Equity Commissions. Monex Securities Schedule of Fees and Charges

Similar documents
SGX Market (traded currency in SGD) Contract value Broker Assisted Online Less than or equal to S$50, % 0.275% S$50,001 - S$100K 0.40% 0.

BNU. Banco Nacional Ultramarino. Banco Nacional Ultramarino, S.A. Pricing List

Everbright Sun Hung Kai

Securities Services Fees and Charges

Securities Services Fees and Charges

Overseas Stock Trading Fee Schedule

Fees and Charges of Securities Services (Effective from 12 th Nov 2018)

Securities Services Charges (Applicable to Company Account Customers)

General fees. HK$150 per month. transaction plus overdraft interest at BEA HKD Prime Rate or HIBOR (whichever is higher) + 8% p.a.

HSBC Bank (Singapore) Limited HSBC Securities Trading Services

i-account General fees (A) Deposit services Monthly service fee 1, 2 (based on the Average Daily Relationship Balance 3 in the preceding month) Waived

Securities Services Charges (Applicable to Personal Customers)

General fees. (A) Deposit services

HSBC Bank (Singapore) Limited HSBC Securities Trading Services

EBSHK Direct. Fees and Charges. (Effective on January 16, 2018) A. HK Shares and Warrants B. China Connect Shenzhen & Shanghai A Shares...

Scale of Charges. Disclosure of Transaction Related Information. Cut-off Times for Processing Payment Orders

Equities Brochure. Issue Date: 04 October Monex Securities Australia Pty Ltd. AFSL No: ABN:

Bank Service Fees Guide BANK SERVICE FEES GUIDE

Bank Service Fees Guide BANK SERVICE FEES GUIDE

Cut-off Times for Processing Payment Orders

Table of Contents. 1. Deposit Service Current Account Savings / Statement Savings Account Deposit Cheque...

SERVICE FEES EFFECTIVE FROM MARCH

EAST ASIA SECURITIES COMPANY LIMITED

Terms of promotion offers: 1. New Family Securities Account $0 brokerage fee offer for buying Hong Kong stocks / China A shares:

China Construction Bank (Asia) (the"bank")

Wherever there is a discrepancy between the English and Chinese version of this Bank Charges Schedule, the English version prevails.

(a) An extended list of marginable securities, which now extends to securities listed on the following stock exchange(s):

Scale of Charges Cut-off Times for Processing Payment Orders

Banking Services. Fees and Charges. (Effective 1 June 2015) B. Remittances and Foreign Exchange Services

Tariff of Accounts and Services for Personal Customers

Changing Trends and Investor Bases of Asian Bond Markets Sabyasachi Mitra, Asian Development Bank S. Ghon Rhee, University of Hawaii

PineBridge Investments Asia Limited, based in Hong Kong (internal delegation) State Street Custodial Services (Ireland) Limited

Service Charges. Effective 1 April Enquiry Hotline: WMD-076(O)( )

PRODUCT KEY FACTS. Quick facts. BOCHK Wealth Creation Series BOCHK All Weather Asian Bond Fund. April Issuer: BOCHK Asset Management Limited

Alphalink Accounting, Audit and Tax Compliance in Asia Pacific (For inbound investment)

Offshore fee schedule

PRODUCT KEY FACTS BOCHK Asia Pacific Property Fund

1. Deposit and General Banking Services ( )

PRODUCT HIGHLIGHTS SHEET

BEA Union Investment Capital Growth Fund

The Bank s service charges of the following items will be revised on 1 May 2015

PRODUCT KEY FACTS Macquarie Unit Trust Series- Macquarie Asia New Stars Fund 16 December 2018

PRODUCT KEY FACTS PARVEST Equity High Dividend Asia Pacific ex-japan April 2018

2,000 8, ,000 (B) 0.05%

ENTITLEMENT STATEMENT

Wing Lung Private Banking Service Charges. With effect from 18 th December Enquiry Hotline:

Effective From 23 October, 2017 GN (10/2017) Service Charges. An Easy guide to banking fees

PRIMARY DISCLOSURE STATEMENT (AUTHORISED FINANCIAL ADVISER)

MANULIFE GLOBAL FUND PRODUCT KEY FACTS

Investment Objective2. Investment Mix2. Managed by Multi-manager Investment Approach. Sun Life MPF Conservative Fund

PRODUCT HIGHLIGHTS SHEET

Securities Trading Service - China A Shares Shanghai-Hong Kong and Shenzhen-Hong Kong Stock Connect

