GLOBAL EQUITY CAPITAL MARKET

GLOBAL EQUITY CAPITAL MARKET LEAGUE TABLES FY 216

FY 216 MANAGER RANKINGS GLOBAL EQUITY, EQUITY LINKED & RIGHTS CONTENTS 1. Global market review 2. US market review 3. Canada market review 4. Latin America market review 5. EMEA market review 6. Asia market review 7. Table criteria Bloomberg s global equity offerings database consists of nearly 87, deals (with approximately 43, IPOs and over 43, additional offerings), and coverage of more than 5 financial advisors and 5 legal advisors. LEAG<GO> for a full range of league tables IPO<GO> for Bloomberg s equity offerings product Due to the dynamic nature of the Professional Service product, league table rankings may vary between this release and data found on the Bloomberg Professional Service. DATA SUBMISSIONS AND QUERIES Contact Phone Email North America Irina Arefyeva +1 646 324 4663 calendar@bloomberg.net EMEA Karan Aswani +44 2 3525 4331 calendar@bloomberg.net Asia Pacific Ee Wen Tay +65 6231344 calendar@bloomberg.net 216 Bloomberg Finance L.P. All rights reserved.

Global Equity Review FY 216 credited Global Equity, Equity Linked & Rights volume decreased 29.33% to USD 554. Bln while deal count decreased 9.56% to 3,88 offerings year-on-year. Global Equity IPO volume decreased 3.24% year-on-year to USD 134.6 Bln while the deal count decreased 14.65% to 1,113. Global Equity Linked volume decreased 8.53% year-on-year to USD 78.5 Bln over 297 deals. JP Morgan ranked as the top Global Equity, Equity Linked & Rights underwriter for FY 216 with 9.78% market share. The bank underwrote 332 deals over the period. Morgan Stanley and Goldman Sachs ranked second and third with 8.13% and 7.98% market share, respectively. Global Equity, Equity Linked & Rights: Highlights of FY 216 Top Underwriter JP Morgan Number of deals 332 Volume (USD Mln) 54,166 Avg Deal size (USD Mln) 163.2 Market Summary Number of deals 3,88 Volume (USD Mln) 553,999 Avg Deal size (USD Mln) 142.8 Issuer Industry Volume (USD Mln) Date Postal Savings Bank of China Co Ltd Financials 7,626 9/21/216 Mandatory Exchangeable Trust Financials 6,6 6/2/216 Innogy SE Energy 5,18 1/6/216 Bayer Capital Corp BV Health Care 4,278 11/16/216 Kyushu Railway Co Consumer Discretionary 4,3 1/17/216 Saipem SpA Energy 3,965 2/11/216 Air Liquide SA Materials 3,634 1/11/216 TransCanada Corp Energy 3,399 3/17/216 ArcelorMittal Materials 3,143 3/3/216 DISH Network Corp Communications 3, 8/3/216 Global Equity, Equity Linked & Rights: Quarterly Volume Deal Count Rights Equity-Linked IPO Global Equity, Equity Linked & Rights: Industry Breakdown 5% 5% 6% 29% 7% 8% 8% 14% 9% 1% Financials 29% Energy 14% Consumer Discretionary 1% Health Care 9% Industrials 8% Materials 8% Technology 7% Communications 6% Utilities 5% Others 5% Global Equity, Equity Linked & Rights: Industry Breakdown Industry Volume (USD Mln) % Of Total % YOY Change Financials 178,677 28.5% -42.7% Energy 9,235 14.4% 41.5% Consumer Discretionary 6,358 9.6% -37.8% Health Care 55,73 8.9% -39.8% Industrials 5,546 8.1% -28.1% Materials 48,127 7.7% 21.% Technology 45,581 7.3% -24.6% Communications 34,573 5.5% -42.4% Utilities 31,742 5.1% -6.8% Consumer Staples 3,971 4.9% 13.1% Add'l 3 1 25 1,5 Global Equity, Equity Linked & Rights: Offering Breakdown USD Bln 2 15 1 1, 5 Deal Count Offering Type Volume (USD Mln) % Of Total % YOY Change Additional Offerings 37,353 49.4% -3.9% IPO 137,631 22.1% -3.6% Equity-Linked 14,25 16.7% -9.7% Rights Offerings 73,138 11.8% -18.% 5 Q4 Q4 211 211 Q4 Q4 212 212 Q4 Q4 213 213 Q4 Q4 214 214 Q4 Q4 215 215 Q4 Q4 216 216 Quarters Bloomberg League Table Reports Page 1

Global Equity, Equity Linked & Rights Global Equity & Equity Linked JP Morgan 1 9.777 54,166 332 3 8.422 1.355 Morgan Stanley 2 8.133 45,58 265 2 8.71 -.568 Goldman Sachs 3 7.984 44,23 25 1 8.752 -.768 Bank of America Merrill Lynch 4 6.148 34,6 231 4 6.726 -.578 Credit Suisse 5 5.32 29,471 215 7 5.422 -.12 Citi 6 5.286 29,283 236 6 5.89 -.523 Deutsche Bank 7 4.5 24,928 147 8 4.834 -.334 UBS 8 3.764 2,855 174 5 6.327-2.563 Barclays 9 3.65 2,222 151 9 4.215 -.565 RBC Capital Markets 1 2.25 12,214 137 1 1.96.299 Wells Fargo 11 1.737 9,623 122 13 1.487.25 Nomura 12 1.65 8,892 84 11 1.757 -.152 TD Securities 13 1.329 7,364 53 26.443.886 BMO Capital Markets 14 1.255 6,952 9 21.757.498 BNP Paribas 15 1.235 6,84 64 16 1.266 -.31 Jefferies 16 1.28 6,692 13 15 1.271 -.63 HSBC 17 1.121 6,29 48 12 1.531 -.41 Mizuho Financial 18.995 5,511 66 17 1.91 -.96 Sumitomo Mitsui Financial 19.793 4,392 53 19.931 -.138 CIBC 2.758 4,198 43 3.49.349 TOTAL 1% 553,998 3,88 1% Global Equity Offerings JP Morgan 1 9.513 41,38 259 3 7.48 2.33 Morgan Stanley 2 8.27 35,975 23 2 9.64 -.794 Goldman Sachs 3 8.259 35,927 212 1 9.68-1.421 Bank of America Merrill Lynch 4 6.254 27,24 195 5 6.175.79 Credit Suisse 5 5.553 24,157 18 7 5.57 -.17 Citi 6 5.414 23,552 2 6 6.168 -.754 UBS 7 4.13 17,85 145 4 6.571-2.468 Barclays 8 3.933 17,17 133 9 4.195 -.262 Deutsche Bank 9 3.54 15,242 119 8 4.895-1.391 RBC Capital Markets 1 2.519 1,958 121 1 1.916.63 Wells Fargo 11 1.88 7,865 16 14 1.261.547 TD Securities 12 1.647 7,167 47 26.487 1.16 BMO Capital Markets 13 1.53 6,54 79 19.787.716 Nomura 14 1.363 5,927 72 11 1.711 -.348 Jefferies 15 1.255 5,46 92 12 1.359 -.14 Sumitomo Mitsui Financial 16.927 4,34 48 17.92.25 Mizuho Financial 17.866 3,766 57 18.825.41 CIBC 18.823 3,581 34 28.475.348 Nordea 19.724 3,15 3 55.271.453 Macquarie 2.695 3,23 47 15 1.3 -.38 TOTAL 1% 435,4 3,338 1% JP Morgan 1 9.965 51,175 317 3 8.44 1.921 Morgan Stanley 2 8.586 44,91 256 2 8.847 -.261 Goldman Sachs 3 8.327 42,763 242 1 8.928 -.61 Bank of America Merrill Lynch 4 6.157 31,616 223 4 6.454 -.297 Credit Suisse 5 5.42 27,835 2 7 5.499 -.79 Citi 6 5.333 27,385 226 5 6.49 -.716 Deutsche Bank 7 4.667 23,967 142 8 4.968 -.31 UBS 8 3.753 19,271 158 6 5.948-2.195 Barclays 9 3.613 18,554 143 9 4.473 -.86 RBC Capital Markets 1 2.349 12,61 136 1 2.13.336 Wells Fargo 11 1.874 9,623 122 12 1.579.295 Nomura 12 1.72 8,832 83 11 1.896 -.176 TD Securities 13 1.434 7,364 53 26.479.955 BMO Capital Markets 14 1.354 6,952 9 21.826.528 Jefferies 15 1.192 6,121 1 14 1.31 -.118 BNP Paribas 16 1.146 5,883 52 16 1.79.67 Mizuho Financial 17 1.73 5,511 66 15 1.192 -.119 HSBC 18.865 4,444 37 13 1.529 -.664 Sumitomo Mitsui Financial 19.855 4,392 53 17 1.17 -.162 CIBC 2.817 4,198 43 28.447.37 TOTAL 1% 513,526 3,635 1% Global Equity IPO JP Morgan 1 6.344 8,54 65 3 5.129 1.215 Morgan Stanley 2 6.23 8,18 63 1 7.581-1.558 Goldman Sachs 3 5.44 6,791 58 2 5.568 -.524 Citi 4 4.677 6,296 65 6 4.65.72 Deutsche Bank 5 4.14 5,525 48 5 4.641 -.537 Credit Suisse 6 3.869 5,28 51 8 3.11.858 Bank of America Merrill Lynch 7 3.781 5,9 46 4 4.677 -.896 UBS 8 3.299 4,441 35 7 4.573-1.274 Nomura 9 2.459 3,311 3 11 1.867.592 CITIC Securities Co Ltd 1 1.98 2,665 27 12 1.593.387 China Securities Co Ltd 11 1.699 2,288 17 31.694 1.5 China International Capital Corp 12 1.557 2,96 2 19 1.28.529 Barclays 13 1.465 1,973 31 9 2.81-1.336 Huatai Securities Co Ltd 14 1.413 1,92 9 21.971.442 China Merchants Securities 15 1.323 1,781 23 22.949.374 Bank of China 16 1.276 1,718 13 4.62.656 Sumitomo Mitsui Financial 17 1.26 1,624 18 16 1.146.6 Haitong Securities Co Ltd 18 1.187 1,598 28 3.7.487 BNP Paribas 19 1.184 1,593 13 25.837.347 Guotai Junan Securities Co Ltd 2 1.183 1,592 23 43.554.629 TOTAL 1% 134,62 1,113 1% Bloomberg League Table Reports Page 2

