Original License Date: Expiration Date: *Attach a copy of State license or certification 3. If state does not offer Licensure, are you certified by the Behavioral Analyst Certification Board (BACB)? BACB Certification Number: Original Certification Date: Expiration Date: *Attach copy of BACB certification. 4. Are you Basic Life Support (BLS) or Cardiopulmonary Resuscitation CPR certified? Must have a BLS or CPR-equivalent certification from a live course (not a Web-based program) that includes practice on a dummy. Yes No Date Completed: 5. Have you completed the BACB 8-hour online supervisory training course and competency for BCBAs and BCBA-Ds who supervise assistant behavior analyst and/or BTs? Yes No Date Completed:

For each Assistant Behavior Analysts [Board Certified Assistant Behavior Analyst (BCaBA) or Qualified Autism Services Practitioner (QASP)] working for the ACSP, the following is required: Provider Name: 1. Attach a copy of your Bachelor s Degree. Date Graduated: (mm/yyyy) Degree Type: Name of University: 2. Are you state licensed or certified to provide ABA services? Yes No License Number: Original License Date: Expiration Date: Attach a copy of State license or certification 3. If your state does not offer Licensure, are you certified by the Behavioral Analyst Certification Board (BACB) or by the Qualified Applied Behavior Analysis Credentialing Board (QABA? Certification Number: Original Certification Date: Expiration Date: Attach copy of BACB/QABA certification. 4. Are you Basic Life Support (BLS) or Cardiopulmonary Resuscitation CPR certified? Must have a BLS or CPR-equivalent certification from a live course (not a Web-based program) that includes practice on a dummy. Yes No Date Completed: 5. Have you completed the BACB/QABA 8-hour online supervisory training course and competency for BCaBAs/QASPs who supervise behavior technicians? Yes No Date Completed:

For each Behavior Technician (BT) working for the ACSP, the following is required: Behavior Technician Name: Will receive appropriate supervision in accordance with the following requirements: Supervision Requirements: Authorized ABA supervisors must provide ongoing supervision to BTs for a minimum of 5% of the total hours spent providing one-on-one ABA services per a 30 consecutive day period per beneficiary. Supervision in excess of 20% of the ABA hours per a 30 consecutive day period under the tiered delivery model shall result in Managed Care Support Contractor (MCSC) consultation with the authorized ABA supervisor to determine whether the individual beneficiary s needs are of such high complexity that the sole provider model is indicated. Cases requiring more than 20% of tiered delivery model supervision shall be reviewed by the TRICARE Regional Contractors Medical Director or designee. Direct supervision of every BT must include at least two face-toface, synchronous contacts per a 30 consecutive day period during which the supervisor observes the BT providing services in accordance with the BACB, BICC, and/or QABA recommendations, rules, and regulations. One of these contacts must be one-on-one direct supervision whereby the authorized ABA supervisor, or the assistant behavior analyst delegated to provide supervision to the BT, directly observes the BT providing the face to face, one-on-one ABA services to one beneficiary at a time. This direct observation supervision may take place in a group format whereby the authorized ABA supervisor observes each member of one team delivering the ABA services one at a time, each taking turns. At least one of the supervision sessions within the 30 consecutive day period, per beneficiary, individual or group, must be conducted in person (not remote). Remote Supervision Requirements: Authorized remote supervision is defined as supervision through the use of real time (synchronous) methods. Real-time is defined as the simultaneous live audio and video interaction between the authorized ABA Supervisor, or assistant behavior analyst, and the BT, with the beneficiary present, by electronic means such that the occurrence is the same as if the individuals were in the physical presence of each other. Such is usually done by electronic transmission over the Internet through a secured Health Insurance Portability and Accountability Act (HIPAA) compliant program. The video technology components used for telemedicine service should always meet or exceed American Telemedicine Association (ATA) Standards as follows: A minimum bandwidth of 384 kbps (H.263), 256 kbps (H.264), or technical equivalent A monitor with a: - Minimum net display of 16 inches diagonally; and (this excludes most tablets) - Non-anamorphic video picture display. A minimum video resolution of one Common Intermediate Format (CIF), or one Source input Format (SIF). Security: All internet protocol sessions shall be encrypted unless they are conducted entirely on a protected network, or using a virtual private network connection.