HL BANK PRICING SCHEDULE HLBS/OPS/17 1

Ironbark Gavekal Asian Opportunities Fund

25 July Dear Business Partner

Product Key Facts PineBridge Global Funds PineBridge Asia Dynamic Asset Allocation Fund

Banking Services. Fees and Charges. (Effective 1 July 2017) B. Remittances and Foreign Exchange Services

Banking Services. Fees and Charges. (Effective 30 September 2018) B. Remittances and Foreign Exchange Services

BlackRock Asset Management North Asia Limited Trustee:

Tariff of Accounts and Services for Personal Customers

General Banking and Wing Lung Sunflower Service Charges

The Vanguard Group, Inc. 3 June 2014

Dealing Guide for. - Allianz Global Investors Asia Fund - Allianz Global Investors Fund - Allianz Global Investors Opportunities

Nikkei Asia300 Index Index Guidebook

BLOOMBERG DOLLAR INDEX 2018 REBALANCE

General Banking and Sunflower Service Charges

Select Subscription, such as rights issue, takeover offer, warrant subscription, open offer or bond conversion by Pressing 3 at the Main Menu...

PRODUCT KEY FACTS. BlackRock Global Funds Asian Tiger Bond Fund. December Quick facts

PRODUCT HIGHLIGHTS SHEET

Retail Banking and Wealth Management Bank Tariffs 2019 GENERAL SERVICES - ALL ACCOUNTS TIME DEPOSITS. Cheque/draft deposits US dollar local clearing

BEA (MPF) Master Trust Scheme Explanatory Memorandum

Vanguard Investments Hong Kong Limited May 2018

Fees and Charges for Execution and Clearing Services

Tariff of Accounts and Services for Personal Customers

Schroder International Opportunities Portfolio - Schroder Asian Income (the Fund )

For personal use only

Manager and RQFII Holder: E Fund Management (Hong Kong) Co., Limited Bank of Communications Trustee Limited

PRODUCT HIGHLIGHTS SHEET

FEES AND CHARGES (CORPORATE NON SME)

Tariff of Accounts and Services

Your trading credits can be used towards any of the following commission charges:

Product Key Facts BlackRock Global Funds

INTERNATIONAL TAX PLANNING. Singapore Domestic Law And Treaties SHANKER IYER FCA

Product Key Facts April BEA Union Investment Series. BEA Union Investment Asian Bond and Currency Fund. BEA Union Investment China Phoenix Fund

Retail Banking Fees and Charges

Mirae Asset Asia Sector Leader Equity Fund - Class A Product Disclosure Statement

DEFINITIONS. In this prospectus, unless the context otherwise requires, the following words and expressions have the following meanings.

TARIFF OVERVIEW January 2018

TOKIO MARINE FUNDS PLC

PRODUCT KEY FACTS Value Partners Greater China High Yield Income Fund

BMO Global Asset Management (Asia) Limited 20 April 2018

Overview of ETF Market in Hong Kong

Nikkei Asia300 Index Index Guidebook

PROPOSED WITHDRAW AL OF LISTING

EconWatch. Qualms of forex volatility; strong USD prior to policy tightening in the US. 21 August 2015

Third Quarter of the Fiscal Year Ending December 31, 2016 Unicharm Presentation Materials for Investor Meeting

Pricing Guide Deposit Accounts and Services for Individuals. A comprehensive listing of our deposit services and exclusive DBS Treasures offerings

PRODUCT HIGHLIGHTS SHEET

List of Tariffs applicable as of 1 June 2017

Tariff of Accounts and Services for Personal Customers (Effective from 8 Mar 2019)

Transcription:

Equity Commissions Markets Brokerage Fee 1 Other Costs Settlement Currency 2 United States (New York Stock Exchange, NASDAQ) 0.10% (Min 9.99) For SELL Order only Sales Tax: 0.0013% Trading Fee: 0.000119 per share Australia 3 0.12% (Min AUD 19.95) Japan 0.10% (Min JPY 2,500) Hong Kong 0.10% (Min HKD 88 or 12 or RMB 130) Warrants/CBBCs Trading: 0.10% (Min HKD 88) For BUY Order on French and Italian ADR only Financial Tax: 0.20% Stamp Duty 4 : HKD 1.00 per HKD 1,000 gross amount Levy: 0.0027% Trading Fee: 0.0050% CCASS Fee: 0.01% (Min HKD 3.00 or 0.38 or RMB 3.00 per execution) AUD JPY HKD or or RMB Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 1