Global Equity Linked JP Morgan 1 14.69 9,94 52 1 11.856 2.213 Goldman Sachs 2 8.771 5,67 25 1 3.597 5.174 Deutsche Bank 3 7.732 4,998 18 2 7.127.65 Morgan Stanley 4 7.64 4,566 23 4 6.657.47 Bank of America Merrill Lynch 5 6.737 4,355 27 3 6.859 -.122 Citi 6 5.425 3,57 24 12 2.82 2.623 BNP Paribas 7 4.753 3,72 24 8 4.7.746 Nomura 8 4.494 2,95 11 7 4.154.34 Credit Suisse 9 4.481 2,896 16 6 4.351.13 HSBC 1 2.45 1,584 13 9 3.855-1.45 UBS 11 2.198 1,421 13 18 1.772.426 Credit Agricole CIB 12 1.982 1,281 13 16 2.73 -.91 China International Capital Corp 13 1.969 1,273 6 23.979.99 Mizuho Financial 14 1.71 1,16 7 11 2.863-1.153 Barclays 15 1.638 1,59 8 5 5.687-4.49 Wells Fargo 16 1.532 991 11 13 2.726-1.194 Societe Generale 17 1.516 98 16 15 2.322 -.86 RBC Capital Markets 18 1.41 96 13 14 2.439-1.38 CITIC Securities Co Ltd 19 1.96 78 6 22 1.46.5 Jefferies 2 1.23 661 8 2 1.226 -.23 TOTAL 1% 64,642 28 1% Bloomberg League Table Reports Page 3

US Equity Review FY 216 credited US Equity & Equity Linked volume decreased 21.49% to USD 184.4 Bln while deal count decreased 15.2% to 741 offerings year-on-year. US Equity IPO volume decreased 42.19% year-on-year to USD 19.3 Bln while the deal count decreased 37.35% to 14. US Equity Linked volume decreased 22.23% year-on-year to USD 26.3 Bln over 76 deals. JP Morgan ranked as the top US Equity & Equity Linked underwriter for FY 216 with 14.5% market share. The bank underwrote 184 deals over the period. Goldman Sachs and Bank of America Merrill Lynch ranked second and third with 13.92% and 9.73% market share, respectively. 1 Top Underwriter US Equity & Equity Linked: Highlights of FY 216 JP Morgan Number of deals 184 Volume (USD Mln) 26,731 Avg Deal size (USD Mln) 145.3 Market Summary Number of deals 741 Volume (USD Mln) 184,377 Avg Deal size (USD Mln) 248.8 Issuer Industry Volume (USD Mln) Date DISH Network Corp Communications 3, 8/3/216 Molson Coors Brewing Co Consumer Staples 2,585 1/28/216 Baxalta Inc Health Care 2,49 3/16/216 Tesla Motors Inc Consumer Discretionary 2,3 5/19/216 Anadarko Petroleum Corp Energy 2,29 9/12/216 Walgreens Boots Alliance Inc Consumer Staples 1,668 11/1/216 Pioneer Natural Resources Co Energy 1,615 1/5/216 Southern Co/The Utilities 1,611 8/17/216 Great Plains Energy Inc Utilities 1,6 9/28/216 NextEra Energy Inc Utilities 1,5 8/2/216 US Equity & Equity Linked: Quarterly Volume Deal Count Equity-Linked Add'l IPO 4 US Equity & Equity Linked: Industry Breakdown 6% 6% 25% 6% 6% 8% 8% 21% 14% Energy 25% Financials 21% Health Care 14% Utilities 8% Technology 8% Consumer Staples 6% Materials 6% Consumer Discretionary 6% Others 6% US Equity & Equity Linked: Industry Breakdown Industry Volume (USD Mln) % Of Total % YOY Change Energy 46,933 24.8% 25.1% Financials 4,531 21.4% -3.9% Health Care 27,31 14.4% -5.6% Utilities 14,647 7.7% 117.7% Technology 14,625 7.7% -51.2% Consumer Staples 11,83 6.3% 4.9% Materials 11,22 5.9% 58.3% Consumer Discretionary 1,86 5.7% -55.7% Communications 6,277 3.3% -2.6% Industrials 4,914 2.6% -1.9% 8 3 US Equity & Equity Linked: Offering Breakdown USD Bln 6 4 2 2 1 Deal Count Offering Type Volume (USD Mln) % Of Total % YOY Change Additional Offerings 14,354 74.2% -17.6% Equity-Linked 29,52 15.4% -22.2% IPO 19,725 1.4% -41.9% Q4 Q4 211 211 Q4 Q4 212 212 Q4 Q4 213 213 Q4 Q4 214 214 Q4 Q4 215 215 Q4 Q4 216 216 Quarters Bloomberg League Table Reports Page 4

US Equity & Equity Linked US Equity Offerings JP Morgan 1 14.498 26,731 184 1 12.295 2.23 Goldman Sachs 2 13.921 25,667 134 6 9.143 4.778 Bank of America Merrill Lynch 3 9.734 17,946 139 5 9.425.39 Morgan Stanley 4 8.475 15,626 113 2 9.965-1.49 Barclays 5 7.875 14,519 99 7 8.569 -.694 Citi 6 7.699 14,195 14 3 9.758-2.59 Credit Suisse 7 7.689 14,176 114 4 9.726-2.37 Wells Fargo 8 5.173 9,537 119 9 4.779.394 Deutsche Bank 9 4.987 9,196 6 8 5.289 -.32 RBC Capital Markets 1 2.63 4,85 75 1 2.82 -.172 UBS 11 2.27 3,738 44 12 2.73 -.46 Jefferies 12 1.959 3,611 66 11 2.39 -.35 BMO Capital Markets 13 1.35 2,49 4 18.879.471 SunTrust Robinson Humphrey 14 1.1 1,863 29 19.854.156 Mizuho Financial 15.824 1,519 9 15.929 -.15 Raymond James & Associates 16.764 1,48 35 2.644.12 Stifel 17.726 1,338 36 17.893 -.167 KeyBanc Capital Markets 18.75 1,31 26 21.568.137 Leerink Partners LLC 19.684 1,261 23 14 1.38 -.354 Cowen & Co 2.575 1,6 34 13 1.225 -.65 TOTAL 1% 184,376 741 1% US Equity IPO Citi 1 11.54 2,129 22 1 1.157.897 Goldman Sachs 2 9.43 1,811 24 4 8.597.86 Credit Suisse 3 8.96 1,716 24 8 5.979 2.927 Deutsche Bank 4 8.414 1,621 2 2 9.977-1.563 JP Morgan 5 8.19 1,562 25 7 6.487 1.622 Bank of America Merrill Lynch 6 6.891 1,327 18 3 9.89-2.918 Morgan Stanley 7 6.859 1,321 21 5 7.62 -.761 Barclays 8 5.251 1,11 2 6 6.96-1.79 Wells Fargo 9 4.494 866 15 9 3.74.754 RBC Capital Markets 1 3.689 711 19 1 3.653.36 Jefferies 11 3.337 643 14 11 3.642 -.35 UBS 12 3.7 591 14 16 1.79 1.28 Evercore Partners Inc 13 1.831 353 3 2 1.4.827 BMO Capital Markets 14 1.629 314 6 19 1.216.413 Stifel 15 1.447 279 9 18 1.458 -.11 SunTrust Robinson Humphrey 16 1.2 231 4 13 1.984 -.784 Cowen & Co 17 1.177 227 8 15 1.864 -.687 Piper Jaffray & Co 18 1.63 25 8 14 1.931 -.868 KeyBanc Capital Markets 19.91 175 4 33.22.78 Cantor Fitzgerald 2.779 15 1 12 2.12-1.341 TOTAL 1% 19,263 14 1% JP Morgan 1 15.19 23,744 155 1 11.571 3.448 Goldman Sachs 2 13.88 21,83 116 4 9.842 3.966 Bank of America Merrill Lynch 3 1.77 15,932 121 7 8.66 1.471 Morgan Stanley 4 9.128 14,431 12 5 9.78 -.58 Barclays 5 8.556 13,526 92 6 8.884 -.328 Credit Suisse 6 8.193 12,953 14 2 1.466-2.273 Citi 7 7.718 12,21 91 3 9.928-2.21 Wells Fargo 8 4.92 7,779 13 9 3.911 1.9 Deutsche Bank 9 3.372 5,33 51 8 6.47-2.675 RBC Capital Markets 1 2.52 3,984 66 1 2.671 -.151 UBS 11 2.282 3,68 42 11 2.382 -.1 Jefferies 12 2.45 3,234 61 12 2.345 -.3 BMO Capital Markets 13 1.467 2,32 37 18.843.624 SunTrust Robinson Humphrey 14.873 1,38 23 16.977 -.14 KeyBanc Capital Markets 15.823 1,31 26 2.622.21 Stifel 16.773 1,223 35 15.993 -.22 Raymond James & Associates 17.772 1,221 33 19.752.2 Cowen & Co 18.627 992 32 13 1.353 -.726 Leerink Partners LLC 19.594 938 21 14 1.179 -.585 Piper Jaffray & Co 2.47 742 29 17.925 -.455 TOTAL 1% 158,9 665 1% US Equity Linked Deutsche Bank 1 14.76 3,866 9 19.778 13.928 Goldman Sachs 2 14.599 3,837 18 8 4.981 9.618 JP Morgan 3 11.366 2,988 29 1 16.599-5.233 Bank of America Merrill Lynch 4 7.665 2,15 18 2 14.295-6.63 Citi 5 7.587 1,994 13 5 8.747-1.16 Wells Fargo 6 6.688 1,758 16 4 9.945-3.257 Credit Suisse 7 4.654 1,223 1 7 5.324 -.67 Morgan Stanley 8 4.547 1,195 11 3 11.496-6.949 Mizuho Financial 9 3.947 1,38 4 1 3.5.447 Barclays 1 3.777 993 7 6 6.696-2.919 RBC Capital Markets 11 3.294 866 9 9 3.586 -.292 Mitsubishi UFJ Financial Group Inc 12 2.57 541 5 - - - SunTrust Robinson Humphrey 13 1.837 483 6 32.119 1.718 BNP Paribas 14 1.54 45 4 11 2.127 -.587 Jefferies 15 1.437 378 5 12 2.96 -.659 Leerink Partners LLC 16 1.227 323 2 29.21 1.26 Piper Jaffray & Co 17.864 227 3 21.72.162 Southeastern Securities Inc 18.761 2 1 - - - Raymond James & Associates 19.713 188 2 - - - US Bancorp 2.675 178 2 15.851 -.176 TOTAL 1% 26,286 76 1% Bloomberg League Table Reports Page 5

