Unless otherwise defined in this announcement, capitalized terms used in this announcement shall have the same meanings as those defined in the prospectus dated Wednesday, 16 March 2016 (the Prospectus ) issued by China Zheshang Bank Co., Ltd. (the Bank ). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the Hong Kong Stock Exchange ) and Hong Kong Securities Clearing Company Limited ( HKSCC ) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. This announcement is for information purposes only and does not constitute an offer or an invitation to induce an offer by any person to acquire, purchase or subscribe for securities of the Bank. This announcement is not a prospectus. Potential investors should read the Prospectus for detailed information about the Hong Kong Public Offering and the International Offering described below before deciding whether or not to invest in the H Shares thereby offered. This announcement is not for release, publication, distribution, directly or indirectly, in or into the United States (including its territories and possessions, any state of the United States and the District of Columbia). This announcement does not constitute or form a part of any offer or solicitation to purchase or subscribe for securities in the United States. The H Shares have not been, and will not be, registered under the United States Securities Act of 1933, as amended from time to time (the U.S. Securities Act ). The securities may not be offered or sold in the United States except pursuant to registration or an exemption from the registration requirements of the U.S. Securities Act. There will be no public offer of securities in the United States. Any offering of securities to be made in the United States will be made solely to qualified institutional buyers as defined in Rule 144A under the U.S. Securities Act pursuant to an exemption from the registration requirements under the U.S. Securities Act and by means of an offering memorandum that may be obtained from the Bank and that will contain detailed information about the Bank and management, as well as financial statements. The H Shares are also being offered and sold outside the United States as offshore transactions in accordance with Regulation S under the U.S. Securities Act. In connection with the Global Offering, China International Capital Corporation Hong Kong Securities Limited, as stabilizing manager (the Stabilizing Manager ), its affiliates or any person acting for it, on behalf of the Underwriters, may over-allocate or effect transactions with a view to stabilizing or supporting the market price of the H Shares at a level higher than that which might otherwise prevail for a limited period after the Listing Date. However, there is no obligation on the Stabilizing Manager, its affiliates or any person acting for it, to conduct any such stabilizing action, which, if commenced, will be done at the sole and absolute discretion of the Stabilizing Manager, its affiliates or any person acting for it, and may be discontinued at any time. Any such stabilizing activity is required to be brought to an end on the 30th day after the last day for the lodging of applications under the Hong Kong Public Offering. Such stabilization action, if commenced, may be effected in all jurisdictions where it is permissible to do so, in each case in compliance with all applicable laws, rules and regulatory requirements, including the Securities and Futures (Price Stabilizing) Rules, as amended, made under the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong). Potential investors should be aware that stabilizing action cannot be taken to support the price of the H Shares for longer than the stabilization period which begins on the Listing Date and is expected to expire on Wednesday, 20 April 2016, being the 30th calendar day after the last day for the lodging of applications under the Hong Kong Public Offering. After this date, no further stabilizing action may be taken, demand for the H Shares, and therefore the price of the H Shares, could fall. 1
CHINA ZHESHANG BANK CO., LTD.* * (a joint-stock company incorporated in the People s Republic of China with limited liability) GLOBAL OFFERING Number of Offer Shares in : 3,300,000,000 H Shares (comprising the Global Offering 3,000,000,000 H Shares to be offered by the Bank and 300,000,000 Sale Shares to be sold by the Selling Shareholders, subject to the Over-allotment Option) Number of International Offer Shares : 3,207,447,000 H Shares (subject to the Over-allotment Option) Number of Hong Kong Offer Shares : 92,553,000 H Shares Offer Price : HK$3.96 per H Share, plus brokerage of 1%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005% Nominal value : RMB1.00 per H Share Stock code : 2016 Joint Sponsors Joint Global Coordinators, Joint Bookrunners and Joint Lead Managers Joint Bookrunners and Joint Lead Managers 2
ANNOUNCEMENT OF OFFER PRICE AND ALLOTMENT RESULTS SUMMARY The Offer Price has been determined at HK$3.96 per H Share (exclusive of brokerage of 1%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005%). Based on the Offer Price of HK$3.96 per H Share, the net proceeds from the Global Offering to be received by the Bank, after deduction of the net proceeds from the sale of Sale Shares by the Selling Shareholders in the Global Offering, the underwriting commissions, the incentive fees and other estimated expenses in connection with the Global Offering and assuming no exercise of the Over-allotment Option, is estimated to be approximately HK$11,591 million. A total of 1,637 valid applications have been received pursuant to the Hong Kong Public Offering on WHITE and YELLOW Application Forms and through giving electronic application instructions to HKSCC via CCASS and through the WHITE Form eipo service under the WHITE Form eipo for a total of 92,553,000 Hong Kong Offer Shares, equivalent to approximately 0.56 times of the total number of 165,000,000 Hong Kong Offer Shares initially available for subscription under the Hong Kong Public Offering. The final number of Offer Shares under the Hong Kong Public Offering is 92,553,000 Offer Shares, representing approximately 2.80% of the total number of Offer Shares initially available under the Global Offering (without taking into account of the Offer Shares which may be issued and sold pursuant to the Over-allotment