Markets Brokerage Fee 1 Other Costs Settlement Currency 2 Shanghai Hong Kong Stock Connect 0.30% (Min RMB 130) Handling Fee: 0.00487% Securities Management Fee: 0.002% Transfer Fee: 0.004% (on gross amount) Stamp Duty: 0.10% (For SELL order only) RMB Shenzhen Hong Kong Stock Connect 0.30% (Min RMB 130) Handling Fee: 0.00487% Securities Management Fee: 0.002% RMB Transfer Fee: 0.004% (on gross amount) Stamp Duty: 0.10% (For SELL order only) China B (Shanghai) 0.30% (Min 18) Service Charge: 0.15% (Min 35) Clearing Fee: 0.05% Levy: 0.00487% CSRC Fee: 0.002% Stamp Duty: 0.10% (For SELL order only) Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 2

Markets Brokerage Fee 1 Other Costs Settlement Currency 2 China B (Shenzhen) 0.30% (Min HKD 130) Service Charge: 0.15% (Min HKD 150) Clearing Fee: 0.05% (Max HKD 500) Levy: 0.00687% Stamp Duty: 0.10% (For SELL order only) HKD Taiwan 0.30% (Min NTD 800) Korea 0.30% (Min KRW 25,000) Transaction Fee: NTD 1,500 Remittance Charge: NTD 800 Sales Tax: 0.30% (For SELL order only) Remittance Charge: KRW 30,000 Sales Tax: 0.30% for Board Lot; 0.50% for Odd Lot (For SELL order only) Indonesia 0.30% (Min IDR 350,000) Levy: 0.043% V.A.T.: 10% on commission Remittance Charge: IDR 200,000 Sales Tax: 0.10% (For SELL order only) Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 3

Markets Brokerage Fee 1 Other Costs Settlement Currency 2 Malaysia 0.30% (Min MYR 100) Stamp Duty: 0.10% (rounded up to nearest dollar, max MYR 200) Clearing Fee: 0.03% (Max MYR 1,000) Remittance Charge: MYR 75 Philippines 0.30% (Min PHP 1,000) Singapore 0.30% (Min: SGD 35 or HKD 188 or 25) V.A.T.: 12% on commission SCCP Fee: 0.01% Remittance Charge: PHP 1,000 Registration fee: PHP 1,000 Sales Tax: 0.60% (For SELL order only) Trading fee: 0.0075% Clearing Fee: 0.0325% Remittance Charge: SGD 0 or 20 or HKD 0 SGD Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 4

Markets Brokerage Fee 1 Other Costs Settlement Currency 2 Thailand 0.30% (Min THB 800) V.A.T.: 0.014% on gross amount Remittance Charge: THB 1,000 1. Commission is charged on each order executed on the same day basis. For all U.S. trades, any price and/or quantity change for partially filled order will be treated as a new order and charged accordingly. 2. When trading securities that settle in a currency other than its trading currency, you should be aware of the currency risk involved (including but not limited to exchange rate fluctuations) and the foreign exchange costs associated. 3. GST included where applicable 4. Where a transaction on HKEX is subject to Stamp Duty the rate will be 0.10% of the gross amount, rounded up to the nearest Hong Kong dollar. Any other fees will be passed through at cost Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 5

Depository Services Markets Stock Custody Stock Deposit Stock Transfer Out Other Fees United States DTC Transfer: 35 per stock DTC Transfer only: 0.015 per share (Min 150 per stock) ADR Depositary Agent Fee: 0.03 per share per year Australia AUD 30 per stock AUD 75 per stock Any other fees will be passed through at cost Japan JPY 3,500 per stock Hong Kong CCASS Transfer: Physical Cert Govt. Transfer Deed: HKD 5.00 per stock Handling Fee: HKD 500 per stock plus courier fee CCASS Transfer: HKD 10.00 per board lot (Min HKD 100 per stock) Physical Cert: HKD 10.00 per board lot (Min HKD 100 per stock) Compulsory Share Buy- Back Fee: At Cost Shanghai Hong Kong Stock Connect 0.018% p.a. of total market value on daily basis, monthly aggregate 0.018% of previous closing price (Min RMB 180 per stock) Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 6

Markets Stock Custody Stock Deposit Stock Transfer Out Other Fees Shenzhen Hong Kong Stock Connect China B (Shanghai) 0.018% p.a. of total market value on daily basis, monthly aggregate 0.018% of previous closing price (Min RMB 180 per stock) China B (Shenzhen) Taiwan Korea 0.12% p.a. (pay monthly based on the month end portfolio value) Indonesia IDR 20,000 per stock IDR 350,000 per stock Malaysia 3.00 per stock per month Philippines PHP 800 per stock PHP 2,500 per stock Singapore SGD 40 per stock SGD 80 per stock Thailand THB 2,500 per stock GST Applies to AU residents for all service fees in relation to the Australian market only GST will not apply for Non-AU residents Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 7