Canada Equity Review Canada Equity, Equity Linked & Preferred: Quarterly Volume 2 Deal Count Amount 4 FY 216 credited Canada Equity, Equity Linked & Preferred volume increased 18.99% to CAD 54.5 Bln while deal count increased 28.44% to 42 offerings year-on-year. Canada Equity IPO volume decreased 86.97% year-on-year to CAD 744.2 Mln while the deal count decreased 54.76% to 19. Canada Equity Offerings volume increased 19.31% year-on-year to CAD 46.3 Bln over 376 deals. TD Securities ranked as the top Canada Equity, Equity Linked & Preferred underwriter for FY 216 with 19.72% market share. The bank underwrote 65 deals over the period. RBC Capital Markets and BMO Capital Markets ranked second and third with 18.39% and 12.98% market share, respectively. CAD Bln 15 1 5 Q4 Q4 211 211 Q4 Q4 212 212 Q4 Q4 213 213 Q4 Q4 214 214 Q4 Q4 215 215 Q4 Q4 216 216 3 2 1 Deal Count Quarters Canada Equity, Equity Linked & Preferred Firm Rank Mkt Share(%) Volume (CAD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) TD Securities 1 19.717 1,744 65 5 8.844 1.873 RBC Capital Markets 2 18.391 1,21 65 1 2.193-1.82 BMO Capital Markets 3 12.98 7,73 64 2 13.578 -.598 CIBC 4 11.419 6,222 52 4 9.49 2.1 Scotiabank 5 9.215 5,21 42 3 11.112-1.897 National Bank Financial Inc 6 4.911 2,676 51 7 4.867.44 JP Morgan 7 4.27 2,327 3 8 3.613.657 Credit Suisse 8 4.49 2,26 6 13 1.585 2.464 Peters & Co Ltd 9 3.764 2,51 16 17 1.8 2.684 GMP Securities 1 1.869 1,18 3 1 2.548 -.679 TOTAL 1% 54,49 42 1% Canada Equity, Equity Linked & Preferred: Industry Breakdown 16% 8% 49% 11% 16% Energy 49% Financials 16% Materials 11% Utilities 8% Others 16% Canada Equity & Equity Linked Canada Equity, Equity Linked & Preferred: Manager Rankings History 216 215 214 Firm Rank Mkt Share(%) Volume (CAD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) TD Securities 1 19.142 9,44 52 5 8.55 1.592 RBC Capital Markets 2 18.321 9,35 54 1 19.61 -.74 BMO Capital Markets 3 13.121 6,471 58 2 13.463 -.342 CIBC 4 1.986 5,418 43 4 9.576 1.41 Scotiabank 5 7.529 3,713 29 3 1.73-2.544 National Bank Financial Inc 6 5.83 2,57 48 7 4.976.17 JP Morgan 7 4.717 2,327 3 8 3.878.839 Credit Suisse 8 4.474 2,26 6 13 1.71 2.773 Peters & Co Ltd 9 4.159 2,51 16 17 1.159 3. GMP Securities 1 2.65 1,18 3 1 2.735 -.67 TOTAL 1% 49,318 42 1% Market Share (%) 25 2 1 TD Securities RBC Capital Markets BMO Capital Markets CIBC Scotiabank National Bank Financial Inc Bloomberg League Table Reports Page 6

Canada Equity Offerings Canada Equity IPO Firm Rank Mkt Share(%) Volume (CAD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) TD Securities 1 19.84 9,182 46 5 9.133 1.77 RBC Capital Markets 2 18.945 8,768 49 1 18.433.512 BMO Capital Markets 3 13.19 6,67 49 2 12.954.155 CIBC 4 9.883 4,574 34 3 9.853.3 Scotiabank 5 6.564 3,38 26 4 9.24-2.64 JP Morgan 6 5.27 2,327 3 11 2.388 2.639 Credit Suisse 7 4.767 2,26 6 13 1.871 2.896 National Bank Financial Inc 8 4.452 2,6 36 7 4.717 -.265 Peters & Co Ltd 9 4.335 2,6 15 17 1.275 3.6 GMP Securities 1 2.2 1,18 3 9 2.971 -.771 Bank of America Merrill Lynch 11 1.782 825 3 28.359 1.423 Cormark Securities Inc 12 1.57 489 21 15 1.621 -.564 Barclays 13.79 365 2 18 1.115 -.325 Canaccord Genuity 14.689 319 26 8 3.44-2.355 Raymond James & Associates 15.62 287 12 19.911 -.291 FirstEnergy Capital Corp 16.611 283 3 25.475.136 Macquarie 17.62 279 1 16 1.462 -.86 Dundee Corp 18.593 274 17 21.677 -.84 Citi 19.572 265 1 14 1.715-1.143 Morgan Stanley 2.523 242 2 12 2.27-1.747 TOTAL 1% 46,279 376 1% Firm Rank Mkt Share(%) Volume (CAD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) CIBC 1 27.244 23 3 4 12.25 15.219 TD Securities 2 23.74 177 2 1 21.67 2.7 Bank of America Merrill Lynch 3 2.65 153 1 9 2.374 18.231 National Bank Financial Inc 4 9.537 71 2 6 4.439 5.98 AltaCorp Capital 5 8.63 6 1 - - - BMO Capital Markets 6 6.42 48 1 2 19.459-13.57 Cantor Fitzgerald 7 3.135 23 1 8 3.859 -.724 GMP Securities 8.699 5 3 15.963 -.264 Mackie Research Capital Corp 9.28 2 3 2.2.188 Canaccord Genuity 1.11.75 2 7 3.954-3.853 Pacific International Securities Inc 11.77.57 2 21.11.66 Emerging Equities 11.77.57 1 - - - All Group Financial Services Inc 13.59.44 1 - - - Haywood Securities 14.54.4 2 25.4.5 TOTAL 1% 744 19 1% Canadian Retail Structured Products Firm Rank Mkt Share(%) Volume (CAD Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) CIBC 1 28.614 182 19 1 34.75-5.461 RBC Capital Markets 2 22.857 146 13 2 31.74-8.883 Scotiabank 3 15.466 99 15 3 16.32 -.836 National Bank Financial Inc 4 14.226 91 13 4 7.647 6.579 Morgan Stanley 5 8.653 55 1 - - - BMO Capital Markets 6 6.799 43 5 5 5.847.952 TD Securities 7 3.335 21 2 6 2.3 1.35 Wealth Creation Preservation 8.51.32 1 - - - TOTAL 1% 637 26 1% Bloomberg League Table Reports Page 7

