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Welcome Letter Date: Patient:, You are scheduled to see Dr. Van Houten on, at. Please call our office at least 24 hours prior to this appointment if you foresee that you will be unable to make it on this day and time to avoid our $50.00 cancellation fee. Our schedule fills up quickly, so please do not delay calling us if you need to change your appointment date and/or time. You will find the following forms that you need to read and fill out prior to your appointment: 1) Registration Sheet & Patient Disclosures (Complete front & back) 2) Medical History Form (Complete front & back) 3) Notice to Patients Read only & keep for your records 4) Financial Policy Read only & keep for your records Please complete these forms in their entirety and bring them along with your most updated insurance card(s), your insurance co-payment if required or money to pay for your services, and a photo ID. Our office no longer offers monthly payment arrangements. If you need to discuss financial arrangements, you must call prior to your appointment as we expect your portion of the bill to be paid in full at the time of service. You also will need someone to drive you to your appointment as your eyes will be dilated, as your eye problem may require tests or procedures to be performed that afterwards may make it difficult for you to see to drive. Your visit will be lengthy so it is important to make arrangements to be with us for several hours. We advise you not to make any other appointments on the day of your appointment due to the unpredictability of your wait time. If you are diabetic, we recommend that you bring a snack. We hope receiving this information prior to your appointment will assist you in making arrangements for your appointment and will allow us to better serve you. Please call our office if you have any questions prior to your appointment at (800) 849-8459, then press "0" and your call will be routed appropriately.

Information Sheet *Please read this important information prior to your visit* CHECK LIST: Please be sure to bring the following to your appointment: 1. All of your precription medications. 2. Your most recent eye glasses or contact lenses. 3. A list of all physicians currently treating you along with their addresses and phone numbers. 4. Medical insurance cards. 5. Diabetic patients may want to bring a snack as the length of your visit may be lengthly. 6. Legal papers indicating you are a Power of Attorney/Guardian for a patient. Thing you need to know prior to you visit: Be prepared to pay any copays, co-insurances, deductibles and noncovered charges at the time service is rendered. We accept MasterCard, Visa, Discover, CareCredit, Cashiers Checks, Personal Checks or Cash. If your insurance plan requires an authorization, YOU are responsible for getting it to us from your Primary Care Provider prior to your visit, otherwise we may not be able to see you. Because your eyes will be dilated, we strongly recommend that you arrange to have someone drive you to and from your visit with us. If you are arranging transportation to our office, please make sure you check-in at our front desk before your driver leaves you. We sometimes have to cancel or rearrange appointments due to emergency cases. We ask that you limit the number of people accompanying you to your appointment as seating is limited. Medical procedures, cost, and payment options may be discussed, if you are not comfartable having these matters discussed with this person, please ask them to remain in the reception area. Revised: 1/30/13

Patient Registration Patient's Name: Birth Date: SSN: Age: Sex: (M) (F) Race: African American Asian Caucasion Hispanic Other Address : City: State: Zip: Phone: (Home) (Cell) E-Mail: Employer: Phone: Address: City, State, Zip: Marital Status: (M) (S) (W) (D) Spouse's Name: Phone: DOB: Emergency Contact: Relationship: Phone: (Home) (Work) (Cell) Referring Physician: Phone: City: Primary Physician: Phone: City: Current Pharmacy: Phone: City: PRIMARY Insurance Plan: Policy #: Policy Holder's Name: SECONDARY Insurance Plan: DOB: Policy #: Policy Holder's Name: DOB: I, the Patient or the legal representative of the Patient, hereby authorize the release of any information to my insurance carriers and my referring physicians. I also authorize the payment of medical benefits directly to East Carolina Retina Consultants, PLLC and I understand that I am responsible for any amount not covered by my insurance. I, the Patient or the legal representative of the Patient, agree to provide payment in full for any insurance co-payments/co-insurances/deductibles I am liable for per my health insurance coverage or any office charges, if self pay, via cash, check, credit card, and/or CareCredit on the date services are rendered. In the event my balance becomes delinquent more than 60 days it is the policy of East Carolina Retina Consultants to begin an external collection process and if my account becomes delinquent more than 120 days that it will be turned over to a collection agency and may affect my credit rating. Signature: (Patient/Parent/Gaurdian/POA) Date: Printed Name of Parent/Guardian/Power of Attorney : Chart#: Revised 1/30/13