Option). The Offer Shares initially offered under the Hong Kong Public Offering which were unsubscribed have been reallocated to the International Offering. The Offer Shares initially offered and sold under the International Offering have been slightly over-subscribed. The Joint Global Coordinators have exercised their discretion to reallocate unsubscribed Offer Shares under the Hong Kong Public Offering to the International Offering as described in the section headed Structure of the Global Offering The Hong Kong Public Offering in the Prospectus. A total number of 72,447,000 Offer Shares initially available for subscription under the Hong Kong Public Offering have been reallocated to the International Offering. As a result of such reallocation, the number of H Shares under the International Offering has been increased to 3,207,447,000 H Shares, representing approximately 97.20% of the total number of Offer Shares initially available in the Global Offering (without taking into account of the Shares which may be issued and sold pursuant to the Over-allotment Option). 3
Pursuant to the Cornerstone Investment Agreements with the Cornerstone Investors, the number of Offer Shares subscribed for by the Cornerstone Investors has now been determined. Zhejiang Provincial Seaport Investment & Operation Group Co., Ltd. ( Zhejiang Seaport Group ) has subscribed for 1,000,000,000 H Shares, Yancoal International (Holding) Company Limited ( Yancoal International ) has subscribed for 400,000,000 H Shares, Shaoxing Lingyan Equity Investment Fund Partnerships (Limited Partnership) ( Lingyan Fund ) has subscribed for 250,000,000 H Shares, Shenwan Hongyuan Group Co., Ltd. ( Shenwan Hongyuan ) has subscribed for 195,000,000 H Shares and Alipay (Hong Kong) Investment Limited ( Alipay (Hong Kong) Investment ) has subscribed for 58,823,000 H Shares. The total number of 1,903,823,000 H Shares subscribed for by the Cornerstone Investors represents in aggregate (i) approximately 10.87% of the Bank s total issued share capital following the completion of the Global Offering, and (ii) approximately 57.69% of the number of Offer Shares under the Global Offering, assuming the Overallotment Option is not exercised. Please refer to the section headed Cornerstone Investors in the Prospectus for further details relating to the Cornerstone Investors. Pursuant to the International Underwriting Agreement, the Bank and the Selling Shareholders have granted the Over-allotment Option to the International Underwriters, exercisable by the Joint Global Coordinators (in their absolute discretion on behalf of the several International Underwriters) from the date of the International Underwriting Agreement up to (and including) the date which is the thirtieth (30th) calendar day after the last day for lodging applications under the Hong Kong Public Offering, to require the Bank to issue and allot and the Selling Shareholders to sell up to an aggregate of 495,000,000 additional H Shares at the Offer Price. The number of Offer Shares allocated to the placees under the International Offering include an over-allocation of 495,000,000 H Shares. The settlement of such overallocation will be effected by exercising the Over-allotment Option or by making purchases in the secondary market at prices that do not exceed the Offer Price or through deferred settlement or a combination of these means. As of the date of this announcement, the Overallotment Option has not been exercised. In the event that the Over-allotment Option is exercised, an announcement will be made. The Offer Price, the level of indication of interest in the International Offering, the level of applications in the Hong Kong Public Offering and the basis of allocation of the Hong Kong Offer Shares will be published on Tuesday, 29 March 2016 in the South China Morning Post (in English) and the Hong Kong Economic Times (in Chinese). In relation to the Hong Kong Public Offering, the Bank announces that the results of allocations which will include the Hong Kong identity card/passport/hong Kong business registration numbers of successful applicants (where supplied) under the Hong Kong Public Offering will be made available at the times and dates and in the manner specified below: in the announcement posted on the Bank s website at www.czbank.com and on the Hong Kong Stock Exchange s website at www.hkexnews.hk by no later than 8:00 a.m. on Tuesday, 29 March 2016; 4
from the designated results of allocations website at www.iporesults.com.hk on a search by ID function on a 24-hour basis from 8:00 a.m. on Tuesday, 29 March 2016 to 12:00 midnight on Monday, 4 April 2016. The user will be required to key in the Hong Kong identity card/passport/hong Kong business registration number provided in his/her/ its application to search for his/her/its own allocation result; by telephone enquiry line by calling +852 2862 8669 between 9:00 a.m. and 10:00 p.m. from Tuesday, 29 March 2016 to Friday, 1 April 2016; and in the special allocation results booklets which will be available for inspection during opening hours on Tuesday, 29 March 2016, Wednesday, 30 March 2016 and Thursday, 31 March 2016 at all the receiving banks designated branches and sub-branches at the addresses set out in the paragraph headed Results of Allocations in this announcement. Applicants who apply for 1,000,000 or more Hong Kong Offer Shares using WHITE Form eipo service or using WHITE Application Forms and have provided all information required may collect their H Share certificates (if any) and/or refund cheques (if any) in person from Computershare Hong Kong Investor Services Limited at Shops 1712 1716, 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Tuesday, 29 March 2016. H Share certificates (if any) for Hong Kong Offer Shares allotted to applicants using WHITE Application Forms or WHITE Form eipo service which are either not available for personal collection, or which are so available but are not collected in person, are expected to be dispatched by ordinary post to those entitled at their own risk on Tuesday, 29 March 2016. H Share certificates (if any) for Hong Kong Offer Shares allotted to applicants using YELLOW Application Forms and those who applied by giving electronic application instructions to HKSCC via CCASS are expected to be deposited into CCASS for credit to their CCASS Investor Participant stock accounts or the stock accounts of their designated CCASS Participants on Tuesday, 29 March 2016. Applicants who have applied for 1,000,000 Hong Kong Offer Shares or more using YELLOW Application Forms and have provided all information required may collect refund cheques (if any) in person from Computershare Hong Kong Investor Services Limited at Shops 1712 1716, 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Tuesday, 29 March 2016. Refund cheques for wholly or partially unsuccessful applicants using WHITE or YELLOW Application Forms which are either not available for personal collection or which are so available but are not collected in person, will be dispatched by ordinary post to those entitled at their own risk on Tuesday, 29 March 2016. 5