Latin America Equity Review Latin America Equity Offerings: Quarterly Volume 2 Deal Count Amount 3 FY 216 credited Latin America Equity Offerings volume decreased 12.67% to USD 8.8 Bln while deal count decreased 9.68% to 28 offerings year-on-year. Morgan Stanley ranked as the top Latin America Equity Offerings underwriter for FY 216 with 17.15% market share. The bank underwrote 8 deals over the period. JP Morgan and Banco Santander ranked second and third with 14.25% and 11.13% market share, respectively. USD Bln 15 1 5 2 1 Deal Count Q4 Q4 211 211 Q4 Q4 212 212 Q4 Q4 213 213 Q4 Q4 214 214 Q4 Q4 215 215 Q4 Q4 216 216 Quarters Latin America Equity Offerings Morgan Stanley 1 17.148 1,56 8 1 5.358 11.79 JP Morgan 2 14.253 1,252 4 3 8.78 5.545 Banco Santander 3 11.131 978 9 2 8.954 2.177 Bank of America Merrill Lynch 4 1.29 881 8 6 6.72 3.39 Banco BTG Pactual 5 7.275 639 7 1 12.483-5.28 Banco Itau BBA 6 7.27 633 6 4 8.316-1.19 Credit Suisse 7 5.476 481 4 5 7.632-2.156 Bradesco BBI SA 8 3.73 328 4 8 5.981-2.251 GBM Casa de Bolsa 9 3.547 312 1 18.996 2.551 Citi 1 2.67 229 3 17 1.124 1.483 TOTAL 1% 8,782 28 1% Latin America Equity Offerings: Industry Breakdown 6% 8% 31% 9% 19% 27% Utilities 31% Consumer Discretionary 27% Financials 19% Industrials 9% Consumer Staples 8% Others 6% Brazil Equity Offerings Latin America Equity Offerings: Manager Rankings History 216 215 214 Firm Rank Mkt Share(%) Volume (BRL Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) 2 Banco Itau BBA 1 19.873 2,129 6 3 8.617 11.256 Bank of America Merrill Lynch 2 16.16 1,731 5 5 8.294 7.866 Banco Santander 3 14.58 1,554 5 6 7.663 6.845 Bradesco BBI SA 4 1.592 1,135 4 3 8.617 1.975 Banco BTG Pactual 5 7.318 784 3 1 15.734-8.416 Citi 6 6.913 741 2 - - - Banco do Brasil SA 7 6.456 692 2 13 1.62 5.394 Morgan Stanley 8 4.864 521 2 8 6.986-2.122 HSBC 9 4.45 433 1 8 6.986-2.941 Credit Suisse 1 3.447 369 2 2 8.835-5.388 TOTAL 1% 1,712 11 1% Market Share (%) 1 Morgan Stanley JP Morgan Banco Santander Bank of America Merrill Lynch Banco BTG Pactual Banco Itau BBA Bloomberg League Table Reports Page 8

EMEA Equity Review FY 216 credited EMEA Equity, Equity Linked & Rights - Risk volume decreased 39.48% to USD 153.4 Bln while deal count decreased 13.78% to 751 offerings year-on-year. EMEA Equity IPO volume decreased 49.79% year-on-year to USD 33.8 Bln while the deal count decreased 4.36% to 133. EMEA Equity Linked - Risk volume increased 8.81% year-on-year to USD 26. Bln over 72 deals. JP Morgan ranked as the top EMEA Equity, Equity Linked & Rights - Risk underwriter for FY 216 with 1.64% market share. The bank underwrote 93 deals over the period. Goldman Sachs and Bank of America Merrill Lynch ranked second and third with 8.47% and 7.18% market share, respectively. EMEA Equity, Equity Linked & Rights - Risk: Highlights of FY 216 EMEA Equity, Equity Linked & Rights - Risk: Largest Deals by Country of FY 216 Issuer Volume (USD Mln) Date Country Air Liquide SA 3,634 1/11/216 France Innogy SE 5,18 1/6/216 Germany Aegean Marine Petroleum Network Inc 15 12/14/216 Greece Saipem SpA 3,965 2/11/216 Italy NN Group NV 1,552 4/14/216 Netherlands Middle East Healthcare Co 471 3/1/216 Saudi Arabia Steinhoff Finance Holding GmbH 1,239 4/14/216 South Africa Banco Popular Espanol SA 2,826 6/11/216 Spain LafargeHolcim Ltd 1,354 2/4/216 Switzerland DXB Entertainments PJSC 457 5/25/216 United Arab Emirates Melrose Industries PLC 2,19 8/24/216 United Kingdom Issuer Industry Volume (USD Mln) Date Innogy SE Energy 5,18 1/6/216 Bayer Capital Corp BV Health Care 4,278 11/16/216 Saipem SpA Energy 3,965 2/11/216 Air Liquide SA Materials 3,634 1/11/216 ArcelorMittal Materials 3,143 3/3/216 DONG Energy A/S Utilities 2,997 6/9/216 Banco Popular Espanol SA Financials 2,826 6/11/216 Nets A/S Technology 2,373 9/23/216 Melrose Industries PLC Financials 2,19 8/24/216 Vodafone Group PLC Communications 2,67 2/19/216 EMEA Equity, Equity Linked & Rights - Risk EMEA Equity, Equity Linked & Rights - Risk: Industry Breakdown Industry Volume (USD Mln) % Of Total % YOY Change Financials 66,38 35.% -39.% Industrials 18,931 1.% -49.2% Consumer Discretionary 18,75 9.9% -48.1% Energy 18,62 9.9% 311.7% Materials 17,459 9.3% 8.9% Communications 14,631 7.8% -48.9% Health Care 13,167 7.% -22.9% Consumer Staples 7,939 4.2% -18.2% Technology 7,536 4.% -26.9% Utilities 5,74 3.%.7% Deal Count Rights Equity-Linked IPO Add'l 14 4 12 EMEA Equity, Equity Linked & Rights - Risk: Offering Breakdown USD Bln 1 8 6 3 2 Deal Count Offering Type Volume (USD Mln) % Of Total % YOY Change Additional Offerings 73,76 39.1% -43.7% Rights Offerings 48,513 25.7% 7.6% IPO 34,51 18.3% -5.% Equity-Linked 31,988 17.% 1.6% 4 1 2 Q4 Q4 211 211 Q4 Q4 212 212 Q4 Q4 213 213 Q4 Q4 214 214 Q4 Q4 215 215 Q4 Q4 216 216 Quarters Bloomberg League Table Reports Page 9

EMEA Equity, Equity Linked & Rights - Risk EMEA Equity, Equity Linked & Rights - Syndication JP Morgan 1 1.637 16,319 93 2 9.173 1.464 Goldman Sachs 2 8.471 12,996 71 4 8.799 -.328 Bank of America Merrill Lynch 3 7.18 11,15 55 1 9.175-1.995 Morgan Stanley 4 7.56 1,825 56 5 8.544-1.488 UBS 5 6.825 1,47 56 3 8.983-2.158 Deutsche Bank 6 5.753 8,825 53 6 6.395 -.642 Credit Suisse 7 5.61 7,764 39 8 3.75 1.311 Citi 8 4.874 7,478 58 7 5.525 -.651 BNP Paribas 9 3.749 5,751 51 1 3.253.496 Barclays 1 3.387 5,197 46 9 3.65 -.263 Societe Generale 11 2.59 3,849 43 11 2.87 -.361 HSBC 12 2.488 3,818 25 12 2.713 -.225 Nordea 13 2.199 3,374 36 25.723 1.476 Jefferies 14 1.876 2,878 32 13 1.394.482 Numis 15 1.721 2,641 29 18.896.825 Credit Agricole CIB 16 1.542 2,366 21 21.812.73 Carnegie 17 1.466 2,249 4 19.866.6 UniCredit 18 1.86 1,666 13 15 1.11 -.24 Investec 19 1.1 1,536 13 36.416.585 Mediobanca 2.919 1,411 7 2.851.68 TOTAL 1% 153,41 751 1% EMEA Equity & Equity Linked - Risk JP Morgan 1 1.849 13,954 81 5 7.571 3.278 Goldman Sachs 2 9.62 11,656 64 4 8.924.138 Morgan Stanley 3 7.84 1,84 51 2 9.152-1.312 UBS 4 7.748 9,965 51 1 9.475-1.727 Bank of America Merrill Lynch 5 6.664 8,571 47 3 9.18-2.444 Deutsche Bank 6 6.222 8,3 49 6 6.715 -.493 Credit Suisse 7 5.98 7,598 35 9 3.453 2.455 Citi 8 4.833 6,216 52 7 6.178-1.345 BNP Paribas 9 3.845 4,945 41 11 2.824 1.21 Barclays 1 2.744 3,529 38 8 3.826-1.82 Nordea 11 2.452 3,153 31 25.789 1.663 Societe Generale 12 2.48 3,97 38 12 2.731 -.323 Numis 13 1.995 2,566 26 19.896 1.99 HSBC 14 1.834 2,359 17 1 2.833 -.999 Jefferies 15 1.793 2,36 29 13 1.365.428 Carnegie 16 1.629 2,95 39 16 1.2.627 Credit Agricole CIB 17 1.191 1,532 16 18.943.248 Java Capital 18 1.77 1,385 2 26.695.382 UniCredit 19 1.52 1,352 12 15 1.95 -.43 Danske Bank 2 1.44 1,342 1 33.471.573 TOTAL 1% 128,617 66 1% JP Morgan 1 1.348 15,933 86 1 9.136 1.212 Goldman Sachs 2 8.33 12,825 68 4 8.642 -.312 Morgan Stanley 3 7.37 1,835 53 5 8.149-1.112 Bank of America Merrill Lynch 4 6.991 1,763 5 2 8.859-1.868 UBS 5 6.77 1,424 55 3 8.72-1.932 Deutsche Bank 6 5.693 8,765 51 6 7.711-2.18 Citi 7 4.94 7,551 53 7 4.834.7 Credit Suisse 8 4.893 7,534 35 9 3.6 1.293 BNP Paribas 9 3.735 5,751 51 1 3.69.666 Barclays 1 3.192 4,914 39 8 4.16 -.824 Societe Generale 11 2.5 3,849 43 11 2.952 -.452 HSBC 12 2.479 3,818 25 12 2.473.6 Nordea 13 2.191 3,374 36 25.743 1.448 Nomura 14 1.762 2,714 11 13 1.661.11 Numis 15 1.715 2,641 29 18.921.794 Jefferies 16 1.61 2,465 25 14 1.326.275 Credit Agricole CIB 17 1.536 2,366 21 21.835.71 Carnegie 18 1.461 2,249 4 2.89.571 UniCredit 19 1.82 1,666 13 16 1.141 -.59 Investec 2.998 1,536 13 37.427.571 TOTAL 1% 153,968 735 1% EMEA Equity & Equity Linked - Syndication JP Morgan 1 1.54 13,568 74 6 7.48 3.96 Goldman Sachs 2 8.891 11,485 61 2 8.758.133 Morgan Stanley 3 7.815 1,94 48 4 8.723 -.98 UBS 4 7.679 9,919 5 1 9.177-1.498 Bank of America Merrill Lynch 5 6.44 8,319 42 3 8.742-2.32 Deutsche Bank 6 6.149 7,943 47 5 8.284-2.135 Credit Suisse 7 5.74 7,368 31 9 3.22 2.52 Citi 8 4.868 6,289 47 7 5.396 -.528 BNP Paribas 9 3.828 4,945 41 11 2.598 1.23 Barclays 1 2.513 3,246 31 8 4.268-1.755 Nordea 11 2.441 3,153 31 24.816 1.625 Societe Generale 12 2.398 3,97 38 1 2.826 -.428 Nomura 13 2.55 2,654 1 13 1.894.161 Numis 14 1.986 2,566 26 19.927 1.59 HSBC 15 1.826 2,359 17 12 2.559 -.733 Carnegie 16 1.622 2,95 39 17 1.37.585 Jefferies 17 1.466 1,894 22 15 1.286.18 Credit Agricole CIB 18 1.186 1,532 16 18.975.211 Java Capital 19 1.72 1,385 2 26.719.353 UniCredit 2 1.47 1,352 12 16 1.133 -.86 TOTAL 1% 129,173 645 1% Bloomberg League Table Reports Page 1