All Behavior Technicians must possess one of the following credentials: Registered Behavior Technician (RBT) credential from the Behavior Analyst Certification Board (BACB) OR Applied Behavior Analysis Technician (ABAT) credential from the Qualified Applied Behavior Analysis (QABA) credentialing board OR Board Certified Autism Technician (BCAT) credential from the Behavioral Intervention Certification Council (BICC) *Please attach a copy of credential Must have a BLS or CPR-equivalent certification from a live course (not a Web-based program) that includes practice on a dummy. Yes No Date Completed: Has current (within 45 days of hire) Federal, State, and County Criminal and Sex Offender reports for all locations the provider has resided or worked during the previous 10 years; Has NEVER been convicted of a felony; Please provide the date the Behavior Technician met all prerequisites and completed all required training: * *This date will be used as the effective date of the behavior technician and will impact claims processing. ASCP Representative Name Date ASCP Representative Signature

TRICARE Participation Agreement for Comprehensive Autism Care Demonstration (CACD) Corporate Services Provider (ACSP) Name of ACSP: Office Address: Telephone: Tax ID Number: 1.1 IDENTIFICATION OF PARTIES ARTICLE 1 RECITALS This Comprehensive Autism Care Demonstration Corporate Services Provider (ACSP) Participation Agreement ( Participation Agreement ) is between the United States of America through the Defense Health Agency (DHA), a field activity of the Office of the Assistant Secretary of Defense (Health Affairs) (OASD(HA)) and, doing business as (hereinafter ACSP ). 1.2 AUTHORITY FOR ACSPs AS TRICARE-AUTHORIZED PROVIDERS The authority to designate ACSPs as authorized TRICARE providers resides with the Department of Defense (DoD) Demonstration authority under 10 U.S.C. 1092. This authority ceases upon termination of the Comprehensive Autism Care Demonstration Project ( Demonstration ) as determined by the Director, DHA, or designee. 1.3 PURPOSE OF PARTICIPATION AGREEMENT The purpose of this Participation Agreement is to: (a) Establish the undersigned ACSP as an authorized provider of Applied Behavior Analysis (ABA) services;

(b) Establish the terms and conditions that the undersigned ACSP must meet to be an authorized provider under the Demonstration. 2.1 REQUIREMENTS ARTICLE 2 REFERENCES By reference, the requirements set forth in the TRICARE Operations Manual (TOM), Chapter 18, Section 4, are incorporated into this Participation Agreement and shall have the same force and effect as if fully set out herein. 2.2 GENERAL AGREEMENT The undersigned ACSP agrees to render appropriate ABA services to eligible beneficiaries as specified in the TOM, Chapter 18, Section 4. ARTICLE 3 REIMBURSEMENT 3.1 Claims for Demonstration services will be submitted on a Centers for Medicare and Medicaid Services (CMS) 1500 Claim Form by the ACSP in accordance with the TOM, Chapter 18, Section 4, paragraph 11.0. 3.2 The ACSP shall: (a) Submit claims to the appropriate TRICARE Managed Care Support Contractor (MCSC) in accordance with the TOM, Chapter 18, Section 4, paragraph 11.0; and (b) Collect the monthly sponsor cost-share in accordance with TOM, Chapter 18, Section 4, paragraph 14.0; and (c) Not bill the sponsor/beneficiary for: (1) Services for which the provider is entitled to TRICARE reimbursement; and (2) Services that are denied due to provider non-compliance with all applicable requirements in the TOM, Chapter 18, Section 4 4.1 TERM ARTICLE 4 TERM, TERMINATION, AND AMENDMENT The term of this agreement shall begin on the date this agreement is signed and shall continue in effect until terminated or superseded as specified herein. 4.2 TERMINATION OF AGREEMENT BY DHA (a) The Director, DHA, or designee, may terminate this agreement upon written notice, for cause, if the ACSP is found not to be in compliance with the provisions set forth in 32 CFR 199.6, or is determined to be subject to the administrative remedies involving fraud, abuse, or conflict of interest as set forth in 32 CFR 199.9. Such written notice of termination shall be an initial determination for purposes of the appeal procedures set forth in 32 CFR 199.10.