For applicants who have paid the application monies from a single bank account using WHITE Form eipo service, e-refund payment instructions (if any) are expected to be dispatched to the application payment account on Tuesday, 29 March 2016. For applicants who have paid the application monies from multi-bank accounts using WHITE Form eipo service, refund cheques (if any) are expected to be dispatched by ordinary post at their own risk on Tuesday, 29 March 2016. Refund monies for applicants applying by giving electronic application instructions to HKSCC via CCASS are expected to be credited to the relevant applicants designated bank account or the designated bank account of their broker or custodian on Tuesday, 29 March 2016. The Bank will not issue any temporary documents of title in respect of the H Shares or any receipts for sums paid on application for the H Shares. H Share certificates will only become valid certificates of title at 8:00 a.m. on Wednesday, 30 March 2016, provided that the Global Offering has become unconditional in all respects and the right of termination as described in the section entitled Underwriting Underwriting Arrangements and Expenses Hong Kong Public Offering Grounds for Termination in the Prospectus has not been exercised. Assuming the Global Offering has become unconditional in all respects before 8:00 a.m. on Wednesday, 30 March 2016, dealings in the H Shares on the Hong Kong Stock Exchange are expected to commence at 9:00 a.m. on Wednesday, 30 March 2016. The H Shares will be traded in board lots of 1,000 H Shares each. The stock code of the H Shares is 2016. APPLICATIONS AND INDICATION OF INTEREST RECEIVED The Offer Price has been determined at HK$3.96 per H Share (exclusive of brokerage of 1%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005%). Based on the Offer Price of HK$3.96 per H Share, the net proceeds from the Global Offering to be received by the Bank, after deduction of the net proceeds from the sale of Sale Shares by the Selling Shareholders in the Global Offering, the underwriting commissions, the incentive fees and other estimated expenses in connection with the Global Offering and assuming no exercise of the Overallotment Option, is estimated to be approximately HK$11,591 million. Please refer to the section headed Future Plans and Use of Proceeds Use of Proceeds in the Prospectus for further details in respect of the Bank s use of proceeds from the Global Offering. The Directors announce that at the close of the application lists at 12:00 noon on Monday, 21 March 2016, a total of 1,637 valid applications (including applications on WHITE and YELLOW Application Forms and through giving electronic application instructions to HKSCC via CCASS and through the WHITE Form eipo service) have been received pursuant to the Hong Kong Public Offering for a total of 92,553,000 Hong Kong Offer Shares, equivalent to approximately 0.56 times of the total number of 165,000,000 Hong Kong Offer Shares initially available under the Hong Kong Public Offering. The Joint Global Coordinators have exercised their discretion to reallocate unsubscribed Offer Shares under the Hong Kong Public Offering to the International Offering as described in the section headed Structure of the Global Offering The Hong Kong 6
Public Offering in the Prospectus. A total number of 72,447,000 Offer Shares initially available for subscription under the Hong Kong Public Offering have been reallocated to the International Offering. Of the 1,637 valid applications on WHITE and YELLOW Application Forms or to the designated WHITE Form eipo Service Provider through WHITE Form eipo website (www.eipo.com.hk) and by electronic application instructions given to HKSCC via CCASS for a total of 92,553,000 Hong Kong Offer Shares, a total of 1,629 applications in respect of a total of 45,553,000 Hong Kong Offer Shares were for Hong Kong Offer Shares with an aggregate subscription amount based on the maximum offer price of HK$4.12 per Offer Share (excluding brokerage of 1%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005%) of HK$5 million or less (representing approximately 0.55 times the 82,500,000 Hong Kong Offer Shares initially comprised in pool A), and a total of 8 applications in respect of a total of 47,000,000 Hong Kong Offer Shares were for Hong Kong Offer Shares with an aggregate subscription amount based on the maximum offer price of HK$4.12 per Offer Share (excluding brokerage of 1%, SFC transaction levy of 0.0027% and Hong Kong Stock Exchange trading fee of 0.005%) of more than HK$5 million (representing approximately 0.57 times the 82,500,000 Hong Kong Offer Shares initially comprised in pool B). Applications not completed in accordance with the instructions set out in the Application Forms have been rejected. Six multiple applications or suspected multiple applications have been identified and rejected. One application has been rejected due to bounced cheques or rejection of electronic payment instructions. No application has been rejected due to invalid application. No application for more than 50% of the Hong Kong Offer Shares initially available under the Hong Kong Public Offering (i.e. more than 82,500,000 H Shares) has been identified. The Offer Shares offered in the Hong Kong Public Offering were conditionally allocated on the basis set out in the paragraph headed Basis of Allotment under the Hong Kong Public Offering below. 7