EMEA Equity Linked - Risk EMEA Equity Linked - Syndication JP Morgan 1 18.469 4,811 18 2 8.511 9.958 BNP Paribas 2 1.759 2,82 21 1 1.698.61 Goldman Sachs 3 1.67 2,622 1 13 2.746 7.321 Morgan Stanley 4 9.31 2,425 8 7 5.753 3.557 Credit Suisse 5 8.438 2,198 8 11 4.461 3.977 Bank of America Merrill Lynch 6 8.66 2,11 6 3 8.212 -.146 Citi 7 4.842 1,261 8 1 4.595.247 Credit Agricole CIB 8 4.775 1,244 12 9 5.295 -.52 HSBC 9 4.36 1,136 8 4 7.41-3.41 Societe Generale 1 3.594 936 13 5 6.428-2.834 Deutsche Bank 11 3.488 99 8 8 5.376-1.888 UBS 12 2.291 597 4 12 3.94-1.613 Barclays 13 1.743 454 3 6 6.2-4.457 UniCredit 14 1.435 374 2 15 2.9 -.574 Jefferies 15 1.88 283 3 29.435.653 Natixis 16 1.18 265 4 14 2.667-1.649 ABG Sundal Collier Asa 17.835 217 3 22 1.27 -.192 Joh Berenberg Gossler & Co KG 18.737 192 2 16 1.746-1.9 Privatbank IHAG Zuerich AG 19.63 157 1 - - - Pareto Securities 2.467 122 1 - - - TOTAL 1% 26,46 72 1% EMEA Equity IPO JP Morgan 1 8.94 3,25 2 2 7.313 1.627 UBS 2 7.485 2,533 8 5 5.87 1.678 Deutsche Bank 3 7.378 2,497 13 3 6.591.787 Goldman Sachs 4 7.362 2,491 16 6 5.52 1.842 Morgan Stanley 5 6.42 2,166 13 1 9.14-2.738 Bank of America Merrill Lynch 6 5.818 1,969 12 4 6.52 -.684 Credit Suisse 7 5.154 1,744 7 9 4.349.85 Citi 8 4.72 1,591 15 7 5.9 -.37 Nordea 9 4.199 1,421 9 32.665 3.534 BNP Paribas 1 3.319 1,123 7 13 1.981 1.338 Danske Bank 11 3.99 1,49 4 29.83 2.296 Barclays 12 2.589 876 9 1 4.194-1.65 Carnegie 13 2.577 872 15 14 1.943.634 Samba Capital 14 1.393 471 1 - - - Societe Generale 15 1.392 471 11 18 1.648 -.256 Numis 16 1.39 471 4 21 1.312.78 ABN Amro Bank NV 17 1.286 435 4 23 1.14.272 SEB 18 1.285 435 6 12 2.22 -.917 ING Groep 19 1.248 422 3 27.842.46 DNB ASA 2 1.217 412 5 62.14 1.77 TOTAL 1% 33,839 133 1% JP Morgan 1 16.193 4,811 18 5 6.856 9.337 BNP Paribas 2 9.433 2,82 21 3 8.53 1.38 Morgan Stanley 3 9.27 2,754 1 1 4.698 4.572 Goldman Sachs 4 8.827 2,622 1 15 2.421 6.46 Nomura 5 8.425 2,53 8 4 7.119 1.36 Credit Suisse 6 7.398 2,198 8 13 3.29 4.369 Bank of America Merrill Lynch 7 7.72 2,11 6 6 5.366 1.76 Citi 8 5.65 1,665 11 14 2.453 3.152 Credit Agricole CIB 9 4.186 1,244 12 11 4.266 -.8 HSBC 1 3.823 1,136 8 9 4.713 -.89 Societe Generale 11 3.151 936 13 7 5.178-2.27 Deutsche Bank 12 3.58 99 8 1 14.481-11.423 Mizuho Financial 13 2.383 78 5 8 4.794-2.411 UBS 14 2.9 597 4 12 3.145-1.136 Barclays 15 1.528 454 3 2 9.347-7.819 UniCredit 16 1.258 374 2 17 1.618 -.36 Natixis 17.893 265 4 16 2.149-1.256 Joh Berenberg Gossler & Co KG 18.646 192 2 19 1.47 -.761 Privatbank IHAG Zuerich AG 19.529 157 1 - - - ABG Sundal Collier Asa 2.479 142 2 22.828 -.349 TOTAL 1% 29,78 86 1% EMEA Equity Offerings UBS 1 9.134 9,368 47 1 1.166-1.32 JP Morgan 2 8.914 9,143 63 5 7.455 1.459 Goldman Sachs 3 8.87 9,33 54 2 9.69 -.883 Morgan Stanley 4 7.467 7,659 43 3 9.574-2.17 Deutsche Bank 5 6.916 7,94 41 6 6.881.35 Bank of America Merrill Lynch 6 6.38 6,47 41 4 9.219-2.911 Credit Suisse 7 5.265 5,4 27 9 3.328 1.937 Citi 8 4.83 4,954 44 7 6.374-1.544 Nordea 9 3.72 3,15 3 24.887 2.185 Barclays 1 2.998 3,75 35 8 3.531 -.533 Numis 11 2.51 2,566 26 17 1.7 1.494 Societe Generale 12 2.17 2,161 25 1 2.272 -.165 BNP Paribas 13 2.89 2,143 2 12 1.847.242 Carnegie 14 2.42 2,95 39 15 1.127.915 Jefferies 15 1.972 2,23 26 13 1.48.492 Java Capital 16 1.35 1,385 2 25.781.569 Danske Bank 17 1.39 1,342 1 3.53.779 HSBC 18 1.193 1,223 9 11 2.266-1.73 SEB 19 1.133 1,162 2 2.928.25 ABG Sundal Collier Asa 2.981 1,6 31 29.559.422 TOTAL 1% 12,57 588 1% Bloomberg League Table Reports Page 11