Patient Registration I acknowledge receipt of a Notice of Privacy given to me and/or my legal representative. I give my permission to East Carolina Retina Consultants, PLLC to use and disclose my Private Health Information in accordance with it. Notice: Be aware that anyone who accompanies you during your examination will hear your Private Health Information. By allowing this individual(s) to accompany you during your examination, you are giving us permission to disclose your Private Health Information to them. Images, sounds, and conversations may be recorded. I give the following individual(s) permission to receive my PHI (Private Health Information) today and anytime in the future. These individuals have my permission to call and inquire about my Private Health Information both verbally and written, unless I notify you in writing. Name Relationship Telephone Name of Patient (Print) Medical Record # Patient Signature Date For patients represented by a Medical Power of Attorney or Guardian, these individuals must present legal documentaiton showing his/her authority to receive private health information related to the patient and to make medical decision for the patient. Legal documents must be copied and retained in the chart along with a copy of the representative's identification. Name of Power of Attorney, Parent, or Guardian NC Driver's License # Signature of Power of Attorney, Parent, or Guardian Date Witness: ECRC Employee Date Revised 1/30/13

Medical History Form If YES Please Circle Please check current or past medical conditions that apply to you or an immediate family member (Mother, Father, Sibling or Grandparent of the patient: A Blood Relative). PATIENT YES NO Blindness Eye Trauma Glaucoma Retinal Detachment Cancer: Type Chest Pain Congestive Heart Failure Coronary Artery Disease Diabetes (Sugar) Elevated Cholesterol Fibromyalgia Hardening of the Arteries Hearing Problems Heart Attack Heart Murmur Hepatitis High Blood Pressure: If YES how long? Kidney Stones Stroke or Mini stroke Thyroid Disease Arthritis / Gout Asthma / Bronchitis Crossed eyes / Lazy eye Emphysema / COPD Headaches / Migraines HIV / AIDS Lyme's Disease / Tick Bite Mental Illness / Depression Prostate / Kidney Disease Seizure / Epilepsy Sickle Cell Disease / Trait Stomach Ulcers / Irritable Bowel Tuberculosis / Sarcoidosis Any other diseases that run in your family: FAMILY MEMBER YES NO RELATIVE WITH DIAGNOSIS PATIENT NAME: CHART # DATE: Revised:1/30/13

Medical History Form Have you had an Eye Surgery or Laser before? YES NO If YES, which eye was operated on? LT RT BOTH If YES, why were you operated on? List Other Surgeries or None: List Medication Allergies or None: List All Medications You Are Currently Taking (Eye Drops, Herbs and Vitamins) Name Dose (mg) How Often Are you diabetic? YES, How Long? NO If YES, What was your last Hemoglobin A1C (3 mo avg. blood sugar?) When was your last Hemoglobin A1C checked? Do you check your own blood sugar? YES NO How often? What was your Blood Sugar this morning? What do you primarily drink during the day? Do You Drink Alcohol? YES NO What & How Often? Do you Smoke or have you ever? YES Yr Started: Yr Quit: NO What tobacco do you use? cigarettes pipe cigars chewing tobacco snuff Please describe your current eye problems: Please write any questions you want to ask the Doctor: Patient Signature: Date: Chart # Revised 1/30/13