INTERNATIONAL OFFERING The Offer Shares initially offered under the International Offering have been slightly oversubscribed. A total number of 72,447,000 Offer Shares initially available for subscription under the Hong Kong Public Offering have been reallocated to the International Offering. As a result of such reallocation, the number of H Shares under the International Offering has been increased to 3,207,447,000 Offer Shares, representing approximately 97.20% of the total number of Offer Shares initially available under the Global Offering (without taking into account the Offer Shares which may be issued and sold pursuant to the Over-allotment Option). Based on the Offer Price of HK$3.96 per Offer Share and pursuant to the Cornerstone Investment Agreements with the Cornerstone Investors as disclosed in the section headed Cornerstone Investors in the Prospectus, the number of Offer Shares subscribed for by the Cornerstone Investors has now been determined as set out below: Name of Cornerstone Investor Number of H Shares subscribed Approximate percentage of the Offer Shares* Approximate percentage of the total issued share capital following the completion of the Global Offering* Zhejiang Seaport Group 1,000,000,000 30.30% 5.71% Yancoal International 400,000,000 12.12% 2.28% Lingyan Fund (1) 250,000,000 7.58% 1.43% Shenwan Hongyuan (2) 195,000,000 5.91% 1.11% Alipay (Hong Kong) Investment 58,823,000 1.78% 0.34% Total 1,903,823,000 57.69% 10.87% * Assuming that the Over-allotment Option is not exercised. (1) Lingyan Fund subscribed the Offer Shares through CRC CZB LINGYAN Investment Fund, a RMB international investment and loan fund ( 人民幣國際投貸基金 ). (2) Shenwan Hongyuan is the beneficiary of a financial investment trust product entered into with CITIC Trust Co., Ltd. in the capacity of a qualified domestic institutional investor as trust manager and nominee of Shenwan Hongyuan. The Cornerstone Investors are independent from the Bank, its connected persons and their respective associates and are not existing shareholders of the Bank. Placing to Cornerstone Investors forms part of the International Offering. The Offer Shares to be subscribed by the Cornerstone Investors will rank pari passu in all respects with the other fully paid H Shares in issue and will be counted towards the public float of the Bank. Upon completion of the Global Offering, the Cornerstone Investors will not have any board representation in the Bank, nor will the Cornerstone Investors become substantial shareholders (as defined in the Listing Rules). Furthermore, other 8
than in certain limited circumstances such as transfers to any wholly-owned subsidiary of such Cornerstone Investor provided that, among others, such wholly-owned subsidiary undertakes to, and the Cornerstone Investor undertakes to procure that such subsidiary will, be bound by the Cornerstone Investors obligations in the respective Cornerstone Investment Agreement, and give the same acknowledgements, representations and warranties thereunder, as if such wholly-owned subsidiary were itself subject to such obligations and restrictions, and shall jointly and severally bear all liabilities and obligations imposed by the respective Cornerstone Investment Agreement, the Cornerstone Investors will be subject to restrictions on the disposal of any Shares subscribed for by them pursuant to the Cornerstone Investment Agreements during the period of six months following the Listing Date. The number of Offer Shares allocated to placees under the International Offering includes an overallocation of 495,000,000 H Shares. The settlement of such over-allocation will be effected by exercising the Over-allotment Option, which will be exercisable by the Joint Global Coordinators (for themselves and on behalf of the International Underwriters), or by market purchases in the secondary market at prices that do not exceed the Offer Price or through deferred settlement or a combination of these means. Pursuant to the International Underwriting Agreement, the Bank and the Selling Shareholders have granted to the International Underwriters the Over-allotment Option, exercisable by the Joint Global Coordinators (in their absolute discretion on behalf of the several International Underwriters) from the date of the International Underwriting Agreement up to (and including) the date which is the thirtieth (30th) calendar day after the last day for lodging applications under the Hong Kong Public Offering (i.e. Wednesday, 20 April 2016) to require the Bank to issue and allot and the Selling Shareholders to sell up to an aggregate of 495,000,000 additional H Shares representing 15% of the initial Offer Shares under the Global Offering at the Offer Price to cover over-allocations in the International Offering. As of the date of this announcement, the Over-allotment Option has not yet been exercised. If the Over-allotment Option is exercised, an announcement will be made. The International Offering has been conducted in compliance with the Placing Guidelines for Equity Securities as set out in Appendix 6 to the Listing Rules. None of the Offer Shares were allocated to any core connected person, directors or existing shareholders of the Bank, or their respective close associates (as such term is defined in the Listing Rules) of the Bank or, persons set out in paragraphs 5(1) and 5(2) of the Placing Guidelines, whether in their own names or through nominees. None of the Joint Global Coordinators, the Joint Bookrunners, the Joint Lead Managers, the Underwriters and their respective affiliated companies and connected clients (as set out in Appendix 6 to the Listing Rules) has taken up any Offer Shares for its own benefit under the Global Offering. The Directors confirm that no placee under the International Offering will, individually, be placed more than 10% of the enlarged issued share capital of the Bank immediately after the Global Offering (before any exercise of the Over-allotment Option). The Directors confirm that (a) none of the placees will become a substantial shareholder (as defined in the Listing Rules) of the Bank immediately after the completion of the Global Offering, (b) there will be at least 300 Shareholders at the time of the Listing in compliance with Rule 8.08(2) of the Listing Rules, (c) at the time of Listing, 50% of the shares in public hands would be beneficially owned by the three largest public shareholders, in compliance with Rules 8.08(3) and 8.24 of the Listing Rules requiring not more than 50% of the shares in public hands at the time of listing can be beneficially owned by three largest public shareholders, and (d) the Bank s public float percentage will satisfy the minimum percentage as prescribed in the waiver granted by the Hong Kong Stock Exchange from strict compliance with Rule 8.08 of the Listing Rules. 9