EMEA Rights Offerings Western Europe Equity, Equity Linked & Rights Bank of America Merrill Lynch 1 9.858 2,444 8 2 9.573.285 JP Morgan 2 9.538 2,365 12 1 18.676-9.138 Barclays 3 6.728 1,668 8 1 2.69 4.119 HSBC 4 5.884 1,459 8 11 2.2 3.882 Goldman Sachs 5 5.45 1,34 7 3 8.58-2.653 Citi 6 5.92 1,262 6 13 1.654 3.438 Investec 7 3.824 948 4 56.126 3.698 Mediobanca 8 3.537 877 2 41.289 3.248 Credit Agricole CIB 9 3.362 834 5 65.39 3.323 Deutsche Bank 1 3.318 823 4 8 4.498-1.18 BNP Paribas 11 3.251 86 1 5 5.81-2.55 Societe Generale 12 3.32 752 5 9 3.698 -.666 Morgan Stanley 13 2.988 741 5 7 4.934-1.946 Intesa Sanpaolo 14 2.732 677 2 21.98 1.824 FirstRand Ltd 15 2.65 646 1 - - - Jefferies 16 2.34 571 3 15 1.565.739 Natixis 17 2.196 544 7 16 1.57.689 UBS 18 2.37 55 5 4 6.64-4.27 Banco Santander 19 1.925 477 3 12 1.943 -.18 Saudi Hollandi Bank 2 1.882 467 1 43.255 1.627 TOTAL 1% 24,793 91 1% Eastern Europe Equity, Equity Linked & Rights Firm Rank Mkt Share(%) Volume (EUR Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Goldman Sachs 1 16.71 1,67 1 11 2.773 13.928 Citi 2 12.327 787 8 7 4.35 7.977 VTB Capital 3 1.72 684 5 1 18.812-8.11 JP Morgan 4 1.14 645 7 2 9.345.759 Sberbank CIB CJSC 5 7.79 498 3 - - - UBS 6 6.43 386 3 18 1.797 4.246 Morgan Stanley 7 5.226 334 2 8 3.68 1.546 Aton Capital Group 8 4.322 276 4 14 2.71 2.251 Unlu Menkul Degerler AS 9 3.157 22 3 6 5.139-1.982 Java Capital 1 2.889 185 2 16 1.919.97 Banco Santander 11 2.24 129 4 15 1.925.99 BCS Financial Group 12 1.844 118 1 - - - PKO Bank Polski SA 13 1.799 115 2 3 9.45-7.246 Oyak Yatirim Menkul Degerler AS 14 1.46 93 1 - - - Erste Group Bank 15 1.328 85 2 36.273 1.55 Macquarie 16 1.22 78 1 16 1.919 -.699 EFG Asset Management Russia 17 1.147 73 1 - - - Otkritie Financial Corp JSC 18 1.64 68 1 13 2.298-1.234 Akbank TAS 19.952 61 1 22.985 -.33 Wood & Co Financial Services AS 2.946 6 1 4 6.44-5.458 TOTAL 1% 6,388 47 1% Firm Rank Mkt Share(%) Volume (EUR Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) JP Morgan 1 11.56 13,319 81 1 9.873 1.183 Goldman Sachs 2 8.753 1,544 6 4 9.52 -.749 Bank of America Merrill Lynch 3 7.838 9,442 51 3 9.581-1.743 Morgan Stanley 4 7.234 8,714 5 5 8.433-1.199 UBS 5 6.965 8,39 5 2 9.582-2.617 Deutsche Bank 6 6.56 7,93 52 6 6.693 -.133 Credit Suisse 7 5.798 6,984 38 8 3.783 2.15 BNP Paribas 8 4.39 4,866 49 1 3.94.945 Citi 9 3.974 4,787 44 7 4.867 -.893 Barclays 1 3.345 4,3 39 9 3.443 -.98 Societe Generale 11 2.785 3,355 41 11 2.984 -.199 Nordea 12 2.512 3,26 36 24.825 1.687 HSBC 13 2.344 2,824 2 12 2.125.219 Jefferies 14 2.119 2,552 31 13 1.529.59 Numis 15 1.967 2,369 29 17 1.14.953 Credit Agricole CIB 16 1.719 2,7 2 22.886.833 Carnegie 17 1.685 2,3 4 19.976.79 UniCredit 18 1.147 1,381 1 15 1.192 -.45 Investec 19 1.86 1,39 12 39.262.824 Mediobanca 2 1.4 1,253 7 2.96.8 TOTAL 1% 12,461 622 1% AIM Equity Offerings Firm Rank Mkt Share(%) Volume (GBP Mln) Deal Count Prev Rank Prev Mkt Share(%) Mkt Share Chg(%) Mirabaud Securities 1 21.259 1,91 7 15 1.867 19.392 Stifel 2 1.637 546 11 3.394 1.243 Liberum Capital Ltd 3 8.927 458 1 5 4.82 4.17 Peel Hunt LLP 4 5.893 32 21 4 5.969 -.76 Cenkos Securities 5 5.413 278 2 1 21.248-15.835 FinnCap 6 4.483 23 24 17 1.37 3.113 JP Morgan 7 4.221 217 2 11 2.57 1.714 Numis 8 3.929 22 15 3 6.277-2.348 Investec 9 3.79 194 9 6 4.179 -.389 Zeus Capital 1 3.79 19 13 2 16.942-13.233 Nplus1 Singer Ltd 11 3.48 156 15 14 1.871 1.177 Goldman Sachs 12 2.751 141 1 - - - Panmure Gordon 13 2.148 11 21 7 3.678-1.53 Canaccord Genuity 14 1.711 88 7 9 3.52-1.341 Cantor Fitzgerald 15 1.586 81 2 1 2.55 -.964 SP Angel Corporate Finance LLP 16 1.527 78 14 27.531.996 Shore Capital Group Ltd 17 1.465 75 17 8 3.122-1.657 Macquarie 18 1.253 64 3 46.167 1.86 Brandon Hill Capital Ltd 19 1.224 63 8 4.241.983 Whitman Howard Ltd 2 1.184 61 2 39.245.939 TOTAL 1% 5,131 352 1% Bloomberg League Table Reports Page 12

Africa Equity, Equity Linked & Rights Sub-Sahara Equity, Equity Linked & Rights Citi 1 13.516 1,133 5 1 2.498-6.982 Java Capital 2 12.327 1,33 14 3 12.54 -.213 FirstRand Ltd 3 9.268 777 2 14 2.659 6.69 Morgan Stanley 4 9.189 77 4 2 16.851-7.662 JP Morgan 5 7.477 626 4 7 4.458 3.19 Barclays 6 6.858 575 5 16 1.364 5.494 Bank of America Merrill Lynch 7 6.39 529 4 1 3.46 2.93 UBS 8 5.988 52 2 4 7.9-1.12 HSBC 9 4.228 354 3 11 2.99 1.238 BNP Paribas 1 3.72 31 2 - - - Standard Bank of South Africa 11 2.67 218 2 13 2.787 -.18 Attijariwafa Bank 12 2.313 194 1 - - - EFG-Hermes 13 1.987 166 2 9 3.855-1.868 Scotiabank 14 1.776 149 1 - - - Leaf Capital Pty Ltd 15 1.182 99 3 - - - Capital Markets Brokers Ltd 16 1.88 91 2 - - - IC Securities Ghana Ltd 17.924 77 1 - - - Investec 18.922 77 1 5 4.67-3.685 Goldman Sachs 18.922 77 1 8 3.946-3.24 Industrial & Comm Bank of China 2.85 71 1 - - - TOTAL 1% 8,378 53 1% Citi 1 14.174 1,133 5 1 21.393-7.219 Java Capital 2 12.927 1,33 14 3 13.824 -.897 FirstRand Ltd 3 9.719 777 2 12 2.931 6.788 Morgan Stanley 4 9.636 77 4 2 18.576-8.94 JP Morgan 5 7.841 626 4 8 3.296 4.545 Barclays 6 7.192 575 5 15 1.53 5.689 Bank of America Merrill Lynch 7 6.616 529 4 6 3.754 2.862 UBS 8 6.279 52 2 4 7.816-1.537 HSBC 9 4.434 354 3 8 3.296 1.138 BNP Paribas 1 3.882 31 2 - - - Standard Bank of South Africa 11 2.734 218 2 11 3.72 -.338 Scotiabank 12 1.863 149 1 - - - Leaf Capital Pty Ltd 13 1.24 99 3 - - - Capital Markets Brokers Ltd 14 1.141 91 2 - - - IC Securities Ghana Ltd 15.968 77 1 - - - Investec 16.966 77 1 5 5.79-4.113 Goldman Sachs 16.966 77 1 13 2.922-1.956 RMB Holdings Ltd 18.891 71 1 17.753.138 Industrial & Comm Bank of China 18.891 71 1 - - - Nedbank Ltd 18.891 71 1 18.44.451 TOTAL 1% 7,99 49 1% MENA Equity, Equity Linked & Rights Samba Capital 1 15.173 471 1 - - - Saudi Hollandi Bank 2 15.25 467 1 15 1.823 13.22 Emirates NBD PJSC 3 13.273 412 2 - - - HSBC 4 1.371 322 2 1 18.52-8.149 National Bank of Abu Dhabi 5 8.152 253 2 - - - Riyad Bank 6 7.956 247 2 12 2.344 5.612 Arqaam Capital 7 7.355 228 1 - - - Attijariwafa Bank 8 6.241 194 1 - - - EFG-Hermes 9 5.36 166 2 3 8.875-3.515 JP Morgan 1 5.22 162 1 9 2.92 2.3 Banque Saudi Fransi 11 4.98 127 1 16 1.32 2.796 Renaissance Capital Holdings Ltd 12.918 29 1 - - - Arab National Bank 13.859 27 1 - - - TOTAL 1% 3,15 16 1% Bloomberg League Table Reports Page 13

Asia Pacific Equity Review Asia ex-japan Equity, Equity Linked & Rights Deal Count Rights IPO Add'l FY 216 credited APAC ex-japan Equity, Equity Linked & Rights volume decreased 31.5% to USD 144.4 Bln while deal count decreased 7.47% to 1,921 offerings year-on-year. APAC ex-japan Equity IPO volume decreased 8.86% year-on-year to USD 71.8 Bln while the deal count decreased 2.22% to 75. APAC ex-japan Equity Linked volume increased 44.29% year-on-year to USD 19.2 Bln over 15 deals. Morgan Stanley ranked as the top APAC ex-japan Equity, Equity Linked & Rights underwriter for FY 216 with 8.89% market share. The bank underwrote 63 deals over the period. Deutsche Bank and JP Morgan ranked second and third with 4.78% and 4.6% market share, respectively. USD Bln 8 5 Q4 Q4 211 211 Q4 Q4 212 212 Q4 Q4 213 213 Quarters Q4 Q4 214 214 Q4 Q4 215 215 Q4 Q4 216 216 8 5 Deal Count APAC Equity, Equity Linked & Rights: Highlights of FY 216 Australia/New Zealand Equity, EQL & Rights Deal Count Rights IPO Issuer Industry Volume (USD Mln) Date Add'l Postal Savings Bank of China Co Ltd Financials 7,626 9/21/216 2 4 Mandatory Exchangeable Trust Financials 6,6 6/2/216 Kyushu Railway Co Consumer Discretionary 4,3 1/17/216 Recruit Holdings Co Ltd Consumer Discretionary 2,259 9/12/216 Samsung Biologics Co Ltd Health Care 1,961 1/28/216 China Resources Pharmaceutical Group Ltd Health Care 1,941 1/21/216 China Zheshang Bank Co Ltd Financials 1,938 3/21/216 Industrial Securities Co Ltd Financials 1,864 1/18/216 Bank of Shanghai Co Ltd Financials 1,587 1/11/216 ZTO Express Cayman Inc Industrials 1,46 1/26/216 USD Bln 1 Q4 Q4 211 211 Q4 Q4 212 212 Q4 Q4 213 213 Quarters Q4 Q4 214 214 Q4 Q4 215 215 Q4 Q4 216 216 China Equity, Equity Linked & Rights 2 Deal Count APAC Equity, Equity Linked & Rights: Industry Breakdown 4 Deal Count Rights IPO Add'l 4 7% 7% 8% 11% 1% 12% 14% 33% Industry Volume (USD Mln) % Of Total % YOY Change Financials 65,917 32.8% -51.7% Consumer Discretionary 27,36 13.6% -15.9% Industrials 23,452 11.7% -1.1% Technology 22,73 11.% 13.5% Materials 15,51 7.7% 18.1% Health Care 13,397 6.7% -27.2% Communications 13,92 6.5% 7.8% Consumer Staples 9,678 4.8% 1.1% Energy 5,83 2.9% -61.6% Utilities 4,929 2.5% -69.3% USD Bln 2 Q4 Q4 211 211 Q4 Q4 212 212 Q4 Q4 213 213 Quarters Q4 Q4 214 214 Q4 Q4 215 215 Japan Equity & Equity Linked Deal Count Rights IPO Q4 Q4 216 216 2 Deal Count 1,8 Add'l 12 1 USD Bln 1, 5 Deal Count Q4 Q4 211 211 Q4 Q4 212 212 Q4 Q4 213 213 Q4 Q4 214 214 Q4 Q4 215 215 Q4 Q4 216 216 Quarters Bloomberg League Table Reports Page 14