(b) In addition, the Director, DHA, or designee, may terminated this agreement without cause by giving the ACSP written notice not less than 45 days prior to the effective date of such termination. 4.3 TERMINATION OF AGREEMENT BY THE ACSP The ACSP may terminate this agreement by giving the Director, DHA, or designee, written notice not less than 45 days prior to the effective date of such termination. Effective the date of termination, the ACSP will cease being a TRICARE-authorized provider of Demonstration services. Subsequent to termination, an ACSP may be reinstated as a TRICARE-authorized provider of Demonstration services only by entering into a new Participation Agreement. 4.4 AMENDMENT BY DHA (a) The Director, DHA, or designee, may amend the terms of this Participation Agreement by giving 120 days notice in writing of the proposed amendment(s) except when necessary to amend this agreement from time to time to incorporate changes to the 32 CFR 199. When changes or modifications to this agreement result from changes to the 32 CFR 199 through rulemaking procedures, the Director, DHA, or designee, is not required to give 120 days written notice. Any such changes to 32 CFR 199 shall automatically be incorporated herein on the date the regulation amendment is effective. (b) An ACSP who does not accept the proposed amendment(s), including any amendment resulting from changes to 32 CFR 199 accomplished through rulemaking procedures, may terminate its participation as provided for in this Article. However, if the ACSP notice of intent to terminate its participation is not given at least 30 days prior to the effective date of the proposed amendment(s), the proposed amendment(s) shall be incorporated into this agreement for services furnished by the ACSP between the effective date of the amendment(s) and the effective date of termination of this agreement. 5.1 DATE SIGNED ARTICLE 5 EFFECTIVE DATE This Participation Agreement is effective on the date signed by the Director, DHA, or designee. DHA: By: Signed Name Title Executed on, 20 ACSP: By: Signed Name Title Date Signed (TIN) (NPI)

PROVIDER'S NOTARIZED FACSIMILE OR STAMP SIGNATURE AUTHORIZATION State of County of being first duly sworn, deposes and says: I hereby authorize PGBA, LLC / Health Net Federal Services in the state of South Carolina to accept my facsimile or stamp signature shown below. (Facsimile, stamp or computer generated signature as it will appear on the claim form.) as my true signature for all purposes under TRICARE in the same manner as if it were my actual signature, including my agreeing to abide by the TRICARE payment system concept and the remainder of the certification normally signed by the source of care as it appears on all TRICARE claim forms. Signature Subscribed and sworn to before me this day of 20. Notary Public in and for County, State of (SEAL) My Commission expires Revised: 05/25/2018

PROVIDER'S NOTARIZED SIGNATURE AUTHORIZATION State of County of Know all persons by these presents: That I, have made, constituted and appointed and by these presents do make constitute and appoint my true and lawful attorney-in-fact for me and in my name place and stead to sign my name on claims, for payment for services provided by me submitted to TRICARE. My signature by my said attorneyin-fact includes my agreement to abide by the TRICARE payment system concept and the remainder of the certification appearing on all TRICARE claim forms. I hereby ratify and confirm all that my said attorney-in-fact shall lawfully do or cause to be done by virtue of the power granted herein. In witness whereof I have hereunto set my hand this day of 20. Signature Subscribed and sworn to before me this day of 20. Notary Public in and for County, State of (SEAL) My Commission expires Revised: 05/25/2018

Electronic Funds Transfer (EFT) Authorization Agreement Please complete all fields on page 1 of this form. Form Completion Guidelines and Terms and Conditions can be found on pages 2 and 3. Submit page 1 of this form along with required documentation to the address or fax number noted above. Please retain a copy of the completed EFT Authorization Agreement for your records. Provider Name: (legal practice name, not rendering provider) Provider Address: (physical address) Provider Information Street: City: State: Provider Identifiers Information ZIP Code/Postal Code: Provider Federal Tax Identification Number (TIN) or Employer Identification Number (EIN): National Provider Identifier (NPI): NOTE: Payment for all locations of the above NPI will be transmitted to the financial institution transit/routing and account number indicated on this EFT Authorization Agreement. Payments are made at the NPI level. If a specific location requires payment to a different account, it must have a different NPI and you must complete a separate EFT form. Provider Contact Information Provider Contact Name: Email Address: Telephone Number: Fax Number: Financial Institution Information Financial Institution Name: Financial Institution Routing Number: Type of Account at Financial Institution (check one): Savings Checking Provider's Account Number with Financial Institution: Account Number Linkage to Provider Identifier Provider payments and remittances are issued at the NPI level. Provider preference for grouping (bulking) claim payments must match preference for V5010 X12 835 remittance advice. Note: If enrolled for 835 Electronic Remittance Advice (ERA), the provider must contact their financial institution to arrange for the delivery of the CORE-required minimum CCD+ data elements needed for association of the payment and the 835 ERA. Submission Information Reason for Submission: New Enrollment Change Enrollment Cancel Enrollment Include with Enrollment Submission: Voided Check Bank Letter Written Signature of Person Submitting Enrollment: Printed name of Person Submitting Enrollment: Printed Title of Person Submitting Enrollment: Submission Date: Request EFT Start/Change/Cancel Date: Revised: 05/25/2018