BASIS OF ALLOTMENT UNDER THE HONG KONG PUBLIC OFFERING Subject to the satisfaction of the conditions set out in the section headed Structure of the Global Offering Conditions of the Global Offering in the Prospectus, valid applications made by the public on WHITE or YELLOW Application Forms, under the WHITE Form eipo service and through giving electronic application instructions to HKSCC via CCASS will be conditionally allocated on the basis set out below: No. of Shares Applied For No. of Valid Applications Basis of Allotment/Ballot Approximate Percentage Allotted of the Total No. of Shares Applied For POOL A 1,000 591 1,000 Shares 100.00% 2,000 234 2,000 Shares 100.00% 3,000 85 3,000 Shares 100.00% 4,000 51 4,000 Shares 100.00% 5,000 115 5,000 Shares 100.00% 6,000 21 6,000 Shares 100.00% 7,000 8 7,000 Shares 100.00% 8,000 19 8,000 Shares 100.00% 9,000 14 9,000 Shares 100.00% 10,000 122 10,000 Shares 100.00% 15,000 37 15,000 Shares 100.00% 20,000 71 20,000 Shares 100.00% 25,000 25 25,000 Shares 100.00% 30,000 30 30,000 Shares 100.00% 35,000 12 35,000 Shares 100.00% 40,000 13 40,000 Shares 100.00% 45,000 4 45,000 Shares 100.00% 50,000 23 50,000 Shares 100.00% 60,000 15 60,000 Shares 100.00% 70,000 11 70,000 Shares 100.00% 80,000 5 80,000 Shares 100.00% 90,000 6 90,000 Shares 100.00% 100,000 61 100,000 Shares 100.00% 200,000 14 200,000 Shares 100.00% 300,000 15 300,000 Shares 100.00% 400,000 3 400,000 Shares 100.00% 500,000 9 500,000 Shares 100.00% 600,000 1 600,000 Shares 100.00% 700,000 1 700,000 Shares 100.00% 1,000,000 13 1,000,000 Shares 100.00% 1,629 10
No. of Shares Applied For No. of Valid Applications Basis of Allotment/Ballot Approximate Percentage Allotted of the Total No. of Shares Applied For POOL B 2,000,000 4 2,000,000 Shares 100.00% 4,000,000 1 4,000,000 Shares 100.00% 5,000,000 1 5,000,000 Shares 100.00% 10,000,000 1 10,000,000 Shares 100.00% 20,000,000 1 20,000,000 Shares 100.00% 8 The final number of Offer Shares comprised in the Hong Kong Public Offering is 92,553,000 Offer Shares, representing 2.80% of the total number of the Offer Shares under the Global Offering (before any exercise of the Over-allotment Option). The final number of Offer Shares comprised in the International Offering is 3,207,447,000 Offer Shares, representing 97.20% of the total number of the Offer Shares under the Global Offering (before any exercise of the Over-allotment Option). RESULTS OF ALLOCATIONS UNDER THE HONG KONG PUBLIC OFFERING In relation to the Hong Kong Public Offering, the Bank announces that the results of allocations under the Hong Kong Public Offering, including the Hong Kong identity card/passport/hong Kong business registration numbers of successful applicants (where supplied) and the number of Hong Kong Offer Shares successfully applied for under WHITE or YELLOW Application Forms, by WHITE Form eipo service and by giving electronic application instructions to HKSCC via CCASS, will be made available at the times and dates and in the manner specified below: in the announcement to be posted on the Bank s website at www.czbank.com and the Hong Kong Stock Exchange s website at www.hkexnews.hk by no later than 8:00 a.m. on Tuesday, 29 March 2016; from the designated results of allocations website at www.iporesults.com.hk with a search by ID function on a 24-hour basis from 8:00 a.m. on Tuesday, 29 March 2016 to 12:00 midnight on Monday, 4 April 2016. The user will be required to key in the Hong Kong identity card/ passport/hong Kong business registration number provided in his/her/its application to search for his/her/its own allocation result; by telephone enquiry line by calling +852 2862 8669 between 9:00 a.m. and 10:00 p.m. from Tuesday, 29 March 2016 to Friday, 1 April 2016; and 11
in the special allocation results booklets which will be available for inspection during opening hours from Tuesday, 29 March 2016, Wednesday, 30 March 2016 and Thursday, 31 March 2016 at all the receiving banks designated branches and sub-branches set out below: (1) Bank of China (Hong Kong) Limited District Branch Address Hong Kong Island Sheung Wan Branch 252 Des Voeux Road Central North Point (King s Centre) Branch 193 209 King s Road, North Point Kowloon Mei Foo Mount Sterling Mall Branch Shop N47 49 Mount Sterling Mall, Mei Foo Sun Chuen Metro City Branch Shop 209, Level 2, Metro City Phase 1, Tseung Kwan O New Territories Tuen Mun Town Plaza Branch Shop 2, Tuen Mun Town Plaza Phase II (2) Bank of Communications Co., Ltd. Hong Kong Branch District Sub-Branch Address Hong Kong Island Central District Sub-Branch Quarry Bay Sub-Branch G/F., Far East Consortium Building, 125A Des Voeux Road C., Central Shops 3 and 4 on G/F., 981A 981F King s Road, Chung Hing Mansion, Quarry Bay Kowloon Kwun Tong Sub-Branch Shop E, Block G & H, G/F, East Sun Industrial Centre, 16 Shing Yip Street, Kwun Tong New Territories Tai Po Sub-Branch Shop No. 1, 2, 26 & 27, G/F., Wing Fai Plaza, 29 35 Ting Kok Road, Tai Po 12
(3) Wing Lung Bank Limited District Branch Address Hong Kong Island Head Office Johnston Road Branch 45 Des Voeux Road Central 118 Johnston Road Kowloon Mongkok Branch B/F Wing Lung Bank Centre, 636 Nathan Road New Territories Shatin Plaza Branch Shop 2, Level 1, Shatin Plaza, 21 27 Shatin Centre Street Tsuen Wan Branch Yuen Long Branch 251 Sha Tsui Road 37 On Ning Road Applicants who wish to obtain their results of allocations are encouraged to make use of the Company s Hong Kong Public Offering allocation results enquiry line or to use the Company s Hong Kong Public Offering website www.iporesults.com.hk. Applicants applying through their designated CCASS Participants (other than CCASS Investor Participants) can arrange with their designated CCASS Participants to advise them of the number of Offer Shares allocated under their applications. Successful CCASS Investor Participants can check the number of Offer Shares allocated to them via the CCASS Phone System and CCASS Internet System on Tuesday, 29 March 2016 or from the activity statement that will be made available by HKSCC to them showing the number of Hong Kong Offer Shares credited to their CCASS Investor Participant stock accounts. 13
Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 ------------ ------------ ------------ ------------ ------------ ------------ ------------ ------------ A0650164 2000 G6270564 5000 A8114539 1000 G6391833 3000 A8464122 10000 G6434826 1000 A9035845 10000 G6540731 2000 A940428A 1000 G6909913 4000 A9515790 1000 G6991202 1000 C3325049 2000 G800358A 1000 C3794243 1000 G8128250 1000 C395089A 1000 H352696A 1000 C4059237 2000 H3536507 10000 C4811311 1000 H3573445 1000 C4830294 5000 H3580913 1000 C4981942 2000 H3637788 1000 C6022519 1000 H4516550 1000 C6045764 1000 H4727063 2000 C6070238 2000 K0338117 2000 C6132632 1000 K0345830 1000 C6319538 1000 K0503029 1000 C6503525 1000 K0683701 1000 C6746940 1000 K0791075 3000 D0024458 8000 K1115219 3000 D0881962 2000 K2090430 1000 D1118936 2000 K2292920 1000 D1514793 1000 K2406098 1000 D2251168 2000 K3765172 1000 D2597102 1000 K4426932 1000 D3255884 1000 K4572068 1000 D3531644 1000 K4606566 1000 D3685773 3000 K4860233 10000 D3883583 1000 K4911431 5000 D4026471 2000 K5396603 1000 D4126301 1000 K5441714 1000 D4129831 1000 K5540445 1000 D4338287 5000 K5831784 1000 D448240A 3000 K6215696 1000 D5179085 1000 K6227880 1000 D5257205 1000 K655718A 2000 D5882800 1000 K6759432 1000 D6030859 1000 K6803938 1000 D6221182 1000 K8376034 2000 D6257225 1000 K8689814 2000 D6298762 4000 P1097990 4000 D6326553 1000 P1542064 1000 D6564519 5000 P1979047 2000 D680143A 1000 P2924076 10000 D6819851 5000 P3548094 2000 D7037091 1000 P5739881 1000 D811197A 1000 P7490503 1000 E0677624 1000 P8207295 2000 E1001039 1000 R0745269 10000 E1812479 2000 R2744901 1000 E2504239 1000 R4529242 1000 E3407229 2000 V0215406 1000 E3519981 1000 V0398527 1000 E357740A 10000 V081265A 1000 E3739094 1000 XG3985222 1000 E4197627 1000 Y1190480 1000 E430220A 1000 Y1865887 2000 E4906490 8000 Y4147993 1000 E5314155 1000 Y4954058 1000 E6273967 1000 Z1112180 1000 E7482152 1000 Z3150500 1000 E8272798 50000 Z5491399 1000 E8352473 5000 Z6696474 1000 E8491252 2000 Z7744995 1000 E8560378 1000 Z793168A 2000 E8633391 5000 Z9013513 2000 E9086459 2000 E9101865 1000 G0760470 2000 G083086A 1000 G0858462 1000 G1685464 1000 G1723307 2000 G2352396 2000 G237683A 2000 G2484942 2000 G2590998 4000 G2689528 2000 G3283541 2000 G340621A 2000 G4063464 1000 G4421093 1000 G4835181 1000 G5088223 1000 G5517248 3000 G5629747 1000 G5944960 1000 分配結果 ( 白表 ) - 1 - Results of Applications (White Form)
Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 ------------ ------------ ------------ ------------ ------------ ------------ ------------ ------------ A107986A 2000 A7430313 10000 B9547970 2000 C5113928 2000 D0235408 4000 D4512856 6000 D4689586 10000 D6306145 6000 E4629462 1000 G5518716 2000 K3483606 3000 P2200426 5000 P4815746 5000 P8077995 1000 Z4414382 2000 分配結果 ( 黃表 ) - 1 - Results of Applications (Yellow Form)
Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 ------------ ------------ ------------ ------------ ------------ ------------ ------------ ------------ 001184021 15000 256210444 20000 41224502X 2000 907200041 5000 003010513 1000 262065001 30000 42242819 300000 907207845 2000 004290010 10000 262065002 30000 440301196 1000 908194012 2000 005202851 5000 262065003 30000 440301196 1000 909051725 2000 006010411 1000 262065004 40000 440301196 1000 909110051 1000 006180020 5000 262065005 40000 440301197 1000 909121138 1000 006193800 5000 262065006 50000 440301197 1000 909141834 20000 006893500 20000 262065007 50000 440301197 1000 911271215 35000 0072504 1000 262065008 70000 440301198 3000 911302429 2000 008055163 2000 262065009 100000 440301561 3000 930019864 5000 008096128 5000 262065010 100000 440306195 1000 A10694258 50000 008242014 25000 262065011 100000 440321197 1000 A1157968 1000 008245024 2000 262065012 100000 440922197 1000 A1162082 2000 008295017 2000 262065013 200000 440922197 1000 A2821462 30000 008567400 1000 262065014 300000 50211462X 2000 A3910345 20000 008777200 3000 262065015 300000 502155116 2000 A750449A 10000 009112800 100000 262065016 500000 503202018 2000 A7550734 1000 009615800 20000 262065017 1000000 504285433 5000 A7745810 2000 0097819 2000 262065018 1000000 505171510 15000 A8422551 30000 01016221X 1000 262065019 2000000 506100023 2000 A9431716 2000 010165147 2000 262065020 10000000 506291512 2000 A9708610 1000 010200032 100000 265076901 30000 507230020 1000 A9725426 30000 010290629 2000 266330133 30000 508117035 50000 A9877633 30000 011240073 100000 267289213 10000 509178118 2000 B1691878 1000 012030038 2000 269349312 5000 510108198 1000000 B1719948 1000 012260252 2000 274348234 100000 510122412 2000 B1980241 1000 014791300 2000 275248995 20000 510200051 10000 B210898A 20000 015140000 20000 288279979 5000 51021219 200000 B3161957 1000 020160001 20000 290181437 1000 511023197 30000 B7548988 1000 020160002 2000 290348135 3000 511097619 1000 B8227395 3000 020160003 300000 295847313 10000 512032415 2000 C11185772 10000 0378677 100000 300028 1000 512113526 4000 C3188602 3000 04020071 1000 301105123 2000 512202470 5000 C3805431 1000 0579489 10000 301312424 5000 512276112 2000 C3929114 1000 0632957 1000 30217741X 1000 601190020 2000 C395156A 1000 0919971 30000 303285027 2000 601253999 3000 C3959161 1000 0968650 2000 304011724 2000 602203912 6000 C4936890 1000 10045511 20000 304165514 1000 603056064 25000 C5429801 5000 101033038 2000 306092527 6000 603236124 2000 C610360 4000 10109919 2000 306174862 2000 604114028 4000 C640876A 1000 102088923 2000 307001000 50000 605075113 2000 D0691454 1000 10223207 10000 307019000 100000 605084216 1000 D1127811 1000 10262148 3000 308204036 2000 605282714 8000 D1395689 1000 103115023 2000 309140610 5000 606225027 2000 D164600 1000 104031725 2000 30916001X 2000 607069110 8000 D1685253 1000 105054939 5000 309175810 1000 607275137 5000 D179866A 7000 10602152X 200000 310270014 10000 609042821 1000 D2087163 1000 106077014 5000 312026417 4000 609160844 8000 D2484928 1000 106232026 5000 312104860 2000 609203039 4000 D2569230 1000 107080713 6000 320911197 2000 610051632 1000 D2586208 1000 108181818 10000 325341261 10000 611260663 2000 D2859778 1000 110053337 5000 328193164 1000 61129502X 2000 D298579A 30000 11024511X 2000 330474131 1000 612015122 2000 D3169554 15000 112030711 5000 330502195 1000 612060536 1000 D3308759 1000 112053425 20000 330594003 25000 660426272 5000 D3532128 1000 12026417 