Your clients. account statement. Help your clients understand their TD Ameritrade Institutional monthly. Monthly account statement STOCK01 STOCK02

Similar documents
UNDERSTANDING THE NEW CONSOLIDATED FORM 1099

Become an RIA with minimal client disruption

Clearing Number: Account Number: Telephone Number (required):

A Guide to Understanding Your Brokerage Account Statement

New TD Ameritrade Institutional Account Number, as of February 26

A Guide to Understanding Your Brokerage Account Statement

Our mission is to support the relationship between you and your advisor by providing security of your assets and the best service, technology, and pro

Jump-Start Your Retirement

Custodian Information. TD Ameritrade and you. Providing your financial advisor with solutions and resources to help you pursue financial success.

Unified Managed Account Exchange UMAX - Envestnet. How-To Guide for Registered Investment Advisors

U.S. Social Security Number: (SSN) Mother s Maiden Name: Secondary Phone: Country of citizenship:

DocuSign /Laser App Anywhere

Using Junxure with TD Ameritrade Institutional s Veo Platform. October 2012

Understanding your account statement

direct, smart, comprehensive A GUIDE TO YOUR MONTHLY STATEMENT

TD Ameritrade Retirement Plan Provided by TD Ameritrade Trust Company

SAMPLE. Customer Service and Account Information Market Monitor

SAMPLE INCOME PLAN. John & Jane Doe JANUARY 8, Prepared by: Sample Advisor, Sample Advisor Firm Name

ENROLLMENT OVERVIEW for the Caribou Coffee Retirement Savings Plan

Understanding your account statement

Firm Name: Primary Contact:

Pairs Trading Futures Don Roberts

Get More From Your Account Statement

Features and Benefits Guide Your Schwab Institutional Statement. A complete and easy way to view your portfolio.

Retirement Readiness. Jennifer Schuessler Regional Sales Director. FOR INSTITUTIONAL USE ONLY. Not for Public Distribution.

One pathway to more personalized investment portfolios

TD Ameritrade Institutional, Division of TD Ameritrade, Inc.TD Ameritrade, Inc., member FINRA/SIPC/NFA, is a subsidiary of TD Ameritrade Holding

Understanding My Statement

TD AMERITRADE TDA 1887: Veo Open Access Animation. 11/22/11 Storyboard v 4.0

Important information for 2014 tax planning

How to Read Your Statement

DATE: January 16, 2003 TO: ALL BRANCH MANAGERS & REGISTERED REPS RE: TAX FORMS ON LINE JANUARY 31 ST, 2003

*TDAI3204* ALTERNATIVE INVESTMENTS CLIENT CUSTODY AGREEMENT (PURCHASES) Account #: Advisor Code: AGREEMENT

LOUISIANA Public Employees Deferred Compensation Plan

TD Ameritrade Institutional s Technology Triple Threat

How We Work with Morningstar Investment Management LLC

1099 Information Guide

Using Unitized Managed Accounts in 401(k) Plans

Statements: Frequently Asked Questions

Water Dance On Lake Dillon. Month-to-date Ending June 30, Financial Statements

JOHN Q. CLIENT 1234 ANY STREET ANYTOWN, US Header 1. September XX, 2017 Page 1 of 3

Your Independent Investment Manager and/or Advisor

Separate Account Exchange. How-To Guide for Investment Managers

A Guide to Understanding Your Brokerage Account Statement. Rated Excellent Five Years In A Row

TD AMERITRADE Holding Corporation

Investment Advisor Firm (Agent) and Primary Contact: Firm Name: Primary Contact: Title of Trust:* Effective Date of Trust: Trust Tax ID Number:

Americans & Taxes: An Individual Investor Survey

Determining Compensation: Operations Manager

Advisor Access from Scottrade Investment Management

SAMPLE U.S. ESPP Statement

Quick-Start Guide VERSION 1.0

The DOL Fiduciary Rule. Questions & answers by Fred Reish. Retirement Plan Solutions. Content provided by. Compliments of

MAKING THE CHOICE TO OUTSOURCE. Leveraging third parties to help you stay focused on clients

Orange County Sanitation District 457(b) Deferred Compensation Plan

Section 408(b)(2) Disclosure Summary

ABA Retirement Funds Program (the Program ) 408(b)(2) Service Provider Fee Disclosure

2018 Consolidated 1099 Tax Statement

Mutual fund changes coming to the Defined Contribution Plan.

Investment Advisor Firm (Agent) and Primary Contact: Firm Name: Primary Contact:

A portfolio that matches your plans.