Nominee Services Markets Dividend Collection (Cash & Scrip) Dividend withholding Tax 1 Other Corporate Actions United States 4.00 30% Tender Fee: 60 (voluntary) or 30 (mandatory) Australia AUD 7.00 30% Any other fees will be passed through at cost Japan JPY 800 15.315% Hong Kong 0.60% (Min HKD 50 / RMB 50 / 20 / GBP 12) NIL Please refer to separate table on the following page Shanghai Hong Kong Stock Connect Shenzhen Hong Kong Stock Connect 0.60% (Min RMB 50) 10% Any Offers/Issues and Sub/Auto Exercise of Rights/Warrants: RMB 100 0.60% (Min RMB 50) 10% Any Offers/Issues and Sub/Auto Exercise of Rights/Warrants: RMB 100 China B (Shanghai) 8.00 10% China B (Shenzhen) HKD 80 10% Taiwan NTD 250 20% Bonus Share: NTD 1,500 Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 8

Markets Dividend Collection (Cash & Scrip) Korea KRW 8,000 22% Dividend withholding Tax 1 Other Corporate Actions Indonesia IDR 75,000 20% Malaysia 1.35% (Min MYR 30) 25% Philippines Handling Fee: PHP 400 Registration Fee: PHP 1,200 30% Bonus Share: PHP 1,000 (Registration Fee) Singapore 1.35% (Min SGD 12) 20% Thailand 1.35% (Min THB 350) 10% 1: Dividend withholding tax is charged by the respective local government at the rate applicable to our Custodian, Monex BOOM Securities Ltd, in Hong Kong. This may not be the rate at which withholding tax would normally be applied for a resident of your country. You should seek your own professional tax advice to determine the impact that this may have on you. The rates listed are for reference only. GST Applies to AU residents for all service fees in relation to the Australian market only GST will not apply for Non-AU residents Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 9

Other Corporate Actions Hong Kong Markets Details Handling Fees Other Pass-On Charges Book Close Fee CCASS Scrip Fee: HKD 1.50 per board lot Bonus Share Rights Issue Entitlement Excess Rights Application Subscription of Rights & HKD 150 CCASS Fee: HKD 0.80 per board lot Warrants Auto-exercise of Warrants HKD 150 CCASS Fee: HKD 0.80 per board lot Open Offer HKD 150 CCASS Fee: HKD 0.80 per board lot Cash Offer HKD 150 CCASS Fee: HKD 0.80 per board lot Stamp Duty: HKD 1.00 per HKD 1,000 (if any) Share Consolidation / Split Foreign Shares CCASS Custody Fee ibond Custodian Fee CCASS Fee: HKD 0.25 per 100 shares per month Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 10

Details Handling Fees Other Pass-On Charges ibond Interest Collection Fee ibond Redemption Fee Change of Registration at Share Registrar HKD 800 per stock per Registration At cost Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 11

Account Services Account Set-up and Maintenance Account Opening Fee Initial Deposit 1 Minimum Balance Minimum Activity No minimum requirement on initial stock or fund deposit No minimum requirement on stock holding or cash No minimum requirement on number of trades or commission generated Inactivity Fee None. All Inactivity Fees For Monex Securities Australia Pty Ltd were abolished in May 2018. Note: If an account holds no open positions and remains inactive for more than six (6) years, we may transfer the funds in the account to NSW Revenue as unclaimed money. Custody Service (except for Taiwan, Malaysia and SH-HK Connect and SZ-HK Connect stock holdings) Remittance Services Funds Deposit Funds Withdrawal - All bank charges will be borne by client. - All bank charges will be borne by client. Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 12

Statement Services Execution Confirmation Account Statements Statement Re-issue Stock Balance or Account Confirmation - Execution confirmation will be sent by email. All the contracts for the day will be grouped in a Daily Activity Statement, which also serves as the execution confirmations and contract notes for all activities on that day. - Apply to sending Daily / Month Activity Statements by email. e-statements within 12 months can also be downloaded online. AUD 10.00 per Statement *Apply to re-issue of historical Daily / Monthly Activity Statements over 12 months old. AUD 10.00 per Request 1. GST applies for AU residents on any transaction fees related to deposit and any other service fees Dated: 5 June 2018 (version 1.6) Monex Securities Australia Pty Ltd AFSL No: 363972 ABN: 84 142 210 179 13