15000 349014068 10000 701133326 5000 D3609171 1000 152104198 3000 359461118 8000 701250215 5000 D3683290 1000 200053080 4000 359476538 5000 702211215 1000 D3850766 1000 201211839 4000 359537388 4000 703110141 5000 D3926320 1000 201242016 2000 363145723 5000 704280417 1000 D3926339 1000 202084334 3000 364040790 3000 706292011 2000 D4271611 5000 20216253X 5000 365718162 1000 708015176 2000 D452845 5000 205031413 1000 366070092 25000 709019249 5000 D4879016 1000 205206114 2000 366315927 3000 71022391X 10000 D495397 10000 206155253 2000 368314167 10000 710311015 1000 D5275815 2000 206164014 3000 370026452 1000 711117115 5000 D5487960 1000 207033184 15000 373098920 4000 730425553 5000 D5834938 5000 207039007 10000 377031083 20000 740125081 5000 D8206628 1000 207062712 2000 378201099 100000 766288617 10000 D8243833 20000 208053011 10000 379033640 8000 773002795 4000000 D8262714 1000 208245036 2000 383193232 1000 783189111 3000 D8491616 1000 209157345 10000 384368429 1000 788046118 100000 D8533815 1000 210090090 35000 384372512 5000 793002486 5000 E1001512 5000 210190049 1000 388078230 2000 801106035 2000 E1008008 5000 210264779 1000 388719825 100000 804306127 2000 E13475100 5000 211010010 1000 389009713 100000 805195121 2000 E14818301 5000 211270215 2000 391033677 200000 805293324 5000 E1957868 5000 212018217 15000 394439707 1000 806035017 2000 E2641252 3000 212131535 1000000 401240018 5000 806101212 1000 E296079A 1000 212144610 40000 403262064 5000 810285438 1000 E3236300 20000 21230784X 2000 40517841X 5000 811043418 2000 E334232 6000 219179629 4000 406141819 4000 811285016 2000 E3395166 1000 224395053 1000 407235124 2000 812280910 2000 E383481A 1000 225338938 4000 408035038 2000 90305337X 1000 E5922732 1000 229077318 100000 408164311 2000 903055023 2000 E5967663 3000 242319226 4000 409220228 4000 903172815 60000 E6486561 1000 242330835 3000 410235012 2000 903281425 5000 E6602294 5000 255240053 1000 412014897 2000 904026355 1000 E7278709 3000 分配結果 ( 黃表 - 電子認購指示 ) - 1 - Results of Applications (EIPO)
Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 ------------ ------------ ------------ ------------ ------------ ------------ ------------ ------------ E7857660 1000 IS2224668 2000 K709678A 1000 Z325649A 1000 E7872147 1000 IS2349159 2000 K7170416 1000 Z3323316 3000 E8071385 2000 IS2444839 5000 K7507151 1000 Z3659969 1000 E8206450 2000 IS2580718 1000 K8144028 3000 Z3894518 2000 E8374353 10000 IS3015276 2000 K8368538 30000 Z4019637 1000 E8824405 5000 IS3202119 4000 K8466491 1000 Z4232187 1000 E8918930 1000 IS3453705 70000 K8473803 1000 Z4546467 10000 E9047135 1000 IS3571236 10000 K914174A 1000 Z485949 2000 E9180706 5000 IS3746138 5000 K9778918 300000 Z510512A 1000 E939577A 5000 IS3927639 25000 L12247208 10000 Z520490A 1000 E9614897 1000 IS4113844 10000 M1198098 2000 Z5364141 1000 E9884614 30000 IS4117207 2000 M1347328 1000 Z5476780 1000 G0124531 1000 IS4300401 1000 M149083A 6000 Z5484805 1000 G0229775 5000 IS4787817 8000 M166840A 35000 Z5512930 1000 G0553262 1000 IS5220250 25000 M2509941 20000 Z5541795 1000 G0674760 1000 IS5282238 1000 M4978582 3000 Z6536566 1000 G1484256 1000 IS5455803 1000 OS181807 2000 Z7245921 5000 G1849157 1000 IS5652503 1000 OS182976 50000 Z7251069 1000 G22708167 1000 IS5672384 2000 P0070320 1000 Z7309490 1000 G24846970 5000 IS5781590 1000 P0071033 1000 Z8303798 1000 G24955165 5000 IS5938207 25000 P0071114 1000 Z8350443 1000 G2872047 3000 IS5994441 1000 P0458442Z 3000 Z8496170 1000 G29312918 8000 IS6002277 2000 P1713462 10000 Z8837555 1000 G320016 2000 IS6328816 70000 P2576396 5000 Z8921823 50000 G43038693 20000 IS6666880 25000 P271005A 1000 Z9602527 1000 G4673157 1000 IS6706366 1000 P2819280 1000 G4676539 1000 IS7137407 2000 P4160596 1000 G483820 2000 IS7176737 1000 P4338522 9000 G50219439 1000 IS7191182 1000 P4496772 5000 G5148315 15000 IS7204604 1000 P8476474 1000 G5196581 25000 IS7426815 1000 P8523065 1000 G5299232 3000 IS7447021 1000 P8650989 1000 G53943476 20000 IS7457280 4000 P8720480 3000 G5464500 3000 IS7485408 2000 P8999310 1000 G56629893 20000 IS7586553 10000 P9023449 25000 G5762870 1000 IS7625275 2000 P9365625 1000 G5811189 1000 IS7859100 1000 R0160848 3000 G581163 1000 IS7872916 40000 R018849 5000 G599187A 5000 IS7960354 1000 R0238804 1000 G6053164 6000 IS8169980 1000 R0557233 100000 G6238849 5000 IS8209418 2000 R064713 6000 G6330311 3000 IS8853357 25000 R072793 2000 G645053B 1000 IS8966011 30000 R1246304 5000 G6492966 10000 IS8982615 10000 R3039578 2000 G6738752 1000 IS9054924 1000 R3796700 5000 G6754650 1000 IS9102643 50000 R3885444 2000 G7058828 4000 IS9121231 1000 R496574 35000 G8135222 10000 IS9180494 3000 R5197618 2000 G9020070 1000 IS9208744 40000 R5509237 1000 G9034330 1000 IS9377014 35000 R5652080 2000 GS015067B 50000 K012804A 1000 R6148521 3000 GS039600B 4000 K0204145 3000 R6148580 3000 GS072607B 60000 K0430668 1000 R6811794 2000 GS076621B 100000 K046872A 20000 R7251911 5000 GS081316B 90000 K0513199 1000 R8296463 10000 GS081925B 45000 K0551899 1000 R8832454 5000 GS082318B 10000 K0602264 100000 V0396109 10000 GS087982B 1000000 K068449A 1000 V0555681 1000 GS090336B 100000 K0744433 10000 V0815012 5000 GS091133B 100000 K0793027 20000 V1007173 15000 GS096506B 20000 K0923133 1000 V1120891 1000 GS099360B 90000 K1178725 1000 V136507 1000 GS101330B 9000 K133459A 1000 W27096255 25000 GS102739B 10000 K172956A 3000 W33810910 20000 GS102991B 15000 K1792210 1000 W36176017 40000 GS105076B 3000 K2141965 1000 W37631542 10000 GS105171B 300000 K215935A 1000 W77685154 20000 GS106677B 70000 K2241013 1000 W81598414 9000 GS110290B 3000 K2248484 3000 W97672520 3000 GS112019B 200000 K2272245 100000 XD8043235 1000 GS112357B 15000 K2647478 1000 Y0042658 5000 GS113523B 10000 K2741660 1000 Y0516412 2000 GS113710B 25000 K297049A 2000 Y1165834 1000 GS113879B 25000 K3140350 1000 Y1217273 1000 GS115706B 300000 K3592669 15000 Y1286674 3000 GS117676B 1000 K415665A 25000 Y2042841 1000 H0156843 1000 K4497341 1000 Y2351895 3000 H0220770 1000 K4724925 1000 Y2875932 1000 H0695396 1000 K482248A 20000 Y4729518 3000 H0788173 1000 K5279062 1000 Y533522A 1000 H0788467 1000 K6149979 1000 Y6249157 5000 H0788475 1000 K6213995 1000 Z0818373 1000 H0865836 1000 K6214002 1000 Z1266226 1000 H365108A 1000 K6501915 20000 Z1346645 1000 IS1094464 10000 K663633 1000 Z1769325 5000 IS1102625 1000 K6788173 1000 Z1828917 1000 IS1332696 1000 K6814263 1000 Z2363799 1000 IS1666240 10000 K6906532 1000 Z2522692 1000 分配結果 ( 黃表 - 電子認購指示 ) - 2 - Results of Applications (EIPO)