ACCOUNT TRANSFER FORM

Till Debt Do Us Part Couples and Money Survey

Important Changes to TD Waterhouse Canada Inc. Account Holder Information

Rollover IRAs. Consider the advantages of consolidating your retirement savings PROOF 3

A guide to your Merrill Lynch statement. Understanding its features and benefits

NORTHERN FUNDS TA X GUIDE 2O12

Offering a brokerage window

OKLAHOMA MUNICIPAL RETIREMENT FUNDTM. A plan for today. Retirement possibilities for tomorrow.

Get More From Your Account Statement

Total Cost Basis. Price per Share , , , % , , ,

Arbor Point Advisors, LLC Firm Brochure (Part 2A of Form ADV)

Coverdell ESA Custodial Account

Rule 206-4(2) Custody Webinar. Rule 206-4(2) Custody Webinar

SE-Michigan Model Club Reports Spreadsheet Help

Get more from your account statement

Wealth Management Reports

CORE. The advantages of choosing the Commonwealth of Massachusetts Defined Contribution CORE Plan. Office of the State Treasurer and Receiver General

Frequently Asked Questions & Empower: About

Brokerage Quick Reference Guide

TD Ameritrade. BofA Merrill Lynch Conference New York, NY November 13, Fred Tomczyk President and CEO

Strategic Target Funds. Investing in the Strategies of Strategies Capital Management

3. Entering transactions

Your Independent* Investment Advisor. Mail To. Account Of. Account Value Summary. Change in Account Value. Rate Summary

IRS tax reporting changes for investors

Services for your Employee Stock Purchase Plan

Your Independent Investment Manager and/or Advisor

Low costs, exceptional service for your retirement plan. Vanguard Retirement Plan Access TM

2015 ZEGA Financial. All rights reserved.

UBS Financial Services Inc. SIMPLE IRA Summary Description

SE-Michigan Model Club Reports Spreadsheet Help

NORTHERN FUNDS TA X GUIDE 2O14

RBC Dominion Securities Inc. Your DS statement: A guide for clients

Determining your 2017 stock plan tax requirements a step-by-step guide

Get more from your account statement

Selective Opportunistic Portfolios December 20, 2016

Asset Management Reports

SAMPLE TAX YEAR 2012 FORM 1099 COMPOSITE. Recipient s Name and Address. Your Consultant. Items for Attention

Entering Transactions and Prices In This Chapter

A Quick-Start Enrollment for Employee Stock Purchase Plan (ESPP) Participants

Vanguard mutual fund and brokerage investors 2016 Form 1099-B instructions

Transcription:

Reporting P Guidebook Monthly account statement STOCK0 Your clients account statement GOLDEN FIELDS INVESTMENT SERVICES () 56-7890 STOCK07 STOCK06 EXCHANGE TRADED FUND0 STOCK05 GOLDEN FIELDS INVESTMENT 0000000000 STOCK0 STOCK0 STOCK0 FIXED INCOME0 0 STK07 STK06 P STK05 ST 0000A Help your clients understand their TD Ameritrade Institutional monthly account statement

The big picture The account summary section of your clients monthly account statement from TD Ameritrade Institutional provides an easy-to-absorb overview. Account overview GOLDEN FIELDS INVESTMENT SERVICES MAIN STREET ANYTOWN, USA 5 () 56-7890 Questions? Contact Us. (800) -500 TD Ameritrade Clearing, Inc., Member SIPC Reporting Period: August -, 07 Account 90-XXXXXXXX JOHN M DOE INDIVIDUAL 8//7-8//7 //7-8//7 Custom logo placement: We can include your firm name or logo on the statement* Total Account Value: The exact dollar value as of the last date of the reporting period Change in Account Value (for the reporting period and year to date): The difference between the account beginning and ending value, including transactions, changes in market value, and events (such as stock splits, dividends, mergers and acquisitions, and spin-offs) Summary of Holdings: A breakdown of investments by type and amount Page of * Custom firm name and logo placement specifications include: bit black and white (not gray scale), 00 pixels per inch, width/height at 80 pixels x 05 pixels (.8 inches x.0 inch), and logo applied at the advisor code level.