Financial Policies Co-payments, co-insurances, deductibles and self pay charges are expected on the day your services are provided. We accept Cash, Checks, Mastercard, Visa, Discover, and CareCredit Accounts. If your check is returned there will be a $20 charge to your account. All patients must complete our registration forms and provide us with a photo ID. --------------------------------------------------------------------------------------------------------------------- Patients without insurance: If you do not have insurance, you must be prepared to pay for your services on the day of your visit. If you have questions regarding our charges for services you may speak to one of our financial counselors to discuss payment arrangements prior to your appointment, otherwise you must be prepared to pay your bill in full. If you cannot pay your bill in full then we ask that you contact CareCredit at www.carecredit.com to establish a credit account to pay for your services received at our practice. There are also agencies that may be able to assist you depending on your financial situation. Patients with insurance: You must present your insurance card(s) and be prepared to pay the co-payment/co-insurance/deductible amount your insurance requires for you to see a Specialist. If you cannot pay your bill in full then we ask that you contact CareCredit at www.carecredit.com or you may call them at (800) 677-0718 to establish a credit account to pay for your services received at our practice. Your appointment will be rescheduled if co-payments are not made the day of your appointment, unless your appointment is emergent. If you have questions, please call and inquire prior to your appointment date. Medicaid Patients: If you are an enrollee in the Medicaid program you must present your Medicaid Card and be prepared to pay your co-payment of $3.00 the day of your visit or your appointment will be rescheduled, unless it is of an emergent nature. Worker's Compensation Cases: If you are referred to us due to an injury on the job, you must provide us with your employer's workers compensation policy information and a contact name and telephone number for your employer. Failure to provide this information will result in your visit being rescheduled, unless the you agree to pay the full charges yourself for that days visit or unless your eye problem is emergent. Any money received from you will be refunded upon receipt of payment from your employer's Worker's Compensation Insurance Plan. Third Party Payers: If you are being represented by an attorney as a result of an accident or injury and are expecting reimbursements from a third party, you are still responsible for your bill at the time the services are provided. No arrangements will be made based on prospective third party payments. We will refund money received upon receipt of payment from the third party. Revised: 1/30/13

Billing Procedures: As a courtesy, our office will submit your insurance claim on your behalf. Therefore, it is essential that we have complete and accurate information about your insurance carrier. Please remember that your insurance policy is an agreement between you and your insurance company. No insurance company attempts to cover all medical costs. Some pay fixed allowances for certain procedures; others pay a percentage of the charge. It is your responsibility to pay any balance not paid or covered by your insurance. Reschedule, Canceled Appointment Charge, & No Show Appointment Charge: A $50.00 charge will be assessed if an appointment is rescheduled or canceled in less than 24 hours from your appointment date and time, or if you do not show for your appointment. Disability, FMLA and Other Forms: A $25.00 charge will be assessed to you per form prior to our office completing ANY DISABILITY, FMLA, or OTHER REQUESTED forms for yourself or a family member. Your forms will be completed in order of receipt not to exceed a month from the date of payment. The patient may pay the Expedited fee of $50.00 to receive their forms within 7 business days of payment. Medical Reords Fee: A minimum fee of $10.00 will be assessed to you prior to our office preparing a copy of your medical records for you. Depending on the number of pages with in your record there may be additional charges over the $10.00 minimum. Any additional charges will need to be paid prior to your records being delivered to you. Delinquent Accounts: It is our policy to submit unpaid insurance and patient balances to Statewide Collections Company of Charlotte. Statewide Collections will try contact you in regards to your balance over a 2 month period in an effort to collect. If your account is submitted to Statewide Collections you will continue to mail your payment to East Carolina Retina Consultants, 2501-A Stantonsburg Road, Greenville, NC 27834. If payment in full is not received after submitting your account to Statewide Collections or if we do not hear from you regarding payment arrangements your account will be sent to the Bad Debt section of Statewide Collections where your credit rating may be affected. At this point all further negotiations regarding payment must be handled through their office. We will also disconnect our patient relationship with you at this point. Surgical Coordination & Financial Arrangments: If after consultation with the doctor, your condition requires surgery in the hospital or procedures in the office, you will meet with our Surgical Coordinator to make arrangements. Sometimes due to the medical necessity of your treatment, the doctor may have to perform surgery on the same day as your visit. Our Surgical Coordinator will provide you with an estimate of the cost of the surgery and will discuss payment arrangements with you at this time. Please understand that our services are separate from the hospital and you will be billed separately by the hospital and anesthesiologist for their services. Revised: 1/30/13