COLLECTION/POSTING OF H SHARE CERTIFICATES Applicants who apply for 1,000,000 or more Hong Kong Offer Shares and are wholly or partially successful using WHITE Form eipo service or those using WHITE Application Forms and have provided all information required may collect their share certificates in person from the H Share Registrar, Computershare Hong Kong Investor Services Limited, at Shops 1712 1716, 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Tuesday, 29 March 2016. Applicants being individuals who opt for personal collection must not authorise any other person to make collection on their behalf. Applicants being corporations which opt for personal collection must attend by sending their authorised representatives each bearing a letter of authorisation from their corporation stamped with their corporation s chop. Both individuals and authorised representatives (if applicable) must produce, at the time of collection, evidence of identity acceptable to the H Share Registrar. H Share certificates (if any) for Hong Kong Offer Shares allotted to applicants using WHITE Application Forms or WHITE Form eipo service which are either not available for personal collection, or which are so available but are not collected in person, are expected to be dispatched by ordinary post to those entitled at their own risk on Tuesday, 29 March 2016. Wholly or partially successful applicants who applied on a YELLOW Application Form or by giving electronic application instructions to HKSCC via CCASS will have H Share certificates issued in the name of HKSCC Nominees Limited and deposited directly into CCASS for credit to their CCASS Investor Participant stock accounts or the stock accounts of their designated CCASS Participants as instructed by them in respect of applications which are wholly or partially successful on Tuesday, 29 March 2016. Applicants applying through a designated CCASS Participant (other than a CCASS Investor Participant) using YELLOW Application Forms should check the number of the Hong Kong Offer Shares allotted to them with that CCASS Participant. Applicants applying as a CCASS Participant on YELLOW Application Forms or by giving electronic application instructions to HKSCC via CCASS should check and report any discrepancies to HKSCC before 5:00 p.m. on Tuesday, 29 March 2016 or such other date as shall be determined by HKSCC or HKSCC Nominees. REFUND OF APPLICATION MONIES Applicants who have applied for 1,000,000 Hong Kong Offer Shares or more using WHITE or YELLOW Application Forms and have provided all information required may collect refund cheques (if any) in person from the H Share Registrar, Computershare Hong Kong Investor Services Limited at Shops 1712 1716, 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong between 9:00 a.m. and 1:00 p.m. on Tuesday, 29 March 2016. Refund cheques (if any) which are either not available for personal collection, or which are available but are not collected in person, will be dispatched by ordinary post to the address as specified in the WHITE or YELLOW Application Forms at the applicant s own risk on Tuesday, 29 March 2016. 14
For applicants who have paid the application monies from a single bank account using WHITE Form eipo service, e-refund payment instructions (if any) are expected to be dispatched to the application payment account on Tuesday, 29 March 2016. For applicants who have paid the application monies from multi-bank accounts using WHITE Form eipo service, refund cheques are expected to be dispatched by ordinary post at their own risk on Tuesday, 29 March 2016. Refund monies for applicants applying by giving electronic application instructions to HKSCC via CCASS are expected to be credited to the relevant applicants designated bank account or the designated bank account of their broker or custodian on Tuesday, 29 March 2016. Applicants applying through designated CCASS Clearing/Custodian Participants may check the refund amount payable to them through their broker or custodian on Tuesday, 29 March 2016. For applicants applying (whether using YELLOW Application Forms or by giving electronic application instructions to HKSCC via CCASS) as CCASS Investor Participants, they can also check their new account balance and the amount of refund (if any) payable to them (by giving electronic application instructions to HKSCC via CCASS only) via the CCASS Phone System or the CCASS Internet System at https://ip.ccass.com (using the procedures contained in HKSCC s An Operating Guide for Investor Participants in effect from time to time) immediately after the credit of the Offer Shares to their stock account on Tuesday, 29 March 2016. HKSCC will also make available to such applicant activity statements showing the number of Offer Shares credited to their CCASS Investor Participants stock accounts and (for CCASS Investor Participants applying by giving electronic application instructions to HKSCC via CCASS) the refund amount credited to their respective designated bank accounts (if any). OVER-ALLOTMENT OPTION Pursuant to the International Underwriting Agreement, the Bank and the Selling Shareholders have granted the Over-allotment Option to the International Underwriters, exercisable by the Joint Global Coordinators (in their absolute discretion and on behalf of the International Underwriters) from the date of the International Underwriting Agreement up to (and including) the date which is the thirtieth (30th) calendar day after the last day for lodging applications under the Hong Kong Public Offering to require the Bank to issue and allot and the Selling Shareholders to sell up to an aggregate of 495,000,000 additional H Shares at the Offer Price. As of the date of this announcement, the Over-allotment Option has not been exercised. In the event that the Overallotment Option is exercised, an announcement will be made. NET PROCEEDS OF THE GLOBAL OFFERING After deducting the net proceeds from the sale of Sale Shares by the Selling Shareholders in the Global Offering, the underwriting commissions, the incentive fees and other estimated expenses in connection with the Global Offering, the Bank estimates that the net proceeds of the Global Offering to the Bank will be approximately HK$11,591 million assuming the Over-allotment Option is not exercised. 15