The details Together, the holdings details and transaction details give your clients a detailed view of their investments and transactions completed during the reporting period. Holdings details Reporting Period: August -, 07 Account 90-XXXXXXXX JOHN M DOE INDIVIDUAL Investments are listed by type, including: Cash and cash alternatives CASH AND CASH ALTERNATIVES TOTAL CASH AND CASH ALTERNATIVES EXCHANGE TRADED FUNDS0 EXCHANGE TRADED FUNDS0 EXCHANGE TRADED FUNDS0 FIXED INCOME0 FIXED INCOME0 FIXED INCOME0 FIXED INCOME0 Symbol/ CUSIP 0 0 0 GOLDEN FIELDS INVESTMENT SERVICES () 56-7890 TOTAL EXCHANGE TRADED FUNDS- LONG POSITION ABCD Symbol/ CUSIP 0000ABCD 0000ABCD 0000ABCD 0000ABCD Purchase Date** //0 //0 6// Purchase Date /0/ 8/6/5 //0 /9/ Quantity 70 9 75 Quantity 0 0 0 0 Closing Price $.675 5.69 77.7 Closing Price $07.9 9.59.05 06.50 Market Value $,568.56,858.00,78.68 $87,55. 87,55. Market Value $9,05.00,68.00 7,5.70 7,80.8 Cost Basis** 8,6.88.09.0 9,68.5 $8,9. Cost Basis,99.55 7,.60 Unrealized Gain/(Loss)**,.68,76.70,06.5 $58,.9 Unrealized Gain/(Loss) 6,0.5,855.0 Estimated Income Yield** _.00 0.8% 577..5% $99. Estimated IncomeYield 00.00.% 8,7.0 (6.0) - 7,67.7 6.9 76.8.6% - Page of Exchange Traded Funds (s) Fixed Income Mutual Funds Stocks You can customize client statements: Add Cost Basis at the individual account level or advisor code level using Veo self-service (Preferences > User Preferences > Cost Basis) Insert a column for Estimated Income and Yield (set at the advisor code level) by submitting a request to your Relationship Service Team ** Indicates optional custom views.

Information that matters to clients Clients can review their account transaction details to track their recent brokerage account activity and verify all transactions against trade confirmations. Transaction details Reporting Period: August -, 07 Account 90-XXXXXXXX JOHN M DOE INDIVIDUAL All transactions appear chronologically and by type, including: STOCK0 STOCK0 STOCK0 STOCK0 FIXED INCOME0 STOCK05 STOCK06 STOCK07 STK0 STK0 STK0 STK0 0000ABCD STK05 STK06 STK07 Securities sold and purchased Dividend income Dividend reinvestments Interest income Deposits and withdrawals EXCHANGE TRADED FUND0 0 GOLDEN FIELDS INVESTMENT 0000000000 GOLDEN FIELDS INVESTMENT SERVICES () 56-7890 Page of

Month by month Your clients with TD Ameritrade Institutional retirement accounts will receive monthly statements with a retirement account activity overview. Your clients can see a snapshot of their retirement account statistics so they can track progress toward their goals. -*- Demonstration Powered by Exstream Dialogue 0/7/0, Version 6..05 -*- Account 90-XXXXXXXX XXX-070 JOHN C DOE ROLLOVER IRA TD AMERITRADE CLEARING INC CUSTODIAN MONTHLY STATEMENT Reporting Period: August - -, 07 00 ROLLOVER IRA ACCOUNT SUMMARY (continued) RETIREMENT ACCOUNT ACTIVITY OVERVIEW Year to Date //0 7-8//0 7 This Month Reported for 00 6 Reported for 009 7 CONTRIBUTIONS Plan Contributions $,0.8 $,9.0 $,0.8 DISTRIBUTIONS (amounts include taxes withheld) Distributions you made (,0.8) (6,9.0) (,0.8) HOLDINGS DETAIL CASH AND CASH EQUIVALENTS Investment Description TD BANK INSURED DEPOSIT ACCOUNT $0,55.80 TOTAL CASH & CASH EQUIVALENTS $0,55.80 MUTUAL FUNDS Investment Description OAKMARK MUTUAL FUNDS0 FDS EQUITY & INCOME FD VANGUARD MUTUAL FUNDS0 INTER TM TREAS Market Value Symbol/ Purchase Closing Cost Unrealized CUSIP Date Quantity Price Market Value Basis Gain/(Loss) MF0 OAKBX 7.6 $ 6.8 $ 9,7.6 $ - $ - MF0 VFITX //0,99.7.8,57.8 0,000.00 (6,6.9) Statements contain helpful information, including: Contributions made on their behalf so they can determine additional amounts to contribute Distributions taken Questions? Consult your Independent Advisor: Statement Redesign Financial Services (0) 575-67 AP Page of 6 5

Connect with your Relationship Service Team today. CALL 800-00-688 VISIT TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. 07 TD Ameritrade. TDAI 9898 BR 0/7