Asia ex-japan Equity, Equity Linked & Rights Asia ex-japan Equity, EQL & Rights ex-ch A Shares Morgan Stanley 1 9.434 11,77 51 2 6.658 2.776 Deutsche Bank 2 4.62 5,764 3 11 1.959 2.661 Citi 3 3.99 4,978 47 7 3.165.825 JP Morgan 4 3.924 4,896 32 5 4.547 -.623 CITIC Securities Co Ltd 5 3.299 4,116 4 6 4.243 -.944 Goldman Sachs 6 2.847 3,552 27 1 8.123-5.276 China International Capital Corp 7 2.733 3,41 27 8 2.446.287 Credit Suisse 8 2.683 3,348 35 4 4.597-1.914 Haitong Securities Co Ltd 9 2.359 2,943 44 9 2.369 -.1 China Securities Co Ltd 1 2.352 2,935 23 12 1.919.433 UBS 11 2.36 2,877 32 3 6.269-3.963 Bank of China 12 2.257 2,816 21 24 1.218 1.39 Sinolink Securities Co Ltd 13 2.4 2,545 1 53.438 1.62 Guotai Junan Securities Co Ltd 14 1.887 2,354 38 23 1.252.635 Huatai Securities Co Ltd 15 1.858 2,318 15 17 1.491.367 Bank of America Merrill Lynch 16 1.833 2,287 19 13 1.89.24 China Merchants Bank 17 1.746 2,178 2 16 1.522.224 China Merchants Securities 18 1.591 1,985 27 14 1.755 -.164 GF Securities 19 1.527 1,95 24 3.935.592 HSBC 2 1.494 1,864 18 1 2.29 -.715 TOTAL 1% 124,764 1,382 1% Asia ex-japan Equity & Equity Linked Morgan Stanley 1 1.23 11,684 5 2 7.114 3.89 Deutsche Bank 2 4.913 5,626 29 11 2.16 2.87 JP Morgan 3 4.275 4,896 32 6 4.284 -.9 Citi 4 4.26 4,816 45 7 3.89 1.117 CITIC Securities Co Ltd 5 3.157 3,615 39 5 4.451-1.294 Goldman Sachs 6 2.991 3,425 26 1 8.538-5.547 China International Capital Corp 7 2.978 3,41 27 8 2.629.349 Credit Suisse 8 2.651 3,36 33 4 4.564-1.913 China Securities Co Ltd 9 2.563 2,935 23 14 1.794.769 UBS 1 2.455 2,811 31 3 6.475-4.2 Huatai Securities Co Ltd 11 2.24 2,318 15 16 1.62.422 Haitong Securities Co Ltd 12 2.7 2,299 4 9 2.368 -.361 Bank of America Merrill Lynch 13 1.997 2,287 19 13 1.88.189 Guotai Junan Securities Co Ltd 14 1.93 2,21 35 22 1.295.635 Bank of China 15 1.888 2,162 2 23 1.284.64 China Merchants Securities 16 1.733 1,985 27 12 1.886 -.153 GF Securities 17 1.663 1,95 24 27.971.692 China Merchants Bank 18 1.47 1,684 19 25 1.152.318 HSBC 19 1.361 1,558 15 1 2.181 -.82 Shenwan Hongyuan Group Co Ltd 2 1.317 1,58 18 5.427.89 TOTAL 1% 114,512 1,289 1% Morgan Stanley 1 12.413 11,382 47 1 8.38 4.33 Deutsche Bank 2 6.24 5,524 26 1 2.181 3.843 JP Morgan 3 5.92 4,669 3 4 5.649 -.557 Citi 4 5.43 4,624 39 6 3.874 1.169 Goldman Sachs 5 3.35 3,71 22 2 7.71-4.36 Credit Suisse 6 3.292 3,18 33 5 5.6-1.714 UBS 7 2.962 2,716 3 3 5.68-2.718 Haitong Securities Co Ltd 8 2.713 2,487 38 12 2.133.58 Bank of America Merrill Lynch 9 2.494 2,287 19 9 2.288.26 China Merchants Bank 1 2.376 2,178 2 14 1.926.45 HSBC 11 2.33 1,864 18 8 2.794 -.761 Bank of China 12 1.646 1,59 17 21 1.39.337 DBS Group 13 1.576 1,445 19 26 1.14.562 China Construction Bank 14 1.566 1,436 17 13 2.63 -.497 China International Capital Corp 15 1.552 1,423 12 11 2.176 -.624 NH Investment & Securities Co Ltd 16 1.539 1,412 17 16 1.723 -.184 Agricultural Bank of China Ltd 17 1.422 1,34 15 19 1.399.23 CIMB 18 1.263 1,158 28 22 1.281 -.18 Korea Investment & Securities Co 19 1.251 1,147 16 44.434.817 CITIC Securities Co Ltd 2 1.243 1,14 16 7 3.569-2.326 TOTAL 1% 91,692 1,14 1% Asia ex-japan Equity Linked Morgan Stanley 1 21.823 4,191 5 14 1.849 19.974 Deutsche Bank 2 2.575 3,951 6 23 1.211 19.364 JP Morgan 3 1.4 1,997 11 1 16.33-5.93 China International Capital Corp 4 6.627 1,273 6 5 4.998 1.629 CITIC Securities Co Ltd 5 3.688 78 6 4 5.339-1.651 UBS 6 3.617 695 7 22 1.232 2.385 Yuanta Securities Co Ltd 7 2.619 53 5 18 1.67 1.12 Haitong Securities Co Ltd 8 2.351 451 5 7 4.127-1.776 Goldman Sachs 9 1.96 376 2 11 2.792 -.832 Bank of America Merrill Lynch 1 1.544 297 4 12 2.567-1.23 HSBC 11 1.45 278 4 3 6.676-5.226 Citi 12 1.424 273 3 1 2.927-1.53 China Investment Corp 13 1.395 268 1 - - - Credit Suisse 14 1.332 256 2 2 1.839-9.57 CIMB 15 1.328 255 2 16 1.71 -.373 Huatai Securities Co Ltd 16 1.316 253 3 15 1.815 -.499 KGI Securities Co Ltd 17 1.283 246 12 6 4.839-3.556 Guotai Junan Securities Co Ltd 18 1.197 23 2 8 3.4-1.843 China Investment Securities Co Ltd 19 1.15 195 2 - - - China Securities Co Ltd 2.932 179 2 9 2.98-2.48 TOTAL 1% 19,24 15 1% Bloomberg League Table Reports Page 15