Provider Information Provider Name Provider Address Provider Identifiers Provider Federal Tax Identification Number (TIN) National Provider Identifier (NPI) Provider Contact Information Provider Contact Name Telephone Number Email Address Fax Number Financial Institution Information Financial Institution Name Financial Institution Routing Number Type of Account at Financial Institution Provider Account Number with Financial Institution Submission Information Reason for Submission Include with Submission Form Completion Guidelines Complete legal name of institution, corporate entity, practice or individual provider. The provider name submitted must be for the PRACTICE, not a rendering provider. The address submitted must be a PHYSICAL address. A federal Tax Identification Number, also known as an Employer Identification Number (EIN), is used to identify a business entity. The NPI submitted must be for the PRACTICE, not a rendering provider. A Health Insurance Portability and Accountability Act (HIPAA) Administrative Simplification Standard, the NPI is a unique identification number for covered health care providers. Covered health care providers and all health plans and health care clearinghouses must use the NPls in the administrative and financial transactions adopted under HIPAA. Providers who have subparts that conduct separate HIPAA standard transactions must have their own unique NPI. The NPI is a 10-position, intelligence-free numeric identifier (10-digit number). This means the numbers do not carry other information about health care providers, such as the state in which they live or their medical specialty. The NPI must be used in lieu of legacy provider identifiers in the HIPAA standards transactions. Name of contact in provider s office for handling EFT issues. Associated with contact person. An electronic mail address at which the health plan might contact the provider. A number at which the provider can be sent facsimiles. Official name of the provider's financial institution. A 9-digit identifier of the financial institution where the provider maintains an account to which payments are deposited. The type of account the provider will use to receive EFT payments (for example, checking, savings). Provider's account number at the financial institution to which EFT payments are to be deposited. New Pre-enrollment, Change Pre-enrollment, Cancel Pre-enrollment Voided Check A voided check is attached to provide confirmation of Identification/Account Numbers. Bank Letter A letter on bank letterhead that formally certifies the account owners routing and account numbers. A (usually cursive) rendering of a name unique to a particular person used as confirmation of authorization and identity. The printed name of the person signing the form; may be used with electronic and paper-based manual pre-enrollment. The printed title of the person signing the form; may be used with electronic and paper-based manual enrolment. The date on which the pre-enrollment is submitted. Written Signature of Person Submitting Pre-enrollment Printed Name of Person Submitting Preenrollment Printed Title of Person Submitting Preenrollment Submission Date Requested EFT Start/Change/Cancel The date on which the requested action is to begin. Date Please submit page 1 of this form along with required documentation to the address or fax number noted above. Retain a copy of the completed EFT Authorization Agreement for your records. Revised: 05/25/2018

Terms and Conditions for Electronic Funds Transfer By completing and submitting this form, your company agrees to accept payment by PGBA, LLC (PGBA) through electronic funds transfer (EFT). Additionally, you acknowledge and agree that all payments shall be made in accordance with the information that you supply on the Electronic Funds Transfer Authorization Agreement and that PGBA shall be entitled to rely exclusively upon such information. This agreement applies to and amends all existing agreements with PGBA by incorporating the following terms and conditions for electronic payment. PGBA will initiate payment to you based on the following: 1. PBGA will transfer funds electronically to the financial institution and account number you register on this EFT Authorization Agreement. 2. PGBA will make payments in accordance with and be governed by the National Automated Clearinghouse Association s Corporation Trade Payment Rules. Our process is governed by and in accordance with the laws, other than choice of law provision of any particular contract, of South Carolina, including Article 4A of the Uniform Commercial Code as enacted by South Carolina and amended from time to time. 3. The information you provide on the EFT Authorization Agreement is very important. PGBA shall not be liable for any loss which may arise solely by reason of error, mistake, or fraud regarding this information. You understand that you must communicate any change in this information to PGBA. This communication must be in the form of a new EFT Authorization agreement faxed to this number: 844-730-1369. 4. Payment is initiated within the normal terms of our agreement with you and/or applicable TRICARE procedures. Our EFT terms and conditions neither enlarge nor diminish the parties respective rights and obligations within any applicable agreement. The payment due date is not affected. We will consider payment made when your financial institution has received or has control of the payment transaction. This will generally occur within three (3) calendar days following initiation by PGBA. If payment is initiated on a nonbanking day at PGBA s originating bank, the funds transfer will occur the following banking day. In all cases, Banking Day is defined as the day on which both trading partners banks are available to transmit and receive these fund transfers. 5. With respect to the EFT reimbursement process, PGBA is responsible up to the point where your financial institution receives or has control of the transaction. Any loss of data at that point will be borne by you unless the loss is due solely to the negligence of PGBA or its originating bank. You hereby represent that you are authorized to enter into this agreement, disburse funds, sign checks and modify account information for the provider locations listed in this EFT Authorization Agreement. Revised: 05/25/2018