Asia ex-japan Equity Linked ex-china Exchanges Deutsche Bank 1 24.775 3,951 6 - - - Morgan Stanley 2 24.375 3,888 3 9 2.81 21.574 JP Morgan 3 12.523 1,997 11 1 23.115-1.592 China International Capital Corp 4 5.647 91 4 16 1.75 3.897 UBS 5 4.355 695 7 15 1.867 2.488 Yuanta Securities Co Ltd 6 3.154 53 5 12 2.434.72 Bank of America Merrill Lynch 7 1.859 297 4 7 3.889-2.3 HSBC 8 1.746 278 4 2 1.113-8.367 Haitong Securities Co Ltd 9 1.73 272 4 - - - CIMB 1 1.599 255 2 1 2.577 -.978 Goldman Sachs 11 1.571 251 1 5 4.23-2.659 KGI Securities Co Ltd 12 1.545 246 12 3 7.331-5.786 Citi 13 1.327 212 2 4 4.434-3.17 Dongbu Securities 14 1.85 173 1 - - - Bank of China 15.982 157 2 13 2.287-1.35 Fubon Securities Co 16.927 148 7 8 3.231-2.34 Credit Suisse 17.815 13 1 6 3.935-3.12 Daiwa Securities 18.752 12 1 - - - Stifel 19.69 11 1 - - - Rizal Commercial Banking Corp 2.678 18 1 - - - TOTAL 1% 15,948 94 1% Asia ex-japan Equity Offerings CITIC Securities Co Ltd 1 6.583 17,291 71 1 7.276 -.693 Guosen Securities Co Ltd 2 4.374 11,487 52 16 1.525 2.849 GF Securities 3 4.152 1,94 62 17 1.512 2.64 China Securities Co Ltd 4 4.54 1,648 62 6 3.358.696 Guotai Junan Securities Co Ltd 5 3.953 1,382 67 5 4.171 -.218 Morgan Stanley 6 3.895 1,231 51 4 4.878 -.983 Haitong Securities Co Ltd 7 3.778 9,924 65 7 3.327.451 Deutsche Bank 8 3.578 9,397 43 1 2.91.668 Huatai Securities Co Ltd 9 3.527 9,264 45 15 2.13 1.514 China International Capital Corp 1 3.297 8,66 39 13 2.44.893 Citi 11 2.692 7,7 59 14 2.146.546 Goldman Sachs 12 2.477 6,56 29 2 5.41-2.933 Southwest Securities Co Ltd 13 2.389 6,275 25 9 3. -.611 China Merchants Securities 14 2.294 6,26 42 8 3.144 -.85 Sinolink Securities Co Ltd 15 2.242 5,888 32 19 1.173 1.69 Essence Securities Co Ltd 16 1.913 5,23 32 31.784 1.129 Shenwan Hongyuan Group Co Ltd 17 1.756 4,613 36 3.872.884 China Investment Corp 18 1.435 3,769 2 33.781.654 Credit Suisse 19 1.417 3,722 36 11 2.642-1.225 Guangzhou Securities 2 1.41 3,681 12 82.166 1.235 TOTAL 1% 262,64 1,84 1% Asia ex-japan Equity IPO CITIC Securities Co Ltd 1 4.92 2,729 28 2 4.233 -.141 China Securities Co Ltd 2 3.626 2,418 19 12 2.178 1.448 Citi 3 3.441 2,295 24 13 2.35 1.46 China International Capital Corp 4 3.25 2,137 21 9 2.73.475 Bank of China 5 3.8 2,5 18 16 1.863 1.145 Huatai Securities Co Ltd 6 2.961 1,974 1 6 2.913.48 China Merchants Securities 7 2.915 1,944 26 4 3.5 -.585 JP Morgan 8 2.859 1,96 15 33 1.253 1.66 Guotai Junan Securities Co Ltd 9 2.678 1,786 26 26 1.471 1.27 Morgan Stanley 1 2.561 1,78 17 1 5.418-2.857 Haitong Securities Co Ltd 11 2.543 1,696 29 17 1.86.683 Credit Suisse 12 2.471 1,648 17 3 1.341 1.13 Shenwan Hongyuan Group Co Ltd 13 2.26 1,471 15 41.694 1.512 GF Securities 14 2.21 1,348 23 23 1.78.313 China Construction Bank 15 1.994 1,33 13 1 2.665 -.671 China Merchants Bank 16 1.947 1,298 15 21 1.752.195 Goldman Sachs 17 1.921 1,281 9 7 2.897 -.976 Essence Securities Co Ltd 18 1.778 1,186 11 4.73 1.75 Agricultural Bank of China Ltd 19 1.722 1,148 12 18 1.85 -.128 Hengtai Securities Co Ltd 2 1.71 1,134 9 - - - TOTAL 1% 66,682 674 1% Bloomberg League Table Reports Page 16

APAC Equity, Equity Linked & Rights APAC Equity & Equity Linked Morgan Stanley 1 9.9 16,875 85 2 8.741 1.159 Nomura 2 4.991 8,57 77 5 4.42.571 JP Morgan 3 4.735 8,72 48 4 4.836 -.11 Deutsche Bank 4 4.52 6,97 34 12 2.489 1.563 Citi 5 4.6 6,829 64 8 3.19.816 UBS 6 3.924 6,688 74 3 8.476-4.552 Credit Suisse 7 3.171 5,45 53 7 3.315 -.144 Goldman Sachs 8 3.112 5,35 44 1 9.316-6.24 Sumitomo Mitsui Financial 9 2.485 4,236 5 11 2.594 -.19 CITIC Securities Co Ltd 1 2.415 4,116 4 9 2.81 -.395 Mizuho Financial 11 2.342 3,992 57 13 2.227.115 Macquarie 12 2.138 3,645 47 6 3.785-1.647 Bank of America Merrill Lynch 13 2.89 3,56 26 1 2.626 -.537 China International Capital Corp 14 2.1 3,41 27 15 1.62.381 Haitong Securities Co Ltd 15 1.727 2,943 44 16 1.569.158 China Securities Co Ltd 16 1.722 2,935 23 18 1.271.451 Bank of China 17 1.652 2,816 21 28.87.845 Sinolink Securities Co Ltd 18 1.493 2,545 1 56.29 1.23 Guotai Junan Securities Co Ltd 19 1.381 2,354 38 27.829.552 Huatai Securities Co Ltd 2 1.36 2,318 15 22.987.373 TOTAL 1% 17,46 2,18 1% APAC Equity Offerings Morgan Stanley 1 9.284 12,153 74 2 9.1.274 Nomura 2 4.314 5,647 68 4 4.315 -.1 Citi 3 4.29 5,616 55 7 3.41 1.249 JP Morgan 4 4.162 5,449 34 5 4.271 -.19 UBS 5 3.755 4,915 56 3 8.176-4.421 Goldman Sachs 6 3.668 4,81 41 1 1.617-6.949 Sumitomo Mitsui Financial 7 3.1 3,928 47 1 2.637.364 Credit Suisse 8 2.81 3,678 4 8 3.9 -.199 Mizuho Financial 9 2.59 3,284 52 13 1.91.68 Bank of America Merrill Lynch 1 2.493 3,264 22 15 1.595.898 CITIC Securities Co Ltd 11 2.22 2,97 33 6 3.91 -.871 Deutsche Bank 12 2.152 2,818 27 11 2.482 -.33 China Securities Co Ltd 13 2.15 2,756 21 2 1.192.913 Macquarie 14 1.97 2,496 36 9 2.661 -.754 China International Capital Corp 15 1.633 2,137 21 14 1.77 -.74 Huatai Securities Co Ltd 16 1.578 2,66 12 23 1.119.459 Daiwa Securities 17 1.539 2,15 38 12 2.361 -.822 Bank of China 18 1.532 2,5 18 27.893.639 China Merchants Securities 19 1.516 1,985 27 17 1.35.166 Guotai Junan Securities Co Ltd 2 1.513 1,98 33 3.84.79 TOTAL 1% 13,95 1,82 1% Morgan Stanley 1 1.769 16,648 81 2 8.594 2.175 Nomura 2 5.53 8,57 77 4 4.993.51 JP Morgan 3 4.817 7,446 45 5 4.888 -.71 Deutsche Bank 4 4.379 6,769 33 1 2.547 1.832 Citi 5 4.6 6,193 6 9 2.926 1.8 UBS 6 3.629 5,61 63 3 7.48-3.851 Goldman Sachs 7 3.349 5,178 43 1 9.877-6.528 Sumitomo Mitsui Financial 8 2.74 4,236 5 8 2.943 -.23 Mizuho Financial 9 2.583 3,992 57 11 2.527.56 Credit Suisse 1 2.545 3,934 42 6 3.359 -.814 CITIC Securities Co Ltd 11 2.338 3,615 39 7 3.112 -.774 Bank of America Merrill Lynch 12 2.33 3,56 26 15 1.671.632 China International Capital Corp 13 2.26 3,41 27 14 1.838.368 China Securities Co Ltd 14 1.898 2,935 23 19 1.254.644 Macquarie 15 1.614 2,496 36 13 2.411 -.797 Huatai Securities Co Ltd 16 1.5 2,318 15 21 1.12.38 Haitong Securities Co Ltd 17 1.487 2,299 4 16 1.656 -.169 Guotai Junan Securities Co Ltd 18 1.429 2,21 35 26.96.523 Bank of China 19 1.399 2,162 2 27.898.51 Daiwa Securities 2 1.381 2,135 39 12 2.47-1.89 TOTAL 1% 154,593 1,942 1% APAC Equity Linked Morgan Stanley 1 18.976 4,495 7 6 4.582 14.394 Deutsche Bank 2 16.681 3,951 6 1 3.174 13.57 Nomura 3 12.72 2,86 9 1 11.528.544 JP Morgan 4 8.432 1,997 11 2 1.835-2.43 China International Capital Corp 5 5.373 1,273 6 11 3.12 2.271 CITIC Securities Co Ltd 6 2.99 78 6 9 3.314 -.324 Mizuho Financial 7 2.989 78 5 3 8.564-5.575 UBS 8 2.932 695 7 27.765 2.167 Citi 9 2.437 577 5 18 1.817.62 Yuanta Securities Co Ltd 1 2.123 53 5 23.997 1.126 Haitong Securities Co Ltd 11 1.96 451 5 14 2.561 -.655 Goldman Sachs 12 1.589 376 2 13 2.746-1.157 Sumitomo Mitsui Financial 13 1.298 38 3 5 5.893-4.595 Bank of America Merrill Lynch 14 1.252 297 4 15 2.47-1.155 HSBC 15 1.176 278 4 7 4.143-2.967 China Investment Corp 16 1.131 268 1 - - - Credit Suisse 17 1.8 256 2 4 6.727-5.647 CIMB 18 1.77 255 2 21 1.56.21 Huatai Securities Co Ltd 19 1.67 253 3 2 1.126 -.59 KGI Securities Co Ltd 2 1.4 246 12 12 3.3-1.963 TOTAL 1% 23,687 122 1% Bloomberg League Table Reports Page 17